David P. Roe (House) disclosed 126 transactions
Amendment status is not available for House filings. A filing listed here may since have been amended.
| 2020-05-01 · sell | TRANSUNION — $1,001 - $15,000 |
| 2020-05-05 · sell | BRIXMOR PPTY GROUP INC REIT — $15,001 - $50,000 |
| 2020-05-06 · sell | AES CORP — $1,001 - $15,000 |
| 2020-05-06 · sell | AES CORP Trade#:31347 Blot:85 — $1,001 - $15,000 |
| 2020-05-08 · sell | CITIGROUP INC Trade#:06763 Blot:85 — $1,001 - $15,000 |
| 2020-05-08 · sell | AMER EXPRESS CO Trade#:94219 Blot:85 — $1,001 - $15,000 |
| 2020-05-11 · sell | O REILLY AUTOMOTIVE INC Trade#:19202 — $1,001 - $15,000 |
| 2020-05-11 · sell | MICROSOFT CORP Trade#:80421 Blot:85 — $1,001 - $15,000 |
| 2020-05-11 · sell | INTERCONTINENTALEXCHANGE GROUP — $1,001 - $15,000 |
| 2020-05-11 · sell | HONEYWELL INTL INC Trade#:11379 Blot:8 — $1,001 - $15,000 |
| 2020-05-15 · sell | CATALENT INC SHS EXECUTED 100% AGE — $1,001 - $15,000 |
| 2020-05-11 · sell | Walt Disney Co (Holding Co) Disney C — $1,001 - $15,000 |
| 2020-05-11 · sell | Comcast Corp New Cl A — $1,001 - $15,000 |
| 2020-05-11 · sell | Parker Hannifin Corp — $1,001 - $15,000 |
| 2020-05-12 · sell | Microsoft Corp — $1,001 - $15,000 |
| 2020-05-12 · sell | Intercontinental Exchange Group — $1,001 - $15,000 |
| 2020-05-12 · sell | Honeywell Intl Inc — $1,001 - $15,000 |
| 2020-05-12 · sell | Walt Disney Co (Holding Co) Disney C — $1,001 - $15,000 |
| 2020-05-12 · sell | COMCAST CORP NEW CL A — $1,001 - $15,000 |
| 2020-05-12 · sell | O REILLY AUTOMOTIVE INC — $1,001 - $15,000 |
| 2020-05-13 · sell | WILLIAMS SONOMA INC — $15,001 - $50,000 |
| 2020-05-20 · sell | GOLDMAN SACHS GROUP INC GLB 02.600 — $1,001 - $15,000 |
| 2020-05-13 · sell | WALT DISNEY CO (HOLDING CO) DISNEY C — $1,001 - $15,000 |
| 2020-05-13 · sell | HONEYWELL INTL INC — $1,001 - $15,000 |
| 2020-05-15 · sell | PNC FINANCIAL SERVICES GROUP — $1,001 - $15,000 |
| 2020-05-15 · sell | LAMB WESTON HLDGS INC — $1,001 - $15,000 |
| 2020-05-19 · sell | PNC FINANCIAL SERVICES GROUP — $1,001 - $15,000 |
| 2020-05-19 · sell | MICROSOFT CORP — $1,001 - $15,000 |
| 2020-05-19 · sell | FACEBOOK INC CL A — $1,001 - $15,000 |
| 2020-05-19 · sell | ALPHABET INC CL A — $1,001 - $15,000 |
| 2020-05-19 · sell | ADOBE INC. (DELAWARE) — $1,001 - $15,000 |
| 2020-05-19 · sell | AMAZON.COM INC — $1,001 - $15,000 |
| 2020-05-22 · sell | SLACK TECHNOLOGIES INC CL A EXECUT — $1,001 - $15,000 |
| 2020-05-19 · sell | UNITEDHEALTH GROUP INC — $1,001 - $15,000 |
| 2020-05-22 · sell | Roper Technologies Inc — $1,001 - $15,000 |
| 2020-05-22 · sell | Microsoft Corp — $1,001 - $15,000 |
| 2020-05-22 · sell | Mastercard Inc CL A — $1,001 - $15,000 |
| 2020-05-22 · sell | Apple Inc — $1,001 - $15,000 |
| 2020-05-22 · sell | Home Depot Inc — $1,001 - $15,000 |
| 2020-05-01 · buy | Nike Inc CL B — $1,001 - $15,000 |
| 2020-05-06 · sell | Western Union Co — $15,001 - $50,000 |
| 2020-05-06 · sell | INTERPUBLIC GROUP OF COS INC — $15,001 - $50,000 |
| 2020-05-06 · sell | INTERPUBLIC GROUP OF COS INC — $1,001 - $15,000 |
| 2020-04-29 · sell | CHEVRON CORP GLB 02.100% MAY 16 202 — $1,001 - $15,000 |
| 2020-05-08 · sell | HARTFORD FINCL SERVICES GROUP INC — $1,001 - $15,000 |
| 2020-05-08 · sell | ALLSTATE CORP — $1,001 - $15,000 |
| 2020-05-08 · sell | NEXTERA ENERGY INC COM — $1,001 - $15,000 |
| 2020-05-11 · sell | SHERWIN WILLIAMS CO — $1,001 - $15,000 |
| 2020-05-11 · sell | SALESFORCE.COM INC — $1,001 - $15,000 |
| 2020-05-11 · sell | Dollar Gen Corp New Trade#:01727 — $1,001 - $15,000 |
| 2020-05-12 · sell | Salesforce.com Inc Trade#:19333 — $1,001 - $15,000 |
| 2020-05-12 · sell | Dollar Gen Corp New Trade#:89718 — $1,001 - $15,000 |
| 2020-05-12 · sell | Sherwin Williams Co Trade#:36835 — $1,001 - $15,000 |
| 2020-05-13 · sell | Sherwin Williams Co Trade#:96926 — $1,001 - $15,000 |
| 2020-04-29 · sell | EOG RESOURCES INC GLB 02.625% MAR — $1,001 - $15,000 |
| 2020-05-13 · sell | Salesforce.com Inc Trade#:12971 — $1,001 - $15,000 |
| 2020-05-13 · sell | Dollar Gen Corp New Trade#:20025 — $1,001 - $15,000 |
| 2020-05-13 · sell | WHIRLPOOL CORP — $1,001 - $15,000 |
| 2020-05-15 · sell | CHEMED CORP NEW — $1,001 - $15,000 |
| 2020-05-15 · sell | CISCO SYSTEMS INC — $1,001 - $15,000 |
| … | 66 more transactions: every one is in the complete record on this filing's page |
The complete record
| party | Republican |
| state | TN |
| office | Roe, David P. (Representative) |
| ptr id | 8217291 |
| chamber | house |
| report url | https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2020/8217291.pdf |
| bioguide id | R000582 |
| data source | HOUSE_CLERK_PTR |
| member last | Roe |
| member name | David P. Roe |
| member first | David P. |
| state district | TN01 |
| disclosure date | 2020-06-09 |
| extraction method | vision_ocr |
Each transaction (126)
| id | owner | ticker | comment | amount max | amount min | asset name | asset type | amount range | transaction date | transaction type | reporting lag days |
|---|---|---|---|---|---|---|---|---|---|---|---|
| house-8217291-ocr-99 | Self | TRU | Trade#:22403 Blot:85 | 15000 | 1001 | TRANSUNION | Stock | $1,001 - $15,000 | 2020-05-01 | sell | 27 |
| house-8217291-ocr-98 | Joint | — | Trade#:4 | 50000 | 15001 | BRIXMOR PPTY GROUP INC REIT | Stock | $15,001 - $50,000 | 2020-05-05 | sell | 25 |
| house-8217291-ocr-97 | Self | AES | Trade#:39864 Blot:85 | 15000 | 1001 | AES CORP | Stock | $1,001 - $15,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-96 | Self | — | — | 15000 | 1001 | AES CORP Trade#:31347 Blot:85 | Stock | $1,001 - $15,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-95 | Self | — | — | 15000 | 1001 | CITIGROUP INC Trade#:06763 Blot:85 | Stock | $1,001 - $15,000 | 2020-05-08 | sell | 22 |
| house-8217291-ocr-94 | Self | — | — | 15000 | 1001 | AMER EXPRESS CO Trade#:94219 Blot:85 | Stock | $1,001 - $15,000 | 2020-05-08 | sell | 22 |
| house-8217291-ocr-93 | Self | — | — | 15000 | 1001 | O REILLY AUTOMOTIVE INC Trade#:19202 | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-92 | Self | — | — | 15000 | 1001 | MICROSOFT CORP Trade#:80421 Blot:85 | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-91 | Self | — | — | 15000 | 1001 | INTERCONTINENTALEXCHANGE GROUP | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-90 | Self | — | — | 15000 | 1001 | HONEYWELL INTL INC Trade#:11379 Blot:8 | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-9 | Self | — | — | 15000 | 1001 | CATALENT INC SHS EXECUTED 100% AGE | Stock | $1,001 - $15,000 | 2020-05-15 | sell | 17 |
| house-8217291-ocr-89 | Joint | DIS | — | 15000 | 1001 | Walt Disney Co (Holding Co) Disney C | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-88 | Joint | CMCSA | Trade#:80726 | 15000 | 1001 | Comcast Corp New Cl A | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-87 | Joint | PH | Trade#:31512 Bl | 15000 | 1001 | Parker Hannifin Corp | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-86 | Joint | MSFT | Trade#:22824 Blot:85 | 15000 | 1001 | Microsoft Corp | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-85 | Joint | ICE | — | 15000 | 1001 | Intercontinental Exchange Group | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-84 | Joint | HON | Trade#:79495 Blot:8 | 15000 | 1001 | Honeywell Intl Inc | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-83 | Joint | DIS | — | 15000 | 1001 | Walt Disney Co (Holding Co) Disney C | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-82 | Joint | CMCSA | Trade#:12762 | 15000 | 1001 | COMCAST CORP NEW CL A | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-81 | Joint | ORLY | Trade#:75212 | 15000 | 1001 | O REILLY AUTOMOTIVE INC | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-80 | Joint | WSM | Trade#:04287 | 50000 | 15001 | WILLIAMS SONOMA INC | Stock | $15,001 - $50,000 | 2020-05-13 | sell | 19 |
| house-8217291-ocr-8 | Self | — | — | 15000 | 1001 | GOLDMAN SACHS GROUP INC GLB 02.600 | Stock | $1,001 - $15,000 | 2020-05-20 | sell | 14 |
| house-8217291-ocr-79 | Joint | DIS | — | 15000 | 1001 | WALT DISNEY CO (HOLDING CO) DISNEY C | Stock | $1,001 - $15,000 | 2020-05-13 | sell | 19 |
| house-8217291-ocr-78 | Joint | HON | Trade#:11560 | 15000 | 1001 | HONEYWELL INTL INC | Stock | $1,001 - $15,000 | 2020-05-13 | sell | 19 |
| house-8217291-ocr-77 | Joint | PNC | — | 15000 | 1001 | PNC FINANCIAL SERVICES GROUP | Stock | $1,001 - $15,000 | 2020-05-15 | sell | 17 |
| house-8217291-ocr-76 | Joint | LW | Trade#:41063 | 15000 | 1001 | LAMB WESTON HLDGS INC | Stock | $1,001 - $15,000 | 2020-05-15 | sell | 17 |
| house-8217291-ocr-75 | Joint | PNC | Trade#: (partially cut off) | 15000 | 1001 | PNC FINANCIAL SERVICES GROUP | Stock | $1,001 - $15,000 | 2020-05-19 | sell | 15 |
| house-8217291-ocr-74 | Joint | MSFT | Trade#:46095 Blot:85 | 15000 | 1001 | MICROSOFT CORP | Stock | $1,001 - $15,000 | 2020-05-19 | sell | 15 |
| house-8217291-ocr-73 | Joint | — | Trade#:46160 Blot:85 | 15000 | 1001 | FACEBOOK INC CL A | Stock | $1,001 - $15,000 | 2020-05-19 | sell | 15 |
| house-8217291-ocr-72 | Joint | — | Trade#:46170 Blot:85 | 15000 | 1001 | ALPHABET INC CL A | Stock | $1,001 - $15,000 | 2020-05-19 | sell | 15 |
| house-8217291-ocr-71 | Joint | ADBE | Trade#:46126 B | 15000 | 1001 | ADOBE INC. (DELAWARE) | Stock | $1,001 - $15,000 | 2020-05-19 | sell | 15 |
| house-8217291-ocr-70 | Joint | AMZN | Trade#:46182 Blot:85 | 15000 | 1001 | AMAZON.COM INC | Stock | $1,001 - $15,000 | 2020-05-19 | sell | 15 |
| house-8217291-ocr-7 | Self | — | — | 15000 | 1001 | SLACK TECHNOLOGIES INC CL A EXECUT | Stock | $1,001 - $15,000 | 2020-05-22 | sell | 12 |
| house-8217291-ocr-69 | Joint | UNH | Trade#:46194 | 15000 | 1001 | UNITEDHEALTH GROUP INC | Stock | $1,001 - $15,000 | 2020-05-19 | sell | 15 |
| house-8217291-ocr-68 | Self | ROP | Trade#:81400 (partially visible) | 15000 | 1001 | Roper Technologies Inc | Stock | $1,001 - $15,000 | 2020-05-22 | sell | 12 |
| house-8217291-ocr-67 | Self | MSFT | Trade#:82382 Blot:85 | 15000 | 1001 | Microsoft Corp | Stock | $1,001 - $15,000 | 2020-05-22 | sell | 12 |
| house-8217291-ocr-66 | Self | — | Trade#:79684 Blot partially visible | 15000 | 1001 | Mastercard Inc CL A | Stock | $1,001 - $15,000 | 2020-05-22 | sell | 12 |
| house-8217291-ocr-65 | Self | AAPL | Trade#:79553 Blot:85 | 15000 | 1001 | Apple Inc | Stock | $1,001 - $15,000 | 2020-05-22 | sell | 12 |
| house-8217291-ocr-64 | Self | HD | Trade#:83516 Blot:85 | 15000 | 1001 | Home Depot Inc | Stock | $1,001 - $15,000 | 2020-05-22 | sell | 12 |
| house-8217291-ocr-63 | Self | — | Trade#:21000 Blot:85 | 15000 | 1001 | Nike Inc CL B | Stock | $1,001 - $15,000 | 2020-05-01 | buy | 27 |
| house-8217291-ocr-62 | Joint | WU | Trade#:34033 Blot:8 | 50000 | 15001 | Western Union Co | Stock | $15,001 - $50,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-61 | Self | — | Trade# | 50000 | 15001 | INTERPUBLIC GROUP OF COS INC | Stock | $15,001 - $50,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-60 | Self | — | Trade# | 15000 | 1001 | INTERPUBLIC GROUP OF COS INC | Stock | $1,001 - $15,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-6 | Self | — | — | 15000 | 1001 | CHEVRON CORP GLB 02.100% MAY 16 202 | Stock | $1,001 - $15,000 | 2020-04-29 | sell | 29 |
| house-8217291-ocr-59 | Self | — | — | 15000 | 1001 | HARTFORD FINCL SERVICES GROUP INC | Stock | $1,001 - $15,000 | 2020-05-08 | sell | 22 |
| house-8217291-ocr-58 | Self | ALL | Trade#:92497 Blot:85 | 15000 | 1001 | ALLSTATE CORP | Stock | $1,001 - $15,000 | 2020-05-08 | sell | 22 |
| house-8217291-ocr-57 | Self | — | Trade#:9078 | 15000 | 1001 | NEXTERA ENERGY INC COM | Stock | $1,001 - $15,000 | 2020-05-08 | sell | 22 |
| house-8217291-ocr-56 | Self | SHW | Trade#:70443 Blot# | 15000 | 1001 | SHERWIN WILLIAMS CO | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-55 | Self | — | Trade#:28230 Blot# | 15000 | 1001 | SALESFORCE.COM INC | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-54 | Joint | DG | Trade#:01727 | 15000 | 1001 | Dollar Gen Corp New Trade#:01727 | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-53 | Joint | CRM | Trade#:19333 | 15000 | 1001 | Salesforce.com Inc Trade#:19333 | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-52 | Joint | DG | Trade#:89718 | 15000 | 1001 | Dollar Gen Corp New Trade#:89718 | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-51 | Joint | SHW | Trade#:36835 | 15000 | 1001 | Sherwin Williams Co Trade#:36835 | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-50 | Joint | SHW | Trade#:96926 | 15000 | 1001 | Sherwin Williams Co Trade#:96926 | Stock | $1,001 - $15,000 | 2020-05-13 | sell | 19 |
| house-8217291-ocr-5 | Joint | — | — | 15000 | 1001 | EOG RESOURCES INC GLB 02.625% MAR | Stock | $1,001 - $15,000 | 2020-04-29 | sell | 29 |
| house-8217291-ocr-49 | Joint | CRM | Trade#:12971 | 15000 | 1001 | Salesforce.com Inc Trade#:12971 | Stock | $1,001 - $15,000 | 2020-05-13 | sell | 19 |
| house-8217291-ocr-48 | Joint | DG | Trade#:20025 | 15000 | 1001 | Dollar Gen Corp New Trade#:20025 | Stock | $1,001 - $15,000 | 2020-05-13 | sell | 19 |
| house-8217291-ocr-47 | Joint | WHR | Trade#:07398 Blot:85 | 15000 | 1001 | WHIRLPOOL CORP | Stock | $1,001 - $15,000 | 2020-05-13 | sell | 19 |
| house-8217291-ocr-46 | Joint | CHE | Trade#:42931 Blot:8 | 15000 | 1001 | CHEMED CORP NEW | Stock | $1,001 - $15,000 | 2020-05-15 | sell | 17 |
| house-8217291-ocr-45 | Joint | CSCO | Trade#:38427 Blot:8 | 15000 | 1001 | CISCO SYSTEMS INC | Stock | $1,001 - $15,000 | 2020-05-15 | sell | 17 |
| house-8217291-ocr-44 | Joint | CHE | Trade#:43139 Blot:8 | 15000 | 1001 | CHEMED CORP NEW | Stock | $1,001 - $15,000 | 2020-05-19 | sell | 15 |
| house-8217291-ocr-43 | Joint | — | Trade#:85115 Blot: (partial) | 15000 | 1001 | CINN FINANCIAL CORP | Stock | $1,001 - $15,000 | 2020-05-22 | sell | 12 |
| house-8217291-ocr-42 | Joint | WU | Trade#:72076 Blot:85 | 15000 | 1001 | WESTERN UNION CO | Stock | $1,001 - $15,000 | 2020-05-27 | sell | 9 |
| house-8217291-ocr-41 | Joint | — | Trade#: (partial, cut off) | 15000 | 1001 | MICROSOFT CORP GLB 03.625% DEC 15 2 | Bond | $1,001 - $15,000 | 2020-05-01 | sell | 27 |
| house-8217291-ocr-40 | Self | — | — | 15000 | 1001 | SQUARE INC SHS CL A PER ADVISORY AGREEMENT | Stock | $1,001 - $15,000 | 2020-05-07 | sell | 23 |
| house-8217291-ocr-4 | Joint | — | — | 15000 | 1001 | NORTHROP GRUMMAN CORP GLB 03.250 | Stock | $1,001 - $15,000 | 2020-04-29 | sell | 29 |
| house-8217291-ocr-39 | Self | — | — | 15000 | 1001 | ZOOM VIDEO COMMUNICATIONS INC CL A | Stock | $1,001 - $15,000 | 2020-05-07 | sell | 23 |
| house-8217291-ocr-38 | Self | — | — | 15000 | 1001 | UBER TECHNOLOGIES INC PER ADVISORY AGREEMENT | Stock | $1,001 - $15,000 | 2020-05-07 | sell | 23 |
| house-8217291-ocr-37 | Self | — | — | 15000 | 1001 | TWILIO INC CL A EXECUTED 100% AGENCY | Stock | $1,001 - $15,000 | 2020-05-07 | sell | 23 |
| house-8217291-ocr-36 | Self | — | — | 15000 | 1001 | SLACK TECHNOLOGIES INC CL A EXECUTED | Stock | $1,001 - $15,000 | 2020-05-07 | sell | 23 |
| house-8217291-ocr-35 | Self | — | — | 15000 | 1001 | DEXCOM INC PER ADVISORY AGREEMENT | Stock | $1,001 - $15,000 | 2020-05-07 | sell | 23 |
| house-8217291-ocr-34 | Self | — | — | 15000 | 1001 | AMAZON COM INC COM PER ADVISORY AGREEMENT | Stock | $1,001 - $15,000 | 2020-05-07 | sell | 23 |
| house-8217291-ocr-33 | Self | — | — | 15000 | 1001 | RedemptionCAPITAL ONE FINANCIAL CO G | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-32 | Self | — | — | 15000 | 1001 | OKTA INC REG SHS CL A PER ADVISORY | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-31 | Self | — | — | 15000 | 1001 | WAYFAIR INC PER ADVISORY AGREEMENT | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-30 | Self | ISRG | — | 15000 | 1001 | INTUITIVE SURGICAL INC NEW PER ADVISORY | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-3 | Joint | — | — | 15000 | 1001 | ROYAL BANK OF CANADA SER GMTN GLB | Stock | $1,001 - $15,000 | 2020-04-29 | sell | 29 |
| house-8217291-ocr-29 | Self | — | — | 15000 | 1001 | SQUARE INC SHS CL A PER ADVISORY | Stock | $1,001 - $15,000 | 2020-05-12 | buy | 20 |
| house-8217291-ocr-28 | Self | — | — | 15000 | 1001 | COUPA SOFTWARE INC PER ADVISORY A | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-27 | Self | — | — | 15000 | 1001 | VEEVA SYS INC CL A EXECUTED 100% | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-26 | Joint | — | — | 15000 | 1001 | SPOTIFY TECH S.A. REG SHS PER ADVISO... | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-25 | Joint | — | — | 15000 | 1001 | SHOPIFY INC CL A PER ADVISORY AGREE... | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-24 | Joint | — | — | 15000 | 1001 | DATADOG INC REG SHS CL A EXECUTED... | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-23 | Joint | — | — | 15000 | 1001 | SERVICENOW INC EXECUTED 100% AGEN... | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-22 | Joint | — | — | 15000 | 1001 | SOUTHERN CO GLB 02.950% JUL 01 2023... | Bond | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-21 | Joint | — | — | 15000 | 1001 | APPLE INC GLB 02.400% MAY 03 2023 RAT... | Bond | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-20 | Joint | — | — | 15000 | 1001 | MORGAN STANLEY SER MTN 02.625% NO... | Bond | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-2 | Joint | — | — | 15000 | 1001 | HOME DEPOT INC GLB 02.625% JUN 01 20 | Stock | $1,001 - $15,000 | 2020-04-29 | sell | 29 |
| house-8217291-ocr-19 | Joint | — | — | 15000 | 1001 | CHEVRON CORP GLB 02.100% MAY 16 202 | Bond | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-18 | Joint | — | — | 15000 | 1001 | HOME DEPOT INC GLB 02.625% JUN 01 20 | Bond | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-17 | Joint | — | — | 15000 | 1001 | CVS HEALTH CORP GLB 03.700% MAR 09 | Bond | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-16 | Joint | — | — | 15000 | 1001 | PEPSICO INC GLB 02.750% MAR 05 2022 R | Bond | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-15 | Joint | — | — | 15000 | 1001 | COMCAST CORP COMPANY GUARNT GLB | Bond | $1,001 - $15,000 | 2020-05-12 | sell | 20 |
| house-8217291-ocr-14 | Joint | WFC | — | 15000 | 1001 | WELLS FARGO & CO NEW DEL EXECUTED | Bond | $1,001 - $15,000 | 2020-05-13 | sell | 19 |
| house-8217291-ocr-13 | Joint | — | — | 15000 | 1001 | WELLS FARGO & COMPANY GLB 02.100% | Bond | $1,001 - $15,000 | 2020-05-13 | sell | 19 |
| house-8217291-ocr-126 | Joint | — | Trade#:09753 | 100000 | 50001 | TENNESSEE ST SR A /R/ | Stock | $50,001 - $100,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-125 | Joint | SU | Trade#:2 | 15000 | 1001 | SUNCOR ENERGY INC NEW CAD | Stock | $1,001 - $15,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-124 | Self | — | — | 15000 | 1001 | LOCKHEED MARTIN CORP DE Trade#:2896 | Stock | $1,001 - $15,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-123 | Self | CMCSA | — | 15000 | 1001 | COMCAST CORP NEW CL A DE Trade#:269 | Stock | $1,001 - $15,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-122 | Self | — | — | 15000 | 1001 | RAYTHEON TECHNOLOGIES CORP Trade# | Stock | $1,001 - $15,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-121 | Self | — | — | 15000 | 1001 | PARKER HANNIFIN CORP DE Trade#:1814 | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-120 | Self | — | — | 15000 | 1001 | MICROSOFT CORP DE Trade#:19184 | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-12 | Self | — | — | 15000 | 1001 | SERVICENOW INC EXECUTED 100% AGEN | Stock | $1,001 - $15,000 | 2020-05-14 | sell | 18 |
| house-8217291-ocr-119 | Self | — | — | 15000 | 1001 | INTERCONTINENTALEXCHANGE GROUP | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-118 | Self | — | — | 15000 | 1001 | HONEYWELL INTL INC DE Trade#:19183 | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-117 | Self | DIS | — | 15000 | 1001 | WALT DISNEY CO (HOLDING CO) DISNEY C | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-116 | Self | CMCSA | Trade#:200 | 15000 | 1001 | COMCAST CORP NEW CL A DE | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-115 | Self | VZ | Trade#: | 50000 | 15001 | VERIZON COMMUNICATIONS INC | Stock | $15,001 - $50,000 | 2020-05-20 | sell | 14 |
| house-8217291-ocr-114 | Self | — | Trade#:38857 | 50000 | 15001 | FIFTH THIRD BANCORP DE | Stock | $15,001 - $50,000 | 2020-05-20 | sell | 14 |
| house-8217291-ocr-113 | Self | — | Trade#:3885 | 50000 | 15001 | COLGATE PALMOLIVE CO DE | Stock | $15,001 - $50,000 | 2020-05-20 | sell | 14 |
| house-8217291-ocr-112 | Self | — | Trade#: | 15000 | 1001 | AUTOMATIC DATA PROCESSNG INC | Stock | $1,001 - $15,000 | 2020-05-20 | sell | 14 |
| house-8217291-ocr-111 | Self | WM | Trade#:38859 | 15000 | 1001 | WASTE MGMT INC NEW DE | Stock | $1,001 - $15,000 | 2020-05-20 | sell | 14 |
| house-8217291-ocr-110 | Self | — | Trade#:28968 Blot:85 | 15000 | 1001 | PHILLIPS 66 DE Trade#:28968 Blot:85 | Stock | $1,001 - $15,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-11 | Self | — | — | 15000 | 1001 | NVIDIA EXECUTED 100% AGENCY ACTUA | Stock | $1,001 - $15,000 | 2020-05-14 | sell | 18 |
| house-8217291-ocr-109 | Self | — | Trade#:28966 Blot:85 | 15000 | 1001 | MEDTRONIC PLC DE Trade#:28966 Blot:85 | Stock | $1,001 - $15,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-108 | Self | — | Trade# partially legible | 15000 | 1001 | MARSH & MCLENNAN COS INC DE | Stock | $1,001 - $15,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-107 | Self | — | Trade#:28 (partially legible) | 15000 | 1001 | AMER ELECTRIC POWER CO DE | Stock | $1,001 - $15,000 | 2020-05-06 | sell | 24 |
| house-8217291-ocr-106 | Self | — | Trade#:18145 | 15000 | 1001 | SHERWIN WILLIAMS CO DE Trade#:18145 | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-105 | Self | — | Trade#:19181 | 15000 | 1001 | SALESFORCE.COM INC DE Trade#:19181 | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-104 | Self | — | Trade#:18141 | 15000 | 1001 | SALESFORCE.COM INC DE Trade#:18141 | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-103 | Joint | DG | Trade#:2006 | 15000 | 1001 | DOLLAR GEN CORP NEW DE | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-102 | Joint | DG | Trade#:19548 | 15000 | 1001 | DOLLAR GEN CORP NEW DE | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-101 | Joint | DG | Trade#:19182 | 15000 | 1001 | DOLLAR GEN CORP NEW DE | Stock | $1,001 - $15,000 | 2020-05-11 | sell | 21 |
| house-8217291-ocr-100 | Joint | — | Trade#:19 | 250000 | 100001 | TEXAS WTR DEV BRD RV BE/R/ | Stock | $100,001 - $250,000 | 2020-05-19 | buy | 15 |
| house-8217291-ocr-10 | Self | — | — | 15000 | 1001 | SP PLUS CORP EXECUTED 100% AGENCY | Stock | $1,001 - $15,000 | 2020-05-15 | sell | 17 |
| house-8217291-ocr-1 | Joint | — | — | 15000 | 1001 | RedemptionCAPITAL ONE FINANCIAL CO G | Stock | $1,001 - $15,000 | 2020-05-12 | sell | 20 |