| id | ticker | amount max | amount min | asset name | asset type | amount range | transaction date | transaction type | reporting lag days |
|---|
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-9 | — | 15000 | 1001 | BancoLatinomericano De Comericio Exteror S.A. | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-8 | ARCC | 15000 | 1001 | Ares Capital Corporation | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-79 | — | 15000 | 1001 | Alpine Ultra Short Municipal Inc Fund | Other | $1,001 - $15,000 | 2017-08-04 | buy | 23 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-78 | — | 15000 | 1001 | Fidelity Advisor International Capital Appreciation Class I | Other | $1,001 - $15,000 | 2017-08-04 | sell | 23 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-77 | — | 15000 | 1001 | Fidelity Advisor Emerging Markets Class I | Other | $1,001 - $15,000 | 2017-08-04 | sell | 23 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-76 | — | 15000 | 1001 | Wisdom Tree Us Small Cap QA Dividend Growth Fd | Other | $1,001 - $15,000 | 2017-08-04 | buy | 23 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-75 | — | 15000 | 1001 | Vaneck Vectors Junior Gold Minors | Other | $1,001 - $15,000 | 2017-08-04 | buy | 23 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-74 | — | 15000 | 1001 | Powershares ETF TR Dyna Buyback | Other | $1,001 - $15,000 | 2017-08-04 | sell | 23 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-73 | — | 15000 | 1001 | SPDR Gold Tr Gold Shs | Other | $1,001 - $15,000 | 2017-08-04 | buy | 23 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-72 | — | 15000 | 1001 | SPDR Euro Stoxx 50 ETF | Other | $1,001 - $15,000 | 2017-08-04 | buy | 23 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-71 | — | 15000 | 1001 | Kraneshares CSI China Internet ETF | Other | $1,001 - $15,000 | 2017-08-04 | buy | 23 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-70 | — | 15000 | 1001 | Ishares SP Smallcap 600 Index | Other | $1,001 - $15,000 | 2017-08-04 | buy | 23 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-7 | — | 15000 | 1001 | Omega Healthcare Inc Inc | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-69 | — | 15000 | 1001 | S&P 500 Index Fund | Other | $1,001 - $15,000 | 2017-08-04 | sell | 23 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-68 | — | 15000 | 1001 | Ishares China Large Cap ETF | Other | $1,001 - $15,000 | 2017-08-04 | buy | 23 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-67 | TMO | 15000 | 1001 | Thermo Fisher Scientific Inc. | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-66 | RHI | 15000 | 1001 | Robert Half International Inc. | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-65 | PG | 15000 | 1001 | PG-The Procter & Gamble Company | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-64 | PFE | 15000 | 1001 | PFE-Pfizer Inc. | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-63 | NPK | 15000 | 1001 | National Presto Industries, Inc. | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-62 | MSFT | 15000 | 1001 | MSFT-Microsoft Corporation | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-61 | — | 15000 | 1001 | Johnson and Johnson | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-60 | INTC | 15000 | 1001 | INTC-Intel Corporation | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-6 | RMD | 15000 | 1001 | ResMed Inc. | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-59 | HRL | 15000 | 1001 | Hormel Foods Corporation | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-58 | HRS | 15000 | 1001 | Harris Corporation | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-57 | GE | 15000 | 1001 | GE-General Electric Company | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-56 | — | 15000 | 1001 | FMC Corp New | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-55 | — | 15000 | 1001 | Walt Disney Corp | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-54 | DHR | 15000 | 1001 | Danaher Corporation | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-53 | GLW | 15000 | 1001 | Corning Incorporated | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-52 | CSCO | 15000 | 1001 | CSCO-Cisco Systems, Inc. | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-51 | — | 15000 | 1001 | Bristol Myers Squibb | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-50 | AAPL | 15000 | 1001 | AAPL-Apple Inc. | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-5 | QCOM | 15000 | 1001 | QUALCOMM Incorporated | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-49 | — | 15000 | 1001 | Analog Devices Inc | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-48 | — | 15000 | 1001 | Abbott Labs | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-47 | — | 15000 | 1001 | Chubb Corp | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-46 | PTMC | 15000 | 1001 | Pacer Funds Trust - Pacer Trendpilot 450 ETF | Other | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-45 | — | 15000 | 1001 | Pacer Trendpilot 750 ETF | Other | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-44 | — | 15000 | 1001 | Ishares Ibonds Dec 18 Trm Corp | Other | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-43 | — | 15000 | 1001 | Oribtal ATK Inc | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-42 | — | 15000 | 1001 | Arrow Managed Futures Strat A | Other | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-41 | — | 15000 | 1001 | Algonquin Power Utilities Corp | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-40 | — | 15000 | 1001 | Tencent Holdings Ltd Unsponsored ADR | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-4 | — | 15000 | 1001 | Total S.A. Sponsored ADR | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-39 | — | 15000 | 1001 | Western Asset Emerging Markets Fd | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-38 | — | 15000 | 1001 | Ishares Ibonds Dec 20 Trm Corp | Other | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-37 | PNR | 15000 | 1001 | PNR - Pentair plc | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-36 | — | 15000 | 1001 | SPDR Gold Tr Gold Shares | Other | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-35 | CONE | 15000 | 1001 | CONE - CyrusOne Inc. | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-34 | — | 15000 | 1001 | Zoetis Corp | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-33 | ETN | 15000 | 1001 | ETN - Eaton Corporation plc | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-32 | — | 15000 | 1001 | Powershares Aerospace and Defense ETF | Other | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-31 | GLAD | 15000 | 1001 | Gladstone Capital Corporation | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-30 | — | 15000 | 1001 | Ishares MSCI EAFE ETF | Other | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-3 | — | 15000 | 1001 | Ishares Russell 2000 Value ETF | Other | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-29 | — | 15000 | 1001 | Medical Properties Trust Inc | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-28 | — | 15000 | 1001 | Axis Capital Holdings Ltd | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-27 | PBA | 15000 | 1001 | Pembina Pipeline Corporation | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-26 | — | 15000 | 1001 | Ishares MSCI Emerging Mkts ETF | Other | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-25 | — | 15000 | 1001 | MetLife Inc | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-24 | — | 15000 | 1001 | Altria Corp | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-23 | — | 15000 | 1001 | Packaging Corp of America | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-22 | — | 15000 | 1001 | Honeywell Intl Inc | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-21 | — | 15000 | 1001 | Diageo PLC Sponsored ADR | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-20 | NWL | 15000 | 1001 | Newell Brands Inc. | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-2 | — | 50000 | 15001 | Ishares S&P Mid-Cap 400 Growth ETF | Other | $15,001 - $50,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-19 | — | 15000 | 1001 | Alexandria Real Estate Equity Inc | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-18 | — | 15000 | 1001 | Ishares Russell 1000 Value ETF | Other | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-17 | — | 15000 | 1001 | Ishares S&P 500 Growth ETF | Other | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-16 | — | 15000 | 1001 | Nvidia Corp | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-15 | — | 15000 | 1001 | Agilent Corp | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-14 | — | 15000 | 1001 | Ishares China Large-Cap ETF | Other | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-13 | — | 15000 | 1001 | Verizon Corp | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-12 | — | 15000 | 1001 | Owens & Minor Corp | Stock | $1,001 - $15,000 | 2017-08-31 | sell | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-11 | — | 15000 | 1001 | Western Asset/Claymore Inflation Opportunity Income Tr | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-10 | — | 15000 | 1001 | BAE Systems PLC Sponsored ADR | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |
| senate-da821a06-fdc4-477e-948c-01a9186d69fa-1 | — | 15000 | 1001 | Visa Inc | Stock | $1,001 - $15,000 | 2017-08-31 | buy | 4 |