PROSPECT CAPITAL CORP
Congressional Trades
| Politician | Stock | Type | Filed | Traded | |
|---|---|---|---|---|---|
Gary J. PalmerHouse · R · AL |
PSECPROSPECT CAPITAL CORP · Stock |
Purchase $1,001 - $15,000 |
Sep 29, 2018 | Jul 12, 2018 | Filing ↗ |
Gary J. PalmerHouse · R · AL |
PSECPROSPECT CAPITAL CORP · Stock |
Purchase $1,001 - $15,000 |
Sep 29, 2018 | Aug 6, 2018 | Filing ↗ |
Michael T. McCaulHouse · R · TX |
PSECPROSPECT CAPITAL CORP · Note |
Sale $100,001 - $250,000 |
Apr 10, 2014 | Mar 25, 2014 | Filing ↗ |
Michael T. McCaulHouse · R · TX |
PSECPROSPECT CAPITAL CORP · Note |
Sale $100,001 - $250,000 |
Apr 10, 2014 | Mar 25, 2014 | Filing ↗ |
Whale Activity
- Increased1
- New0
- Held0
- Decreased2
- Closed1
- No prior filing1
| Filer | Shares | Value | Change |
|---|---|---|---|
| TWO SIGMA INVESTMENTS, LP | 14.1M | $32.5M | decreased |
| BlackRock, Inc. | 1.4M | $3.3M | decreased |
| Concorde Asset Management, LLC | 357.4K | $838K | — |
| CITADEL ADVISORS LLC | 13.1K | $30K | increased |
| Millennium Management LLC | 0 | $0 | closed |
KeyVex tracks a curated set of large 13F filers plus the largest positions in recent filings, so this is a sample of institutional activity, not the whole market.
Insider Trading
Recent Insider Transactions
| Insider | Type | Shares | Price | Value | Date | |
|---|---|---|---|---|---|---|
| Barry John FCHIEF EXECUTIVE OFFICER · Director | Purchase | +1.2M | $2.24 | $2.7M | Sep 4, 2026 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +67.6K | $2.27 | $154K | Jun 23, 2026 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +1.0M | $2.27 | $2.3M | Jun 23, 2026 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +1.0M | $2.25 | $2.3M | Jun 22, 2026 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +3,000 | $2.33 | $7K | May 26, 2026 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +430.0K | $2.32 | $998K | May 26, 2026 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +32.0K | $2.29 | $73K | May 22, 2026 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +100.0K | $2.32 | $232K | May 22, 2026 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +100.0K | $2.33 | $233K | May 22, 2026 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +100.0K | $2.24 | $224K | May 21, 2026 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +100.0K | $2.28 | $228K | May 21, 2026 | Form 4 ↗ |
| Eliasek M GrierChief Operating Officer · Director | Purchase | +942.8K | $2.92 | $2.8M | Feb 11, 2026 | Form 4 ↗ |
| Eliasek M GrierChief Operating Officer · Director | Purchase | +370.0K | $2.71 | $1.0M | Sep 25, 2025 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +925.0K | $2.72 | $2.5M | Sep 25, 2025 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +741.2K | $2.62 | $1.9M | Sep 24, 2025 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +384.0K | $2.66 | $1.0M | Sep 23, 2025 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +374.5K | $2.66 | $996K | Sep 22, 2025 | Form 4 ↗ |
| Stark Eugene SDirector | Purchase | +2,500 | $2.79 | $7K | Sep 17, 2025 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +319.0K | $3.16 | $1.0M | Jun 23, 2025 | Form 4 ↗ |
| Barry John FCHIEF EXECUTIVE OFFICER · Director · 10% owner | Purchase | +623.3K | $3.19 | $2.0M | Jun 20, 2025 | Form 4 ↗ |
Fund Holders
| Fund | Shares | Value | % of fund | As of |
|---|---|---|---|---|
| VanEck BDC Income ETF VanEck ETF Trust | 7.5M | $17.3M | 1.06% | Jun 30, 2026 |
| GraniteShares HIPS U.S. High Income ETF GraniteShares ETF Trust | 1.1M | $2.5M | 2.30% | Jun 30, 2026 |
| Virtus Private Credit Strategy ETF ETFis Series Trust I | 428.6K | $913K | 3.01% | Jul 31, 2026 |
| Catalyst/SMH Total Return Income Fund MUTUAL FUND SERIES TRUST | 200.7K | $524K | 2.59% | Mar 31, 2026 |
| Kingsbarn Dividend Opportunity ETF ETF Opportunities Trust | 87.8K | $238K | 6.76% | Apr 30, 2026 |
| Blackstone Alternative Multi-Strategy Fund Blackstone Alternative Investment Funds | 88.5K | $204K | 0.01% | Jun 30, 2026 |
| ProShares Global Listed Private Equity ETF ProShares Trust | 69.0K | $166K | 1.50% | May 31, 2026 |
| WHITEWOLF Publicly Listed Private Equity ETF EA Series Trust | 25.3K | $68K | 0.80% | Apr 30, 2026 |
Mutual funds and ETFs whose N-PORT filings list PSEC's shares (CUSIP 74348T102), each fund at its latest report since Mar 7, 2026, largest positions first. Bonds, options and short positions are left out.
Corporate Lobbying
No lobbying filings found naming PROSPECT CAPITAL CORP as the client.
- WILLIAMS AND JENSEN, PLLCPROSPECT CAPITAL CORPORATION · 2017 Q3 · FIN—
Filing ↗ - WILLIAMS AND JENSEN, PLLCPROSPECT CAPITAL CORPORATION · 2017 Q2 · FIN$10K
Filing ↗ - WILLIAMS AND JENSEN, PLLCPROSPECT CAPITAL CORPORATION · 2017 Q1 · FIN$20K
Filing ↗ - WILLIAMS AND JENSEN, PLLCPROSPECT CAPITAL CORPORATION · 2016 Q4 · FIN—
Filing ↗ - WILLIAMS AND JENSEN, PLLCPROSPECT CAPITAL CORPORATION · 2016 Q3 · FIN$10K
Filing ↗
Government Contracts
No federal contract awards found for PROSPECT CAPITAL CORP.
U.S. Patents
No USPTO patent applications found for PROSPECT CAPITAL CORP.
Annual Financials
No annual XBRL figures on record for PSEC. KeyVex's fundamentals cover about 130 large companies so far.
Stock Splits
No stock splits in PSEC's price history.
Material Events (8-K)
- 8-K · Items 2.02, 7.01, 9.01Results of operations · Reg FD disclosureAug 21, 2026
EDGAR ↗ - 8-K · Items 5.07Shareholder voteJul 7, 2026
EDGAR ↗ - 8-K · Items 1.01, 3.03, 5.03, 9.01Material agreement · Modification of rights · Bylaw amendmentMay 8, 2026
EDGAR ↗ - 8-K · Items 2.02, 7.01, 9.01Results of operations · Reg FD disclosureMay 7, 2026
EDGAR ↗
About PROSPECT CAPITAL CORP
In this Annual Report, the terms “Prospect,” “the Company”, “we,” “us” and “our” mean Prospect Capital Corporation and all entities included in our consolidated financial statements, unless the context specifically requires otherwise. General Prospect is a financial services company that primarily lends to and invests in middle market privately-held companies. We are a closed-end investment company incorporated in Maryland. We have elected to be regulated as a business development company (“BDC”) under the Investment Company Act of 1940, as amended (the “1940 Act”). As a BDC, we have elected to be treated as a regulated investment company (“RIC”), under Subchapter M of the Internal Revenue C…


