Stocks › HTGC
Hercules Capital, Inc.
HTGC·NYSE·
United States·USD
United States·USD$16.36
-0.21 (-1.27%)
Close · Oct 7, 2026 · Close Prices from Tiingo.com
HTGC
Hercules Capital, Inc. · NYSE
Nasdaq 100S&P 500
Filings
Default90D1Y5YALL
HTGCS&P 500 (rebased)
Congress BuyCongress SellInsider BuyInsider SellForm 1448-K ResultsLobbying
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Daily closes, adjusted for splits and dividends · Close Prices from Tiingo.comHover a marker, every one is a filing · move across the line for the crosshair
Congressional Trades
Recent trades of HTGC by members of U.S. Congress · 29 on record · 2 in the last 12 months
Whale Activity
Position changes in HTGC reported for 2026-06-30 by 8 tracked institutional filers
- Increased2
- New0
- Held0
- Decreased3
- Closed0
- No prior filing3
| Filer | Shares | Value | Change |
|---|---|---|---|
| CITADEL ADVISORS LLC | 2.9M | $46.3M | increased |
| TWO SIGMA INVESTMENTS, LP | 2.3M | $35.7M | decreased |
| D. E. Shaw & Co., Inc. | 1.4M | $21.7M | decreased |
| BlackRock, Inc. | 924.1K | $14.6M | increased |
| Melia Wealth LLC | 553.9K | $8.7M | — |
| S&T BANK/PA | 82.2K | $1.3M | — |
| MILLENNIUM MANAGEMENT LLC | 64.2K | $1.0M | decreased |
| SMH CAPITAL ADVISORS INC | 59.5K | $938K | — |
KeyVex tracks a curated set of large 13F filers plus the largest positions in recent filings, so this is a sample of institutional activity, not the whole market.
Insider Trading
Net shares bought (+) or sold (−) on the open market by HTGC insiders, by quarter · Form 4
Recent Insider Transactions
1,993 transactions on record · newest first
| Insider | Type | Shares | Price | Value | Date | |
|---|---|---|---|---|---|---|
| BADAVAS ROBERT PDirector | Grant / award | +3,873 | $15.49 | $60K | Jun 18, 2026 | Form 4 ↗ |
| BADAVAS ROBERT PDirector | Grant / award | +3,873 | $15.49 | $60K | Jun 18, 2026 | Form 4 ↗ |
| BADAVAS ROBERT PDirector | Grant / award | +3,873 | $15.49 | $60K | Jun 18, 2026 | Form 4 ↗ |
| BADAVAS ROBERT PDirector | Grant / award | +3,873 | $15.49 | $60K | Jun 18, 2026 | Form 4 ↗ |
| Meyer Seth HChief Financial Officer | Tax withholding | −5 | $15.45 | $77 | Jun 9, 2026 | Form 4 ↗ |
| Follmann ChristianChief Operating Officer | Tax withholding | −1,433 | $14.74 | $21K | Apr 9, 2026 | Form 4 ↗ |
| Follmann ChristianChief Operating Officer | Tax withholding | −1,365 | $14.74 | $20K | Apr 9, 2026 | Form 4 ↗ |
| Botelho Kiersten ZazaChief Legal Officer & CCO | Tax withholding | −1,018 | $14.74 | $15K | Apr 9, 2026 | Form 4 ↗ |
| Botelho Kiersten ZazaChief Legal Officer & CCO | Tax withholding | −956 | $14.74 | $14K | Apr 9, 2026 | Form 4 ↗ |
| Meyer Seth HChief Financial Officer | Tax withholding | −3,011 | $14.74 | $44K | Apr 9, 2026 | Form 4 ↗ |
| Meyer Seth HChief Financial Officer | Tax withholding | −3,458 | $14.74 | $51K | Apr 9, 2026 | Form 4 ↗ |
| Bluestein ScottChief Executive Officer | Tax withholding | −9,741 | $14.74 | $144K | Apr 9, 2026 | Form 4 ↗ |
| Bluestein ScottChief Executive Officer | Tax withholding | −10.7K | $14.74 | $157K | Apr 9, 2026 | Form 4 ↗ |
| Aguirre DeAnneDirector | Purchase | +7,317 | $14.35 | $105K | Mar 26, 2026 | Form 4 ↗ |
| Loo WadeDirector | Purchase | +7,317 | $14.35 | $105K | Mar 26, 2026 | Form 4 ↗ |
| Theodosopoulos NikosDirector | Purchase | +7,317 | $14.35 | $105K | Mar 26, 2026 | Form 4 ↗ |
| Fallon Thomas JDirector | Purchase | +7,300 | $14.30 | $104K | Mar 26, 2026 | Form 4 ↗ |
| Randhawa Paramjeet KDirector | Purchase | +2,926 | $14.35 | $42K | Mar 26, 2026 | Form 4 ↗ |
| CROWELL GAYLE ADirector | Purchase | +7,317 | $14.35 | $105K | Mar 26, 2026 | Form 4 ↗ |
| BADAVAS ROBERT PDirector | Purchase | +3,658 | $14.35 | $52K | Mar 26, 2026 | Form 4 ↗ |
Fund Holders
Mutual funds and ETFs holding HTGC · SEC Form N-PORT
| Fund | Shares | Value | % of fund | As of |
|---|---|---|---|---|
| VanEck BDC Income ETF VanEck ETF Trust | 3.2M | $49.9M | 3.06% | Jun 30, 2026 |
| Putnam BDC Income ETF Putnam ETF Trust | 1.5M | $24.4M | 8.61% | Jul 31, 2026 |
| FT Confluence BDC & Specialty Finance Income ETF First Trust Exchange-Traded Fund VIII | 229.5K | $3.5M | 10.34% | May 31, 2026 |
| WisdomTree Private Credit and Alternative Income Fund WisdomTree Trust | 112.8K | $1.7M | 3.38% | May 31, 2026 |
| Invesco Global Listed Private Equity ETF Invesco Exchange-Traded Fund Trust | 72.9K | $1.2M | 0.52% | Jul 31, 2026 |
| Sound Enhanced Fixed Income ETF Tidal Trust I | 77.2K | $1.2M | 2.99% | May 31, 2026 |
| Small Cap Value Fund Northern Funds | 62.4K | $985K | 0.14% | Jun 30, 2026 |
| Catalyst/SMH Total Return Income Fund MUTUAL FUND SERIES TRUST | 40.6K | $640K | 3.06% | Jun 30, 2026 |
| ProShares Global Listed Private Equity ETF ProShares Trust | 32.0K | $494K | 4.44% | May 31, 2026 |
| Mercer Opportunistic Fixed Income Fund Mercer Funds | 30.5K | $480K | 0.02% | Jun 30, 2026 |
Mutual funds and ETFs whose N-PORT filings list HTGC's shares (CUSIP 427096508), each fund at its latest report since Mar 8, 2026, largest positions first. Bonds, options and short positions are left out.
Activist & Passive Stakes
Schedule 13D / 13G beneficial-ownership filings
No 13D/13G beneficial-ownership filings on record.
Corporate Lobbying
Estimated quarterly lobbying spending reported under the LDA, filings naming Hercules Capital, Inc. as client
No lobbying filings found naming Hercules Capital, Inc. as the client.
Government Contracts
Federal awards to Hercules Capital, Inc. · USAspending
No federal contract awards found for Hercules Capital, Inc..
U.S. Patents
Recent USPTO applications naming Hercules Capital, Inc.
No USPTO patent applications found for Hercules Capital, Inc..
Annual Financials
From HTGC's 10-K filings · XBRL
No annual XBRL figures on record for HTGC. KeyVex's fundamentals cover about 130 large companies so far.
Stock Splits
Every split and reverse split in the price history
No stock splits in HTGC's price history.
Material Events (8-K)
Corporate events filed with the SEC
- 8-K · Items 5.02, 8.01, 9.01Officer / director change · Other eventsSep 17, 2026
EDGAR ↗ - 8-K · Items 2.02, 8.01, 9.01Results of operations · Other eventsJul 30, 2026
EDGAR ↗ - 8-K · Items 1.01, 2.03, 8.01, 9.01Material agreement · Direct financial obligation · Other eventsJul 24, 2026
EDGAR ↗ - 8-K · Items 2.02, 8.01Results of operations · Other eventsJul 21, 2026
EDGAR ↗ - 8-K · Items 5.07, 9.01Shareholder voteJun 18, 2026
EDGAR ↗ - 8-K · Items 2.02, 8.01, 9.01Results of operations · Other eventsMay 5, 2026
EDGAR ↗ - 8-K · Items 5.02, 9.01Officer / director changeMay 4, 2026
EDGAR ↗
About Hercules Capital, Inc.
From SEC EDGAR company records
HeadquartersSAN MATEO, CA
IncorporatedMD
SEC CIK0001280784 ↗
Former namesHERCULES TECHNOLOGY GROWTH CAPITAL INC