KeyVex › Disclosures › Congressional trades

KeyVex publishes these public financial disclosure filings as news, free and without registration, under the news-media provision of 5 U.S.C. § 13107(c). Source documents are linked on every entry.

David P. Roe (House) disclosed 366 transactions

· Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk

Amendment status is not available for House filings. A filing listed here may since have been amended.

2020-03-18 · sellLAUDER ESTEE COS CL A UNSOLICITED — $1,001 - $15,000
2020-03-18 · sellGARMIN LTD SHS CHF UNSOLICITED — $1,001 - $15,000
2020-03-18 · sellANTHEM INC UNSOLICITED — $1,001 - $15,000
2020-03-18 · sellBest Buy Co Inc Unsolicited — $1,001 - $15,000
2020-03-18 · sellAmgen Inc Unsolicited — $1,001 - $15,000
2020-03-18 · sellHome Depot Inc Unsolicited — $1,001 - $15,000
2020-03-19 · sellNXP Semiconductors NV Com EUR — $1,001 - $15,000
2020-03-19 · sellMicrosoft Corp Unsolicited — $1,001 - $15,000
2020-03-19 · sellJPMorgan Chase & Co Unsolicited — $1,001 - $15,000
2020-03-19 · sellFidelity National Financial Inc Com — $1,001 - $15,000
2020-03-24 · sellUS BANCORP SUBORDINATED SER MTN — $1,001 - $15,000
2020-03-20 · sellVERIZON COMMUNICATIONS INC — $1,001 - $15,000
2020-03-20 · sellVERIZON COMMUNICATIONS INC — $1,001 - $15,000
2020-03-20 · sellTAIWAN SEMICONDUCTOR MFG CO LTD — $1,001 - $15,000
2020-03-20 · sellPROCTER & GAMBLE CO UNSOLICITED — $1,001 - $15,000
2020-03-20 · sellKLA CORP UNSOLICITED — $1,001 - $15,000
2020-03-20 · sellGILEAD SCIENCES INC UNSOLICITED — $1,001 - $15,000
2020-03-20 · sellGILEAD SCIENCES INC UNSOLICITED — $1,001 - $15,000
2020-03-20 · sellFIDELITY NATIONAL FINANCIAL IN COM — $1,001 - $15,000
2020-03-20 · sellCROWN CASTLE INTL CORP REIT — $1,001 - $15,000
2020-03-20 · sellCINN FINANCIAL CORP UNSOLICITED — $1,001 - $15,000
2020-03-24 · sellNORTHROP GRUMMAN CORP GLB 03.250 — $1,001 - $15,000
2020-03-20 · sellBLACKSTONE MTG TR INC REIT — $1,001 - $15,000
2020-03-20 · sellVERIZON COMMUNICATIONS INC — $1,001 - $15,000
2020-03-23 · buyVISA INC CL A — $15,001 - $50,000
2020-03-23 · sellTHERMO FISHER SCIENTIFIC INC — $15,001 - $50,000
2020-03-23 · buyACCENTURE PLC IRELAND CL A — $15,001 - $50,000
2020-03-23 · buyROCKWELL AUTOMATION INC NEW — $1,001 - $15,000
2020-03-23 · buyPARKER HANNIFIN CORP — $15,001 - $50,000
2020-03-23 · buyO REILLY AUTOMOTIVE INC — $15,001 - $50,000
2020-03-23 · buyMEDTRONIC PLC — $15,001 - $50,000
2020-03-23 · buyMONDELEZ INTL INC — $15,001 - $50,000
2020-03-25 · buyINTUITIVE SURGICAL INC NEW PER ADVIS — $1,001 - $15,000
2020-03-23 · buyMICROSOFT CORP — $100,001 - $250,000
· buyLOWES COMPANIES INC — $15,001 - $50,000
· buyLAUDER ESTEE COS CL A — $15,001 - $50,000
· buyFACEBOOK INC CL A Trade#:55318 Blot:85 — $50,001 - $100,000
· buyINTERCONTINENTALEXCHANGE GROUP — $15,001 - $50,000
· buyHOME DEPOT INC Trade#:65239 Blot:85 — $15,001 - $50,000
· buyFIDELITY NATL INFORMATION SVCS — $15,001 - $50,000
· buyDANAHER CORP Trade#:55293 Blot:85 — $15,001 - $50,000
2020-03-23 · sellALPHABET INC CL A Trade#:55284 Blot:85 — $50,001 - $100,000
2020-03-23 · sellCOSTCO WHOLESALE CORP Trade#:5533 — $15,001 - $50,000
2020-03-25 · buySPOTIFY TECH S.A. REG SHS PER ADVISC — $1,001 - $15,000
2020-03-23 · sellAMERICAN TOWER CORP REIT Trade#:55 — $15,001 - $50,000
2020-03-23 · sellADOBE INC. (DELAWARE) Trade#:55366 — $15,001 - $50,000
2020-03-23 · sellAMAZON.COM INC Trade#:55396 Blot:85 — $100,001 - $250,000
2020-03-23 · sellUNITEDHEALTH GROUP INC Trade#:55230 — $15,001 - $50,000
2020-03-23 · sellTJX COS INC NEW Trade#:55388 Blot:85 — $15,001 - $50,000
2020-03-31 · sellWILLIAMS SONOMA INC UNSOLICITED — $15,001 - $50,000
2020-03-31 · sellINTEL CORP UNSOLICITED — $1,001 - $15,000
2020-03-31 · sellROYAL GOLD INC UNSOLICITED — $1,001 - $15,000
2020-08-31 · sellMEDICAL PROPERTIES TRUST INC REIT — $1,001 - $15,000
2020-03-31 · sellSUN COMMUNITIES INC UNSOLICITED — $1,001 - $15,000
2020-03-02 · sellSale Regions Financial Corp GLB 02.75... — $1,001 - $15,000
2020-03-31 · sellNETAPP INC UNSOLICITED — $15,001 - $50,000
2020-02-27 · sellSQUARE INC SHS CL A EXECUTED 100 — $1,001 - $15,000
2020-02-27 · sellUBER TECHNOLOGIES INC EXECUTED 100% — $1,001 - $15,000
2020-02-27 · sellILLUMINA INC COM EXECUTED 100% — $1,001 - $15,000
2020-02-25 · buyPFIZER INC GLB 02.200% DEC 15 2021 RATE — $1,001 - $15,000
…306 more transactions: every one is in the complete record on this filing's page

The complete record

Every field KeyVex holds for this filing, as its API serves it. Nothing is withheld here that the API sells.

partyRepublican
stateTN
officeRoe, David P. (Representative)
ptr id8217121
chamberhouse
report urlhttps://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2020/8217121.pdf
bioguide idR000582
data sourceHOUSE_CLERK_PTR
member lastRoe
member nameDavid P. Roe
member firstDavid P.
state districtTN01
disclosure date2020-04-07
extraction methodvision_ocr

Each transaction (366)

idownertickercommentamount maxamount minasset nameasset typeamount rangetransaction datetransaction typereporting lag days
house-8217121-ocr-99Self——150001001LAUDER ESTEE COS CL A UNSOLICITEDStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-98Self——150001001GARMIN LTD SHS CHF UNSOLICITEDStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-97Self—Trade#:87017150001001ANTHEM INC UNSOLICITEDStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-96Self——150001001Best Buy Co Inc UnsolicitedStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-95Self——150001001Amgen Inc UnsolicitedStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-94Self——150001001Home Depot Inc UnsolicitedStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-93Self——150001001NXP Semiconductors NV Com EURStock$1,001 - $15,0002020-03-19sell13
house-8217121-ocr-92Self——150001001Microsoft Corp UnsolicitedStock$1,001 - $15,0002020-03-19sell13
house-8217121-ocr-91Self——150001001JPMorgan Chase & Co UnsolicitedStock$1,001 - $15,0002020-03-19sell13
house-8217121-ocr-90Self——150001001Fidelity National Financial Inc ComStock$1,001 - $15,0002020-03-19sell13
house-8217121-ocr-9Self——150001001US BANCORP SUBORDINATED SER MTNStock$1,001 - $15,0002020-03-24sell10
house-8217121-ocr-89JointVZTrade#:1150001001VERIZON COMMUNICATIONS INCStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-88JointVZTrade#:C150001001VERIZON COMMUNICATIONS INCStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-87JointTSMUnsolicited150001001TAIWAN SEMICONDUCTOR MFG CO LTDStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-86Joint—Unsolicited Trade150001001PROCTER & GAMBLE CO UNSOLICITEDStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-85Joint—Trade#:21062150001001KLA CORP UNSOLICITEDStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-84Joint—Unsolicited Trade150001001GILEAD SCIENCES INC UNSOLICITEDStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-83Joint—Unsolicited Trade150001001GILEAD SCIENCES INC UNSOLICITEDStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-82Self——150001001FIDELITY NATIONAL FINANCIAL IN COMStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-81Self——150001001CROWN CASTLE INTL CORP REITREIT$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-80Self——150001001CINN FINANCIAL CORP UNSOLICITEDStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-8Self——150001001NORTHROP GRUMMAN CORP GLB 03.250Stock$1,001 - $15,0002020-03-24sell10
house-8217121-ocr-79Self——150001001BLACKSTONE MTG TR INC REITREIT$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-78SelfVZ—150001001VERIZON COMMUNICATIONS INCStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-77Self—Trade#:55224 Blot:855000015001VISA INC CL AStock$15,001 - $50,0002020-03-23buy11
house-8217121-ocr-76SelfTMO—5000015001THERMO FISHER SCIENTIFIC INCStock$15,001 - $50,0002020-03-23sell11
house-8217121-ocr-75Self—Trade#:55...5000015001ACCENTURE PLC IRELAND CL AStock$15,001 - $50,0002020-03-23buy11
house-8217121-ocr-74SelfROK—150001001ROCKWELL AUTOMATION INC NEWStock$1,001 - $15,0002020-03-23buy11
house-8217121-ocr-73SelfPHTrade#:553585000015001PARKER HANNIFIN CORPStock$15,001 - $50,0002020-03-23buy11
house-8217121-ocr-72SelfORLYTrade#:552545000015001O REILLY AUTOMOTIVE INCStock$15,001 - $50,0002020-03-23buy11
house-8217121-ocr-71SelfMDTTrade#:55404 Blot:855000015001MEDTRONIC PLCStock$15,001 - $50,0002020-03-23buy11
house-8217121-ocr-70SelfMDLZTrade#:55266 Blot:855000015001MONDELEZ INTL INCStock$15,001 - $50,0002020-03-23buy11
house-8217121-ocr-7SelfISRG—150001001INTUITIVE SURGICAL INC NEW PER ADVISStock$1,001 - $15,0002020-03-25buy9
house-8217121-ocr-69SelfMSFTTrade#:55199 Blot:85250000100001MICROSOFT CORPStock$100,001 - $250,0002020-03-23buy11
house-8217121-ocr-68SelfLOWTrade#:553095000015001LOWES COMPANIES INCStock$15,001 - $50,000—buy—
house-8217121-ocr-67Self—Trade#:582765000015001LAUDER ESTEE COS CL AStock$15,001 - $50,000—buy—
house-8217121-ocr-66Self—Trade#:55318 Blot:8510000050001FACEBOOK INC CL A Trade#:55318 Blot:85Stock$50,001 - $100,000—buy—
house-8217121-ocr-65Self——5000015001INTERCONTINENTALEXCHANGE GROUPStock$15,001 - $50,000—buy—
house-8217121-ocr-64Self—Trade#:65239 Blot:855000015001HOME DEPOT INC Trade#:65239 Blot:85Stock$15,001 - $50,000—buy—
house-8217121-ocr-63SelfFIS—5000015001FIDELITY NATL INFORMATION SVCSStock$15,001 - $50,000—buy—
house-8217121-ocr-62Self—Trade#:55293 Blot:855000015001DANAHER CORP Trade#:55293 Blot:85Stock$15,001 - $50,000—buy—
house-8217121-ocr-61Self——10000050001ALPHABET INC CL A Trade#:55284 Blot:85Stock$50,001 - $100,0002020-03-23sell11
house-8217121-ocr-60Self——5000015001COSTCO WHOLESALE CORP Trade#:5533Stock$15,001 - $50,0002020-03-23sell11
house-8217121-ocr-6Self——150001001SPOTIFY TECH S.A. REG SHS PER ADVISCStock$1,001 - $15,0002020-03-25buy9
house-8217121-ocr-59Self——5000015001AMERICAN TOWER CORP REIT Trade#:55Stock$15,001 - $50,0002020-03-23sell11
house-8217121-ocr-58SelfADBE—5000015001ADOBE INC. (DELAWARE) Trade#:55366Stock$15,001 - $50,0002020-03-23sell11
house-8217121-ocr-57Self——250000100001AMAZON.COM INC Trade#:55396 Blot:85Stock$100,001 - $250,0002020-03-23sell11
house-8217121-ocr-56Self——5000015001UNITEDHEALTH GROUP INC Trade#:55230Stock$15,001 - $50,0002020-03-23sell11
house-8217121-ocr-55SelfTJX—5000015001TJX COS INC NEW Trade#:55388 Blot:85Stock$15,001 - $50,0002020-03-23sell11
house-8217121-ocr-54Self——5000015001WILLIAMS SONOMA INC UNSOLICITEDStock$15,001 - $50,0002020-03-31sell5
house-8217121-ocr-53Self—Trade#:11951150001001INTEL CORP UNSOLICITEDStock$1,001 - $15,0002020-03-31sell5
house-8217121-ocr-52Self—Trade#:16150001001ROYAL GOLD INC UNSOLICITEDStock$1,001 - $15,0002020-03-31sell5
house-8217121-ocr-51Joint——150001001MEDICAL PROPERTIES TRUST INC REITStock$1,001 - $15,0002020-08-31sell105
house-8217121-ocr-50Self——150001001SUN COMMUNITIES INC UNSOLICITEDStock$1,001 - $15,0002020-03-31sell5
house-8217121-ocr-5Self——150001001Sale Regions Financial Corp GLB 02.75...Stock$1,001 - $15,0002020-03-02sell27
house-8217121-ocr-49Self—Trade#:800355000015001NETAPP INC UNSOLICITEDStock$15,001 - $50,0002020-03-31sell5
house-8217121-ocr-48Self——150001001SQUARE INC SHS CL A EXECUTED 100Stock$1,001 - $15,0002020-02-27sell29
house-8217121-ocr-47Self——150001001UBER TECHNOLOGIES INC EXECUTED 100%Stock$1,001 - $15,0002020-02-27sell29
house-8217121-ocr-46Self——150001001ILLUMINA INC COM EXECUTED 100%Stock$1,001 - $15,0002020-02-27sell29
house-8217121-ocr-45Self——150001001PFIZER INC GLB 02.200% DEC 15 2021 RATEStock$1,001 - $15,0002020-02-25buy31
house-8217121-ocr-44Self——1500010013M COMPANY EXECUTED 100% AGENCYStock$1,001 - $15,0002020-03-03sell26
house-8217121-ocr-43Self——150001001EATON CORP PLC EXECUTED 100% AGENCYStock$1,001 - $15,0002020-03-03buy26
house-8217121-ocr-42Self——150001001EPAM SYSTEMS INC SHS EXECUTED 100%Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-41Self——150001001LENDINGTREE INC EXECUTED 100% AGENCYStock$1,001 - $15,0002020-03-05buy24
house-8217121-ocr-40Self——150001001O-I GLASS INC REG SHS EXECUTED 100%Stock$1,001 - $15,0002020-03-06sell23
house-8217121-ocr-4Self——150001001Sale Southern CO GLB 02.950% Jul 01 2...Stock$1,001 - $15,0002020-03-25sell9
house-8217121-ocr-39Self——5000015001Redemption TOYOTA MOTOR CREDIT CORPStock$15,001 - $50,0002020-03-12sell18
house-8217121-ocr-38Self——150001001SQUARE INC SHS CL A PER ADVISORYStock$1,001 - $15,0002020-03-16sell16
house-8217121-ocr-37Self——150001001CATALENT INC SHS PER ADVISORY AGREEMENTStock$1,001 - $15,0002020-03-16sell16
house-8217121-ocr-366Joint——250000100001NYS THRUWAY AUTH INCOME SR A RV /R/Stock$100,001 - $250,0002020-03-10sell20
house-8217121-ocr-365Joint——250000100001MISSOURI ST BRD PUB BLDG SR A RV BE/R/Stock$100,001 - $250,0002020-03-16sell16
house-8217121-ocr-364Joint—Trade#:55019 Blot:87250000100001SMYRNA TN BE/R/ Trade#:55019 Blot:87Stock$100,001 - $250,0002020-03-24sell10
house-8217121-ocr-363Joint——250000100001COLORADO SPRINGS COLO A-1 RV BE/R/Stock$100,001 - $250,0002020-03-24sell10
house-8217121-ocr-362Joint——250000100001WILLIAMSON CNTY TN REF-C BE/R/ Trade#Stock$100,001 - $250,0002020-03-24sell10
house-8217121-ocr-361Joint——150001001UNION PACIFIC CORP DE Trade#:24899 B#Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-360Joint——150001001UNION PACIFIC CORP DE Trade#:24899 B#Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-36Self——150001001DOUGLAS DYNAMICS INC PER ADVISORYStock$1,001 - $15,0002020-03-16sell16
house-8217121-ocr-359Joint——150001001TRUIST FINL CORP DE Trade#:24898 Blot#Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-358JointSU—150001001SUNCOR ENERGY INC NEW CAD Trade#:2Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-357JointROK—150001001ROCKWELL AUTOMATION INC NEW Trade#Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-356Joint——150001001PROCTER & GAMBLE CO DE Trade#:24895Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-355Joint—Trade#:2489150001001NOVARTIS AG SPON ADR DEStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-354Joint—Trade#:24150001001JOHNSON & JOHNSON COM DEStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-353JointDEOTrade#:2150001001DIAGEO PLC NEW GB SPON ADRStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-352Joint—Trade#:24888 Blot:85150001001CRANE CO DEStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-351Joint—Trade#:24890 Blot:85150001001CHEVRON CORP DEStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-350Joint—Trade#:248895000015001CISCO SYSTEMS INC DEStock$15,001 - $50,0002020-03-05sell24
house-8217121-ocr-35Self——150001001LOGMEIN INC PER ADVISORY AGREEMENTStock$1,001 - $15,0002020-03-16sell16
house-8217121-ocr-349Joint—Trade#:77150001001NEXTERA ENERGY INC COM DEStock$1,001 - $15,0002020-03-11sell19
house-8217121-ocr-348Self—Trade#:77313150001001MICROSOFT CORP DE Trade#:77313Stock$1,001 - $15,0002020-03-11sell19
house-8217121-ocr-347SelfROK—150001001ROCKWELL AUTOMATION INC NEWStock$1,001 - $15,0002020-03-30sell6
house-8217121-ocr-346SelfFIS—150001001FIDELITY NATL INFORMATION SVCSStock$1,001 - $15,0002020-03-30sell6
house-8217121-ocr-345Self—Trade#:31620150001001COCA COLA CO COM DE Trade#:31620Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-344Self—Trade#:31614150001001CHEVRON CORP DE Trade#:31614 Blot:85Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-343Self—Trade#:31609150001001BLACKROCK INC DE Trade#:31609 Blot:85Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-342Self—Trade#:31616150001001HOME DEPOT INC DE Trade#:31616 Blot:8Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-341SelfDEOTrade#:3150001001DIAGEO PLC NEW GB SPON ADR Trade#:3Stock$1,001 - $15,0002020-03-05buy24
house-8217121-ocr-340Self—Trade#:31612 Blot:85150001001CRANE CO DE Trade#:31612 Blot:85Stock$1,001 - $15,0002020-03-05buy24
house-8217121-ocr-34Self——150001001BRIGHTVIEW HLDGS INC PER ADVISORYStock$1,001 - $15,0002020-03-16sell16
house-8217121-ocr-339Self—Trade#:31610 Blot:85150001001CHUBB LTD CHF DE Trade#:31610 Blot:85Stock$1,001 - $15,0002020-03-05buy24
house-8217121-ocr-338Self—Trade#:3150001001AMER ELECTRIC POWER CO DE Trade#:3Stock$1,001 - $15,0002020-03-05buy24
house-8217121-ocr-337Self—Trade#:31613150001001CISCO SYSTEMS INC DE Trade#:31613Stock$1,001 - $15,0002020-03-05buy24
house-8217121-ocr-336SelfCMCSATrade#:316150001001COMCAST CORP NEW CL A DE Trade#:316Stock$1,001 - $15,0002020-03-05buy24
house-8217121-ocr-335Self—Trade#:31637 Blot:85150001001VF CORP DE Trade#:31637 Blot:85Stock$1,001 - $15,0002020-03-05buy24
house-8217121-ocr-334Self—Trade#:31635150001001UNION PACIFIC CORP DEStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-333Self—Trade#:31633 Blot: (partially obscured)150001001TRUIST FINL CORP DEStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-332Self—Trade#:31634150001001TEXAS INSTRUMENTS DEStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-331SelfSUTrade#:3 (partially obscured)150001001SUNCOR ENERGY INC NEW CADStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-330Self—Trade#:31 (partially obscured)150001001ACCENTURE PLC IRELAND CL AStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-33Joint——150001001SLACK TECHNOLOGIES INC CL A PER ADVStock$1,001 - $15,0002020-03-16sell16
house-8217121-ocr-329SelfROKTrade#: (partially obscured)150001001ROCKWELL AUTOMATION INC NEWStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-328Self—Trade#:3163150001001REPUBLIC SERVICES INC DEStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-327Joint——150001001PROCTER & GAMBLE CO DE Trade#:31629Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-326Joint——150001001NEXTERA ENERGY INC COM DE Trade#:31Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-325Joint——150001001NOVARTIS AG SPON ADR DE Trade#:3162Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-324Joint——150001001MEDTRONIC PLC DE Trade#:31624 Blot:85Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-323Joint——150001001MCDONALDS CORP DE Trade#:31623 BlotStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-322Joint——150001001MARSH & MCLENNAN COS INC DE Trade#:Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-321Joint——5000015001MICROSOFT CORP DE Trade#:31626 Blot:Stock$15,001 - $50,0002020-03-05sell24
house-8217121-ocr-320Joint——150001001LOCKHEED MARTIN CORP DE Trade#:3162Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-32Joint——150001001SNAP INC CL A EXECUTED 100% AGENCYStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-319Joint—Trade#:31621 Blot:85150001001LINDE PLC EUR DE Trade#:31621 Blot:85Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-318Joint——150001001JPMORGAN CHASE & CO DE Trade#:31615Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-317Joint——150001001JOHNSON & JOHNSON COM DE Trade#:31Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-316Joint—Trade#:31617 Blot:85150001001INTEL CORP DE Trade#:31617 Blot:85Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-315Joint——150001001UNTD TECHNOLOGIES CORP DE Trade#:3Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-314Joint—Trade#:77312150001001CISCO SYSTEMS INC DE Trade#:77312 BlotStock$1,001 - $15,0002020-03-11sell19
house-8217121-ocr-313Joint—Trade#:7150001001AMER ELECTRIC POWER CO DEStock$1,001 - $15,0002020-03-11buy19
house-8217121-ocr-312Joint—Trade#:66211 Blc150001001FACEBOOK INC CL A DEStock$1,001 - $15,0002020-03-30buy6
house-8217121-ocr-311JointCMCSATrade#:662150001001COMCAST CORP NEW CL A DEStock$1,001 - $15,0002020-03-30buy6
house-8217121-ocr-310Joint——150001001REINSURANCE GROUP AMER INC NEWStock$1,001 - $15,0002020-03-04sell25
house-8217121-ocr-31Joint——150001001MONGODB INC CL A EXECUTED 100%Stock$1,001 - $15,0002020-03-18sell14
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house-8217121-ocr-308Joint—Unsolicited Trade#:7150001001M & T BANK CORP UNSOLICITEDStock$1,001 - $15,0002020-03-04sell25
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house-8217121-ocr-306Self—Tra150001001GENL DYNAMICS CORP UNSOLICITEDStock$1,001 - $15,0002020-03-04sell25
house-8217121-ocr-305Self——150001001DARDEN RESTAURANTS INC UNSOLICITEDStock$1,001 - $15,0002020-03-04sell25
house-8217121-ocr-304SelfDEOTrade#:1150001001DIAGEO PLC NEW GB SPON ADRStock$1,001 - $15,0002020-03-04sell25
house-8217121-ocr-303Self——5000015001BRISTOL MYERS SQUIBB CO UNSOLICITEDStock$15,001 - $50,0002020-03-04sell25
house-8217121-ocr-302Self——150001001COLUMBIA SPORTSWEAR CO UNSOLICITEDStock$1,001 - $15,0002020-03-04sell25
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house-8217121-ocr-30Joint——150001001WORKDAY INC CL A EXECUTED 100% AGEStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-3Self——150001001Catalent Inc SHS Executed 100% Age...Stock$1,001 - $15,0002020-03-27sell7
house-8217121-ocr-299Joint——150001001Columbia Sportswear Co UnsolicitedStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-298Joint——150001001EOG Resources Inc UnsolicitedStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-297Joint——5000015001Whirlpool Corp UnsolicitedStock$15,001 - $50,0002020-03-06sell23
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house-8217121-ocr-28Joint——150001001AT&T INC GLB 02.450% JUN 30 2020 RATINStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-279Joint—Trade#: (partially obscured)150001001CYRUSONE INC REIT UNSOLICITEDREIT$1,001 - $15,0002020-03-06sell23
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house-8217121-ocr-24Self——150001001PEPSICO INC GLB 02.750% MAR 05 2022 RBond$1,001 - $15,0002020-03-19sell13
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house-8217121-ocr-224Joint——5000015001HEIDELBERGCEMENT AG UNSPONSEREDADR$15,001 - $50,0002020-03-09sell21
house-8217121-ocr-223Joint——5000015001G4S ADR UNSOLICITED Trade#:97839 BlotADR$15,001 - $50,0002020-03-09sell21
house-8217121-ocr-222Self——5000015001EMBRAER S A SPON ADR UNSOLICITEDStock$15,001 - $50,0002020-03-09sell21
house-8217121-ocr-221Self——150001001FIRST PAC CO LTD SPONS ADR ADRStock$1,001 - $15,0002020-03-09sell21
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house-8217121-ocr-217Self——5000015001CREDIT SUISSE GROUP SPON ADRStock$15,001 - $50,0002020-03-09sell21
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house-8217121-ocr-200Joint——150001001GENL ELECTRIC CO UNSOLICITEDStock$1,001 - $15,0002020-03-16sell16
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house-8217121-ocr-2Self——150001001Ring Energy Inc Actual Prices, Remu...Stock$1,001 - $15,0002020-03-19buy13
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house-8217121-ocr-194Self——150001001Royal Dutch Shell PLC CL A SPON ADRStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-193Self——150001001Lowes Companies Inc Unsolicited TradeStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-192Self——150001001Lamb Weston Hldgs Inc UnsolicitedStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-191Self——150001001JPMorgan Chase & Co Unsolicited TradeStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-190Self——150001001Humana Inc Unsolicited Trade#:00092Stock$1,001 - $15,0002020-03-18sell14
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house-8217121-ocr-189Self——150001001Gilead Sciences Inc Unsolicited TradeStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-188Self——150001001Enbridge Inc CAD Unsolicited TradeStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-187Joint——150001001Coca Cola European Partners EURStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-186Joint—Trade#:150001001Crown Castle Intl Corp REITREIT$1,001 - $15,0002020-03-18sell14
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house-8217121-ocr-18Joint——5000015001USD BANK NOVA SCOTIA SER BKNT 2.150Stock$15,001 - $50,0002020-03-23sell11
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house-8217121-ocr-174JointAAPLTrade#:85087150001001APPLE INC UNSOLICITED Trade#:85087Stock$1,001 - $15,0002020-03-19sell13
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house-8217121-ocr-172Self—Unsolicited Trade#:84894150001001AT&T INC UNSOLICITED Trade#:84894Stock$1,001 - $15,0002020-03-19sell13
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house-8217121-ocr-164Self—Trade#:150001001POSCO SPON ADR UNSOLICITEDStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-163Self——150001001PETROLEO BRASILEIRO SA PETROBRAS NStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-162Self——5000015001TELECOM ITALIA SPA NEW REPSTG 10 ORStock$15,001 - $50,0002020-03-20sell12
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house-8217121-ocr-16Joint——150001001WORKDAY INC CL A EXECUTED 100% AGEStock$1,001 - $15,0002020-03-23buy11
house-8217121-ocr-159Joint——150001001SCHNEIDER ELEC SE UNSPONSORED ADRStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-158Joint—Tr150001001NXP SEMICONDUCTORS N V COM EURStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-157Joint——150001001MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADRStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-156Joint——150001001MOBILE TELESYSTEMS PJSC SPON ADRStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-155Joint——5000015001MITSUBISHI TANABE PHARMA CORP SPON ADRStock$15,001 - $50,0002020-03-20sell12
house-8217121-ocr-154Joint—Trade#:045000015001MS&AD INS GROUP HLDGS ADRStock$15,001 - $50,0002020-03-20sell12
house-8217121-ocr-153Joint—Trade#:037150001001J. SAINSBURY PLC SPON ADRStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-152Joint——5000015001INTESA SANPAOLO SPON ADR UNSOLICITEDADR$15,001 - $50,0002020-03-20sell12
house-8217121-ocr-151JointHMC—150001001HONDA MOTOR CO ADR JAPAN ADRADR$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-150Joint——5000015001GLAXO SMITHKLINE PLC ADR UNSOLICITEDADR$15,001 - $50,0002020-03-20sell12
house-8217121-ocr-15Joint——150001001MORGAN STANLEY SER MTN 02.625% NOStock$1,001 - $15,0002020-03-23buy11
house-8217121-ocr-149Joint——150001001GAZPROM PJSC LEVEL 1 ADR PROGRAMADR$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-148Joint—Trade#:05000015001ENGIE SPON ADR UNSOLICITEDADR$15,001 - $50,0002020-03-20sell12
house-8217121-ocr-147Joint——150001001AMERICA MOVIL S.A.B. DE C.V. SER L SPON ADRADR$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-146Joint——150001001DAI NIPPON PRINTING CO SPON ADRADR$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-145Self——150001001CRH PLC IRELAND SPON ADR UNSOLICITEDStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-144SelfCODGF—150001001COMPAGNIE DE SAINT-GOBAIN ADRStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-143Self——5000015001CARREFOUR SA SPON ADR UNSOLICITEDStock$15,001 - $50,0002020-03-20sell12
house-8217121-ocr-142Self——5000015001BP PLC SPON ADR UNSOLICITEDStock$15,001 - $50,0002020-03-20sell12
house-8217121-ocr-141Self——150001001BIC SA ADR UNSOLICITED Trade#:04351Stock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-140Self——150001001BARCLAYS PLC ADR UNSOLICITEDStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-14Joint——150001001MERCADOLIBRE INC EXECUTED 100% AGStock$1,001 - $15,0002020-03-23buy11
house-8217121-ocr-139Self——150001001TAKEDA PHARMACEUTICAL CO LTD SPONStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-138Self——150001001ORANGE SPON ADR UNSOLICITEDStock$1,001 - $15,0002020-03-20sell12
house-8217121-ocr-137Self——5000015001TESCO PLC SPONS ADR UNITED KINGDOMStock$15,001 - $50,0002020-03-20sell12
house-8217121-ocr-136SelfPNC—150001001PNC FINANCIAL SERVICES GROUPStock$1,001 - $15,0002020-03-24sell10
house-8217121-ocr-135SelfVZ—150001001VERIZON COMMUNICATIONS INCStock$1,001 - $15,0002020-03-25sell9
house-8217121-ocr-134Self——150001001WELLTOWER INC REIT UNSOLICITEDStock$1,001 - $15,0002020-03-26sell8
house-8217121-ocr-133Self—Trade#:22150001001MEDTRONIC PLC UNSOLICITEDStock$1,001 - $15,0002020-03-26sell8
house-8217121-ocr-132Self——150001001FIDELITY NATIONAL FINANCIAL IN COMStock$1,001 - $15,0002020-03-26sell8
house-8217121-ocr-131Self—Trade#:22394150001001Amgen Inc UnsolicitedStock$1,001 - $15,0002020-03-26sell8
house-8217121-ocr-130Self——150001001Gilead Sciences Inc UnsolicitedStock$1,001 - $15,0002020-03-26sell8
house-8217121-ocr-13Joint——150001001WELLS FARGO & COMPANY GLB 02.100%Stock$1,001 - $15,0002020-03-24buy10
house-8217121-ocr-129Self—Trade#:133150001001Stryker Corp UnsolicitedStock$1,001 - $15,0002020-03-30sell6
house-8217121-ocr-128Self——150001001Welltower Inc REIT UnsolicitedStock$1,001 - $15,0002020-03-31sell5
house-8217121-ocr-127Self——5000015001Gilead Sciences Inc UnsolicitedStock$15,001 - $50,0002020-04-02sell3
house-8217121-ocr-126Self—Trade#:39150001001Accenture PLC Ireland CL AStock$1,001 - $15,0002020-03-04sell25
house-8217121-ocr-125SelfPNCUnsolicited Trade5000015001PNC Financial Services GroupStock$15,001 - $50,0002020-03-04sell25
house-8217121-ocr-124Joint——150001001NIKE INC CL B UNSOLICITEDStock$1,001 - $15,0002020-03-04buy25
house-8217121-ocr-123Joint——150001001MCDONALDS CORP UNSOLICITEDStock$1,001 - $15,0002020-03-04buy25
house-8217121-ocr-122Joint——150001001MICROSOFT CORP UNSOLICITEDStock$1,001 - $15,0002020-03-04buy25
house-8217121-ocr-121Joint——150001001L3 HARRIS TECHNOLOGIES INCStock$1,001 - $15,0002020-03-04buy25
house-8217121-ocr-120Joint——150001001HOME DEPOT INC UNSOLICITEDStock$1,001 - $15,0002020-03-04buy25
house-8217121-ocr-12Self——150001001MERCK & CO INC GLB 02.750% FEB 10 202Stock$1,001 - $15,0002020-03-24sell10
house-8217121-ocr-119Joint——150001001COCA COLA CO COM UNSOLICITEDStock$1,001 - $15,0002020-03-04buy25
house-8217121-ocr-118Joint——150001001COSTCO WHOLESALE CORP UNSOLICITEDStock$1,001 - $15,0002020-03-04buy25
house-8217121-ocr-117Joint——5000015001CARDINAL HEALTH INC UNSOLICITEDStock$15,001 - $50,0002020-03-04sell25
house-8217121-ocr-116Joint——150001001APPLE INC UNSOLICITED Trade#:21388Stock$1,001 - $15,0002020-03-04sell25
house-8217121-ocr-115Joint——150001001AMGEN INC UNSOLICITED Trade#:97655Stock$1,001 - $15,0002020-03-04sell25
house-8217121-ocr-114Joint——150001001TAKEDA PHARMACEUTICAL CO LTD SPONStock$1,001 - $15,0002020-03-04sell25
house-8217121-ocr-113Joint——150001001STRYKER CORP UNSOLICITED Trade#:012Stock$1,001 - $15,0002020-03-04sell25
house-8217121-ocr-112JointWM—150001001WASTE MGMT INC NEW UNSOLICITEDStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-111Joint——150001001AMGEN INC UNSOLICITED Trade#:96491Stock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-110JointVZ—150001001Verizon Communications IncStock$1,001 - $15,0002020-03-05sell24
house-8217121-ocr-11Self——150001001MICROSOFT CORP GLB 03.625% DEC 152Stock$1,001 - $15,0002020-03-24sell10
house-8217121-ocr-109JointATO—150001001Atmos Energy Corp UnsolicitedStock$1,001 - $15,0002020-03-09sell21
house-8217121-ocr-108JointBP—150001001BP PLC Spon ADR UnsolicitedStock$1,001 - $15,0002020-03-12sell18
house-8217121-ocr-107JointLHXTrade#:85150001001L3 Harris Technologies IncStock$1,001 - $15,0002020-03-13sell17
house-8217121-ocr-106JointXOM—150001001Exxon Mobil Corp UnsolicitedStock$1,001 - $15,0002020-03-13sell17
house-8217121-ocr-105JointMDTTrade#:87150001001Medtronic PLC UnsolicitedStock$1,001 - $15,0002020-03-13sell17
house-8217121-ocr-104JointMSFT—150001001Microsoft Corp UnsolicitedStock$1,001 - $15,0002020-03-16sell16
house-8217121-ocr-103Self——150001001ROSS STORES INC UNSOLICITEDStock$1,001 - $15,0002020-03-16sell16
house-8217121-ocr-102Self——150001001PETROLEO BRASILEIRO SA PETROBRASStock$1,001 - $15,0002020-03-17sell15
house-8217121-ocr-101Self——150001001WELLTOWER INC REIT UNSOLICITEDStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-100Self——150001001MASTERCARD INC CL A UNSOLICITEDStock$1,001 - $15,0002020-03-18sell14
house-8217121-ocr-10Self——150001001THERMO FISHER SCIENTIFIC GLB 04.150%Stock$1,001 - $15,0002020-03-24sell10
house-8217121-ocr-1Self——150001001Redemption TOYOTA MOTOR CREDIT CORPStock$1,001 - $15,0002020-03-12buy18

Original filing document