Thomas R Carper (Senate) disclosed 68 transactions
This filing is an amendment. It restates an earlier report by the same filer, which may still appear separately.
| 2020-04-02 · buy | Goldman Sachs ActiveBeta Emerging Markets Equity E — $1,001 - $15,000 |
| 2020-04-14 · buy | The Walt Disney Company — $1,001 - $15,000 |
| 2020-04-14 · buy | Sprott Physical Gold and Silver Trust — $1,001 - $15,000 |
| 2020-04-02 · buy | Tyson Foods, Inc. — $1,001 - $15,000 |
| 2020-04-02 · buy | PepsiCo, Inc. — $1,001 - $15,000 |
| 2020-04-02 · buy | Novo Nordisk A/S — $1,001 - $15,000 |
| 2020-04-02 · sell | Microsoft Corporation — $1,001 - $15,000 |
| 2020-04-02 · sell | Fifth Third Bancorp — $1,001 - $15,000 |
| 2020-04-02 · buy | Corning Incorporated — $1,001 - $15,000 |
| 2020-04-02 · sell | Conagra Brands, Inc. — $1,001 - $15,000 |
| 2020-04-02 · buy | Apollo Global Management, Inc. — $1,001 - $15,000 |
| 2020-04-02 · buy | L3Harris Technologies, Inc. — $1,001 - $15,000 |
| 2020-04-14 · buy | Invesco NASDAQ Internet ETF — $1,001 - $15,000 |
| 2020-04-02 · sell | HPE - HP Inc. — $1,001 - $15,000 |
| 2020-04-02 · sell | Iron Mountain Incorporated — $1,001 - $15,000 |
| 2020-04-02 · sell | Goldman Sachs Access Treasury 0-1 Year ETF — $1,001 - $15,000 |
| 2020-04-02 · sell | Chubb Limited — $1,001 - $15,000 |
| 2020-04-02 · sell | Knight-Swift Transportation Holdings Inc. — $1,001 - $15,000 |
| 2020-04-02 · buy | Pacer Trendpilot 100 ETF — $1,001 - $15,000 |
| 2020-04-02 · buy | Hartford Multifactor Developed Markets (ex-US) ETF — $1,001 - $15,000 |
| 2020-04-02 · sell | AQR Long-Short Equity Fund Class I — $1,001 - $15,000 |
| 2020-04-02 · sell | Marathon Petroleum Corporation — $1,001 - $15,000 |
| 2020-04-02 · sell | Tencent Holdings Limited — $1,001 - $15,000 |
| 2020-04-14 · buy | Skyworks Solutions, Inc. — $1,001 - $15,000 |
| 2020-04-02 · sell | Citizens Financial Group, Inc. — $1,001 - $15,000 |
| 2020-04-02 · sell | Catalyst/Millburn Hedge Strategy Fund Class I — $1,001 - $15,000 |
| 2020-04-02 · sell | SPDR Gold Shares — $1,001 - $15,000 |
| 2020-04-02 · buy | Sprott Physical Gold and Silver Trust — $1,001 - $15,000 |
| 2020-04-02 · buy | Skyworks Solutions, Inc. — $1,001 - $15,000 |
| 2020-04-02 · buy | Gladstone Capital Corporation — $1,001 - $15,000 |
| 2020-04-02 · buy | Raytheon Company — $1,001 - $15,000 |
| 2020-04-02 · buy | iShares MSCI Emerging Markets ETF — $1,001 - $15,000 |
| 2020-04-02 · buy | MetLife, Inc. — $1,001 - $15,000 |
| 2020-04-02 · sell | Packaging Corporation of America — $1,001 - $15,000 |
| 2020-04-14 · buy | CVS Health Corporation — $1,001 - $15,000 |
| 2020-04-02 · sell | Lazard Global Total Return and Income Fund, Inc. — $1,001 - $15,000 |
| 2020-04-02 · buy | Alexandria Real Estate Equities, Inc. — $1,001 - $15,000 |
| 2020-04-02 · buy | iShares Russell 1000 Value ETF — $1,001 - $15,000 |
| 2020-04-02 · buy | Quest Diagnostics Incorporated — $1,001 - $15,000 |
| 2020-04-02 · buy | CVS Health Corporation — $1,001 - $15,000 |
| 2020-04-02 · buy | Ares Capital Corporation — $1,001 - $15,000 |
| 2020-04-02 · buy | Starbucks Corporation — $1,001 - $15,000 |
| 2020-04-02 · sell | ResMed Inc. — $1,001 - $15,000 |
| 2020-04-02 · buy | QUALCOMM Incorporated — $1,001 - $15,000 |
| 2020-04-02 · sell | Darden Restaurants, Inc. — $1,001 - $15,000 |
| 2020-04-14 · buy | PayPal Holdings, Inc. — $1,001 - $15,000 |
| 2020-04-02 · buy | iShares Russell 2000 Value ETF — $1,001 - $15,000 |
| 2020-04-02 · buy | Global X FinTech ETF — $1,001 - $15,000 |
| 2020-04-02 · sell | Global X Robotics & Artificial Intelligence ETF — $1,001 - $15,000 |
| 2020-04-02 · sell | Goldman Sachs Access Treasury 0-1 Year ETF — $1,001 - $15,000 |
| 2020-04-02 · sell | First Trust New Opportunities MLP & Energy Fund — $1,001 - $15,000 |
| 2020-04-02 · sell | Oakmark International Fund Class Advisor — $1,001 - $15,000 |
| 2020-04-02 · sell | AQR Long-Short Equity Fund Class I — $1,001 - $15,000 |
| 2020-04-02 · sell | Lord Abbett Ultra Short Bond Fund Class F — $1,001 - $15,000 |
| 2020-04-02 · buy | First Trust Dow Jones Internet Index Fund — $1,001 - $15,000 |
| 2020-04-02 · sell | iShares U.S. Regional Banks ETF — $1,001 - $15,000 |
| 2020-04-23 · sell | UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020 — $1,001 - $15,000 |
| 2020-04-02 · buy | First Trust NASDAQ-100-Technology Sector Index Fun — $1,001 - $15,000 |
| 2020-04-02 · sell | Catalyst/Millburn Hedge Strategy Fund Class I — $1,001 - $15,000 |
| 2020-04-02 · buy | First Trust NASDAQ Cybersecurity ETF — $1,001 - $15,000 |
| … | 8 more transactions: every one is in the complete record on this filing's page |
The complete record
| owner | Spouse |
| party | Democrat |
| state | DE |
| office | Carper, Thomas R (Senator) |
| ptr id | bc6505f6-4219-4ce3-b146-a9faaabda324 |
| chamber | senate |
| comment | -- |
| amount max | 15000 |
| amount min | 1001 |
| report url | https://efdsearch.senate.gov/search/view/ptr/bc6505f6-4219-4ce3-b146-a9faaabda324/ |
| bioguide id | C000174 |
| data source | SENATE_EFD_PTR |
| member last | Carper |
| member name | Thomas R Carper |
| amount range | $1,001 - $15,000 |
| member first | Thomas R |
| state district | — |
| disclosure date | 2021-05-17 |
| amendment status | amendment |
| transaction nature | OPEN_MARKET |
Each transaction (68)
| id | ticker | asset name | asset type | transaction date | transaction type | reporting lag days |
|---|---|---|---|---|---|---|
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-9 | GEM | Goldman Sachs ActiveBeta Emerging Markets Equity E | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-8 | DIS | The Walt Disney Company | Stock | 2020-04-14 | buy | 285 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-7 | CEF | Sprott Physical Gold and Silver Trust | Stock | 2020-04-14 | buy | 285 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-68 | TSN | Tyson Foods, Inc. | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-67 | PEP | PepsiCo, Inc. | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-66 | NVO | Novo Nordisk A/S | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-65 | MSFT | Microsoft Corporation | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-64 | FITB | Fifth Third Bancorp | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-63 | GLW | Corning Incorporated | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-62 | CAG | Conagra Brands, Inc. | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-61 | APO | Apollo Global Management, Inc. | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-60 | LHX | L3Harris Technologies, Inc. | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-6 | PNQI | Invesco NASDAQ Internet ETF | Other | 2020-04-14 | buy | 285 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-59 | HPE | HPE - HP Inc. | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-58 | IRM | Iron Mountain Incorporated | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-57 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-56 | CB | Chubb Limited | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-55 | KNX | Knight-Swift Transportation Holdings Inc. | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-54 | PTNQ | Pacer Trendpilot 100 ETF | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-53 | RODM | Hartford Multifactor Developed Markets (ex-US) ETF | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-52 | QLEIX | AQR Long-Short Equity Fund Class I | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-51 | MPC | Marathon Petroleum Corporation | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-50 | TCEHY | Tencent Holdings Limited | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-5 | SWKS | Skyworks Solutions, Inc. | Stock | 2020-04-14 | buy | 285 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-49 | CFG | Citizens Financial Group, Inc. | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-48 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-47 | GLD | SPDR Gold Shares | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-46 | CEF | Sprott Physical Gold and Silver Trust | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-45 | SWKS | Skyworks Solutions, Inc. | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-44 | GLAD | Gladstone Capital Corporation | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-43 | RTN | Raytheon Company | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-42 | EEM | iShares MSCI Emerging Markets ETF | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-41 | MET | MetLife, Inc. | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-40 | PKG | Packaging Corporation of America | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-4 | CVS | CVS Health Corporation | Stock | 2020-04-14 | buy | 285 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-39 | LGI | Lazard Global Total Return and Income Fund, Inc. | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-38 | ARE | Alexandria Real Estate Equities, Inc. | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-37 | IWD | iShares Russell 1000 Value ETF | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-36 | DGX | Quest Diagnostics Incorporated | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-35 | CVS | CVS Health Corporation | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-34 | ARCC | Ares Capital Corporation | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-33 | SBUX | Starbucks Corporation | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-32 | RMD | ResMed Inc. | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-31 | QCOM | QUALCOMM Incorporated | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-30 | DRI | Darden Restaurants, Inc. | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-3 | PYPL | PayPal Holdings, Inc. | Stock | 2020-04-14 | buy | 285 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-29 | IWN | iShares Russell 2000 Value ETF | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-28 | FINX | Global X FinTech ETF | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-27 | BOTZ | Global X Robotics & Artificial Intelligence ETF | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-26 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-25 | FPL | First Trust New Opportunities MLP & Energy Fund | Stock | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-24 | OAYIX | Oakmark International Fund Class Advisor | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-23 | QLEIX | AQR Long-Short Equity Fund Class I | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-22 | LUBFX | Lord Abbett Ultra Short Bond Fund Class F | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-21 | FDN | First Trust Dow Jones Internet Index Fund | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-20 | IAT | iShares U.S. Regional Banks ETF | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-2 | — | UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020 | Corporate Bond | 2020-04-23 | sell | 278 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-19 | QTEC | First Trust NASDAQ-100-Technology Sector Index Fun | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-18 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-17 | CIBR | First Trust NASDAQ Cybersecurity ETF | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-16 | GLD | SPDR Gold Shares | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-15 | CEF | Sprott Physical Gold and Silver Trust | Stock | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-14 | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-13 | CFA | VictoryShares US 500 Volatility Wtd ETF | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-12 | KWEB | KraneShares CSI China Internet ETF | Other | 2020-04-02 | buy | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-11 | IVV | iShares Core S&P 500 ETF | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-10 | SBIO | ALPS Medical Breakthroughs ETF | Other | 2020-04-02 | sell | 293 |
| senate-bc6505f6-4219-4ce3-b146-a9faaabda324-1 | — | UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020 | Corporate Bond | 2020-04-23 | sell | 278 |