Insider Trading › NTRS › Insiders
NORTHERN TRUST CORP
NTRS·Nasdaq·
United States·Insider activity
$169.46
-1.21 (-0.71%)
Close · Oct 6, 2026 · Close Prices from Tiingo.com
NTRS
Insider purchases and sales on the price
Nasdaq 100S&P 500
Filings
Default90D1Y5YALL
NTRSS&P 500 (rebased)
Insider BuyInsider SellForm 144 · planned sale
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Daily closes, adjusted for splits and dividends · Close Prices from Tiingo.comHover a marker, every one is a filing · move across the line for the crosshair
In the last 180 days, NTRS insiders filed 2 purchases ($83K) and 6 sales ($4.7M) on the open market, by 5 insiders. Newest filing Aug 25, 2026 (1 month ago).
Net Insider Buying by Quarter
Shares bought (+) or sold (−) on the open market by NTRS insiders · Form 4 · last two years
On Record
$83KPurchases · 180 days
$4.7MSales · 180 days
1,952Open-market transactions on record
5Insiders filing · 180 days
Purchases (code P) and sales (code S) of NTRS common stock reported on Form 4, with Form 5 annual catch-ups. Grants, option exercises, gifts and tax withholding are not shown. Dollars are shares × the stated price; a price outside anything the stock traded at that day is withheld (n/c).
Insider Transactions
1,952 on record · newest trade first · the newest 300 shown
AllPurchasesSalesOfficers & directors
| Insider | Type | Shares | Price | Value | Held after | Traded | Filed | |
|---|---|---|---|---|---|---|---|---|
| South Thomas AExecutive Vice President | Sale | −1,800 | $184.90 | $333K | 92.9Kdirect | Aug 24, 2026 | Aug 25, 2026 | Form 4 ↗ |
| Moritz Robert Edward Jr.Director · Director | Purchase | +255 | $179.57 | $46K | 8,400direct | Jul 29, 2026 | Jul 30, 2026 | Form 4 ↗ |
| Hallinan AengusExecutive Vice President | Sale | −1,113 | $167.96 | $187K | 9,461direct | Jun 3, 2026 | Jun 4, 2026 | Form 4 ↗ |
| Hallinan AengusExecutive Vice President | Sale | −2,555 | $167.10 | $427K | 10.6Kdirect | Jun 3, 2026 | Jun 4, 2026 | Form 4 ↗ |
| Moritz Robert Edward Jr.Director | Purchase | +225 | $166.41 | $37K | 8,145direct | May 1, 2026 | May 4, 2026 | Form 4 ↗ |
| Fox David W JrEVP & Chief Financial Officer | Sale | −13 | $165.74 | $2K | 18.6Kindirect | Apr 29, 2026 | Apr 29, 2026 | Form 4 ↗ |
| Fox David W JrEVP & Chief Financial Officer | Sale | −20.0K | $166.16 | $3.3M | 18.6Kindirect | Apr 28, 2026 | Apr 29, 2026 | Form 4 ↗ |
| Bellows CliveCo-President Asset Servicing | Sale | −2,800 | $165.02 | $462K | 28.2Kdirect | Apr 24, 2026 | Apr 28, 2026 | Form 4 ↗ |
| Gibson GuyCo-President Asset Servicing | Sale | −3,009 | $142.39 | $428K | 29.3Kdirect | Mar 5, 2026 | Mar 6, 2026 | Form 4 ↗ |
| Fox David W JrEVP & Chief Financial Officer | Sale | −3,255 | $143.89 | $468K | 14.6Kdirect | Mar 4, 2026 | Mar 5, 2026 | Form 4 ↗ |
| Fox David W JrEVP & Chief Financial Officer | Sale | −1,450 | $144.05 | $209K | 20.2Kdirect | Feb 25, 2026 | Feb 26, 2026 | Form 4 ↗ |
| Gibson GuyCo-President Asset Servicing | Sale | −1,043 | $147.43 | $154K | 35.0Kdirect | Feb 12, 2026 | Feb 13, 2026 | Form 4 ↗ |
| Bellows CliveCo-President Asset Servicing | Sale | −1,148 | $145.26 | $167K | 34.1Kdirect | Feb 12, 2026 | Feb 13, 2026 | Form 4 ↗ |
| Petrino RichardDirector | Purchase | +1,000 | $148.91 | $149K | 3,332direct | Feb 5, 2026 | Feb 5, 2026 | Form 4 ↗ |
| Moritz Robert Edward Jr.Director | Purchase | +245 | $151.85 | $37K | 6,931direct | Feb 2, 2026 | Feb 3, 2026 | Form 4 ↗ |
| Cherecwich PeterChief Operating Officer | Sale | −25.0K | $149.62 | $3.7M | 26.3Kindirect | Jan 26, 2026 | Jan 27, 2026 | Form 4 ↗ |
| South Thomas AExecutive Vice President | Sale | −5,000 | $139.03 | $695K | 71.9Kdirect | Dec 11, 2025 | Dec 15, 2025 | Form 4 ↗ |
| Landers JohnController | Sale | −766 | $124.35 | $95K | 7,313direct | Nov 17, 2025 | Nov 18, 2025 | Form 4 ↗ |
| FRADKIN STEVEN LVice Chairman | Sale | −4,688 | $128.00 | $600K | 39.7Kindirect | Nov 6, 2025 | Nov 7, 2025 | Form 4 ↗ |
| FRADKIN STEVEN LVice Chairman | Sale | −4,688 | $128.00 | $600K | 150.9Kindirect | Nov 6, 2025 | Nov 7, 2025 | Form 4 ↗ |
| Moritz Robert Edward Jr.Director | Purchase | +3,891 | $128.57 | $500K | 6,686direct | Nov 4, 2025 | Nov 5, 2025 | Form 4 ↗ |
| Levy Susan CohenEVP and General Counsel | Sale | −7,177 | $128.74 | $924K | 48.3Kdirect | Nov 4, 2025 | Nov 5, 2025 | Form 4 ↗ |
| Levy Susan CohenEVP and General Counsel | Sale | −20.4K | $127.92 | $2.6M | 55.4Kdirect | Nov 4, 2025 | Nov 5, 2025 | Form 4 ↗ |
| Moritz Robert Edward Jr.Director | Purchase | +270 | $126.66 | $34K | 2,795direct | Oct 27, 2025 | Oct 28, 2025 | Form 4 ↗ |
| Moritz Robert Edward Jr.Director | Purchase | +256 | $126.34 | $32K | 2,525direct | Aug 13, 2025 | Aug 18, 2025 | Form 4 ↗ |
| Parker TeresaPresident/Asset Servicing | Sale | −7,602 | $131.21 | $997K | 71.8Kdirect | Jul 31, 2025 | Aug 1, 2025 | Form 4 ↗ |
| FRADKIN STEVEN LVice Chairman | Sale | −3,775 | $132.50 | $500K | 155.6Kindirect | Jul 30, 2025 | Jul 30, 2025 | Form 4 ↗ |
| FRADKIN STEVEN LVice Chairman | Sale | −5,680 | $132.11 | $750K | 159.4Kindirect | Jul 29, 2025 | Jul 30, 2025 | Form 4 ↗ |
| FRADKIN STEVEN LVice Chairman | Sale | −3,450 | $129.37 | $446K | 44.3Kindirect | Jul 28, 2025 | Jul 30, 2025 | Form 4 ↗ |
| FRADKIN STEVEN LVice Chairman | Sale | −8,775 | $129.52 | $1.1M | 165.1Kindirect | Jul 28, 2025 | Jul 30, 2025 | Form 4 ↗ |
| Hallinan AengusExecutive Vice President | Sale | −5 | $104.84 | $528 | 11.8Kdirect | May 22, 2025 | Jun 4, 2025 | Form 4 ↗ |
| Fox David W JrEVP & Chief Financial Officer | Sale | −5,076 | $105.55 | $536K | 14.0Kdirect | May 12, 2025 | May 13, 2025 | Form 4 ↗ |
| Conway KelleyExecutive Vice President | Sale | −500 | $105.28 | $53K | 12.2Kdirect | May 12, 2025 | May 13, 2025 | Form 4 ↗ |
| Parker TeresaPresident/Asset Servicing | Sale | −6,467 | $100.62 | $651K | 79.4Kdirect | May 9, 2025 | May 12, 2025 | Form 4 ↗ |
| Bellows CliveExecutive Vice President | Sale | −3,300 | $99.95 | $330K | 28.7Kdirect | May 8, 2025 | May 12, 2025 | Form 4 ↗ |
| Moritz Robert Edward Jr.Director | Purchase | +112 | $91.62 | $10K | 2,269direct | Apr 24, 2025 | Apr 24, 2025 | Form 4 ↗ |
| South Thomas AExecutive Vice President | Sale | −3,804 | $113.00 | $430K | 81.8Kdirect | Feb 19, 2025 | Feb 20, 2025 | Form 4 ↗ |
| Landers JohnController | Sale | −900 | $111.44 | $100K | 7,640direct | Feb 4, 2025 | Feb 5, 2025 | Form 4 ↗ |
| Karpinski JaneExecutive Vice President | Sale | −2,262 | $111.33 | $252K | 17.2Kdirect | Feb 3, 2025 | Feb 4, 2025 | Form 4 ↗ |
| Tyler Jason J.President/Wealth Management | Sale | −2,237 | $112.67 | $252K | 58.4Kdirect | Jan 30, 2025 | Jan 31, 2025 | Form 4 ↗ |
| Cherecwich PeterChief Operating Officer | Sale | −26.1K | $112.36 | $2.9M | 26.6Kdirect | Jan 29, 2025 | Jan 31, 2025 | Form 4 ↗ |
| FRADKIN STEVEN LVice Chairman | Sale | −4,550 | $111.00 | $505K | 47.8Kindirect | Nov 29, 2024 | Dec 3, 2024 | Form 4 ↗ |
| FRADKIN STEVEN LVice Chairman | Sale | −4,550 | $111.01 | $505K | 154.0Kindirect | Nov 29, 2024 | Dec 3, 2024 | Form 4 ↗ |
| South Thomas AExecutive Vice President | Sale | −5,000 | $105.80 | $529K | 49.8Kdirect | Nov 7, 2024 | Nov 8, 2024 | Form 4 ↗ |
| Cherecwich PeterChief Operating Officer | Sale | −16.2K | $105.18 | $1.7M | 4,397indirect | Nov 7, 2024 | Nov 7, 2024 | Form 4 ↗ |
| Levy Susan CohenEVP and General Counsel | Sale | −19.6K | $102.26 | $2.0M | 17.1Kdirect | Oct 25, 2024 | Oct 29, 2024 | Form 4 ↗ |
| FRADKIN STEVEN LVice Chairman | Sale | −311 | $100.52 | $31K | 46.1Kdirect | Oct 25, 2024 | Oct 29, 2024 | Form 4 ↗ |
| FRADKIN STEVEN LVice Chairman | Sale | −27.6K | $100.50 | $2.8M | 46.4Kdirect | Oct 25, 2024 | Oct 29, 2024 | Form 4 ↗ |
| Karpinski JaneExecutive Vice President | Sale | −4,338 | $100.96 | $438K | 19.5Kdirect | Oct 25, 2024 | Oct 29, 2024 | Form 4 ↗ |
| Parker TeresaPresident/Asset Servicing | Sale | −4,439 | $100.86 | $448K | 79.3Kdirect | Oct 25, 2024 | Oct 29, 2024 | Form 4 ↗ |
| Tribbett Charles ADirector | Sale | −1,855 | $88.12 | $163K | 1,000indirect | Sep 13, 2024 | Sep 16, 2024 | Form 4 ↗ |
| Gossett Mark CExecutive Vice President | Sale | −6,000 | $88.90 | $533K | 28.7Kdirect | Aug 27, 2024 | Aug 27, 2024 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −5,883 | $84.06 | $495K | 83.8Kdirect | Aug 9, 2024 | Aug 12, 2024 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Sale | −12.0K | $87.09 | $1.0M | 31.5Kindirect | May 15, 2024 | May 17, 2024 | Form 4 ↗ |
| FRADKIN STEVEN LPresident/Wealth Management | Sale | −4,097 | $82.56 | $338K | 46.1Kdirect | May 1, 2024 | May 3, 2024 | Form 4 ↗ |
| FRADKIN STEVEN LPresident/Wealth Management | Sale | −30.4K | $80.11 | $2.4M | 55.7Kdirect | Feb 22, 2024 | Feb 23, 2024 | Form 4 ↗ |
| Tyler Jason J.EVP & Chief Financial Officer | Purchase | +400 | $62.69 | $25K | 41.5Kdirect | Oct 25, 2023 | Oct 25, 2023 | Form 4 ↗ |
| Levy Susan CohenEVP and General Counsel | Purchase | +5,000 | $64.41 | $322K | 31.1Kdirect | Oct 24, 2023 | Oct 25, 2023 | Form 4 ↗ |
| Tyler Jason J.EVP & Chief Financial Officer | Purchase | +1,350 | $64.55 | $87K | 41.1Kdirect | Oct 24, 2023 | Oct 25, 2023 | Form 4 ↗ |
| O'Grady MichaelChairman and CEO · Director | Purchase | +20.0K | $65.10 | $1.3M | 219.8Kindirect | Oct 23, 2023 | Oct 25, 2023 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Sale | −5 | $78.54 | $393 | 6indirect | Jul 21, 2023 | Dec 7, 2023 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Purchase | +4 | $73.55 | $294 | 11indirect | Jun 20, 2023 | Dec 7, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −3 | $75.60 | $227 | 15indirect | Jun 2, 2023 | Oct 6, 2023 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Sale | −3 | $85.63 | $257 | 7indirect | Apr 17, 2023 | Dec 7, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +1 | $85.61 | $86 | 3indirect | Apr 17, 2023 | Oct 6, 2023 | Form 4 ↗ |
| Allnutt Lauren EEVP & Controller | Sale | −559 | $87.30 | $49K | 5,576direct | Mar 9, 2023 | Mar 13, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −1 | $97.69 | $98 | 2indirect | Feb 14, 2023 | Oct 6, 2023 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Purchase | +2 | $97.19 | $194 | 10indirect | Feb 10, 2023 | Dec 7, 2023 | Form 4 ↗ |
| Tyler Jason J.EVP & Chief Financial Officer | Sale | −1,764 | $96.98 | $171K | 30.5Kdirect | Feb 6, 2023 | Feb 7, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +1 | $94.20 | $94 | 18indirect | Jan 23, 2023 | Oct 6, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −2 | $98.65 | $197 | 3indirect | Jan 13, 2023 | Oct 6, 2023 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Purchase | +1 | $95.02 | $95 | 8indirect | Jan 10, 2023 | Dec 7, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −2 | $87.87 | $176 | 17indirect | Dec 23, 2022 | Oct 6, 2023 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Sale | −2 | $87.99 | $176 | 7indirect | Dec 6, 2022 | Dec 7, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +1 | $84.58 | $85 | 19indirect | Oct 14, 2022 | Oct 6, 2023 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Purchase | +2 | $86.74 | $173 | 9indirect | Sep 26, 2022 | Dec 7, 2023 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Sale | −2 | $98.36 | $197 | 7indirect | Aug 23, 2022 | Dec 7, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +1 | $108.74 | $109 | 5indirect | Apr 26, 2022 | Oct 6, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −4 | $115.54 | $462 | 4indirect | Mar 23, 2022 | Oct 6, 2023 | Form 4 ↗ |
| Allnutt Lauren EEVP & Controller | Sale | −393 | $105.61 | $42K | 4,534direct | Mar 10, 2022 | Mar 14, 2022 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +1 | $110.90 | $111 | 8indirect | Mar 2, 2022 | Oct 6, 2023 | Form 4 ↗ |
| Tyler Jason J.EVP & Chief Financial Officer | Sale | −1,936 | $115.60 | $224K | 23.3Kdirect | Jan 31, 2022 | Feb 2, 2022 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −5 | $115.64 | $578 | 7indirect | Jan 28, 2022 | Oct 6, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +1 | $113.50 | $114 | 12indirect | Dec 20, 2021 | Oct 6, 2023 | Form 4 ↗ |
| South Thomas AExecutive Vice President | Sale | −2,000 | $118.22 | $236K | 20.6Kdirect | Dec 9, 2021 | Dec 10, 2021 | Form 4 ↗ |
| O'Grady MichaelChairman, President and CEO · Director | Sale | −48.1K | $119.03 | $5.7M | 55.7Kdirect | Dec 9, 2021 | Dec 10, 2021 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −9,395 | $125.00 | $1.2M | 31.7Kindirect | Nov 3, 2021 | Nov 5, 2021 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Purchase | +1 | $123.78 | $124 | 9indirect | Nov 2, 2021 | Dec 7, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +1 | $123.54 | $124 | 18indirect | Oct 29, 2021 | Oct 6, 2023 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −4,000 | $125.22 | $501K | 51.1Kdirect | Oct 22, 2021 | Oct 26, 2021 | Form 4 ↗ |
| Cherecwich PeterPresident/C&IS | Sale | −8,347 | $126.24 | $1.1M | 0indirect | Oct 22, 2021 | Oct 26, 2021 | Form 4 ↗ |
| Cherecwich PeterPresident/C&IS | Sale | −3,568 | $126.25 | $450K | 0indirect | Oct 22, 2021 | Oct 26, 2021 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −8 | $112.55 | $900 | 17indirect | Sep 27, 2021 | Oct 6, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −2 | n/c | — | 25indirect | Sep 13, 2021 | Oct 6, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +1 | $113.17 | $113 | 11indirect | Sep 10, 2021 | Oct 6, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +5 | $113.17 | $566 | 27indirect | Sep 10, 2021 | Oct 6, 2023 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −49.9K | $116.00 | $5.8M | 16.4Kdirect | Aug 11, 2021 | Aug 13, 2021 | Form 4 ↗ |
| Thomas Shundrawn APresident / Asset Management | Sale | −5,000 | $112.47 | $562K | 51.7Kdirect | Jul 27, 2021 | Jul 28, 2021 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Purchase | +2 | $119.88 | $240 | 8indirect | May 21, 2021 | Dec 7, 2023 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −6,568 | $120.00 | $788K | 0indirect | May 21, 2021 | May 24, 2021 | Form 4 ↗ |
| Cherecwich PeterPresident/C&IS | Sale | −15.0K | $120.51 | $1.8M | 20.9Kindirect | May 17, 2021 | May 18, 2021 | Form 4 ↗ |
| Tyler Jason J.EVP & Chief Financial Officer | Sale | −3,014 | $120.03 | $362K | 21.4Kdirect | May 14, 2021 | May 18, 2021 | Form 4 ↗ |
| Gossett Mark CExecutive Vice President | Sale | −3,276 | $119.91 | $393K | 9,504direct | May 14, 2021 | May 18, 2021 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Purchase | +1 | $116.35 | $116 | 6indirect | May 12, 2021 | Dec 7, 2023 | Form 4 ↗ |
| FRADKIN STEVEN LPresident/Wealth Management | Sale | −2,411 | $119.24 | $287K | 41.3Kdirect | May 11, 2021 | May 13, 2021 | Form 4 ↗ |
| FRADKIN STEVEN LPresident/Wealth Management | Sale | −33.7K | $118.63 | $4.0M | 43.8Kdirect | May 11, 2021 | May 13, 2021 | Form 4 ↗ |
| Thomas Shundrawn APresident / Asset Management | Sale | −2,741 | $118.26 | $324K | 51.7Kdirect | May 7, 2021 | May 10, 2021 | Form 4 ↗ |
| O'Grady MichaelChairman, President and CEO · Director | Sale | −16.4K | $118.59 | $1.9M | 58.0Kdirect | May 6, 2021 | May 7, 2021 | Form 4 ↗ |
| O'Grady MichaelChairman, President and CEO · Director | Sale | −37.7K | $117.61 | $4.4M | 74.4Kdirect | May 6, 2021 | May 7, 2021 | Form 4 ↗ |
| O'Grady MichaelChairman, President and CEO · Director | Sale | −42.6K | $117.52 | $5.0M | 58.0Kdirect | May 5, 2021 | May 7, 2021 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −6,755 | $116.83 | $789K | 25.2Kdirect | May 5, 2021 | May 7, 2021 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −13.5K | $114.37 | $1.5M | 25.2Kdirect | Apr 29, 2021 | Apr 30, 2021 | Form 4 ↗ |
| South Thomas AExecutive Vice President | Sale | −1,000 | $109.65 | $110K | 23.1Kdirect | Apr 26, 2021 | Apr 28, 2021 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −9,248 | $107.42 | $993K | 0indirect | Apr 23, 2021 | Apr 26, 2021 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −1,916 | $109.56 | $210K | 55.7Kdirect | Apr 23, 2021 | Apr 26, 2021 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −3,000 | $109.50 | $329K | 55.7Kdirect | Apr 23, 2021 | Apr 26, 2021 | Form 4 ↗ |
| Allnutt Lauren EEVP & Controller | Sale | −375 | $109.57 | $41K | 3,774direct | Apr 23, 2021 | Apr 26, 2021 | Form 4 ↗ |
| Thomas Shundrawn APresident / Asset Management | Sale | −4,748 | $107.48 | $510K | 51.7Kdirect | Apr 22, 2021 | Apr 26, 2021 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +2 | $104.75 | $210 | 22indirect | Mar 26, 2021 | Oct 6, 2023 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −10.0K | $102.18 | $1.0M | 28.7Kdirect | Mar 12, 2021 | Mar 15, 2021 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −3 | $97.48 | $292 | 20indirect | Feb 23, 2021 | Oct 6, 2023 | Form 4 ↗ |
| FRADKIN STEVEN LPresident/Wealth Management | Sale | −8,473 | $91.50 | $775K | 51.0Kindirect | Jan 28, 2021 | Feb 1, 2021 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +3 | $97.41 | $292 | 23indirect | Jan 19, 2021 | Oct 6, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −1 | $91.78 | $92 | 20indirect | Dec 18, 2020 | Oct 6, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −2 | $91.81 | $184 | 21indirect | Dec 18, 2020 | Oct 6, 2023 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −10.0K | $94.24 | $942K | 28.8Kindirect | Dec 7, 2020 | Dec 7, 2020 | Form 4 ↗ |
| Allnutt Lauren EEVP & Controller | Sale | −1,286 | $95.37 | $123K | 3,382direct | Nov 30, 2020 | Dec 1, 2020 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −1,100 | $97.29 | $107K | 28.2Kdirect | Nov 24, 2020 | Nov 25, 2020 | Form 4 ↗ |
| Cherecwich PeterPresident/C&IS | Sale | −15.4K | $97.24 | $1.5M | 16.9Kindirect | Nov 24, 2020 | Nov 25, 2020 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −2,289 | $94.26 | $216K | 47.4Kdirect | Nov 18, 2020 | Nov 19, 2020 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −29.2K | $90.05 | $2.6M | 17.8Kdirect | Nov 11, 2020 | Nov 13, 2020 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −5,355 | $91.55 | $490K | 29.3Kdirect | Nov 10, 2020 | Nov 12, 2020 | Form 4 ↗ |
| FRADKIN STEVEN LPresident/Wealth Management | Sale | −7,117 | $82.88 | $590K | 41.7Kdirect | Nov 3, 2020 | Nov 5, 2020 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −3 | $77.85 | $234 | 10indirect | Jul 7, 2020 | Oct 6, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +2 | $92.28 | $185 | 23indirect | Jun 9, 2020 | Oct 6, 2023 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −5,000 | $84.82 | $424K | 29.3Kdirect | Jun 3, 2020 | Jun 5, 2020 | Form 4 ↗ |
| Gossett Mark CExecutive Vice President | Sale | −5,115 | $83.08 | $425K | 8,617direct | May 27, 2020 | May 29, 2020 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Sale | −12 | $75.39 | $905 | 21indirect | May 5, 2020 | Oct 6, 2023 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −4,500 | $72.31 | $325K | 34.3Kdirect | Mar 10, 2020 | Mar 11, 2020 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +9 | $80.89 | $728 | 33indirect | Mar 5, 2020 | Oct 6, 2023 | Form 4 ↗ |
| Cherecwich PeterPresident/C&IS | Sale | −32.4K | $103.19 | $3.3M | 28.7Kdirect | Feb 20, 2020 | Feb 21, 2020 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −3,708 | $104.07 | $386K | 43.8Kdirect | Feb 20, 2020 | Feb 21, 2020 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −1,057 | $102.84 | $109K | 37.8Kdirect | Feb 6, 2020 | Feb 10, 2020 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −8,363 | $103.18 | $863K | 37.8Kdirect | Jan 24, 2020 | Jan 27, 2020 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −8,427 | $102.38 | $863K | 46.2Kdirect | Jan 24, 2020 | Jan 27, 2020 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +6 | $108.57 | $651 | 24indirect | Jan 21, 2020 | Oct 6, 2023 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −14.0K | $109.28 | $1.5M | 32.9Kdirect | Dec 11, 2019 | Dec 12, 2019 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +6 | $109.14 | $655 | 13indirect | Dec 9, 2019 | Oct 6, 2023 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +7 | $109.14 | $764 | 18indirect | Dec 9, 2019 | Oct 6, 2023 | Form 4 ↗ |
| Bowman BiffEVP & Chief Financial Officer | Sale | −13.2K | $106.53 | $1.4M | 75.0Kdirect | Nov 22, 2019 | Nov 25, 2019 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +5 | $106.30 | $532 | 11indirect | Nov 20, 2019 | Oct 6, 2023 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −11.5K | $107.85 | $1.2M | 32.9Kdirect | Nov 7, 2019 | Nov 8, 2019 | Form 4 ↗ |
| Prado Becerra Jose LuisDirector | Purchase | +7 | $105.50 | $739 | 7indirect | Nov 5, 2019 | Oct 6, 2023 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −8,110 | $100.52 | $815K | 0indirect | Oct 30, 2019 | Oct 31, 2019 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −18.8K | $102.96 | $1.9M | 32.9Kdirect | Oct 29, 2019 | Oct 29, 2019 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −23.0K | $102.06 | $2.3M | 32.9Kdirect | Oct 28, 2019 | Oct 29, 2019 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −10.7K | $101.56 | $1.1M | 32.9Kdirect | Oct 25, 2019 | Oct 29, 2019 | Form 4 ↗ |
| South Thomas AExecutive Vice President | Sale | −1,000 | $98.54 | $99K | 16.0Kdirect | Sep 13, 2019 | Sep 16, 2019 | Form 4 ↗ |
| Leech WilsonEVP/Chief Risk Officer | Sale | −4,377 | $99.26 | $434K | 44.3Kdirect | Sep 13, 2019 | Sep 16, 2019 | Form 4 ↗ |
| Bowman BiffEVP & Chief Financial Officer | Sale | −298 | $93.36 | $28K | 91.0Kdirect | Aug 2, 2019 | Aug 6, 2019 | Form 4 ↗ |
| Bowman BiffEVP & Chief Financial Officer | Sale | −45.9K | $92.81 | $4.3M | 91.3Kdirect | Aug 2, 2019 | Aug 6, 2019 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −9,983 | $99.17 | $990K | 48.8Kdirect | Jul 29, 2019 | Jul 30, 2019 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −9,612 | $99.63 | $958K | 48.8Kdirect | Jul 26, 2019 | Jul 30, 2019 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −12.0K | $99.60 | $1.2M | 48.8Kdirect | Jul 26, 2019 | Jul 30, 2019 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −12.2K | $86.88 | $1.1M | 60.8Kdirect | Jun 14, 2019 | Jun 14, 2019 | Form 4 ↗ |
| Thomas Shundrawn APresident / Asset Management | Sale | −11.1K | $97.65 | $1.1M | 34.6Kdirect | Apr 25, 2019 | Apr 26, 2019 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −3,000 | $97.50 | $293K | 38.2Kdirect | Apr 25, 2019 | Apr 26, 2019 | Form 4 ↗ |
| Harrison Dean MDirector | Sale | −4 | $93.99 | $376 | 47indirect | Apr 3, 2019 | Oct 2, 2019 | Form 4 ↗ |
| Cherecwich PeterPresident/Asset Servicing | Purchase | +5 | $90.41 | $452 | 5indirect | Mar 29, 2019 | Dec 7, 2023 | Form 4 ↗ |
| Potter Stephen NVice Chairman | Sale | −141 | $86.90 | $12K | 8,181indirect | Dec 13, 2018 | Dec 17, 2018 | Form 4 ↗ |
| Bowman BiffChief Financial Officer | Sale | −21.4K | $111.11 | $2.4M | 73.4Kdirect | Aug 9, 2018 | Aug 9, 2018 | Form 4 ↗ |
| Cherecwich PeterPresident/C&IS | Sale | −19.8K | $111.35 | $2.2M | 23.5Kdirect | Aug 8, 2018 | Aug 8, 2018 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −9,699 | $110.00 | $1.1M | 0indirect | Aug 6, 2018 | Aug 6, 2018 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −3,166 | $112.00 | $355K | 33.1Kindirect | Jul 24, 2018 | Jul 26, 2018 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −13.9K | $110.87 | $1.5M | 59.6Kdirect | Jul 23, 2018 | Jul 24, 2018 | Form 4 ↗ |
| Thomas Shundrawn APresident / Asset Management | Sale | −4,740 | $107.88 | $511K | 25.1Kdirect | Jul 20, 2018 | Jul 24, 2018 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −5,606 | $108.23 | $607K | 26.6Kdirect | Jul 20, 2018 | Jul 24, 2018 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −3,166 | $110.00 | $348K | 30.9Kindirect | Jul 18, 2018 | Jul 19, 2018 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −2,913 | $107.38 | $313K | 16.9Kindirect | May 15, 2018 | May 16, 2018 | Form 4 ↗ |
| Cohodes Jeffrey D.Executive Vice President | Sale | −15.0K | $105.15 | $1.6M | 20.5Kdirect | May 7, 2018 | May 8, 2018 | Form 4 ↗ |
| Blake Aileen BEVP and Controller | Sale | −6,163 | $105.10 | $648K | 12.3Kdirect | May 7, 2018 | May 8, 2018 | Form 4 ↗ |
| Blake Aileen BEVP and Controller | Sale | −1,000 | $105.49 | $105K | 12.6Kindirect | May 7, 2018 | May 8, 2018 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −2,627 | $108.08 | $284K | 0indirect | Apr 24, 2018 | Apr 24, 2018 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −4,807 | $110.00 | $529K | 16.9Kindirect | Mar 9, 2018 | Mar 13, 2018 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −6,000 | $106.79 | $641K | 55.9Kdirect | Mar 8, 2018 | Mar 9, 2018 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −3,730 | $105.14 | $392K | 21.7Kindirect | Mar 1, 2018 | Mar 2, 2018 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −6,493 | $109.74 | $713K | 59.6Kdirect | Feb 27, 2018 | Feb 27, 2018 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −39.6K | $109.09 | $4.3M | 66.1Kdirect | Feb 27, 2018 | Feb 27, 2018 | Form 4 ↗ |
| Bowman BiffChief Financial Officer | Sale | −13.8K | $108.53 | $1.5M | 74.8Kdirect | Feb 27, 2018 | Feb 27, 2018 | Form 4 ↗ |
| Pembleton Susan GillianEVP/Human Resources | Sale | −6,898 | $108.49 | $748K | 21.3Kdirect | Feb 26, 2018 | Feb 27, 2018 | Form 4 ↗ |
| Pembleton Susan GillianEVP/Human Resources | Sale | −9,300 | $108.26 | $1.0M | 21.3Kdirect | Feb 26, 2018 | Feb 27, 2018 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −20.0K | $105.08 | $2.1M | 57.8Kdirect | Feb 16, 2018 | Feb 20, 2018 | Form 4 ↗ |
| Cohodes Jeffrey D.Executive Vice President | Sale | −6,898 | $105.27 | $726K | 31.4Kdirect | Feb 16, 2018 | Feb 20, 2018 | Form 4 ↗ |
| Cohodes Jeffrey D.Executive Vice President | Sale | −500 | $100.00 | $50K | 32.9Kdirect | Feb 12, 2018 | Feb 12, 2018 | Form 4 ↗ |
| Cohodes Jeffrey D.Executive Vice President | Sale | −5,282 | $99.12 | $524K | 33.4Kdirect | Feb 12, 2018 | Feb 12, 2018 | Form 4 ↗ |
| Cohodes Jeffrey D.Executive Vice President | Sale | −6,200 | $98.33 | $610K | 38.6Kdirect | Feb 12, 2018 | Feb 12, 2018 | Form 4 ↗ |
| Potter Stephen NVice Chairman | Sale | −3,551 | $105.55 | $375K | 0indirect | Jan 31, 2018 | Feb 1, 2018 | Form 4 ↗ |
| Potter Stephen NVice Chairman | Sale | −3,552 | $105.55 | $375K | 0indirect | Jan 31, 2018 | Feb 1, 2018 | Form 4 ↗ |
| Leech WilsonEVP/Chief Risk Officer | Sale | −2,152 | $105.85 | $228K | 33.6Kdirect | Jan 31, 2018 | Feb 1, 2018 | Form 4 ↗ |
| Leech WilsonEVP/Chief Risk Officer | Sale | −6,806 | $106.27 | $723K | 33.6Kdirect | Jan 30, 2018 | Feb 1, 2018 | Form 4 ↗ |
| Potter Stephen NVice Chairman | Sale | −10.0K | $106.14 | $1.1M | 28.7Kindirect | Jan 26, 2018 | Jan 30, 2018 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −7,118 | $106.19 | $756K | 23.0Kdirect | Jan 26, 2018 | Jan 30, 2018 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −3,000 | $106.15 | $318K | 23.0Kdirect | Jan 26, 2018 | Jan 30, 2018 | Form 4 ↗ |
| Cohodes Jeffrey D.Executive Vice President | Sale | −30.9K | $105.29 | $3.3M | 32.9Kdirect | Jan 26, 2018 | Jan 30, 2018 | Form 4 ↗ |
| Blake Aileen BEVP and Controller | Sale | −3,000 | $105.32 | $316K | 12.2Kindirect | Jan 26, 2018 | Jan 30, 2018 | Form 4 ↗ |
| Cherecwich PeterPresident/C&IS | Sale | −7,331 | $99.09 | $726K | 33.0Kdirect | Dec 4, 2017 | Dec 5, 2017 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −15.9K | $99.23 | $1.6M | 43.6Kdirect | Dec 4, 2017 | Dec 4, 2017 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −30.0K | $96.48 | $2.9M | 63.8Kdirect | Dec 1, 2017 | Dec 5, 2017 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −2,600 | $99.02 | $257K | 43.6Kdirect | Nov 30, 2017 | Dec 4, 2017 | Form 4 ↗ |
| Cherecwich PeterPresident/C&IS | Sale | −5,128 | $97.63 | $501K | 33.0Kdirect | Nov 30, 2017 | Nov 30, 2017 | Form 4 ↗ |
| WADDELL FREDERICK HChairman and CEO · Director | Sale | −11.6K | $98.58 | $1.1M | 201.5Kdirect | Nov 29, 2017 | Nov 30, 2017 | Form 4 ↗ |
| WADDELL FREDERICK HChairman and CEO · Director | Sale | −33.1K | $97.73 | $3.2M | 213.1Kdirect | Nov 29, 2017 | Nov 30, 2017 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −18.5K | $97.51 | $1.8M | 29.9Kdirect | Nov 29, 2017 | Nov 30, 2017 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −11.1K | $94.34 | $1.0M | 93.8Kdirect | Oct 25, 2017 | Oct 25, 2017 | Form 4 ↗ |
| WADDELL FREDERICK HChairman and CEO · Director | Sale | −36.2K | $96.10 | $3.5M | 201.5Kdirect | Oct 18, 2017 | Oct 20, 2017 | Form 4 ↗ |
| WADDELL FREDERICK HChairman and CEO · Director | Sale | −141.7K | $95.52 | $13.5M | 237.8Kdirect | Oct 18, 2017 | Oct 20, 2017 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −7,665 | $95.00 | $728K | 29.9Kdirect | Oct 18, 2017 | Oct 20, 2017 | Form 4 ↗ |
| Blake Aileen BEVP and Controller | Sale | −1,000 | $94.00 | $94K | 13.2Kindirect | Oct 6, 2017 | Oct 10, 2017 | Form 4 ↗ |
| WADDELL FREDERICK HChairman and CEO · Director | Sale | −100.0K | $92.00 | $9.2M | 201.5Kdirect | Sep 27, 2017 | Sep 28, 2017 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −8,000 | $92.00 | $736K | 24.1Kdirect | Sep 27, 2017 | Sep 28, 2017 | Form 4 ↗ |
| Blake Aileen BEVP and Controller | Sale | −1,000 | $92.00 | $92K | 14.2Kindirect | Sep 27, 2017 | Sep 28, 2017 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −5,581 | $90.00 | $502K | 16.8Kindirect | Sep 11, 2017 | Sep 12, 2017 | Form 4 ↗ |
| BROWNE ROBERT PEVP & Chief Investment Officer | Sale | −11.0K | $90.21 | $992K | 48.1Kdirect | Sep 11, 2017 | Sep 12, 2017 | Form 4 ↗ |
| Blake Aileen BEVP and Controller | Sale | −1,000 | $90.00 | $90K | 15.2Kindirect | Aug 28, 2017 | Aug 29, 2017 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −13.8K | $89.32 | $1.2M | 0indirect | Aug 23, 2017 | Aug 23, 2017 | Form 4 ↗ |
| Blake Aileen BEVP and Controller | Sale | −1,000 | $88.44 | $88K | 16.2Kindirect | Aug 14, 2017 | Aug 16, 2017 | Form 4 ↗ |
| Blake Aileen BEVP and Controller | Sale | −6,762 | $88.45 | $598K | 9,958direct | Aug 14, 2017 | Aug 16, 2017 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −5,538 | $88.33 | $489K | 0indirect | Aug 7, 2017 | Aug 7, 2017 | Form 4 ↗ |
| Parker TeresaExecutive Vice President | Sale | −11.4K | $87.65 | $999K | 32.1Kdirect | Jul 21, 2017 | Jul 25, 2017 | Form 4 ↗ |
| Potter Stephen NPresident / Asset Management | Sale | −11.6K | $99.07 | $1.1M | 42.9Kdirect | Jul 5, 2017 | Jul 6, 2017 | Form 4 ↗ |
| Potter Stephen NPresident / Asset Management | Sale | −16.9K | $99.09 | $1.7M | 42.9Kdirect | Jul 3, 2017 | Jul 6, 2017 | Form 4 ↗ |
| Potter Stephen NPresident / Asset Management | Sale | −48.1K | $95.20 | $4.6M | 42.9Kdirect | Jun 19, 2017 | Jun 21, 2017 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −42.0K | $91.89 | $3.9M | 112.1Kdirect | Jun 12, 2017 | Jun 13, 2017 | Form 4 ↗ |
| FRADKIN STEVEN LPresident/Wealth Management | Sale | −14.7K | $89.23 | $1.3M | 0indirect | Jun 7, 2017 | Jun 8, 2017 | Form 4 ↗ |
| Pembleton Susan GillianEVP/Human Resources | Sale | −9,793 | $88.29 | $865K | 19.7Kdirect | May 24, 2017 | May 26, 2017 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −25.0K | $87.28 | $2.2M | 112.1Kdirect | May 19, 2017 | May 23, 2017 | Form 4 ↗ |
| WADDELL FREDERICK HChairman and CEO · Director | Sale | −205.9K | $90.46 | $18.6M | 201.5Kdirect | May 5, 2017 | May 5, 2017 | Form 4 ↗ |
| Harrison Dean MDirector | Sale | −2 | $90.13 | $180 | 31indirect | May 1, 2017 | Apr 3, 2018 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −17.4K | $90.46 | $1.6M | 16.6Kindirect | Apr 28, 2017 | Apr 28, 2017 | Form 4 ↗ |
| Cohodes Jeffrey D.Executive Vice President | Sale | −15.0K | $91.67 | $1.4M | 24.7Kdirect | Apr 27, 2017 | Apr 28, 2017 | Form 4 ↗ |
| Bowman BiffChief Financial Officer | Sale | −23.2K | $91.77 | $2.1M | 75.4Kdirect | Apr 27, 2017 | Apr 28, 2017 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −28.5K | $92.00 | $2.6M | 43.6Kdirect | Apr 26, 2017 | Apr 28, 2017 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −11.6K | $90.00 | $1.0M | 43.6Kdirect | Mar 16, 2017 | Mar 16, 2017 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −52.3K | $90.05 | $4.7M | 43.6Kdirect | Mar 15, 2017 | Mar 16, 2017 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −1,925 | $90.01 | $173K | 43.6Kdirect | Mar 13, 2017 | Mar 14, 2017 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −5,402 | $90.03 | $486K | 43.6Kdirect | Mar 10, 2017 | Mar 14, 2017 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −28.5K | $89.44 | $2.5M | 29.9Kdirect | Mar 1, 2017 | Mar 2, 2017 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −48.1K | $87.03 | $4.2M | 43.6Kdirect | Feb 24, 2017 | Feb 27, 2017 | Form 4 ↗ |
| Pembleton Susan GillianEVP/Human Resources | Sale | −6,898 | $87.44 | $603K | 19.7Kdirect | Feb 23, 2017 | Feb 23, 2017 | Form 4 ↗ |
| Leech WilsonEVP/Chief Risk Officer | Sale | −10.6K | $87.34 | $927K | 33.3Kdirect | Feb 23, 2017 | Feb 23, 2017 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −51.8K | $87.53 | $4.5M | 137.1Kdirect | Feb 22, 2017 | Feb 23, 2017 | Form 4 ↗ |
| FRADKIN STEVEN LPresident/Wealth Management | Sale | −21.1K | $87.62 | $1.8M | 45.9Kdirect | Feb 21, 2017 | Feb 23, 2017 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −57.0K | $85.08 | $4.8M | 33.0Kdirect | Feb 9, 2017 | Feb 9, 2017 | Form 4 ↗ |
| Cohodes Jeffrey D.EVP/Chief Risk Officer | Sale | −15.0K | $83.72 | $1.3M | 38.4Kdirect | Jan 20, 2017 | Jan 20, 2017 | Form 4 ↗ |
| Pembleton Susan GillianEVP, Human Resources | Sale | −7,500 | $89.38 | $670K | 15.7Kdirect | Dec 9, 2016 | Dec 12, 2016 | Form 4 ↗ |
| Karpinski JaneExecutive VP & Controller | Sale | −1,500 | $89.37 | $134K | 13.1Kdirect | Dec 9, 2016 | Dec 12, 2016 | Form 4 ↗ |
| Cherecwich PeterEVP, Global Fund Services | Sale | −10.2K | $81.12 | $828K | 30.5Kdirect | Nov 29, 2016 | Nov 30, 2016 | Form 4 ↗ |
| Leech WilsonExecutive Vice President | Sale | −11.4K | $81.01 | $923K | 27.2Kdirect | Nov 28, 2016 | Nov 28, 2016 | Form 4 ↗ |
| FRADKIN STEVEN LPresident/Wealth Management | Sale | −302.1K | $80.98 | $24.5M | 48.6Kdirect | Nov 16, 2016 | Nov 16, 2016 | Form 4 ↗ |
| Bowman BiffChief Financial Officer | Sale | −21.2K | $81.35 | $1.7M | 63.4Kdirect | Nov 16, 2016 | Nov 16, 2016 | Form 4 ↗ |
| Bowman BiffChief Financial Officer | Sale | −4,694 | $80.86 | $380K | 84.6Kdirect | Nov 16, 2016 | Nov 16, 2016 | Form 4 ↗ |
| Karpinski JaneExecutive VP & Controller | Sale | −244 | $81.30 | $20K | 14.6Kdirect | Nov 15, 2016 | Dec 14, 2016 | Form 4 ↗ |
| WADDELL FREDERICK HChairman, President and CEO · Director | Sale | −50.4K | $82.80 | $4.2M | 212.6Kdirect | Nov 15, 2016 | Nov 16, 2016 | Form 4 ↗ |
| WADDELL FREDERICK HChairman, President and CEO · Director | Sale | −80.0K | $82.16 | $6.6M | 262.9Kdirect | Nov 15, 2016 | Nov 16, 2016 | Form 4 ↗ |
| WADDELL FREDERICK HChairman, President and CEO · Director | Sale | −69.6K | $81.21 | $5.7M | 342.9Kdirect | Nov 15, 2016 | Nov 16, 2016 | Form 4 ↗ |
| Cohodes Jeffrey D.EVP/Chief Risk Officer | Sale | −10.0K | $81.23 | $812K | 44.0Kdirect | Nov 15, 2016 | Nov 16, 2016 | Form 4 ↗ |
| FRADKIN STEVEN LPresident/Wealth Management | Sale | −21.1K | $80.95 | $1.7M | 48.6Kdirect | Nov 14, 2016 | Nov 16, 2016 | Form 4 ↗ |
| Potter Stephen NPresident / Asset Management | Sale | −36.0K | $81.54 | $2.9M | 46.0Kdirect | Nov 14, 2016 | Nov 14, 2016 | Form 4 ↗ |
| Potter Stephen NPresident / Asset Management | Sale | −29.1K | $80.64 | $2.3M | 82.0Kdirect | Nov 14, 2016 | Nov 14, 2016 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −1,932 | $82.01 | $158K | 121.8Kdirect | Nov 14, 2016 | Nov 14, 2016 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −53.8K | $81.36 | $4.4M | 123.7Kdirect | Nov 14, 2016 | Nov 14, 2016 | Form 4 ↗ |
| Cohodes Jeffrey D.EVP/Chief Risk Officer | Sale | −6,000 | $80.91 | $485K | 54.0Kdirect | Nov 14, 2016 | Nov 14, 2016 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −38.8K | $80.00 | $3.1M | 44.1Kdirect | Nov 11, 2016 | Nov 14, 2016 | Form 4 ↗ |
| Potter Stephen NPresident / Asset Management | Sale | −6,160 | $80.00 | $493K | 46.0Kdirect | Nov 11, 2016 | Nov 14, 2016 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −6,588 | $78.00 | $514K | 33.0Kdirect | Nov 10, 2016 | Nov 10, 2016 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −20.0K | $78.00 | $1.6M | 44.1Kdirect | Nov 10, 2016 | Nov 10, 2016 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −20.0K | $79.41 | $1.6M | 141.8Kdirect | Nov 10, 2016 | Nov 10, 2016 | Form 4 ↗ |
| FRADKIN STEVEN LPresident/Wealth Management | Sale | −20.1K | $77.95 | $1.6M | 48.6Kdirect | Nov 10, 2016 | Nov 10, 2016 | Form 4 ↗ |
| Cohodes Jeffrey D.EVP/Chief Risk Officer | Sale | −15.0K | $77.90 | $1.2M | 54.0Kdirect | Nov 10, 2016 | Nov 10, 2016 | Form 4 ↗ |
| Potter Stephen NPresident / Asset Management | Sale | −53.7K | $76.30 | $4.1M | 46.0Kdirect | Nov 9, 2016 | Nov 10, 2016 | Form 4 ↗ |
| Potter Stephen NPresident / Asset Management | Sale | −72.3K | $75.26 | $5.4M | 99.8Kdirect | Nov 9, 2016 | Nov 10, 2016 | Form 4 ↗ |
| WADDELL FREDERICK HChairman, President and CEO · Director | Sale | −53.0K | $75.20 | $4.0M | 212.6Kdirect | Nov 9, 2016 | Nov 9, 2016 | Form 4 ↗ |
| WADDELL FREDERICK HChairman, President and CEO · Director | Sale | −100 | $74.32 | $7K | 265.6Kdirect | Nov 9, 2016 | Nov 9, 2016 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −47.2K | $75.58 | $3.6M | 33.0Kdirect | Nov 9, 2016 | Nov 9, 2016 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −8,033 | $75.00 | $602K | 21.0Kindirect | Nov 9, 2016 | Nov 9, 2016 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −40.3K | $77.00 | $3.1M | 44.1Kdirect | Nov 9, 2016 | Nov 9, 2016 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −52.1K | $75.13 | $3.9M | 84.4Kdirect | Nov 9, 2016 | Nov 9, 2016 | Form 4 ↗ |
| WADDELL FREDERICK HChairman, President and CEO · Director | Sale | −38.9K | $74.13 | $2.9M | 212.6Kdirect | Nov 8, 2016 | Nov 9, 2016 | Form 4 ↗ |
| WADDELL FREDERICK HChairman, President and CEO · Director | Sale | −103.2K | $73.31 | $7.6M | 212.6Kdirect | Nov 7, 2016 | Nov 9, 2016 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −48.2K | $73.07 | $3.5M | 33.0Kdirect | Nov 7, 2016 | Nov 9, 2016 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −36.7K | $73.08 | $2.7M | 44.1Kdirect | Nov 7, 2016 | Nov 9, 2016 | Form 4 ↗ |
| Bowman BiffChief Financial Officer | Sale | −7,371 | $74.00 | $545K | 63.4Kdirect | Nov 7, 2016 | Nov 9, 2016 | Form 4 ↗ |
| Leech WilsonExecutive Vice President | Sale | −10.1K | $72.52 | $735K | 27.2Kdirect | Nov 4, 2016 | Nov 28, 2016 | Form 4 ↗ |
| WADDELL FREDERICK HChairman, President and CEO · Director | Sale | −1,900 | $73.01 | $139K | 212.6Kdirect | Nov 3, 2016 | Nov 4, 2016 | Form 4 ↗ |
| St Clair JoyceExecutive Vice President | Sale | −1,820 | $73.00 | $133K | 33.0Kdirect | Nov 3, 2016 | Nov 4, 2016 | Form 4 ↗ |
| Schreuder Jana RCOO | Sale | −3,319 | $73.01 | $242K | 44.1Kdirect | Nov 3, 2016 | Nov 4, 2016 | Form 4 ↗ |
| Pembleton Susan GillianEVP, Human Resources | Sale | −15.6K | $72.04 | $1.1M | 23.2Kdirect | Nov 2, 2016 | Nov 4, 2016 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −27.0K | $72.56 | $2.0M | 164.8Kdirect | Oct 31, 2016 | Nov 2, 2016 | Form 4 ↗ |
| MORRISON WILLIAM LVice Chairman | Sale | −71.2K | $72.57 | $5.2M | 191.8Kdirect | Oct 31, 2016 | Nov 2, 2016 | Form 4 ↗ |
| Cohodes Jeffrey D.EVP/Chief Risk Officer | Sale | −7,616 | $72.35 | $551K | 69.0Kdirect | Oct 10, 2016 | Oct 11, 2016 | Form 4 ↗ |
Source: SEC EDGAR Form 4 and Form 5 filings, SEC's quarterly bulk dataset through Jun 30, 2026, and KeyVex's half-hourly read of new filings since. Every row links its filing. Amendments are marked. Nothing here is a recommendation. All insider activity, market-wide →
