Thomas R Carper (Senate) disclosed 68 transactions

2020-05-04 · Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk

A later amendment restates 67 of the 68 transactions in this filing. The Senate's amendments do not declare which report they replace, so the amending filing cannot be linked here — read this filer's later filings for the corrected version.

2020-04-02 · buy	Goldman Sachs ActiveBeta Emerging Markets Equity E — $1,001 - $15,000
2020-04-14 · buy	The Walt Disney Company — $1,001 - $15,000
2020-04-14 · buy	Sprott Physical Gold and Silver Trust — $1,001 - $15,000
2020-04-02 · buy	Tyson Foods, Inc. — $1,001 - $15,000
2020-04-02 · buy	PepsiCo, Inc. — $1,001 - $15,000
2020-04-02 · buy	Novo Nordisk A/S — $1,001 - $15,000
2020-04-02 · sell	Microsoft Corporation — $1,001 - $15,000
2020-04-02 · sell	Fifth Third Bancorp — $1,001 - $15,000
2020-04-02 · buy	Corning Incorporated — $1,001 - $15,000
2020-04-02 · sell	Conagra Brands, Inc. — $1,001 - $15,000
2020-04-02 · buy	Apollo Global Management, Inc. — $1,001 - $15,000
2020-04-02 · buy	L3Harris Technologies, Inc. — $1,001 - $15,000
2020-04-14 · buy	Invesco NASDAQ Internet ETF — $1,001 - $15,000
2020-04-02 · sell	HP Inc. — $1,001 - $15,000
2020-04-02 · sell	Iron Mountain Incorporated — $1,001 - $15,000
2020-04-02 · sell	Goldman Sachs Access Treasury 0-1 Year ETF — $1,001 - $15,000
2020-04-02 · sell	Chubb Limited — $1,001 - $15,000
2020-04-02 · sell	Knight-Swift Transportation Holdings Inc. — $1,001 - $15,000
2020-04-02 · buy	Pacer Trendpilot 100 ETF — $1,001 - $15,000
2020-04-02 · buy	Hartford Multifactor Developed Markets (ex-US) ETF — $1,001 - $15,000
2020-04-02 · sell	AQR Long-Short Equity Fund Class I — $1,001 - $15,000
2020-04-02 · sell	Marathon Petroleum Corporation — $1,001 - $15,000
2020-04-02 · sell	Tencent Holdings Limited — $1,001 - $15,000
2020-04-14 · buy	Skyworks Solutions, Inc. — $1,001 - $15,000
2020-04-02 · sell	Citizens Financial Group, Inc. — $1,001 - $15,000
2020-04-02 · sell	Catalyst/Millburn Hedge Strategy Fund Class I — $1,001 - $15,000
2020-04-02 · sell	SPDR Gold Shares — $1,001 - $15,000
2020-04-02 · buy	Sprott Physical Gold and Silver Trust — $1,001 - $15,000
2020-04-02 · buy	Skyworks Solutions, Inc. — $1,001 - $15,000
2020-04-02 · buy	Gladstone Capital Corporation — $1,001 - $15,000
2020-04-02 · buy	Raytheon Company — $1,001 - $15,000
2020-04-02 · buy	iShares MSCI Emerging Markets ETF — $1,001 - $15,000
2020-04-02 · buy	MetLife, Inc. — $1,001 - $15,000
2020-04-02 · sell	Packaging Corporation of America — $1,001 - $15,000
2020-04-14 · buy	CVS Health Corporation — $1,001 - $15,000
2020-04-02 · sell	Lazard Global Total Return and Income Fund, Inc. — $1,001 - $15,000
2020-04-02 · buy	Alexandria Real Estate Equities, Inc. — $1,001 - $15,000
2020-04-02 · buy	iShares Russell 1000 Value ETF — $1,001 - $15,000
2020-04-02 · buy	Quest Diagnostics Incorporated — $1,001 - $15,000
2020-04-02 · buy	CVS Health Corporation — $1,001 - $15,000
2020-04-02 · buy	Ares Capital Corporation — $1,001 - $15,000
2020-04-02 · buy	Starbucks Corporation — $1,001 - $15,000
2020-04-02 · sell	ResMed Inc. — $1,001 - $15,000
2020-04-02 · buy	QUALCOMM Incorporated — $1,001 - $15,000
2020-04-02 · sell	Darden Restaurants, Inc. — $1,001 - $15,000
2020-04-14 · buy	PayPal Holdings, Inc. — $1,001 - $15,000
2020-04-02 · buy	iShares Russell 2000 Value ETF — $1,001 - $15,000
2020-04-02 · buy	Global X FinTech ETF — $1,001 - $15,000
2020-04-02 · sell	Global X Robotics & Artificial Intelligence ETF — $1,001 - $15,000
2020-04-02 · sell	Goldman Sachs Access Treasury 0-1 Year ETF — $1,001 - $15,000
2020-04-02 · sell	First Trust New Opportunities MLP & Energy Fund — $1,001 - $15,000
2020-04-02 · sell	Oakmark International Fund Class Advisor — $1,001 - $15,000
2020-04-02 · sell	AQR Long-Short Equity Fund Class I — $1,001 - $15,000
2020-04-02 · sell	Lord Abbett Ultra Short Bond Fund Class F — $1,001 - $15,000
2020-04-02 · buy	First Trust Dow Jones Internet Index Fund — $1,001 - $15,000
2020-04-02 · sell	iShares U.S. Regional Banks ETF — $1,001 - $15,000
2020-04-23 · sell	UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020 — $1,001 - $15,000
2020-04-02 · buy	First Trust NASDAQ-100-Technology Sector Index Fun — $1,001 - $15,000
2020-04-02 · sell	Catalyst/Millburn Hedge Strategy Fund Class I — $1,001 - $15,000
2020-04-02 · buy	First Trust NASDAQ Cybersecurity ETF — $1,001 - $15,000
…	8 more transactions: every one is in the complete record on this filing's page

The complete record

Every field KeyVex holds for this filing, as its API serves it. Nothing is withheld here that the API sells.

owner	Spouse
party	Democrat
state	DE
office	Carper, Thomas R (Senator)
ptr id	a1c431fc-093e-4ace-8f0a-4f2ae481556d
chamber	senate
comment	--
amount max	15000
amount min	1001
report url	https://efdsearch.senate.gov/search/view/ptr/a1c431fc-093e-4ace-8f0a-4f2ae481556d/
bioguide id	C000174
data source	SENATE_EFD_PTR
member last	Carper
member name	Thomas R Carper
amount range	$1,001 - $15,000
member first	Thomas R
state district	—
disclosure date	2020-05-04
amendment status	original
transaction nature	OPEN_MARKET

Each transaction (68)

id	ticker	asset name	asset type	transaction date	transaction type	reporting lag days	superseded by amendment
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-9	GEM	Goldman Sachs ActiveBeta Emerging Markets Equity E	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-8	DIS	The Walt Disney Company	Stock	2020-04-14	buy	15	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-7	CEF	Sprott Physical Gold and Silver Trust	Stock	2020-04-14	buy	15	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-68	TSN	Tyson Foods, Inc.	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-67	PEP	PepsiCo, Inc.	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-66	NVO	Novo Nordisk A/S	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-65	MSFT	Microsoft Corporation	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-64	FITB	Fifth Third Bancorp	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-63	GLW	Corning Incorporated	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-62	CAG	Conagra Brands, Inc.	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-61	APO	Apollo Global Management, Inc.	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-60	LHX	L3Harris Technologies, Inc.	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-6	PNQI	Invesco NASDAQ Internet ETF	Other	2020-04-14	buy	15	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-59	HPQ	HP Inc.	Stock	2020-04-02	sell	23	—
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-58	IRM	Iron Mountain Incorporated	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-57	GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-56	CB	Chubb Limited	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-55	KNX	Knight-Swift Transportation Holdings Inc.	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-54	PTNQ	Pacer Trendpilot 100 ETF	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-53	RODM	Hartford Multifactor Developed Markets (ex-US) ETF	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-52	QLEIX	AQR Long-Short Equity Fund Class I	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-51	MPC	Marathon Petroleum Corporation	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-50	TCEHY	Tencent Holdings Limited	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-5	SWKS	Skyworks Solutions, Inc.	Stock	2020-04-14	buy	15	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-49	CFG	Citizens Financial Group, Inc.	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-48	MBXIX	Catalyst/Millburn Hedge Strategy Fund Class I	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-47	GLD	SPDR Gold Shares	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-46	CEF	Sprott Physical Gold and Silver Trust	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-45	SWKS	Skyworks Solutions, Inc.	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-44	GLAD	Gladstone Capital Corporation	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-43	RTN	Raytheon Company	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-42	EEM	iShares MSCI Emerging Markets ETF	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-41	MET	MetLife, Inc.	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-40	PKG	Packaging Corporation of America	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-4	CVS	CVS Health Corporation	Stock	2020-04-14	buy	15	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-39	LGI	Lazard Global Total Return and Income Fund, Inc.	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-38	ARE	Alexandria Real Estate Equities, Inc.	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-37	IWD	iShares Russell 1000 Value ETF	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-36	DGX	Quest Diagnostics Incorporated	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-35	CVS	CVS Health Corporation	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-34	ARCC	Ares Capital Corporation	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-33	SBUX	Starbucks Corporation	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-32	RMD	ResMed Inc.	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-31	QCOM	QUALCOMM Incorporated	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-30	DRI	Darden Restaurants, Inc.	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-3	PYPL	PayPal Holdings, Inc.	Stock	2020-04-14	buy	15	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-29	IWN	iShares Russell 2000 Value ETF	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-28	FINX	Global X FinTech ETF	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-27	BOTZ	Global X Robotics & Artificial Intelligence ETF	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-26	GBIL	Goldman Sachs Access Treasury 0-1 Year ETF	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-25	FPL	First Trust New Opportunities MLP & Energy Fund	Stock	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-24	OAYIX	Oakmark International Fund Class Advisor	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-23	QLEIX	AQR Long-Short Equity Fund Class I	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-22	LUBFX	Lord Abbett Ultra Short Bond Fund Class F	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-21	FDN	First Trust Dow Jones Internet Index Fund	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-20	IAT	iShares U.S. Regional Banks ETF	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-2	—	UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020	Corporate Bond	2020-04-23	sell	8	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-19	QTEC	First Trust NASDAQ-100-Technology Sector Index Fun	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-18	MBXIX	Catalyst/Millburn Hedge Strategy Fund Class I	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-17	CIBR	First Trust NASDAQ Cybersecurity ETF	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-16	GLD	SPDR Gold Shares	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-15	CEF	Sprott Physical Gold and Silver Trust	Stock	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-14	SRVR	Pacer Benchmark Data & Infrastructure Real Estate	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-13	CFA	VictoryShares US 500 Volatility Wtd ETF	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-12	KWEB	KraneShares CSI China Internet ETF	Other	2020-04-02	buy	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-11	IVV	iShares Core S&P 500 ETF	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-10	SBIO	ALPS Medical Breakthroughs ETF	Other	2020-04-02	sell	23	true
senate-a1c431fc-093e-4ace-8f0a-4f2ae481556d-1	—	UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020	Corporate Bond	2020-04-23	sell	8	true

Original filing document