Stocks › AX
Axos Financial, Inc.
AX·NYSE·
United States·USD
United States·USD$87.68
-1.35 (-1.52%)
Close · Oct 7, 2026 · Close Prices from Tiingo.com
AX
Axos Financial, Inc. · NYSE
Nasdaq 100S&P 500
Filings
Default90D1Y5YALL
AXS&P 500 (rebased)
Congress BuyCongress SellInsider BuyInsider SellForm 1448-K ResultsLobbying
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Daily closes, adjusted for splits and dividends · Close Prices from Tiingo.comHover a marker, every one is a filing · move across the line for the crosshair
Congressional Trades
Recent trades of AX by members of U.S. Congress · 1 on record
| Politician | Stock | Type | Filed | Traded | |
|---|---|---|---|---|---|
 Patrick J ToomeySenate · R · PA |
AXAxos Financial, Inc. · Corporate Bond |
Sale $100,001 - $250,000 |
Feb 21, 2019 | Jan 28, 2019 | Filing ↗ |
Whale Activity
Position changes in AX reported for 2026-06-30 by 15 tracked institutional filers
- Increased4
- New0
- Held0
- Decreased0
- Closed2
- No prior filing9
| Filer | Shares | Value | Change |
|---|---|---|---|
| BlackRock, Inc. | 8.4M | $817.1M | increased |
| VANGUARD PORTFOLIO MANAGEMENT LLC | 3.1M | $305.5M | increased |
| VANGUARD CAPITAL MANAGEMENT LLC | 2.5M | $240.2M | increased |
| Davis Asset Management, L.P. | 1.5M | $149.5M | — |
| KENNEDY CAPITAL MANAGEMENT LLC | 426.3K | $41.5M | — |
| CITADEL ADVISORS LLC | 375.8K | $36.6M | increased |
| Stieven Capital Advisors, L.P. | 256.3K | $25.0M | — |
| Gator Capital Management, LLC | 166.5K | $16.2M | — |
| Pembroke Management, LTD | 143.2K | $13.9M | — |
| S&T BANK/PA | 36.5K | $3.5M | — |
| FORMULA GROWTH LTD | 30.6K | $3.0M | — |
| Orchard Capital Management, LLC | 22.5K | $2.2M | — |
KeyVex tracks a curated set of large 13F filers plus the largest positions in recent filings, so this is a sample of institutional activity, not the whole market.
Insider Trading
Net shares bought (+) or sold (−) on the open market by AX insiders, by quarter · Form 4
Recent Insider Transactions
1,111 transactions on record · newest first
| Insider | Type | Shares | Price | Value | Date | |
|---|---|---|---|---|---|---|
| Santi Roque ADirector · Director | Sale | −500 | $105.30 | $53K | Aug 5, 2026 | Form 4 ↗ |
| Constantine Thomas M | Sale | −1,994 | $88.55 | $177K | Jun 8, 2026 | Form 4 ↗ |
| Watson Michael James | Sale | −1,653 | $83.77 | $138K | May 19, 2026 | Form 4 ↗ |
| Argalas James SDirector | Gift | −2,100 | $84.66 | $178K | May 12, 2026 | Form 4 ↗ |
| Santi Roque ADirector | Sale | −500 | $87.77 | $44K | May 8, 2026 | Form 4 ↗ |
| Watson Michael JamesEVP, Head of Axos Securities | Disposition to issuer | −491 | $82.93 | $41K | Mar 20, 2026 | Form 4 ↗ |
| Watson Michael JamesEVP, Head of Axos Securities | Option exercise | +983 | $82.93 | $82K | Mar 20, 2026 | Form 4 ↗ |
| THIELE CANDACE LEVP, Chief Administrative Offi | Disposition to issuer | −217 | $82.93 | $18K | Mar 20, 2026 | Form 4 ↗ |
| THIELE CANDACE LEVP, Chief Administrative Offi | Option exercise | +444 | $82.93 | $37K | Mar 20, 2026 | Form 4 ↗ |
| GILL ANNSVP, Chief Accounting Officer | Disposition to issuer | −323 | $82.93 | $27K | Mar 20, 2026 | Form 4 ↗ |
| GILL ANNSVP, Chief Accounting Officer | Option exercise | +601 | $82.93 | $50K | Mar 20, 2026 | Form 4 ↗ |
| Crow David MEVP, Head of Clearing | Disposition to issuer | −200 | $82.93 | $17K | Mar 20, 2026 | Form 4 ↗ |
| Crow David MEVP, Head of Clearing | Option exercise | +583 | $82.93 | $48K | Mar 20, 2026 | Form 4 ↗ |
| Constantine Thomas MEVP, Chief Credit Officer | Disposition to issuer | −606 | $82.93 | $50K | Mar 20, 2026 | Form 4 ↗ |
| Constantine Thomas MEVP, Chief Credit Officer | Option exercise | +1,124 | $82.93 | $93K | Mar 20, 2026 | Form 4 ↗ |
| Bar-Adon EshelEVP Strategic Partnerships an | Disposition to issuer | −592 | $82.93 | $49K | Mar 20, 2026 | Form 4 ↗ |
| Bar-Adon EshelEVP Strategic Partnerships an | Option exercise | +1,098 | $82.93 | $91K | Mar 20, 2026 | Form 4 ↗ |
| Swanson Brian DPresident, Consumer Bank | Disposition to issuer | −634 | $82.93 | $53K | Mar 20, 2026 | Form 4 ↗ |
| Swanson Brian DPresident, Consumer Bank | Disposition to issuer | −1,587 | $82.93 | $132K | Mar 20, 2026 | Form 4 ↗ |
| Swanson Brian DPresident, Consumer Bank | Option exercise | +1,177 | $82.93 | $98K | Mar 20, 2026 | Form 4 ↗ |
Fund Holders
Mutual funds and ETFs holding AX · SEC Form N-PORT
| Fund | Shares | Value | % of fund | As of |
|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF iShares Trust | 3.4M | $333.0M | 0.30% | Jun 30, 2026 |
| VANGUARD TOTAL STOCK MARKET INDEX FUND VANGUARD INDEX FUNDS | 1.7M | $167.3M | 0.01% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF American Century ETF Trust | 1.7M | $150.7M | 0.56% | May 31, 2026 |
| iShares Russell 2000 ETF iShares Trust | 1.4M | $132.5M | 0.16% | Jun 30, 2026 |
| Strategic Advisers Fidelity U.S. Total Stock Fund Fidelity Rutland Square Trust II | 1.4M | $124.4M | 0.05% | May 31, 2026 |
| VANGUARD SMALL-CAP INDEX FUND VANGUARD INDEX FUNDS | 1.2M | $120.7M | 0.06% | Jun 30, 2026 |
| VANGUARD SMALL-CAP VALUE INDEX FUND VANGUARD INDEX FUNDS | 785.1K | $76.5M | 0.11% | Jun 30, 2026 |
| VANGUARD EXTENDED MARKET INDEX FUND VANGUARD INDEX FUNDS | 652.3K | $63.5M | 0.07% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund Fidelity Salem Street Trust | 605.5K | $61.4M | 0.18% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF SPDR SERIES TRUST | 572.8K | $55.8M | 1.18% | Jun 30, 2026 |
Mutual funds and ETFs whose N-PORT filings list AX's shares (CUSIP 05465C100), each fund at its latest report since Mar 8, 2026, largest positions first. Bonds, options and short positions are left out.
Activist & Passive Stakes
Schedule 13D / 13G beneficial-ownership filings
Corporate Lobbying
Estimated quarterly lobbying spending reported under the LDA, filings naming Axos Financial, Inc. as client
No lobbying filings found naming Axos Financial, Inc. as the client.
Government Contracts
Federal awards to Axos Financial, Inc. · USAspending
No federal contract awards found for Axos Financial, Inc..
U.S. Patents
Recent USPTO applications naming Axos Financial, Inc.
No USPTO patent applications found for Axos Financial, Inc..
Annual Financials
From AX's 10-K filings · XBRL
No annual XBRL figures on record for AX. KeyVex's fundamentals cover about 130 large companies so far.
Stock Splits
Every split and reverse split in the price history
No stock splits in AX's price history.
Material Events (8-K)
Corporate events filed with the SEC
- 8-K · Items 2.01, 9.01Acquisition or dispositionSep 21, 2026
EDGAR ↗ - 8-K · Items 7.01, 9.01Reg FD disclosureAug 6, 2026
EDGAR ↗ - 8-K · Items 2.02, 8.01, 9.01Results of operations · Other eventsJul 30, 2026
EDGAR ↗ - 8-K · Items 8.01, 9.01Other eventsJul 7, 2026
EDGAR ↗ - 8-K · Items 8.01, 9.01Other eventsJun 9, 2026
EDGAR ↗ - 8-K · Items 7.01, 9.01Reg FD disclosureMay 4, 2026
EDGAR ↗ - 8-K · Items 2.01, 9.01Acquisition or dispositionMay 4, 2026
EDGAR ↗
About Axos Financial, Inc.
From SEC EDGAR company records
Overview Our Company is a technology-driven, diversified financial services company with approximately $30.0 billion in assets and approximately $47.8 billion of assets under custody and/or administration at Axos Clearing LLC (“Axos Clearing”). Our client-centric, technology-enabled services model provides secure and scalable banking, clearing and custody, and investment advisory solutions to retail and business customers. The Bank provides consumer and commercial banking products and services through its digital online and mobile banking platforms, low-cost distribution channels and affinity partners. Our Bank offers deposit and lending products to customers nationwide including consumer an…
Industry (SIC 6035)Savings Institution, Federally Chartered
SectorFinancials
HeadquartersLAS VEGAS, NV
IncorporatedDE
SEC CIK0001299709 ↗
Former namesBofI Holding, Inc.