Stocks › CSWC
CAPITAL SOUTHWEST CORP
CSWC·Nasdaq·
United States·USD
United States·USD$23.67
+0.10 (+0.42%)
Close · Oct 6, 2026 · Close Prices from Tiingo.com
CSWC
CAPITAL SOUTHWEST CORP · Nasdaq
Nasdaq 100S&P 500
Filings
Default90D1Y5YALL
CSWCS&P 500 (rebased)
Congress BuyCongress SellInsider BuyInsider SellForm 1448-K ResultsLobbying
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Daily closes, adjusted for splits and dividends · Close Prices from Tiingo.comHover a marker, every one is a filing · move across the line for the crosshair
Congressional Trades
Recent trades of CSWC by members of U.S. Congress · 1 on record
| Politician | Stock | Type | Filed | Traded | |
|---|---|---|---|---|---|
 Kenny MarchantHouse · R · TX |
CSWCCAPITAL SOUTHWEST CORP · Stock |
Sale $15,001 - $50,000 |
Mar 9, 2015 | Feb 20, 2015 | Filing ↗ |
Whale Activity
Position changes in CSWC reported for 2026-06-30 by 12 tracked institutional filers
- Increased3
- New2
- Held0
- Decreased2
- Closed0
- No prior filing5
| Filer | Shares | Value | Change |
|---|---|---|---|
| FOURSIXTHREE CAPITAL LP | 66.8M | $70.0M | — |
| MILLENNIUM MANAGEMENT LLC | 51.2M | $53.5M | increased |
| TWO SIGMA INVESTMENTS, LP | 1.2M | $28.1M | decreased |
| TWO SIGMA INVESTMENTS, LP | 14.7M | $15.3M | increased |
| Melia Wealth LLC | 377.8K | $9.0M | — |
| BlackRock, Inc. | 300.4K | $7.1M | increased |
| CITADEL ADVISORS LLC | 88.3K | $2.1M | new |
| SMH CAPITAL ADVISORS INC | 80.1K | $1.9M | — |
| Moerus Capital Management LLC | 61.7K | $1.5M | — |
| SMH CAPITAL ADVISORS INC | 883.0K | $918K | — |
| MILLENNIUM MANAGEMENT LLC | 24.5K | $582K | decreased |
| D. E. Shaw & Co., Inc. | 12.4K | $296K | new |
KeyVex tracks a curated set of large 13F filers plus the largest positions in recent filings, so this is a sample of institutional activity, not the whole market.
Insider Trading
Net shares bought (+) or sold (−) on the open market by CSWC insiders, by quarter · Form 4
Recent Insider Transactions
615 transactions on record · newest first
| Insider | Type | Shares | Price | Value | Date | |
|---|---|---|---|---|---|---|
| Thomas William R IIIDirector · Director | Purchase | +2,170 | $23.04 | $50K | Oct 1, 2026 | Form 4 ↗ |
| Rogers-Windsor Ramona LynnDirector | Purchase | +211 | $23.70 | $5K | Jun 30, 2026 | Form 4 ↗ |
| BATTIST CHRISTINEDirector | Purchase | +860 | $23.23 | $20K | Jun 17, 2026 | Form 4 ↗ |
| Weinstein Joshua S.Senior Managing Director & CIO | Tax withholding | −9,588 | $23.54 | $226K | Jun 10, 2026 | Form 4 ↗ |
| Sarner Michael ScottPresident and CEO · Director | Tax withholding | −11.7K | $23.54 | $276K | Jun 10, 2026 | Form 4 ↗ |
| Rehberger ChrisChief Financial Officer | Tax withholding | −3,688 | $23.54 | $87K | Jun 10, 2026 | Form 4 ↗ |
| Weinstein Joshua S.Senior Managing Director & CIO | Grant / award | +100.0K | $0.00 | $0 | Jun 9, 2026 | Form 4 ↗ |
| Weinstein Joshua S.Senior Managing Director & CIO | Tax withholding | −11.3K | $23.28 | $264K | Jun 9, 2026 | Form 4 ↗ |
| Sarner Michael ScottPresident and CEO · Director | Grant / award | +140.0K | $0.00 | $0 | Jun 9, 2026 | Form 4 ↗ |
| Sarner Michael ScottPresident and CEO · Director | Tax withholding | −13.8K | $23.28 | $320K | Jun 9, 2026 | Form 4 ↗ |
| Rehberger ChrisChief Financial Officer | Grant / award | +75.0K | $0.00 | $0 | Jun 9, 2026 | Form 4 ↗ |
| Rehberger ChrisChief Financial Officer | Tax withholding | −4,492 | $23.28 | $105K | Jun 9, 2026 | Form 4 ↗ |
| Thomas William R IIIDirector | Purchase | +5,000 | $23.40 | $117K | Jun 5, 2026 | Form 4 ↗ |
| Thomas William R IIIDirector | Sale | −4,661 | $23.29 | $109K | Jun 5, 2026 | Form 4 ↗ |
| Rogers-Windsor Ramona LynnDirector | Purchase | +213 | $23.42 | $5K | Jun 1, 2026 | Form 4 ↗ |
| Sarner Michael ScottPresident and CEO · Director | Purchase | +2,695 | $21.90 | $59K | Feb 27, 2026 | Form 4 ↗ |
| BATTIST CHRISTINEDirector | Purchase | +600 | $23.16 | $14K | Feb 9, 2026 | Form 4 ↗ |
| Rogers-Windsor Ramona LynnDirector | Purchase | +463 | $21.55 | $10K | Oct 1, 2025 | Form 4 ↗ |
| BATTIST CHRISTINEDirector | Purchase | +667 | $22.45 | $15K | Aug 20, 2025 | Form 4 ↗ |
| FURST JACK DDirector | Grant / award | +2,193 | $0.00 | $0 | Aug 12, 2025 | Form 4 ↗ |
Fund Holders
Mutual funds and ETFs holding CSWC · SEC Form N-PORT
| Fund | Shares | Value | % of fund | As of |
|---|---|---|---|---|
| VanEck BDC Income ETF VanEck ETF Trust | 1.3M | $29.9M | 1.83% | Jun 30, 2026 |
| Militia Long/Short Equity ETF EA Series Trust | 555.0K | $12.9M | 3.51% | May 29, 2026 |
| Putnam BDC Income ETF Putnam ETF Trust | 383.6K | $9.0M | 3.20% | Jul 31, 2026 |
| GraniteShares HIPS U.S. High Income ETF GraniteShares ETF Trust | 126.4K | $3.0M | 2.73% | Jun 30, 2026 |
| FT Confluence BDC & Specialty Finance Income ETF First Trust Exchange-Traded Fund VIII | 67.0K | $1.6M | 4.54% | May 31, 2026 |
| Catalyst/SMH Total Return Income Fund MUTUAL FUND SERIES TRUST | 49.0K | $1.2M | 5.58% | Jun 30, 2026 |
| Invesco Global Listed Private Equity ETF Invesco Exchange-Traded Fund Trust | 23.8K | $561K | 0.24% | Jul 31, 2026 |
| Virtus Private Credit Strategy ETF ETFis Series Trust I | 16.2K | $381K | 1.26% | Jul 31, 2026 |
| Blackstone Alternative Multi-Strategy Fund Blackstone Alternative Investment Funds | 12.8K | $283K | 0.01% | Mar 31, 2026 |
| ProShares Global Listed Private Equity ETF ProShares Trust | 11.3K | $263K | 2.36% | May 31, 2026 |
Mutual funds and ETFs whose N-PORT filings list CSWC's shares (CUSIP 140501107), each fund at its latest report since Mar 7, 2026, largest positions first. Bonds, options and short positions are left out.
Activist & Passive Stakes
Schedule 13D / 13G beneficial-ownership filings
No 13D/13G beneficial-ownership filings on record.
Corporate Lobbying
Estimated quarterly lobbying spending reported under the LDA, filings naming CAPITAL SOUTHWEST CORP as client
No lobbying filings found naming CAPITAL SOUTHWEST CORP as the client.
Government Contracts
Federal awards to CAPITAL SOUTHWEST CORP · USAspending
No federal contract awards found for CAPITAL SOUTHWEST CORP.
U.S. Patents
Recent USPTO applications naming CAPITAL SOUTHWEST CORP
No USPTO patent applications found for CAPITAL SOUTHWEST CORP.
Annual Financials
From CSWC's 10-K filings · XBRL
No annual XBRL figures on record for CSWC. KeyVex's fundamentals cover about 130 large companies so far.
Stock Splits
Every split and reverse split in the price history
- 4-for-1Stock splitAug 16, 2013
Split dates and ratios from the price history · Close Prices from Tiingo.com
Material Events (8-K)
Corporate events filed with the SEC
- 8-K · Items 1.01, 2.03, 9.01Material agreement · Direct financial obligationSep 15, 2026
EDGAR ↗ - 8-K · Items 1.01, 2.03, 8.01, 9.01Material agreement · Direct financial obligation · Other eventsSep 2, 2026
EDGAR ↗ - 8-K · Items 5.03, 5.07, 7.01, 9.01Bylaw amendment · Shareholder vote · Reg FD disclosureSep 1, 2026
EDGAR ↗ - 8-K · Items 7.01, 9.01Reg FD disclosureAug 27, 2026
EDGAR ↗ - 8-K · Items 1.01, 9.01Material agreementAug 7, 2026
EDGAR ↗ - 8-K · Items 2.02, 7.01, 9.01Results of operations · Reg FD disclosureAug 3, 2026
EDGAR ↗ - 8-K · Items 5.07Shareholder voteJul 22, 2026
EDGAR ↗ - 8-K · Items 2.02, 9.01Results of operationsJul 16, 2026
EDGAR ↗ - 8-K · Items 7.01, 9.01Reg FD disclosureMay 27, 2026
EDGAR ↗ - 8-K · Items 1.01, 9.01Material agreementMay 19, 2026
EDGAR ↗
About CAPITAL SOUTHWEST CORP
From SEC EDGAR company records
HeadquartersDALLAS, TX
IncorporatedTX
SEC CIK0000017313 ↗