Rohit Khanna (House) disclosed 397 transactions

2023-05-08 · Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk

Amendment status is not available for House filings. A filing listed here may since have been amended.

2023-04-25 · sell	Zions Bancorp CMN — $1,001 - $15,000
2023-04-25 · sell	Abbott Laboratories CMN — $1,001 - $15,000
2023-04-25 · sell	Caesars Entertainment Inc CMN — $1,001 - $15,000
2023-04-25 · sell	VF Corp CMN — $1,001 - $15,000
2023-04-25 · sell	CarMax, Inc. CMN — $1,001 - $15,000
2023-04-25 · sell	Match Group, Inc. CMN — $1,001 - $15,000
2023-04-25 · sell	Carnival Corporation CMN — $1,001 - $15,000
2023-04-20 · sell	MPLX LP 2.65% 08/15/2030 USD — $1,001 - $15,000
2023-04-25 · sell	Warner Bros Discovery Inc CMN — $1,001 - $15,000
2023-04-25 · sell	Norwegian Cruise Line HLDG LTD CMN — $1,001 - $15,000
2023-04-21 · buy	Toronto Dominion Bank Linked to Basket of Indices — $15,001 - $50,000
2023-04-25 · sell	Catalent, Inc. CMN — $1,001 - $15,000
2023-04-25 · sell	Edwards Lifesciences Corporation CMN — $1,001 - $15,000
2023-04-25 · sell	Albemarle Corp CMN — $1,001 - $15,000
2023-04-25 · sell	Align Technology, Inc CMN — $1,001 - $15,000
2023-04-20 · sell	Emera US Finance LP 3.55% 06/15/2026 USD — $1,001 - $15,000
2023-04-20 · sell	Becton, Dickinson and Company 3.734% 12/15/2024 USD — $1,001 - $15,000
2023-04-20 · sell	Fiserv, Inc. 3.85% 06/01/2025 USD — $1,001 - $15,000
2023-04-20 · sell	Realty Income Corp 4.625% 11/01/2025 USD — $1,001 - $15,000
2023-04-25 · sell	Moderna, Inc. CMN — $1,001 - $15,000
2023-04-20 · sell	Humana Inc. 3.125% 08/15/2029 USD — $1,001 - $15,000
2023-04-28 · buy	BNP Paribas Linked to S&P 500 Index — $50,001 - $100,000
2023-04-20 · sell	TransCanada Pipelines 1.0% 10/12/2024 USD — $1,001 - $15,000
2023-04-20 · sell	Bank of America Corporation Hybrid MTN 07/23/2029 USD — $1,001 - $15,000
2023-04-20 · sell	Northern Trust Corporation 3.95% 10/30/2025 USD — $1,001 - $15,000
2023-04-20 · sell	MPLX LP 4.875% 12/01/2024 USD — $1,001 - $15,000
2023-04-25 · sell	STANLEY BLACK & DECKER, INC. CMN — $1,001 - $15,000
2023-04-25 · sell	3M COMPANY CMN — $1,001 - $15,000
2023-04-25 · sell	TRIMBLE INC CMN — $1,001 - $15,000
2023-04-25 · sell	ORGANON & CO CMN — $1,001 - $15,000
2023-04-25 · sell	AMERICAN TOWER CORPORATION CMN — $1,001 - $15,000
2023-04-25 · sell	PHILIP MORRIS INTL INC CMN — $1,001 - $15,000
2023-04-24 · buy	Capped Buffered Enhanced Participation Linked to S&P 500 Index — $50,001 - $100,000
2023-04-25 · sell	BOSTON PROPERTIES, INC. COMMON STOCK — $1,001 - $15,000
2023-04-20 · sell	ARCH CAPITAL FINANCE LLC 4.011% 12/15/2026 USD — $1,001 - $15,000
2023-04-20 · sell	ORACLE CORPORATION 4.65% 05/06/2030 — $1,001 - $15,000
2023-04-20 · sell	BROADCOM INC. 5.0% 04/15/2030 USD — $1,001 - $15,000
2023-04-20 · sell	ENERGY TRANSFER OPERATING LP 5.25% 04/15/2029 USD — $1,001 - $15,000
2023-04-05 · sell	COLUMBUS OHIO GO 5% 04/01/24 AO — $1,001 - $15,000
2023-04-09 · sell	KITSAP CNTY WASH SCH DIST NO GO 5% 12/01/23 JD — $1,001 - $15,000
2023-04-20 · sell	GLOBAL PAYMENTS INC. 3.2% 08/15/2029 USD — $1,001 - $15,000
2023-04-25 · sell	INTEL CORPORATION CMN — $1,001 - $15,000
2023-04-20 · sell	DTE ENERGY COMPANY 2.85% 10/01/2026 USD — $1,001 - $15,000
2023-04-19 · buy	Canadian Imperial Bank of Comm Linked to S&P 500 Index — $50,001 - $100,000
2023-04-25 · sell	FORD MOTOR COMPANY CMN — $1,001 - $15,000
2023-04-20 · sell	AUTONATION INC 4.75% 06/01/2030 USD — $1,001 - $15,000
2023-04-20 · sell	EMERA US FINANCE LP 3.55% 06/15/2026 USD — $1,001 - $15,000
2023-04-20 · sell	DELL INT LLC / EMC CORP 4.9% 10/01/2026 USD — $1,001 - $15,000
2023-04-25 · sell	GENERAC HOLDINGS INC. CMN — $1,001 - $15,000
2023-04-20 · sell	BANK OF AMERICA CORPORATION HYBRID MTN 10/24/2026 USD — $1,001 - $15,000
2023-04-25 · sell	BANK OF AMERICA CORP CMN — $1,001 - $15,000
2023-04-20 · sell	BAXTER INTERNATIONAL INC 1.922% 11/29/2024 USD — $1,001 - $15,000
2023-04-20 · buy	The Williams Companies, Inc. 4.0% 09/15/2025 USD — $1,001 - $15,000
2023-04-20 · buy	Fox Corporation 4.709% 01/25/2029 USD — $1,001 - $15,000
2023-04-17 · buy	Toronto Dominion Bank Linked to S&P 500 Index — $50,001 - $100,000
2023-04-20 · buy	Reynolds American Inc 4.45% 06/12/2025 USD — $1,001 - $15,000
2023-04-20 · buy	Air Lease Corp 1.875% 08/15/2026 USD — $1,001 - $15,000
2023-04-20 · buy	T-Mobile USA, Inc. 3.375% 04/15/2029 USD — $1,001 - $15,000
2023-04-20 · buy	General Motors Finl Co 4.3% 04/06/2029 USD — $1,001 - $15,000
2023-04-20 · buy	Altria Group, Inc. 2.625% 09/16/2026 USD — $1,001 - $15,000
…	337 more transactions: every one is in the complete record on this filing's page

The complete record

Every field KeyVex holds for this filing, as its API serves it. Nothing is withheld here that the API sells.

party	Democrat
state	CA
office	Khanna, Rohit (Representative)
ptr id	8219521
chamber	house
report url	https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2023/8219521.pdf
bioguide id	K000389
data source	HOUSE_CLERK_PTR
member last	Khanna
member name	Rohit Khanna
member first	Rohit
state district	CA17
disclosure date	2023-05-08
extraction method	vision_ocr

Each transaction (397)

id	owner	ticker	comment	amount max	amount min	asset name	asset type	amount range	transaction date	transaction type	reporting lag days
house-8219521-ocr-99	Dependent	—	—	15000	1001	Zions Bancorp CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-98	Dependent	ABT	—	15000	1001	Abbott Laboratories CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-97	Dependent	CZR	—	15000	1001	Caesars Entertainment Inc CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-96	Dependent	—	—	15000	1001	VF Corp CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-95	Dependent	KMX	—	15000	1001	CarMax, Inc. CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-94	Dependent	MTCH	—	15000	1001	Match Group, Inc. CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-93	Dependent	CCL	—	15000	1001	Carnival Corporation CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-92	Dependent	—	—	15000	1001	MPLX LP 2.65% 08/15/2030 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-91	Dependent	WBD	—	15000	1001	Warner Bros Discovery Inc CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-90	Dependent	NCLH	—	15000	1001	Norwegian Cruise Line HLDG LTD CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-9	Dependent	—	FBO Grandchildren - Monta and Usha Ahuja 2019 Irrev Trust	50000	15001	Toronto Dominion Bank Linked to Basket of Indices	Other	$15,001 - $50,000	2023-04-21	buy	11
house-8219521-ocr-89	Dependent	—	—	15000	1001	Catalent, Inc. CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-88	Dependent	EW	—	15000	1001	Edwards Lifesciences Corporation CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-87	Dependent	ALB	—	15000	1001	Albemarle Corp CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-86	Dependent	ALGN	—	15000	1001	Align Technology, Inc CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-85	Dependent	—	—	15000	1001	Emera US Finance LP 3.55% 06/15/2026 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-84	Dependent	—	—	15000	1001	Becton, Dickinson and Company 3.734% 12/15/2024 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-83	Dependent	FISV	—	15000	1001	Fiserv, Inc. 3.85% 06/01/2025 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-82	Dependent	—	—	15000	1001	Realty Income Corp 4.625% 11/01/2025 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-81	Dependent	MRNA	—	15000	1001	Moderna, Inc. CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-80	Dependent	—	—	15000	1001	Humana Inc. 3.125% 08/15/2029 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-8	Dependent	—	FBO Grandchildren - Monta and Usha Ahuja 2019 Irrev Trust	100000	50001	BNP Paribas Linked to S&P 500 Index	Other	$50,001 - $100,000	2023-04-28	buy	6
house-8219521-ocr-79	Dependent	—	—	15000	1001	TransCanada Pipelines 1.0% 10/12/2024 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-78	Dependent	—	—	15000	1001	Bank of America Corporation Hybrid MTN 07/23/2029 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-77	Dependent	—	—	15000	1001	Northern Trust Corporation 3.95% 10/30/2025 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-76	Dependent	—	—	15000	1001	MPLX LP 4.875% 12/01/2024 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-75	Dependent	SWK	—	15000	1001	STANLEY BLACK & DECKER, INC. CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-74	Dependent	MMM	—	15000	1001	3M COMPANY CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-73	Dependent	TRMB	—	15000	1001	TRIMBLE INC CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-72	Dependent	OGN	—	15000	1001	ORGANON & CO CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-71	Dependent	AMT	—	15000	1001	AMERICAN TOWER CORPORATION CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-70	Dependent	PM	—	15000	1001	PHILIP MORRIS INTL INC CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-7	Dependent	—	FBO Grandchildren - Monta and Usha Ahuja 2019 Irrev Trust	100000	50001	Capped Buffered Enhanced Participation Linked to S&P 500 Index	Other	$50,001 - $100,000	2023-04-24	buy	10
house-8219521-ocr-69	Dependent	—	—	15000	1001	BOSTON PROPERTIES, INC. COMMON STOCK	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-68	Dependent	—	—	15000	1001	ARCH CAPITAL FINANCE LLC 4.011% 12/15/2026 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-67	Dependent	—	—	15000	1001	ORACLE CORPORATION 4.65% 05/06/2030	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-66	Dependent	—	—	15000	1001	BROADCOM INC. 5.0% 04/15/2030 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-65	Dependent	—	—	15000	1001	ENERGY TRANSFER OPERATING LP 5.25% 04/15/2029 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-64	Dependent	—	—	15000	1001	COLUMBUS OHIO GO 5% 04/01/24 AO	Bond	$1,001 - $15,000	2023-04-05	sell	23
house-8219521-ocr-63	Dependent	—	—	15000	1001	KITSAP CNTY WASH SCH DIST NO GO 5% 12/01/23 JD	Bond	$1,001 - $15,000	2023-04-09	sell	20
house-8219521-ocr-62	Dependent	—	—	15000	1001	GLOBAL PAYMENTS INC. 3.2% 08/15/2029 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-61	Dependent	INTC	—	15000	1001	INTEL CORPORATION CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-60	Dependent	—	—	15000	1001	DTE ENERGY COMPANY 2.85% 10/01/2026 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-6	Dependent	—	FBO Grandchildren - Monta and Usha Ahuja 2019 Irrev Trust	100000	50001	Canadian Imperial Bank of Comm Linked to S&P 500 Index	Other	$50,001 - $100,000	2023-04-19	buy	13
house-8219521-ocr-59	Dependent	F	—	15000	1001	FORD MOTOR COMPANY CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-58	Dependent	—	—	15000	1001	AUTONATION INC 4.75% 06/01/2030 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-57	Dependent	—	—	15000	1001	EMERA US FINANCE LP 3.55% 06/15/2026 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-56	Dependent	—	—	15000	1001	DELL INT LLC / EMC CORP 4.9% 10/01/2026 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-55	Dependent	GNRC	—	15000	1001	GENERAC HOLDINGS INC. CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-54	Dependent	—	—	15000	1001	BANK OF AMERICA CORPORATION HYBRID MTN 10/24/2026 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-53	Dependent	BAC	—	15000	1001	BANK OF AMERICA CORP CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-52	Dependent	—	—	15000	1001	BAXTER INTERNATIONAL INC 1.922% 11/29/2024 USD	Bond	$1,001 - $15,000	2023-04-20	sell	12
house-8219521-ocr-51	Dependent	WMB	—	15000	1001	The Williams Companies, Inc. 4.0% 09/15/2025 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-50	Dependent	—	—	15000	1001	Fox Corporation 4.709% 01/25/2029 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-5	Dependent	—	FBO Grandchildren - Monta and Usha Ahuja 2019 Irrev Trust	100000	50001	Toronto Dominion Bank Linked to S&P 500 Index	Other	$50,001 - $100,000	2023-04-17	buy	15
house-8219521-ocr-49	Dependent	—	—	15000	1001	Reynolds American Inc 4.45% 06/12/2025 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-48	Dependent	—	—	15000	1001	Air Lease Corp 1.875% 08/15/2026 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-47	Dependent	—	—	15000	1001	T-Mobile USA, Inc. 3.375% 04/15/2029 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-46	Dependent	—	—	15000	1001	General Motors Finl Co 4.3% 04/06/2029 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-45	Dependent	MO	—	15000	1001	Altria Group, Inc. 2.625% 09/16/2026 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-44	Dependent	—	—	15000	1001	NXP BV/NXP FDG/NXP USA 4.3% 06/18/2029 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-43	Dependent	—	—	15000	1001	Alexandria Real Estate Equitie 3.45% 04/30/2025 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-42	Dependent	—	—	15000	1001	Citigroup Inc. Hybrid 05/15/2024 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-41	Dependent	—	—	15000	1001	Hybrid 12/10/2025 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-40	Dependent	—	—	15000	1001	PNC Financial Services 2.2% 11/01/2024 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-4	Dependent	MSFT	—	15000	1001	MICROSOFT CORP	Stock	$1,001 - $15,000	2023-04-28	sell	6
house-8219521-ocr-397	Dependent	SPX	ARECO 2020 Trust FBO Khanna Children	50000	15001	Put (SPX) New S&P 500 JUN 21 24 $3900	Option	$15,001 - $50,000	2023-04-27	buy	7
house-8219521-ocr-396	Dependent	SPX	ARECO 2020 Trust FBO Khanna Children	15000	1001	Put (SPX) New S&P 500 JUN 21 24 $3200	Option	$1,001 - $15,000	2023-04-27	sell	7
house-8219521-ocr-395	Dependent	SPX	ARECO 2020 Trust FBO Khanna Children	15000	1001	Call (SPX) New S&P 500 JUN 21 24 $4700	Option	$1,001 - $15,000	2023-04-27	sell	7
house-8219521-ocr-394	Dependent	SPX	ARECO 2020 Trust FBO Khanna Children	15000	1001	Call (SPX) New S&P 500 JUN 21 24 $4600	Option	$1,001 - $15,000	2023-04-27	sell	7
house-8219521-ocr-393	Dependent	SPX	ARECO 2020 Trust FBO Khanna Children	15000	1001	Put (SPX) New S&P 500 JUN 21 24 $3900	Option	$1,001 - $15,000	2023-04-27	buy	7
house-8219521-ocr-392	Dependent	SPX	ARECO Grandchildren Trust (Khanna Portion)	15000	1001	Put (SPX) New S&P 500 JUN 21 24 $3200	Option	$1,001 - $15,000	2023-04-27	sell	7
house-8219521-ocr-391	Dependent	SPX	ARECO Grandchildren Trust (Khanna Portion)	15000	1001	Call (SPX) New S&P 500 JUN 21 24 $4700	Option	$1,001 - $15,000	2023-04-27	sell	7
house-8219521-ocr-390	Dependent	SPX	ARECO Grandchildren Trust (Khanna Portion)	15000	1001	Call (SPX) New S&P 500 JUN 21 24 $4600	Option	$1,001 - $15,000	2023-04-27	sell	7
house-8219521-ocr-39	Dependent	SPG	—	15000	1001	Simon Property Group, L.P. 3.5% 09/01/2025 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-389	Dependent	SPX	MURA Holdings 2020 Trust FBO Khanna Children	50000	15001	Put (SPX) New S&P 500 JUN 21 24 $3900	Option	$15,001 - $50,000	2023-04-27	buy	7
house-8219521-ocr-388	Dependent	SPX	MURA Holdings 2020 Trust FBO Khanna Children	50000	15001	Put (SPX) New S&P 500 JUN 21 24 $3200	Option	$15,001 - $50,000	2023-04-27	sell	7
house-8219521-ocr-387	Dependent	SPX	MURA Holdings 2020 Trust FBO Khanna Children	50000	15001	Call (SPX) New S&P 500 JUN 21 24 $4700	Option	$15,001 - $50,000	2023-04-27	sell	7
house-8219521-ocr-386	Dependent	SPX	MURA Holdings 2020 Trust FBO Khanna Children	15000	1001	Call (SPX) New S&P 500 JUN 21 24 $4600	Option	$1,001 - $15,000	2023-04-27	sell	7
house-8219521-ocr-385	Dependent	SPX	MURA Holdings Grandchildren Trust (Khanna Portion)	100000	50001	Put (SPX) New S&P 500 JUN 21 24 $3900	Option	$50,001 - $100,000	2023-04-27	buy	7
house-8219521-ocr-384	Dependent	SPX	MURA Holdings Grandchildren Trust (Khanna Portion)	50000	15001	Put (SPX) New S&P 500 JUN 21 24 $3200	Option	$15,001 - $50,000	2023-04-27	sell	7
house-8219521-ocr-383	Dependent	SPX	MURA Holdings Grandchildren Trust (Khanna Portion)	50000	15001	Call (SPX) New S&P 500 JUN 21 24 $4700	Option	$15,001 - $50,000	2023-04-27	sell	7
house-8219521-ocr-382	Dependent	SPX	MURA Holdings Grandchildren Trust (Khanna Portion)	50000	15001	Call (SPX) New S&P 500 JUN 21 24 $4600	Option	$15,001 - $50,000	2023-04-27	sell	7
house-8219521-ocr-381	Spouse	SPX	MURA Holdings RASA	100000	50001	Put (SPX) New S&P 500 JUN 21 24 $3900	Option	$50,001 - $100,000	2023-04-27	buy	7
house-8219521-ocr-380	Spouse	SPX	MURA Holdings RASA	50000	15001	Put (SPX) New S&P 500 JUN 21 24 $3200	Option	$15,001 - $50,000	2023-04-27	sell	7
house-8219521-ocr-38	Dependent	—	—	15000	1001	Morgan Stanley Hybrid 12/10/2026 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-379	Spouse	SPX	MURA Holdings RASA	50000	15001	Call (SPX) New S&P 500 JUN 21 24 $4700	Option	$15,001 - $50,000	2023-04-27	sell	7
house-8219521-ocr-378	Spouse	SPX	MURA Holdings RASA	50000	15001	Call (SPX) New S&P 500 JUN 21 24 $4600	Option	$15,001 - $50,000	2023-04-27	sell	7
house-8219521-ocr-377	Spouse	WY	—	15000	1001	Weyerhaeuser Company CMN	Common Stock	$1,001 - $15,000	2023-04-28	sell	6
house-8219521-ocr-376	Spouse	HUM	—	15000	1001	Humana Inc. CMN	Common Stock	$1,001 - $15,000	2023-04-12	sell	18
house-8219521-ocr-375	Spouse	AIG	—	15000	1001	American Intl Group, Inc. CMN	Common Stock	$1,001 - $15,000	2023-04-12	sell	18
house-8219521-ocr-374	Spouse	SYK	—	15000	1001	Stryker Corporation CMN	Common Stock	$1,001 - $15,000	2028-04-12	sell	1286
house-8219521-ocr-373	Spouse	HCA	—	15000	1001	HCA HEALTHCARE, INC CMN	Stock	$1,001 - $15,000	2023-04-12	sell	18
house-8219521-ocr-372	Spouse	—	—	5000000	1000001	ISHARES RUSSELL 1000 VALUE	Stock	$1,000,001 - $5,000,000	2023-04-18	sell	14
house-8219521-ocr-371	Spouse	—	—	15000	1001	FERGUSON PLC CMN	Stock	$1,001 - $15,000	2023-04-17	buy	15
house-8219521-ocr-370	Spouse	—	—	15000	1001	SYNCHRONY FINANCIAL PFD USD1.4063(5.63%) SERIES A	Stock	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-37	Dependent	—	—	15000	1001	The Bank of Nova Scotia 4.5% 12/16/2025 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-369	Spouse	—	—	15000	1001	FERGUSON PLC CMN	Stock	$1,001 - $15,000	2023-04-14	buy	16
house-8219521-ocr-368	Spouse	—	—	15000	1001	FERGUSON PLC CMN	Stock	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-367	Spouse	—	—	15000	1001	AT&T INC. PFD USD1.2500(5.00%) SERIES A	Stock	$1,001 - $15,000	2023-04-21	buy	11
house-8219521-ocr-366	Spouse	—	—	15000	1001	M&T BANK CORPORATION HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-24	buy	10
house-8219521-ocr-365	Spouse	PNC	—	15000	1001	PNC FINANCIAL SERVICES GROUP, HYBRID PERPETUAL	Stock	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-364	Spouse	—	—	15000	1001	ALLY FINANCIAL INC. HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-27	buy	7
house-8219521-ocr-363	Spouse	—	—	15000	1001	MORGAN STANLEY PFD USD1.6250(6.50%) SERIES P	Stock	$1,001 - $15,000	2023-04-21	buy	11
house-8219521-ocr-362	Spouse	—	—	15000	1001	CAPITAL ONE FINANCIAL CORPORAT HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-361	Spouse	—	—	15000	1001	U.S. BANCORP HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-27	buy	7
house-8219521-ocr-360	Spouse	PNC	—	15000	1001	PNC FINANCIAL SERVICES GROUP, HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-27	buy	7
house-8219521-ocr-36	Dependent	—	—	15000	1001	Bank of Montreal 5.2% 12/12/2024	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-359	Spouse	MET	—	15000	1001	METLIFE, INC. HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-28	buy	6
house-8219521-ocr-358	Spouse	—	—	15000	1001	NEXTERA ENERGY CAPITAL HOLDING HYBRID 05/01/2079 USD	Stock	$1,001 - $15,000	2023-04-21	buy	11
house-8219521-ocr-357	Spouse	—	—	15000	1001	PARTNERRE FINANCE B LLC HYBRID 10/01/2050 USD	Stock	$1,001 - $15,000	2023-04-21	buy	11
house-8219521-ocr-356	Spouse	D	—	15000	1001	DOMINION ENERGY, INC. HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-355	Spouse	—	—	15000	1001	BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-27	buy	7
house-8219521-ocr-354	Spouse	—	—	15000	1001	COMERICA INCORPORATED HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-24	buy	10
house-8219521-ocr-353	Spouse	—	—	15000	1001	CHARLES SCHWAB CORPORATION (TH HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-352	Spouse	—	—	15000	1001	FIFTH THIRD BANCORP HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-24	buy	10
house-8219521-ocr-351	Spouse	SO	—	15000	1001	SOUTHERN COMPANY (THE) HYBRID 01/15/2051 USD	Stock	$1,001 - $15,000	2023-04-21	buy	11
house-8219521-ocr-350	Spouse	—	—	15000	1001	REGIONS FINANCIAL CORPORATION HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-24	buy	10
house-8219521-ocr-35	Dependent	—	—	15000	1001	Toronto-Dominion Bank 1.25% 12/13/2024 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-349	Spouse	—	—	15000	1001	TRUIST FINANCIAL CORPORATION HYBRID PERPETUAL USD	Stock	$1,001 - $15,000	2023-04-27	buy	7
house-8219521-ocr-348	Spouse	—	—	15000	1001	HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-24	buy	10
house-8219521-ocr-347	Spouse	—	—	15000	1001	CMS ENERGY CORPORATION HYBRID 06/01/2050 USD	Bond	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-346	Spouse	—	—	15000	1001	SEMPRA ENERGY HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-21	buy	11
house-8219521-ocr-345	Spouse	—	—	15000	1001	ENERGY TRANSFER OPERATING LP FRN 11/01/2066 USD SER B	Bond	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-344	Spouse	—	—	15000	1001	WELLS FARGO & COMPANY HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-343	Spouse	—	—	15000	1001	HUNTINGTON BANCSHARES INCORPOR HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-27	buy	7
house-8219521-ocr-342	Spouse	—	—	15000	1001	BP CAPITAL MARKETS P.L.C. HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-341	Spouse	—	—	15000	1001	AMERICAN EXPRESS COMPANY HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-27	buy	7
house-8219521-ocr-340	Spouse	PNC	—	15000	1001	PNC FINANCIAL SERVICES GROUP, HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-34	Dependent	—	—	15000	1001	U.S. Bancorp MTN 3.0% 07/30/2029 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-339	Spouse	PRU	—	15000	1001	PRUDENTIAL FINANCIAL, INC. HYBRID 09/01/2052 USD	Bond	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-338	Spouse	—	—	15000	1001	CITIGROUP INC. HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-337	Spouse	—	—	15000	1001	MARKEL CORPORATION HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-336	Spouse	—	—	15000	1001	MORGAN STANLEY PFD USD1.5938(6.38%) SERIES I	Preferred Stock	$1,001 - $15,000	2023-04-21	buy	11
house-8219521-ocr-335	Spouse	—	—	15000	1001	TRUIST FINANCIAL CORPORATION HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-334	Spouse	—	—	15000	1001	PNC FINANCIAL SVS GROUP INC HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-24	buy	10
house-8219521-ocr-333	Spouse	—	—	15000	1001	WELLS FARGO & COMPANY PFD 6.6250 CLASS A SERIES R	Preferred Stock	$1,001 - $15,000	2023-04-21	buy	11
house-8219521-ocr-332	Spouse	VOD	—	15000	1001	VODAFONE GROUP PUBLIC LIMITED HYBRID 04/04/2079 USD	Bond	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-331	Spouse	BNS	—	15000	1001	BANK OF NOVA SCOTIA (THE) HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-24	buy	10
house-8219521-ocr-330	Spouse	CFG	—	15000	1001	CITIZENS FINANCIAL GROUP, INC. HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-21	buy	11
house-8219521-ocr-33	Dependent	—	—	15000	1001	Centerpoint Energy Res 1.75% 10/01/2030 USD	Stock	$1,001 - $15,000	2023-04-20	buy	12
house-8219521-ocr-329	Spouse	—	—	15000	1001	DISCOVER FINANCIAL SERVICES HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-328	Spouse	VOYA	—	15000	1001	VOYA FINANCIAL, INC. HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-27	buy	7
house-8219521-ocr-327	Spouse	—	—	15000	1001	BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-326	Spouse	—	—	15000	1001	WELLS FARGO & COMPANY HYBRID PERPETUAL USD	Bond	$1,001 - $15,000	2023-04-24	buy	10
house-8219521-ocr-325	Spouse	—	—	15000	1001	FLORIDA ST DB 5% 07/01/23 JJ	Bond	$1,001 - $15,000	2023-04-06	buy	22
house-8219521-ocr-324	Spouse	—	—	15000	1001	ENBRIDGE INC. HYBRID 01/15/2083 USD	Bond	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-323	Spouse	—	Ritu Ahuja 1995 Trust	15000	1001	Hybrid Perpetual USD	Bond	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-322	Spouse	—	Ritu Ahuja 1995 Trust	15000	1001	Transcanada Trust Hybrid 08/15/2076 USD	Bond	$1,001 - $15,000	2023-04-28	buy	6
house-8219521-ocr-321	Spouse	—	Ritu Ahuja 1995 Trust	15000	1001	Charles Schwab Corporation (TH Hybrid Perpetual USD	Bond	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-320	Spouse	—	Ritu Ahuja 1995 Trust	15000	1001	Citigroup Inc. Hybrid Perpetual	Bond	$1,001 - $15,000	2023-04-26	buy	8
house-8219521-ocr-32	Dependent	GM	—	15000	1001	General Motors Company CMN	Stock	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-319	Spouse	—	Ritu Ahuja 1995 Trust	15000	1001	Morgan Stanley PFD USD1.71BB(6.88%) Series F	Bond	$1,001 - $15,000	2023-04-21	buy	11
house-8219521-ocr-318	Spouse	—	Ritu Ahuja 1995 Trust	15000	1001	Bank of America Corporation Hybrid Perpetual USD	Bond	$1,001 - $15,000	2023-04-21	buy	11
house-8219521-ocr-317	Spouse	—	Ritu Ahuja 1995 Trust	15000	1001	Citigroup Inc. Hybrid Perpetual	Bond	$1,001 - $15,000	2023-04-21	buy	11
house-8219521-ocr-316	Spouse	—	Ritu Ahuja 1995 Trust	50000	15001	Fox Vy Technical College Dist GO 4% 12/01/23 JD	Municipal Bond	$15,001 - $50,000	2023-04-04	buy	24
house-8219521-ocr-315	Spouse	—	Ritu Ahuja 1995 Trust	50000	15001	Hybrid Perpetual USD	Bond	$15,001 - $50,000	2023-04-27	buy	7
house-8219521-ocr-314	Spouse	—	Ritu Ahuja 1995 Trust	50000	15001	The Bank of Nova Scotia 4.5% 12/16/2025 USD	Bond	$15,001 - $50,000	2023-04-20	buy	12
house-8219521-ocr-313	Spouse	—	Ritu Ahuja 1995 Trust	50000	15001	Toronto-Dominion Bank 1.25% 12/13/2024 USD	Bond	$15,001 - $50,000	2023-04-20	buy	12
house-8219521-ocr-312	Spouse	—	Ritu Ahuja 1995 Trust	50000	15001	New Jersey (State Of) GO 4% 06/01/23 JD	Municipal Bond	$15,001 - $50,000	2023-04-05	buy	23
house-8219521-ocr-311	Spouse	—	Ritu Ahuja 1995 Trust	50000	15001	Washington St DB 5% 07/01/23 JJ	Municipal Bond	$15,001 - $50,000	2023-04-05	buy	23
house-8219521-ocr-310	Spouse	—	Ritu Ahuja 1995 Trust	50000	15001	Du Page Cnty Ill High Sch Dist GO 4% 01/15/24 JJ	Municipal Bond	$15,001 - $50,000	2023-04-03	buy	25
house-8219521-ocr-31	Dependent	CVS	—	15000	1001	CVS Health Corp CMN	Stock	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-309	Spouse	CZR	—	15000	1001	Caesars Entertainment Inc CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-308	Spouse	ARE	—	15000	1001	Alexandria Real Estate Equities, Inc.	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-307	Spouse	—	—	15000	1001	Becton, Dickinson and Company CMN	Stock	$1,001 - $15,000	2023-04-17	sell	15
house-8219521-ocr-306	Spouse	DDOG	—	15000	1001	Datadog, Inc. CMN Class A	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-305	Spouse	COHR	—	15000	1001	Coherent Corp CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-304	Spouse	M	—	15000	1001	Macy's Inc. CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-303	Spouse	FCX	—	15000	1001	Freeport-McMoran Inc CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-302	Spouse	—	—	15000	1001	Ceridian HCM Holding Inc. CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-301	Spouse	FMC	—	15000	1001	FMC Corporation CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-300	Spouse	JLL	—	15000	1001	Jones Lang Lasalle Incorporate CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-30	Dependent	BMY	—	15000	1001	Bristol-Myers Squibb Company CMN	Stock	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-3	Dependent	—	—	250000	100001	GREEN BAY WIS HSG AUTH HSG RE OID MUNICIPAL BOND	Stock	$100,001 - $250,000	2023-04-26	buy	8
house-8219521-ocr-299	Spouse	ABT	—	15000	1001	Abbott Laboratories CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-298	Spouse	REXR	—	15000	1001	Rexford Indl Rlty Inc CMN	Stock	$1,001 - $15,000	2023-04-17	sell	15
house-8219521-ocr-297	Spouse	MCHP	—	15000	1001	Microchip Technology Incorpora CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-296	Spouse	—	—	15000	1001	ING Groep N.V. Spons ADR Sponsored ADR CMN	Stock	$1,001 - $15,000	2023-04-14	sell	16
house-8219521-ocr-295	Spouse	CCI	—	15000	1001	Crown Castle Intl Corp CMN	Stock	$1,001 - $15,000	2023-04-17	sell	15
house-8219521-ocr-294	Spouse	PFE	—	15000	1001	Pfizer Inc CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-293	Spouse	PGR	—	15000	1001	The Progressive Corporation CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-292	Spouse	LAMR	—	15000	1001	Lamar Advertising Company CMN Class A	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-291	Spouse	GLW	—	15000	1001	Corning Incorporated CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-290	Spouse	AXTA	—	15000	1001	Axalta Coating Systems Ltd CMN	Stock	$1,001 - $15,000	2023-04-28	sell	6
house-8219521-ocr-29	Dependent	AAPL	—	50000	15001	Apple Inc. CMN	Stock	$15,001 - $50,000	2023-04-25	buy	9
house-8219521-ocr-289	Spouse	—	—	15000	1001	BNP Paribas Sponsored ADR CMN	Stock	$1,001 - $15,000	2023-04-14	sell	16
house-8219521-ocr-288	Spouse	GWW	—	15000	1001	W.W. Grainger Inc CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-287	Spouse	AMAT	—	15000	1001	Applied Materials Inc CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-286	Spouse	—	—	15000	1001	HSBC Holdings PLC Sponsored ADR CMN	Stock	$1,001 - $15,000	2023-04-14	sell	16
house-8219521-ocr-285	Spouse	DIS	—	15000	1001	Walt Disney Company (The) CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-284	Spouse	ENPH	—	15000	1001	Enphase Energy, Inc CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-283	Spouse	CHWY	—	15000	1001	Chewy Inc CMN Class A	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-282	Spouse	AAP	—	15000	1001	Advance Auto Parts, Inc CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-281	Spouse	TTWO	—	15000	1001	Take Two Interactive Software Inc	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-280	Spouse	BIIB	—	15000	1001	Biogen Inc CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-28	Dependent	—	—	50000	15001	Capped Buffered Enhanced Participation Linked to S&P 500 Index	Stock	$15,001 - $50,000	2023-04-26	buy	8
house-8219521-ocr-279	Spouse	MOS	—	15000	1001	Mosaic Company (The) CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-278	Spouse	TRV	—	15000	1001	The Travelers Companies, Inc CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-277	Spouse	INTU	—	15000	1001	Intuit Inc CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-276	Spouse	HPE	—	15000	1001	Hewlett Packard Enterprise Co CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-275	Spouse	RHI	—	15000	1001	Robert Half International Inc CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-274	Spouse	ILMN	—	15000	1001	ILLUMINA, INC CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-273	Spouse	EXR	—	15000	1001	EXTRA SPACE STORAGE INC. CMN	Common Stock	$1,001 - $15,000	2023-04-17	sell	15
house-8219521-ocr-272	Spouse	WBS	—	15000	1001	WEBSTER FINANCIAL CORP CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-271	Spouse	FAST	—	15000	1001	FASTENAL COMPANY CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-270	Spouse	INVH	—	15000	1001	INVITATION HOMES INC. CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-27	Dependent	—	—	50000	15001	Toronto Dominion Bank Linked to S&P 500 Index	Stock	$15,001 - $50,000	2023-04-24	buy	10
house-8219521-ocr-269	Spouse	—	—	15000	1001	WALGREENS BOOTS ALLIANCE, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-17	sell	15
house-8219521-ocr-268	Spouse	L	—	15000	1001	LOEWS CORPORATION CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-267	Spouse	AMCR	—	15000	1001	AMCOR PLC CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-266	Spouse	NTRS	—	15000	1001	NORTHERN TRUST CORP CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-265	Spouse	IP	—	15000	1001	INTERNATIONAL PAPER CO. CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-264	Spouse	LBRDA	—	15000	1001	LIBERTY BROADBAND CORPORATION CMN CLASS C	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-263	Spouse	TECH	—	15000	1001	BIO-TECHNE CORPORATION CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-262	Spouse	WELL	—	15000	1001	WELLTOWER INC. CMN	Common Stock	$1,001 - $15,000	2023-04-17	sell	15
house-8219521-ocr-261	Spouse	SCHW	—	15000	1001	CHARLES SCHWAB CORPORATION CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-260	Spouse	WBD	—	15000	1001	WARNER BROS DISCOVERY INC CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-26	Dependent	AXTA	Ahuja Grandchildren's Education Trust	15000	1001	Axalta Coating Systems Ltd. CMN	Stock	$1,001 - $15,000	2023-04-03	sell	25
house-8219521-ocr-259	Spouse	AMT	—	15000	1001	AMERICAN TOWER CORPORATION CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-258	Spouse	TYL	—	15000	1001	TYLER TECHNOLOGIES, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-257	Spouse	META	—	15000	1001	META PLATFORMS INC-CLASS A CMN CLASS A	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-256	Spouse	ROL	—	15000	1001	ROLLINS INC. CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-255	Spouse	AXTA	—	15000	1001	AXALTA COATING SYSTEMS LTD. CMN	Common Stock	$1,001 - $15,000	2023-04-13	sell	17
house-8219521-ocr-254	Spouse	MRVL	—	15000	1001	MARVELL TECHNOLOGY, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-253	Spouse	CL	—	15000	1001	COLGATE-PALMOLIVE CO CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-252	Spouse	REGN	—	15000	1001	REGENERON PHARMACEUTICAL INC CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-251	Spouse	CBRE	—	15000	1001	CBRE GROUP, INC. CMN CLASS A	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-250	Spouse	FTNT	—	15000	1001	FORTINET, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-25	Dependent	AXTA	Ahuja Grandchildren's Education Trust	15000	1001	Axalta Coating Systems Ltd. CMN	Stock	$1,001 - $15,000	2023-04-28	sell	6
house-8219521-ocr-249	Spouse	LPLA	—	15000	1001	LPL FINANCIAL HOLDINGS INC. CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-248	Spouse	CRM	—	15000	1001	SALESFORCE INC CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-247	Spouse	ADSK	—	15000	1001	AUTODESK, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-246	Spouse	ACN	—	15000	1001	ACCENTURE PLC CMN CLASS A	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-245	Spouse	ADP	—	15000	1001	AUTOMATIC DATA PROCESSING INC CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-244	Spouse	RF	—	15000	1001	REGIONS FINANCIAL CORPORATION CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-243	Spouse	KIM	—	15000	1001	KIMCO REALTY CORPORATION CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-242	Spouse	COF	—	15000	1001	CAPITAL ONE FINANCIAL CORP CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-241	Spouse	EWBC	—	15000	1001	EAST WEST BANCORP INC CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-240	Spouse	VMC	—	15000	1001	VULCAN MATERIALS CO CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-24	Dependent	WY	—	15000	1001	Weyerhaeuser Company CMN	Stock	$1,001 - $15,000	2023-04-28	sell	6
house-8219521-ocr-239	Spouse	TXN	—	15000	1001	TEXAS INSTRUMENTS INC. CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-238	Spouse	SYF	—	15000	1001	SYNCHRONY FINANCIAL CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-237	Spouse	ADM	—	15000	1001	ARCHER-DANIELS-MIDLAND COMPANY CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-236	Spouse	BRK-B	—	15000	1001	BERKSHIRE HATHAWAY INC. CLASS B	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-235	Spouse	GM	—	15000	1001	GENERAL MOTORS COMPANY CMN	Common Stock	$1,001 - $15,000	2023-04-17	sell	15
house-8219521-ocr-234	Spouse	APO	—	15000	1001	APOLLO GLOBAL MANAGEMENT INC CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-233	Spouse	DD	—	15000	1001	DUPONT DE NEMOURS INC CMN	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-232	Spouse	DD	—	15000	1001	DUPONT DE NEMOURS INC CMN	Common Stock	$1,001 - $15,000	2023-04-24	sell	10
house-8219521-ocr-231	Spouse	EQIX	—	15000	1001	EQUINIX, INC. REIT	REIT	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-230	Spouse	—	—	15000	1001	BROWN FORMAN CORP CL B CMN CLASS B	Common Stock	$1,001 - $15,000	2023-04-17	sell	15
house-8219521-ocr-23	Dependent	HUM	—	15000	1001	Humana Inc. CMN	Stock	$1,001 - $15,000	2023-04-12	sell	18
house-8219521-ocr-229	Spouse	CTSH	—	15000	1001	COGNIZANT TECHNOLOGY SOLUTIONS CORP CLASS A	Common Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-228	Spouse	—	—	50000	15001	INFINERA CORPORATION CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-227	Spouse	CARR	—	50000	15001	CARRIER GLOBAL CORPORATION CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-226	Spouse	MU	—	50000	15001	MICRON TECHNOLOGY, INC. CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-225	Spouse	C	—	50000	15001	CITIGROUP INC. CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-224	Spouse	MSFT	—	50000	15001	Microsoft Corporation CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-223	Spouse	T	—	50000	15001	AT&T Inc. CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-222	Spouse	MET	—	50000	15001	MetLife, Inc. CMN	Common Stock	$15,001 - $50,000	2023-04-10	buy	20
house-8219521-ocr-221	Spouse	ON	—	50000	15001	ON Semiconductor Corporation CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-220	Spouse	DIS	—	50000	15001	Walt Disney Company (The) CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-22	Dependent	AIG	—	15000	1001	American Intl Group, Inc. CMN	Stock	$1,001 - $15,000	2023-04-12	sell	18
house-8219521-ocr-219	Spouse	AMZN	—	50000	15001	Amazon.com Inc CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-218	Spouse	DD	—	50000	15001	DuPont De Nemours Inc CMN	Common Stock	$15,001 - $50,000	2023-04-08	sell	20
house-8219521-ocr-217	Spouse	IBM	—	50000	15001	Intl Business Machines Corp CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-216	Spouse	—	—	50000	15001	Walgreens Boots Alliance, Inc. CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-215	Spouse	TSLA	—	50000	15001	Tesla, Inc. CMN	Common Stock	$15,001 - $50,000	2023-04-17	sell	15
house-8219521-ocr-214	Spouse	HPQ	—	50000	15001	HP Inc. CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-213	Spouse	ELAN	—	50000	15001	Elanco Animal Health Incorpora CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-212	Spouse	BAC	—	50000	15001	Bank of America Corp CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-211	Spouse	AXTA	—	50000	15001	Axalta Coating Systems Ltd. CMN	Common Stock	$15,001 - $50,000	2023-04-08	sell	20
house-8219521-ocr-210	Spouse	—	—	50000	15001	Discover Financial Services CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-21	Dependent	SYK	—	15000	1001	Stryker Corporation CMN	Stock	$1,001 - $15,000	2023-04-12	sell	18
house-8219521-ocr-209	Spouse	CAT	—	50000	15001	Caterpillar Inc (Delaware) CMN	Common Stock	$15,001 - $50,000	2023-04-10	buy	20
house-8219521-ocr-208	Spouse	AVGO	—	50000	15001	Broadcom Inc. CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-207	Spouse	CI	—	50000	15001	Cigna Group/The CMN	Common Stock	$15,001 - $50,000	2023-04-17	buy	15
house-8219521-ocr-206	Spouse	GM	—	50000	15001	General Motors Company CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-205	Spouse	SSNC	—	50000	15001	SS&C Technologies Holdings, Inc CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-204	Spouse	—	—	50000	15001	Carter's, Inc. CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-203	Spouse	COST	—	50000	15001	Costco Wholesale Corporation CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-202	Spouse	ST	—	50000	15001	Sensata Technologies Holding P CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-201	Spouse	GLW	—	50000	15001	Corning Incorporated CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-200	Spouse	ELV	—	50000	15001	Elevance Health Inc CMN	Common Stock	$15,001 - $50,000	2023-04-10	sell	20
house-8219521-ocr-20	Dependent	HCA	—	15000	1001	HCA Healthcare, Inc CMN	Stock	$1,001 - $15,000	2023-04-12	sell	18
house-8219521-ocr-2	Dependent	CDNS	—	15000	1001	CADENCE DESIGN SYSTEM	Stock	$1,001 - $15,000	2023-04-12	sell	18
house-8219521-ocr-199	Spouse	TMUS	Partial Sale	100000	50001	T-MOBILE US, INC. CMN	Common Stock	$50,001 - $100,000	2023-04-10	sell	20
house-8219521-ocr-198	Spouse	LOW	Partial Sale	100000	50001	LOWES COMPANIES INC CMN	Common Stock	$50,001 - $100,000	2023-04-10	sell	20
house-8219521-ocr-197	Spouse	BRK-B	Partial Sale	100000	50001	BERKSHIRE HATHAWAY INC. CLASS B	Common Stock	$50,001 - $100,000	2023-04-10	sell	20
house-8219521-ocr-196	Spouse	AXTA	Partial Sale	100000	50001	AXALTA COATING SYSTEMS LTD. CMN	Common Stock	$50,001 - $100,000	2023-04-10	sell	20
house-8219521-ocr-195	Spouse	MU	Partial Sale	100000	50001	MICRON TECHNOLOGY, INC. CMN	Common Stock	$50,001 - $100,000	2023-04-10	sell	20
house-8219521-ocr-194	Spouse	ABBV	Partial Sale	100000	50001	ABBVIE INC CMN	Common Stock	$50,001 - $100,000	2023-04-10	sell	20
house-8219521-ocr-193	Spouse	—	Partial Sale	100000	50001	LIONS GATE ENTERTAINMENT CORP. CMN CLASS B	Common Stock	$50,001 - $100,000	2023-04-10	sell	20
house-8219521-ocr-192	Spouse	GPK	Partial Sale	100000	50001	GRAPHIC PACKAGING HLDGCO CMN	Common Stock	$50,001 - $100,000	2023-04-10	sell	20
house-8219521-ocr-191	Spouse	GOOGL	Partial Sale	100000	50001	ALPHABET INC. CMN CLASS C	Common Stock	$50,001 - $100,000	2023-04-10	sell	20
house-8219521-ocr-190	Spouse	—	—	15000	1001	PUT/XSP @ 390 EXP 06/09/2023	Option	$1,001 - $15,000	2023-04-13	sell	17
house-8219521-ocr-19	Dependent	PG	—	15000	1001	Procter & Gamble Company (The) CMN	Stock	$1,001 - $15,000	2023-04-06	sell	22
house-8219521-ocr-189	Spouse	—	—	15000	1001	PUT/XSP @ 389 EXP 06/30/2023	Option	$1,001 - $15,000	2023-04-19	sell	13
house-8219521-ocr-188	Spouse	—	—	15000	1001	PUT/XSP @ 378 EXP 07/21/2023	Option	$1,001 - $15,000	2023-04-26	sell	8
house-8219521-ocr-187	Spouse	—	—	15000	1001	PUT/XSP @ 385 EXP 06/16/2023	Option	$1,001 - $15,000	2023-04-06	sell	22
house-8219521-ocr-186	Spouse	—	—	1000000	500001	PUT/SPX @ 3275 EXP 06/21/2024	Option	$500,001 - $1,000,000	2023-04-19	sell	13
house-8219521-ocr-185	Spouse	—	—	5000000	1000001	CALL/SPX @ 4700 EXP 06/21/2024	Option	$1,000,001 - $5,000,000	2023-04-19	sell	13
house-8219521-ocr-184	Spouse	—	—	5000000	1000001	PUT/SPX @ 3875 EXP 06/21/2024	Option	$1,000,001 - $5,000,000	2023-04-19	buy	13
house-8219521-ocr-183	Spouse	—	—	15000	1001	CALL/NVS FLEX EURO PM @ 91 EXP 04/14/2023	Option	$1,001 - $15,000	2023-04-14	buy	16
house-8219521-ocr-182	Spouse	—	—	15000	1001	CALL/NVO FLEX EURO PM @ 155 EXP 04/14/2023	Option	$1,001 - $15,000	2023-04-14	buy	16
house-8219521-ocr-181	Spouse	—	—	15000	1001	CALL/SNY FLEX EURO PM @ 51 EXP 04/14/2023	Option	$1,001 - $15,000	2023-04-14	buy	16
house-8219521-ocr-180	Spouse	LNC	—	15000	1001	LINCOLN NATL.CORP.INC. CMN	Common Stock	$1,001 - $15,000	2023-04-17	buy	15
house-8219521-ocr-18	Dependent	—	—	250000	100001	iShares Preferred & Income Securities ETF	ETF	$100,001 - $250,000	2023-04-18	sell	14
house-8219521-ocr-179	Spouse	OLPX	—	15000	1001	OLAPLEX HOLDINGS, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-10	buy	20
house-8219521-ocr-178	Spouse	ELAN	—	15000	1001	ELANCO ANIMAL HEALTH INCORPORA CMN	Common Stock	$1,001 - $15,000	2023-04-10	buy	20
house-8219521-ocr-177	Spouse	TSN	—	15000	1001	TYSON FOODS INC CL-A CMN CLASS A	Common Stock	$1,001 - $15,000	2023-04-10	buy	20
house-8219521-ocr-176	Spouse	LUMN	—	15000	1001	LUMEN TECHNOLOGIES INC CMN	Common Stock	$1,001 - $15,000	2023-04-17	buy	15
house-8219521-ocr-175	Spouse	DEI	—	15000	1001	DOUGLAS EMMETT, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-17	buy	15
house-8219521-ocr-174	Spouse	SWK	Ritu Ahuja 1994 Trust	15000	1001	STANLEY BLACK & DECKER, INC. CMN	Stock	$1,001 - $15,000	2023-04-10	sell	20
house-8219521-ocr-173	Spouse	—	Ritu Ahuja 1994 Trust	15000	1001	MOREHEAD ST UNIV KY GEN RCPTS REV 5% 10/01/23 AO	Bond	$1,001 - $15,000	2023-04-04	sell	24
house-8219521-ocr-172	Spouse	—	Ritu Ahuja 1994 Trust	15000	1001	ST LOUIS MO ARPT REV REV 5% 07/01/23 JJ	Bond	$1,001 - $15,000	2023-04-04	sell	24
house-8219521-ocr-171	Spouse	NGG	Ritu Ahuja 1994 Trust	15000	1001	NATIONAL GRID PLC SPONSORED ADR CMN	Stock	$1,001 - $15,000	2023-04-14	sell	16
house-8219521-ocr-170	Spouse	—	Ritu Ahuja 1994 Trust	15000	1001	AVANTOR FUNDING, INC. CMN	Stock	$1,001 - $15,000	2023-04-05	sell	23
house-8219521-ocr-17	Dependent	SPX	@3275 EXP 06/21/2024	100000	50001	PUT/SPX @ 3275 EXP 06/21/2024	Option	$50,001 - $100,000	2023-04-19	sell	13
house-8219521-ocr-169	Spouse	PFE	Ritu Ahuja 1994 Trust	15000	1001	PFIZER INC. CMN	Stock	$1,001 - $15,000	2023-04-17	sell	15
house-8219521-ocr-168	Spouse	HRL	Ritu Ahuja 1994 Trust	15000	1001	HORMEL FOODS CORPORATION CMN	Stock	$1,001 - $15,000	2023-04-17	sell	15
house-8219521-ocr-167	Spouse	MKC	Ritu Ahuja 1994 Trust	15000	1001	MCCORMICK & CO NON VTG SHRS CMN	Stock	$1,001 - $15,000	2023-04-27	sell	7
house-8219521-ocr-166	Spouse	CVS	Ritu Ahuja 1994 Trust	15000	1001	CVS HEALTH CORP CMN	Stock	$1,001 - $15,000	2023-04-17	sell	15
house-8219521-ocr-165	Spouse	—	Ritu Ahuja 1994 Trust	50000	15001	AVANTOR FUNDING, INC. CMN	Stock	$15,001 - $50,000	2023-04-03	buy	25
house-8219521-ocr-164	Spouse	ABBV	Ritu Ahuja 1994 Trust	50000	15001	ABBVIE INC CMN	Stock	$15,001 - $50,000	2023-04-17	buy	15
house-8219521-ocr-163	Spouse	AMZN	Ritu Ahuja 1994 Trust	50000	15001	AMAZON.COM INC CMN	Stock	$15,001 - $50,000	2023-04-17	buy	15
house-8219521-ocr-162	Spouse	—	Ritu Ahuja 1994 Trust	50000	15001	ROYAL BANK OF CANADA LINKED TO BASKET OF INDICES	Structured Product	$15,001 - $50,000	2023-04-27	buy	7
house-8219521-ocr-161	Spouse	—	Ritu Ahuja 1994 Trust	50000	15001	TORONTO DOMINION BANK LINKED TO BASKET OF INDICES	Structured Product	$15,001 - $50,000	2023-04-21	buy	11
house-8219521-ocr-160	Spouse	—	Ritu Ahuja 1994 Trust	250000	100001	CAPPED BUFFERED ENHANCED PARTICIPATION LINKED TO S&P 500 INDEX	Structured Product	$100,001 - $250,000	2023-04-26	buy	8
house-8219521-ocr-16	Dependent	SPX	@4700 EXP 06/21/2024	100000	50001	CALL/SPX @ 4700 EXP 06/21/2024	Option	$50,001 - $100,000	2023-04-19	sell	13
house-8219521-ocr-159	Spouse	—	Ritu Ahuja 1994 Trust	250000	100001	TORONTO DOMINION BANK LINKED TO S&P 500 INDEX	Structured Product	$100,001 - $250,000	2023-04-24	buy	10
house-8219521-ocr-158	Spouse	—	Ritu Ahuja 1994 Trust	250000	100001	CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 INDEX	Structured Product	$100,001 - $250,000	2023-04-19	buy	13
house-8219521-ocr-157	Spouse	—	Ritu Ahuja 1994 Trust	250000	100001	THE BANK OF NOVA SCOTIA LINKED TO S&P 500 INDEX	Structured Product	$100,001 - $250,000	2023-04-17	buy	15
house-8219521-ocr-156	Spouse	—	—	15000	1001	COAST CMNTY COLLEGE DIST CALIF GO 2.0370% 08/01/29 FA	Bond	$1,001 - $15,000	2023-04-14	buy	16
house-8219521-ocr-155	Spouse	—	—	50000	15001	OKLA ST CAPITOL IMPT AUTH REV 1.9950% 07/01/29 JJ	Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-154	Spouse	—	—	50000	15001	LOUISIANA ST GAS & FUELS TAX REV 05/01/28 MN	Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-153	Spouse	—	—	50000	15001	MINNEAPOLIS MINN SPL SCH DIST GO 1.1500% 12/15/25 JD	Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-152	Spouse	—	—	50000	15001	OKLA DEV FIN AUTH LEASE REV 2.4370% 06/01/27-CA JD	Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-151	Spouse	—	—	50000	15001	METROPOLITAN WTR DIST SALT REV 0.7600% 07/01/24 JJ	Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-150	Spouse	—	Ritu Ahuja Declaration of Trust	50000	15001	San Francisco Calif City & GO 6% 06/15/23 JD	Municipal Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-15	Dependent	SPX	@3975 EXP 06/21/2024	250000	100001	PUT/SPX @ 3975 EXP 06/21/2024	Option	$100,001 - $250,000	2023-04-19	buy	13
house-8219521-ocr-149	Spouse	—	Ritu Ahuja Declaration of Trust	50000	15001	Pennsylvania St GO 1.8500% 08/01/29 FA	Municipal Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-148	Spouse	—	Ritu Ahuja Declaration of Trust	50000	15001	New York N Y GO 1.2160% 08/01/26 FA	Municipal Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-147	Spouse	—	Ritu Ahuja Declaration of Trust	50000	15001	Washington St Univ Revs Rev 1.6890% 10/01/26 AO	Municipal Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-146	Spouse	—	Ritu Ahuja Declaration of Trust	50000	15001	University Okla Revs Rev 1.1710% 07/01/25 JJ	Municipal Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-145	Spouse	—	Ritu Ahuja Declaration of Trust	50000	15001	Regional Transn Auth Ill Rev 3% 06/01/28 JD	Municipal Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-144	Spouse	—	Ritu Ahuja Declaration of Trust	50000	15001	Pennsylvania St Higher Edl Rev 3% 06/15/27 JD	Municipal Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-143	Spouse	—	Ritu Ahuja Declaration of Trust	50000	15001	Pitt Cnty N C Ltd Oblig Rev 1.4910% 04/01/27 AO	Municipal Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-142	Spouse	—	Ritu Ahuja Declaration of Trust	50000	15001	El Paso Cnty Tex GO 3.2660% 02/15/28 FA	Municipal Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-141	Spouse	—	Ritu Ahuja Declaration of Trust	50000	15001	Houston Tex Util Sys Rev Rev 0.5260% 11/15/24 MN	Municipal Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-140	Spouse	—	Ritu Ahuja Declaration of Trust	50000	15001	Fairfax Cnty VA Economic Dev A Rev 2.9680% 10/01/26 AO	Municipal Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-14	Dependent	—	FBO Grandchildren - Monta and Usha Ahuja 2019 Irrev Trust	15000	1001	Ferguson PLC CMN	Stock	$1,001 - $15,000	2023-04-14	buy	16
house-8219521-ocr-139	Spouse	—	Ritu Ahuja Declaration of Trust	50000	15001	District Columbia Income Tax Rev 2.1880% 03/01/25 MS	Municipal Bond	$15,001 - $50,000	2023-04-14	buy	16
house-8219521-ocr-138	Spouse	—	Ritu Ahuja Declaration of Trust	100000	50001	Capped Buffered Enhanced Participation Linked to S&P 500 Index	Stock	$50,001 - $100,000	2023-04-26	buy	8
house-8219521-ocr-137	Spouse	—	Ritu Ahuja Declaration of Trust	100000	50001	Toronto Dominion Bank Linked to S&P 500 Index	Stock	$50,001 - $100,000	2023-04-24	buy	10
house-8219521-ocr-136	Spouse	—	Ritu Ahuja Declaration of Trust	100000	50001	Canadian Imperial Bank of Comm Linked to S&P 500 Index	Stock	$50,001 - $100,000	2023-04-19	buy	13
house-8219521-ocr-135	Spouse	—	Ritu Ahuja Declaration of Trust	100000	50001	The Bank of Nova Scotia Linked to S&P 500 Index	Stock	$50,001 - $100,000	2023-04-17	buy	15
house-8219521-ocr-134	Spouse	—	Ritu Ahuja Declaration of Trust	100000	50001	BNP Paribas Linked to S&P 500 Index	Stock	$50,001 - $100,000	2023-04-28	buy	6
house-8219521-ocr-133	Spouse	—	Ritu Ahuja Declaration of Trust	100000	50001	Capped Buffered Enhanced Participation Linked to S&P 500 Index	Stock	$50,001 - $100,000	2023-04-24	buy	10
house-8219521-ocr-132	Spouse	—	Ritu Ahuja Declaration of Trust	100000	50001	Canadian Imperial Bank of Comm Linked to S&P 500 Index	Stock	$50,001 - $100,000	2023-04-19	buy	13
house-8219521-ocr-131	Spouse	—	Ritu Ahuja Declaration of Trust	100000	50001	Toronto Dominion Bank Linked to S&P 500 Index	Stock	$50,001 - $100,000	2023-04-17	buy	15
house-8219521-ocr-130	Dependent	LCID	—	15000	1001	Lucid Group Inc CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-13	Dependent	—	FBO Grandchildren - Monta and Usha Ahuja 2019 Irrev Trust	15000	1001	Ferguson PLC CMN	Stock	$1,001 - $15,000	2023-04-17	buy	15
house-8219521-ocr-129	Dependent	RHI	—	15000	1001	Robert Half International Inc. CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-128	Dependent	WDC	—	15000	1001	Western Digital Corporation CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-127	Dependent	CFG	—	15000	1001	Citizens Financial Group, Inc. CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-126	Dependent	—	—	15000	1001	WALGREENS BOOTS ALLIANCE, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-125	Dependent	EWBC	—	15000	1001	EAST WEST BANCORP INC CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-124	Dependent	DIS	—	15000	1001	WALT DISNEY COMPANY (THE) CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-123	Dependent	BAX	—	15000	1001	BAXTER INTERNATIONAL INC CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-122	Dependent	VZ	—	15000	1001	VERIZON COMMUNICATIONS, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-121	Dependent	CHTR	—	15000	1001	CHARTER COMMUNICATIONS, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-120	Dependent	ENPH	—	15000	1001	ENPHASE ENERGY, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-12	Dependent	—	FBO Grandchildren - Monta and Usha Ahuja 2019 Irrev Trust	15000	1001	Ferguson PLC CMN	Stock	$1,001 - $15,000	2023-03-26	buy	30
house-8219521-ocr-119	Dependent	KR	—	15000	1001	KROGER COMPANY CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-118	Dependent	TPR	—	15000	1001	TAPESTRY, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-117	Dependent	TSN	—	15000	1001	TYSON FOODS INC CL-A CMN CLASS A	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-116	Dependent	AMD	—	15000	1001	ADVANCED MICRO DEVICES, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-115	Dependent	TFC	—	15000	1001	TRUIST FINANCIAL CORPORATION CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-114	Dependent	ADP	—	15000	1001	AUTOMATIC DATA PROCESSING INC CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-113	Dependent	JNJ	—	15000	1001	JOHNSON & JOHNSON CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-112	Dependent	DE	—	15000	1001	DEERE & COMPANY CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-111	Dependent	CCI	—	15000	1001	CROWN CASTLE INTL CORP CMN	Common Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-110	Dependent	TSLA	—	50000	15001	TESLA, INC. CMN	Common Stock	$15,001 - $50,000	2023-04-25	sell	9
house-8219521-ocr-11	Dependent	APTV	FBO Grandchildren - Monta and Usha Ahuja 2019 Irrev Trust	15000	1001	Aptiv PLC CMN	Stock	$1,001 - $15,000	2023-04-06	buy	22
house-8219521-ocr-109	Dependent	PFE	—	50000	15001	PFIZER INC. CMN	Common Stock	$15,001 - $50,000	2023-04-25	sell	9
house-8219521-ocr-108	Dependent	DG	—	15000	1001	DOLLAR GENERAL CORPORATION CMN	Common Stock	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-107	Dependent	STZ	—	15000	1001	CONSTELLATION BRANDS INC CMN CLASS A	Common Stock	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-106	Dependent	EXPE	—	15000	1001	EXPEDIA GROUP INC CMN	Common Stock	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-105	Dependent	ZBRA	—	15000	1001	ZEBRA TECHNOLOGIES INC CMN CLASS A	Common Stock	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-104	Dependent	DLR	—	15000	1001	DIGITAL REALTY TRUST, INC. CMN	Common Stock	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-103	Dependent	SCHW	—	15000	1001	CHARLES SCHWAB CORPORATION CMN	Common Stock	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-102	Dependent	APTV	—	15000	1001	APTIV PLC CMN	Common Stock	$1,001 - $15,000	2023-04-25	buy	9
house-8219521-ocr-101	Dependent	—	—	15000	1001	Royal Caribbean Group ISIN: LR0008862868	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-100	Dependent	—	—	15000	1001	Dollar Tree Stores, Inc. CMN	Stock	$1,001 - $15,000	2023-04-25	sell	9
house-8219521-ocr-10	Dependent	—	FBO Grandchildren - Monta and Usha Ahuja 2019 Irrev Trust	50000	15001	Royal Bank of Canada Linked to Basket of Indices	Other	$15,001 - $50,000	2023-04-27	buy	7
house-8219521-ocr-1	Dependent	—	—	15000	1001	UNITEDHEALTH GP INC	Stock	$1,001 - $15,000	2023-04-05	buy	23

Original filing document