Insider Trading › MS › Insiders
MORGAN STANLEY
MS·NYSE·
United States·Insider activity
United States·Insider activity$189.71
-1.31 (-0.69%)
Close · Oct 7, 2026 · Close Prices from Tiingo.com
MS
Insider purchases and sales on the price
Nasdaq 100S&P 500
Filings
Default90D1Y5YALL
MSS&P 500 (rebased)
Insider BuyInsider SellForm 144 · planned sale
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Daily closes, adjusted for splits and dividends · Close Prices from Tiingo.comHover a marker, every one is a filing · move across the line for the crosshair
In the last 180 days, MS insiders filed 0 purchases ($0) and 17 sales ($26.6M) on the open market, by 7 insiders. Newest filing Jul 29, 2026 (2 months ago).
Net Insider Buying by Quarter
Shares bought (+) or sold (−) on the open market by MS insiders · Form 4 · last two years
On Record
$0Purchases · 180 days
$26.6MSales · 180 days
631Open-market transactions on record
7Insiders filing · 180 days
Purchases (code P) and sales (code S) of MS common stock reported on Form 4, with Form 5 annual catch-ups. Grants, option exercises, gifts and tax withholding are not shown. Dollars are shares × the stated price; a price outside anything the stock traded at that day is withheld (n/c).
Insider Transactions
631 on record · newest trade first · the newest 300 shown
AllPurchasesSalesOfficers & directors
| Insider | Type | Shares | Price | Value | Held after | Traded | Filed | |
|---|---|---|---|---|---|---|---|---|
| SCHAPIRO MARY LDirector · Director | Sale | −1,000 | $212.06 | $212K | 40.8Kdirect | Jul 28, 2026 | Jul 29, 2026 | Form 4 ↗ |
| Pizzi Michael A.Head Technology & Operations | Sale | −7,101 | $216.88 | $1.5M | 121.8Kdirect | Jul 17, 2026 | Jul 17, 2026 | Form 4 ↗ |
| Pizzi Michael A.Head Technology & Operations | Sale | −17.1K | $215.00 | $3.7M | 128.9Kdirect | Jul 17, 2026 | Jul 17, 2026 | Form 4 ↗ |
| YESHAYA SHARONChief Financial Officer | Sale | −9,172 | $222.51 | $2.0M | 0indirect | Jul 16, 2026 | Jul 17, 2026 | Form 4 ↗ |
| YESHAYA SHARONChief Financial Officer | Sale | −6,382 | $222.51 | $1.4M | 136.8Kdirect | Jul 16, 2026 | Jul 17, 2026 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal/Admin Officer | Sale | −5,559 | $191.50 | $1.1M | 169.4Kdirect | Apr 20, 2026 | Apr 20, 2026 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal/Admin Officer | Sale | −5,559 | $190.00 | $1.1M | 175.0Kdirect | Apr 20, 2026 | Apr 20, 2026 | Form 4 ↗ |
| SIMKOWITZ DANIEL ACo-President | Sale | −14.7K | $189.24 | $2.8M | 365.8Kdirect | Apr 17, 2026 | Apr 17, 2026 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −600 | $192.12 | $115K | 282.1Kdirect | Apr 16, 2026 | Apr 17, 2026 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −3,190 | $191.30 | $610K | 282.7Kdirect | Apr 16, 2026 | Apr 17, 2026 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −1,400 | $190.44 | $267K | 285.9Kdirect | Apr 16, 2026 | Apr 17, 2026 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −6,353 | $189.15 | $1.2M | 287.3Kdirect | Apr 16, 2026 | Apr 17, 2026 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −33.5K | $188.37 | $6.3M | 293.7Kdirect | Apr 16, 2026 | Apr 17, 2026 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −6,584 | $187.20 | $1.2M | 327.2Kdirect | Apr 16, 2026 | Apr 17, 2026 | Form 4 ↗ |
| CRAWLEY MANDELLChief Client Officer | Sale | −300 | $189.05 | $57K | 62.5Kdirect | Apr 16, 2026 | Apr 17, 2026 | Form 4 ↗ |
| CRAWLEY MANDELLChief Client Officer | Sale | −13.3K | $188.38 | $2.5M | 62.8Kdirect | Apr 16, 2026 | Apr 17, 2026 | Form 4 ↗ |
| CRAWLEY MANDELLChief Client Officer | Sale | −2,546 | $187.25 | $477K | 76.1Kdirect | Apr 16, 2026 | Apr 17, 2026 | Form 4 ↗ |
| SIMKOWITZ DANIEL ACo-President | Sale | −33.0K | $182.61 | $6.0M | 357.3Kdirect | Jan 30, 2026 | Jan 30, 2026 | Form 4 ↗ |
| YESHAYA SHARONChief Financial Officer | Sale | −15.8K | $185.77 | $2.9M | 135.3Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| SMITH CHARLES AChief Risk Officer | Sale | −8,500 | $182.08 | $1.5M | 119.1Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −500 | $186.60 | $93K | 280.5Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −3,700 | $185.91 | $688K | 281.0Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −6,810 | $184.94 | $1.3M | 284.7Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −5,990 | $184.13 | $1.1M | 291.5Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −1,900 | $182.63 | $347K | 297.5Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −11.4K | $181.85 | $2.1M | 299.4Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| Pizzi Michael A.Head Technology & Operations | Sale | −20.0K | $184.55 | $3.7M | 127.9Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal/Admin Officer | Sale | −21.6K | $184.00 | $4.0M | 171.0Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| CRAWLEY MANDELLChief Client Officer | Sale | −1,238 | $185.94 | $230K | 68.8Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| CRAWLEY MANDELLChief Client Officer | Sale | −1,001 | $184.90 | $185K | 70.0Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| CRAWLEY MANDELLChief Client Officer | Sale | −1,700 | $184.16 | $313K | 71.0Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| CRAWLEY MANDELLChief Client Officer | Sale | −400 | $182.73 | $73K | 72.7Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| CRAWLEY MANDELLChief Client Officer | Sale | −3,521 | $181.89 | $640K | 73.1Kdirect | Jan 20, 2026 | Jan 22, 2026 | Form 4 ↗ |
| PICK EDWARDChairman and CEO · Director | Sale | −100.0K | $164.34 | $16.4M | 575.0Kdirect | Oct 31, 2025 | Oct 31, 2025 | Form 4 ↗ |
| YESHAYA SHARONChief Financial Officer | Sale | −25.6K | $139.81 | $3.6M | 0indirect | Jul 17, 2025 | Jul 18, 2025 | Form 4 ↗ |
| SMITH CHARLES AChief Risk Officer | Sale | −20.0K | $140.30 | $2.8M | 119.2Kdirect | Jul 17, 2025 | Jul 18, 2025 | Form 4 ↗ |
| SIMKOWITZ DANIEL ACo-President | Sale | −29.0K | $141.13 | $4.1M | 399.1Kdirect | Jul 17, 2025 | Jul 18, 2025 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −21.4K | $141.28 | $3.0M | 0indirect | Jul 17, 2025 | Jul 18, 2025 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −22.2K | $140.68 | $3.1M | 21.4Kindirect | Jul 17, 2025 | Jul 18, 2025 | Form 4 ↗ |
| Pizzi Michael A.Head Technology & Operations | Sale | −18.0K | $140.62 | $2.5M | 136.4Kdirect | Jul 17, 2025 | Jul 18, 2025 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal/Admin Officer | Sale | −12.0K | $141.12 | $1.7M | 186.4Kdirect | Jul 17, 2025 | Jul 18, 2025 | Form 4 ↗ |
| SIMKOWITZ DANIEL ACo-President | Sale | −29.0K | $127.37 | $3.7M | 425.9Kdirect | May 12, 2025 | May 12, 2025 | Form 4 ↗ |
| Herz Robert HDirector | Sale | −800 | $119.32 | $95K | 96.8Kdirect | May 2, 2025 | May 2, 2025 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −40.0K | $120.00 | $4.8M | 335.8Kdirect | May 2, 2025 | May 2, 2025 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal/Admin Officer | Sale | −10.1K | $111.65 | $1.1M | 199.3Kdirect | Apr 15, 2025 | Apr 16, 2025 | Form 4 ↗ |
| CRAWLEY MANDELLChief Client Officer | Sale | −8,312 | $138.06 | $1.1M | 55.2Kdirect | Jan 22, 2025 | Jan 23, 2025 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal/Admin Officer | Sale | −13.1K | $136.20 | $1.8M | 197.4Kdirect | Jan 21, 2025 | Jan 23, 2025 | Form 4 ↗ |
| SIMKOWITZ DANIEL ACo-President | Sale | −14.5K | $137.20 | $2.0M | 423.7Kdirect | Jan 21, 2025 | Jan 23, 2025 | Form 4 ↗ |
| SIMKOWITZ DANIEL ACo-President | Sale | −22.1K | $136.22 | $3.0M | 438.2Kdirect | Jan 21, 2025 | Jan 23, 2025 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −100 | $137.61 | $14K | 327.0Kdirect | Jan 21, 2025 | Jan 23, 2025 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −11.9K | $136.99 | $1.6M | 327.1Kdirect | Jan 21, 2025 | Jan 23, 2025 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −18.8K | $136.07 | $2.6M | 339.0Kdirect | Jan 21, 2025 | Jan 23, 2025 | Form 4 ↗ |
| Pizzi Michael A.Head Technology & Operations | Sale | −18.4K | $136.92 | $2.5M | 137.8Kdirect | Jan 21, 2025 | Jan 23, 2025 | Form 4 ↗ |
| AKRAM RAJADeputy Chief Financial Officer | Sale | −17.5K | $136.01 | $2.4M | 81.4Kdirect | Jan 21, 2025 | Jan 23, 2025 | Form 4 ↗ |
| LUCZO STEPHEN JDirector | Sale | −60.0K | $119.17 | $7.2M | 138.4Kindirect | Oct 17, 2024 | Oct 18, 2024 | Form 4 ↗ |
| CRAWLEY MANDELLChief Human Resources Officer | Sale | −3,500 | $105.25 | $368K | 43.2Kdirect | Jul 26, 2024 | Jul 26, 2024 | Form 4 ↗ |
| YESHAYA SHARONChief Financial Officer | Sale | −15.5K | $104.00 | $1.6M | 0indirect | Jul 19, 2024 | Jul 19, 2024 | Form 4 ↗ |
| AKRAM RAJADeputy Chief Financial Officer | Sale | −7,500 | $106.37 | $798K | 87.1Kdirect | Jul 18, 2024 | Jul 19, 2024 | Form 4 ↗ |
| Herz Robert HDirector | Sale | −139 | $106.63 | $15K | 95.9Kdirect | Jul 17, 2024 | Jul 19, 2024 | Form 4 ↗ |
| Herz Robert HDirector | Sale | −861 | $106.62 | $92K | 96.0Kdirect | Jul 17, 2024 | Jul 19, 2024 | Form 4 ↗ |
| SIMKOWITZ DANIEL ACo-President | Sale | −40.0K | $106.54 | $4.3M | 442.5Kdirect | Jul 17, 2024 | Jul 19, 2024 | Form 4 ↗ |
| GORMAN JAMES PExecutive Chairman · Director | Sale | −200.0K | $105.06 | $21.0M | 150.0Kindirect | Jul 17, 2024 | Jul 19, 2024 | Form 4 ↗ |
| CRAWLEY MANDELLChief Human Resources Officer | Sale | −6,954 | $99.61 | $693K | 46.3Kdirect | May 14, 2024 | May 16, 2024 | Form 4 ↗ |
| GORMAN JAMES PExecutive Chairman · Director | Sale | −100.0K | $90.21 | $9.0M | 414.9Kdirect | Apr 18, 2024 | Apr 19, 2024 | Form 4 ↗ |
| Smith Charles Aubrey IIIChief Risk Officer | Sale | −11.2K | $90.09 | $1.0M | 126.2Kdirect | Apr 17, 2024 | Apr 19, 2024 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −26.7K | $87.19 | $2.3M | 286.8Kdirect | Feb 12, 2024 | Feb 14, 2024 | Form 4 ↗ |
| GORMAN JAMES PExecutive Chairman · Director | Sale | −100.0K | $87.30 | $8.7M | 350.0Kindirect | Feb 12, 2024 | Feb 14, 2024 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal/Admin Officer | Sale | −26.6K | $88.55 | $2.4M | 234.6Kdirect | Jan 31, 2024 | Feb 1, 2024 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −10.0K | $87.92 | $879K | 313.5Kdirect | Jan 30, 2024 | Feb 1, 2024 | Form 4 ↗ |
| AKRAM RAJADeputy Chief Financial Officer | Sale | −4,500 | $87.41 | $393K | 93.1Kdirect | Jan 30, 2024 | Feb 1, 2024 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal/Admin Officer | Sale | −26.6K | $87.81 | $2.3M | 261.2Kdirect | Jan 30, 2024 | Feb 1, 2024 | Form 4 ↗ |
| GORMAN JAMES PExecutive Chairman · Director | Sale | −50.0K | $87.93 | $4.4M | 379.7Kdirect | Jan 26, 2024 | Jan 26, 2024 | Form 4 ↗ |
| GORMAN JAMES PExecutive Chairman · Director | Sale | −50.0K | $87.93 | $4.4M | 400.0Kindirect | Jan 25, 2024 | Jan 25, 2024 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President | Sale | −10.0K | $84.13 | $841K | 323.5Kdirect | Jan 19, 2024 | Jan 19, 2024 | Form 4 ↗ |
| AKRAM RAJADeputy Chief Financial Officer | Sale | −7,000 | $83.56 | $585K | 97.6Kdirect | Jan 18, 2024 | Jan 19, 2024 | Form 4 ↗ |
| PICK EDWARD NCo-President/Head of IS | Sale | −100.0K | $94.33 | $9.4M | 604.8Kdirect | Jul 24, 2023 | Jul 26, 2023 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −125.0K | $95.19 | $11.9M | 1.0Mdirect | Jul 24, 2023 | Jul 26, 2023 | Form 4 ↗ |
| SIMKOWITZ DANIEL AHead of Investment Management | Sale | −37.6K | $93.78 | $3.5M | 319.0Kdirect | Jul 20, 2023 | Jul 21, 2023 | Form 4 ↗ |
| Smith Charles Aubrey IIIChief Risk Officer | Sale | −5,600 | $92.41 | $517K | 136.5Kdirect | Jul 19, 2023 | Jul 21, 2023 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President/Head of WM | Sale | −39.3K | $93.09 | $3.7M | 193.7Kdirect | Jul 19, 2023 | Jul 21, 2023 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −500 | $93.58 | $47K | 1.1Mdirect | Jul 19, 2023 | Jul 21, 2023 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −47.3K | $92.89 | $4.4M | 1.1Mdirect | Jul 19, 2023 | Jul 21, 2023 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −14.7K | $92.01 | $1.3M | 1.2Mdirect | Jul 19, 2023 | Jul 21, 2023 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −62.5K | $92.00 | $5.8M | 1.2Mdirect | Jul 19, 2023 | Jul 21, 2023 | Form 4 ↗ |
| AKRAM RAJADeputy Chief Financial Officer | Sale | −13.5K | $92.00 | $1.2M | 83.0Kdirect | Jul 19, 2023 | Jul 21, 2023 | Form 4 ↗ |
| AKRAM RAJADeputy Chief Financial Officer | Sale | −7,320 | $82.95 | $607K | 96.5Kdirect | May 15, 2023 | May 17, 2023 | Form 4 ↗ |
| GLOCER THOMAS HDirector | Sale | −4,535 | $87.11 | $395K | 98.1Kdirect | May 3, 2023 | May 5, 2023 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President/Head of WM | Sale | −46.2K | $98.45 | $4.6M | 0indirect | Feb 13, 2023 | Feb 15, 2023 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President/Head of WM | Sale | −24.6K | $98.23 | $2.4M | 190.4Kdirect | Feb 13, 2023 | Feb 15, 2023 | Form 4 ↗ |
| SIMKOWITZ DANIEL AHead of Investment Management | Sale | −8,077 | $96.54 | $780K | 315.3Kdirect | Jan 31, 2023 | Feb 1, 2023 | Form 4 ↗ |
| SIMKOWITZ DANIEL AHead of Investment Management | Sale | −15.1K | $96.20 | $1.5M | 323.4Kdirect | Jan 30, 2023 | Feb 1, 2023 | Form 4 ↗ |
| DARLING ALISTAIRDirector | Sale | −2,000 | $94.70 | $189K | 34.5Kdirect | Jan 25, 2023 | Jan 27, 2023 | Form 4 ↗ |
| CRAWLEY MANDELLChief Human Resources Officer | Sale | −3,740 | $93.75 | $351K | 42.2Kdirect | Jan 19, 2023 | Jan 20, 2023 | Form 4 ↗ |
| AKRAM RAJADeputy Chief Financial Officer | Sale | −5,100 | $97.00 | $495K | 118.6Kdirect | Jan 18, 2023 | Jan 20, 2023 | Form 4 ↗ |
| SIMKOWITZ DANIEL AHead of Investment Management | Sale | −5,672 | $97.72 | $554K | 348.5Kdirect | Jan 18, 2023 | Jan 20, 2023 | Form 4 ↗ |
| SIMKOWITZ DANIEL AHead of Investment Management | Sale | −39.2K | $96.95 | $3.8M | 354.2Kdirect | Jan 18, 2023 | Jan 20, 2023 | Form 4 ↗ |
| PICK EDWARD NCo-President/Head of IS | Sale | −25.2K | $97.62 | $2.5M | 640.0Kdirect | Jan 18, 2023 | Jan 20, 2023 | Form 4 ↗ |
| PICK EDWARD NCo-President/Head of IS | Sale | −109.8K | $96.84 | $10.6M | 665.2Kdirect | Jan 18, 2023 | Jan 20, 2023 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal/Admin Officer | Sale | −120.0K | $97.11 | $11.7M | 235.2Kdirect | Jan 18, 2023 | Jan 20, 2023 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −34.7K | $97.62 | $3.4M | 1.1Mdirect | Jan 18, 2023 | Jan 20, 2023 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −215.3K | $96.82 | $20.8M | 1.1Mdirect | Jan 18, 2023 | Jan 20, 2023 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President/Head of WM | Sale | −100 | — | — | 0direct | Jul 20, 2022 | Jul 21, 2022 | Form 4 ↗ |
| LUCZO STEPHEN JDirector | Purchase | +25.0K | $79.30 | $2.0M | 179.4Kindirect | May 12, 2022 | May 13, 2022 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President/Head of WM | Sale | −17.2K | $105.70 | $1.8M | 179.4Kdirect | Feb 8, 2022 | Feb 9, 2022 | Form 4 ↗ |
| Hotsuki KeishiChief Risk Officer | Sale | −24.5K | $105.00 | $2.6M | 271.0Kdirect | Feb 7, 2022 | Feb 9, 2022 | Form 4 ↗ |
| SIMKOWITZ DANIEL AHead of Investment Management | Sale | −18.4K | $102.56 | $1.9M | 303.0Kdirect | Jan 31, 2022 | Feb 2, 2022 | Form 4 ↗ |
| PRUZAN JONATHANChief Operating Officer | Sale | −18.4K | $101.05 | $1.9M | 287.6Kdirect | Jan 26, 2022 | Jan 28, 2022 | Form 4 ↗ |
| CRAWLEY MANDELLChief Human Resources Officer | Sale | −5,375 | $98.93 | $532K | 36.3Kdirect | Jan 21, 2022 | Jan 21, 2022 | Form 4 ↗ |
| CRAWLEY MANDELLChief Human Resources Officer | Sale | −1,400 | $97.93 | $137K | 41.7Kdirect | Jan 21, 2022 | Jan 21, 2022 | Form 4 ↗ |
| CRAWLEY MANDELLChief Human Resources Officer | Sale | −700 | $97.08 | $68K | 43.1Kdirect | Jan 21, 2022 | Jan 21, 2022 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President/Head of WM | Sale | −15.5K | $96.80 | $1.5M | 196.6Kdirect | Jan 20, 2022 | Jan 21, 2022 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal Officer | Sale | −33.2K | $101.63 | $3.4M | 289.5Kdirect | Jan 20, 2022 | Jan 21, 2022 | Form 4 ↗ |
| DARLING ALISTAIRDirector | Sale | −1,000 | $99.46 | $99K | 32.7Kdirect | Nov 9, 2021 | Nov 12, 2021 | Form 4 ↗ |
| YESHAYA SHARONChief Financial Officer | Sale | −2,500 | $95.64 | $239K | 24.9Kdirect | Jul 21, 2021 | Jul 23, 2021 | Form 4 ↗ |
| SAPERSTEIN ANDREW MCo-President/Head of WM | Sale | −11.5K | $92.97 | $1.1M | 173.1Kdirect | Jul 16, 2021 | Jul 16, 2021 | Form 4 ↗ |
| SIMKOWITZ DANIEL AHead of Investment Management | Sale | −73.2K | $80.06 | $5.9M | 267.9Kdirect | Apr 19, 2021 | Apr 21, 2021 | Form 4 ↗ |
| Hotsuki KeishiChief Risk Officer | Sale | −22.7K | $76.25 | $1.7M | 256.8Kdirect | Feb 16, 2021 | Feb 18, 2021 | Form 4 ↗ |
| ROONEY ROBERT PHead of Tech/Ops/Resilience | Sale | −15.2K | $74.36 | $1.1M | 230.9Kdirect | Feb 9, 2021 | Feb 11, 2021 | Form 4 ↗ |
| SAPERSTEIN ANDREW MHead of Wealth Management | Sale | −19.8K | $72.55 | $1.4M | 156.2Kdirect | Jan 22, 2021 | Jan 22, 2021 | Form 4 ↗ |
| PRUZAN JONATHANChief Financial Officer | Sale | −18.9K | $74.53 | $1.4M | 253.5Kdirect | Jan 22, 2021 | Jan 22, 2021 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −3,025 | $73.59 | $223K | 1.0Mdirect | Jan 22, 2021 | Jan 22, 2021 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −172.0K | $73.11 | $12.6M | 1.0Mdirect | Jan 22, 2021 | Jan 22, 2021 | Form 4 ↗ |
| BRODSKY JEFFREY SChief Human Resources Officer | Sale | −18.5K | $74.57 | $1.4M | 150.1Kdirect | Jan 21, 2021 | Jan 22, 2021 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal Officer | Sale | −29.0K | $74.74 | $2.2M | 264.7Kdirect | Jan 21, 2021 | Jan 22, 2021 | Form 4 ↗ |
| SAPERSTEIN ANDREW MHead of Wealth Management | Sale | −10.2K | $74.01 | $756K | 176.1Kdirect | Jan 21, 2021 | Jan 22, 2021 | Form 4 ↗ |
| PICK EDWARD NHead of Inst'l Securities | Sale | −1,300 | $75.72 | $98K | 522.9Kdirect | Jan 21, 2021 | Jan 22, 2021 | Form 4 ↗ |
| PICK EDWARD NHead of Inst'l Securities | Sale | −98.7K | $75.09 | $7.4M | 524.2Kdirect | Jan 21, 2021 | Jan 22, 2021 | Form 4 ↗ |
| OLAYAN HUTHAM SDirector | Purchase | +25.0K | $55.40 | $1.4M | 28.1Kindirect | Nov 12, 2020 | Nov 16, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −1.0M | n/c | — | 0indirect | Oct 19, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −12 | $52.11 | $645 | 377.1Mindirect | Oct 19, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −13 | $52.11 | $660 | 377.1Mindirect | Oct 19, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $52.11 | $13 | 377.1Mindirect | Oct 19, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −97 | $52.05 | $5K | 377.1Mindirect | Oct 19, 2020 | Oct 21, 2020 | Form 4 ↗ |
| ROONEY ROBERT PHead of Tech/Ops/Resilience | Sale | −18.4K | $52.18 | $958K | 209.5Kdirect | Jul 21, 2020 | Jul 23, 2020 | Form 4 ↗ |
| Hotsuki KeishiChief Risk Officer | Sale | −19.0K | $52.00 | $988K | 243.7Kdirect | Jul 20, 2020 | Jul 22, 2020 | Form 4 ↗ |
| SAPERSTEIN ANDREW MHead of Wealth Management | Sale | −28.8K | $52.56 | $1.5M | 118.5Kdirect | Jul 17, 2020 | Jul 21, 2020 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal Officer | Sale | −54.4K | $52.84 | $2.9M | 250.8Kdirect | Jul 17, 2020 | Jul 21, 2020 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −100 | $53.01 | $5K | 1.1Mdirect | Jul 17, 2020 | Jul 17, 2020 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −149.9K | $52.39 | $7.9M | 1.1Mdirect | Jul 17, 2020 | Jul 17, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $46.95 | $18 | 377.1Mindirect | Jun 24, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −2 | $46.95 | $84 | 377.1Mindirect | Jun 24, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $44.20 | $0 | 377.1Mindirect | May 29, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $37.28 | $8 | 377.1Mindirect | May 15, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $38.84 | $0 | 377.1Mindirect | May 7, 2020 | Oct 21, 2020 | Form 4 ↗ |
| BRODSKY JEFFREY SChief Human Resources Officer | Sale | −18.2K | $40.57 | $737K | 141.9Kdirect | Apr 28, 2020 | Apr 28, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $38.55 | $12 | 377.1Mindirect | Apr 27, 2020 | Oct 21, 2020 | Form 4 ↗ |
| LUCZO STEPHEN JDirector | Purchase Amended | +29.0K | $38.59 | $1.1M | 154.4Kindirect | Apr 17, 2020 | Jun 3, 2021 | Form 4 ↗ |
| LUCZO STEPHEN JDirector | Purchase | +19.0K | $38.68 | $735K | 190.0Kindirect | Apr 17, 2020 | Apr 20, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $41.28 | $0 | 377.1Mindirect | Apr 9, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −2 | $34.84 | $80 | 377.1Mindirect | Mar 30, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $35.44 | $0 | 377.1Mindirect | Mar 26, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $38.78 | $0 | 381.6Mindirect | Mar 11, 2020 | Oct 21, 2020 | Form 4 ↗ |
| LUCZO STEPHEN JDirector | Purchase | +50.0K | $44.97 | $2.2M | 171.0Kindirect | Feb 28, 2020 | Mar 2, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $46.25 | $0 | 381.6Mindirect | Feb 27, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $47.23 | $0 | 381.6Mindirect | Feb 26, 2020 | Oct 21, 2020 | Form 4 ↗ |
| LUCZO STEPHEN JDirector | Purchase | +50.0K | $53.00 | $2.6M | 121.0Kindirect | Feb 21, 2020 | Feb 24, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $56.32 | $0 | 381.6Mindirect | Feb 19, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −1,495 | $54.95 | $82K | 381.6Mindirect | Feb 6, 2020 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $51.10 | $0 | 382.6Mindirect | Dec 26, 2019 | Oct 21, 2020 | Form 4 ↗ |
| WIRTH PAUL CDeputy Chief Financial Officer | Sale | −25.0K | $49.62 | $1.2M | 146.8Kdirect | Nov 27, 2019 | Dec 2, 2019 | Form 4 ↗ |
| Hotsuki KeishiChief Risk Officer | Sale | −26.0K | $49.78 | $1.3M | 228.5Kdirect | Nov 27, 2019 | Dec 2, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $49.41 | $0 | 387.3Mindirect | Nov 26, 2019 | Oct 21, 2020 | Form 4 ↗ |
| ROONEY ROBERT PHead of Tech/Ops/Resilience | Sale | −51.1K | $49.13 | $2.5M | 183.4Kdirect | Nov 21, 2019 | Nov 22, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $49.37 | $0 | 387.3Mindirect | Nov 19, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $49.15 | $0 | 387.3Mindirect | Nov 8, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $46.82 | $0 | 387.3Mindirect | Oct 29, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $42.61 | $0 | 388.4Mindirect | Sep 26, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $43.68 | $0 | 396.3Mindirect | Sep 20, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $42.18 | $3 | 396.3Mindirect | Sep 6, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $40.73 | $0 | 396.3Mindirect | Sep 3, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $39.80 | $0 | 396.3Mindirect | Aug 27, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $40.69 | $0 | 396.3Mindirect | Aug 13, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +76 | n/c | — | 396.3Mindirect | Aug 2, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +27 | n/c | — | 396.3Mindirect | Aug 2, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +1 | $42.12 | $52 | 396.3Mindirect | Aug 2, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +75 | $42.12 | $3K | 396.3Mindirect | Aug 2, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $43.84 | $0 | 397.9Mindirect | Jul 17, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $42.17 | $0 | 404.0Mindirect | May 28, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +1,429 | $44.34 | $63K | 404.0Mindirect | May 14, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $47.37 | $0 | 404.9Mindirect | Apr 24, 2019 | Oct 21, 2020 | Form 4 ↗ |
| SIMKOWITZ DANIEL AHead of Investment Management | Purchase | +7,000 | $47.57 | $333K | 193.1Kdirect | Apr 18, 2019 | Apr 22, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $43.34 | $9 | 411.1Mindirect | Mar 15, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $41.17 | $0 | 411.1Mindirect | Mar 7, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $42.46 | $0 | 411.1Mindirect | Feb 27, 2019 | Oct 21, 2020 | Form 4 ↗ |
| WIRTH PAUL CDeputy Chief Financial Officer | Sale | −25.0K | $42.40 | $1.1M | 169.0Kdirect | Feb 26, 2019 | Feb 28, 2019 | Form 4 ↗ |
| BRODSKY JEFFREY SChief Human Resources Officer | Sale | −15.6K | $43.38 | $675K | 112.4Kdirect | Jan 18, 2019 | Jan 23, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $44.49 | $0 | 413.0Mindirect | Jan 16, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $41.68 | $2 | 413.0Mindirect | Jan 9, 2019 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $44.39 | $1 | 418.4Mindirect | Nov 30, 2018 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $47.02 | $0 | 419.5Mindirect | Oct 8, 2018 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −667 | $47.66 | $32K | 424.6Mindirect | Sep 13, 2018 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $50.14 | $7 | 431.3Mindirect | May 31, 2018 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −1,971 | $50.72 | $100K | 431.3Mindirect | May 30, 2018 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −279 | $54.34 | $15K | 431.3Mindirect | May 21, 2018 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $54.84 | $1 | 431.3Mindirect | May 15, 2018 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +743 | $53.06 | $39K | 432.0Mindirect | Apr 3, 2018 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $58.91 | $1 | 432.0Mindirect | Mar 12, 2018 | Oct 21, 2020 | Form 4 ↗ |
| WIRTH PAUL CDeputy Chief Financial Officer | Sale | −20.0K | $56.91 | $1.1M | 186.0Kdirect | Feb 26, 2018 | Feb 28, 2018 | Form 4 ↗ |
| PRUZAN JONATHANChief Financial Officer | Sale | −52.2K | $55.35 | $2.9M | 124.6Kdirect | Feb 16, 2018 | Feb 16, 2018 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −100.0K | $55.34 | $5.5M | 1.2Mdirect | Feb 15, 2018 | Feb 16, 2018 | Form 4 ↗ |
| BRODSKY JEFFREY SChief Human Resources Officer | Sale | −11.1K | $54.97 | $608K | 102.2Kdirect | Feb 14, 2018 | Feb 16, 2018 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal Officer | Sale | −17.4K | $54.72 | $953K | 188.7Kdirect | Feb 14, 2018 | Feb 16, 2018 | Form 4 ↗ |
| SIMKOWITZ DANIEL AHead of Investment Management | Sale | −32.2K | $53.79 | $1.7M | 143.9Kdirect | Feb 14, 2018 | Feb 15, 2018 | Form 4 ↗ |
| SIMKOWITZ DANIEL AHead of Investment Management | Sale | −54.9K | $53.41 | $2.9M | 185.4Kdirect | Feb 13, 2018 | Feb 15, 2018 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −177 | $54.52 | $10K | 432.0Mindirect | Jan 16, 2018 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −167 | $51.86 | $9K | 432.0Mindirect | Dec 1, 2017 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $51.61 | $5 | 432.0Mindirect | Nov 30, 2017 | Oct 21, 2020 | Form 4 ↗ |
| Hotsuki KeishiChief Risk Officer | Sale | −25.0K | $50.00 | $1.3M | 207.3Kdirect | Nov 28, 2017 | Nov 30, 2017 | Form 4 ↗ |
| DARLING ALISTAIRDirector | Sale | −3,850 | $49.29 | $190K | 14.2Kdirect | Nov 24, 2017 | Nov 27, 2017 | Form 4 ↗ |
| KELLEHER THOMAS COLMPresident | Sale | −40.0K | $50.59 | $2.0M | 692.0Kdirect | Oct 23, 2017 | Oct 25, 2017 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal Officer | Sale | −26.1K | $49.83 | $1.3M | 206.2Kdirect | Oct 18, 2017 | Oct 20, 2017 | Form 4 ↗ |
| BRODSKY JEFFREY SChief Human Resources Officer | Sale | −16.4K | $50.07 | $821K | 111.8Kdirect | Oct 18, 2017 | Oct 20, 2017 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −176 | $48.24 | $8K | 432.0Mindirect | Oct 13, 2017 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $49.38 | $1 | 432.0Mindirect | Oct 9, 2017 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +2,122 | $47.74 | $101K | 432.0Mindirect | Sep 19, 2017 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $45.75 | $1 | 432.0Mindirect | Sep 12, 2017 | Oct 21, 2020 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −212.4K | $47.26 | $10.0M | 1.4Mdirect | Aug 1, 2017 | Aug 3, 2017 | Form 4 ↗ |
| PRUZAN JONATHANChief Financial Officer | Sale | −25.8K | $46.68 | $1.2M | 196.7Kdirect | Jul 20, 2017 | Jul 21, 2017 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $41.74 | $10 | 432.0Mindirect | May 31, 2017 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $43.10 | $0 | 432.0Mindirect | May 10, 2017 | Oct 21, 2020 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −212.4K | $42.93 | $9.1M | 1.4Mdirect | May 10, 2017 | May 12, 2017 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $41.21 | $0 | 432.0Mindirect | Apr 18, 2017 | Oct 21, 2020 | Form 4 ↗ |
| WIRTH PAUL CDeputy Chief Financial Officer | Sale | −12.5K | $46.04 | $575K | 203.6Kdirect | Feb 14, 2017 | Feb 15, 2017 | Form 4 ↗ |
| KELLEHER THOMAS COLMPresident | Sale | −182.0K | $43.82 | $8.0M | 654.8Kdirect | Feb 8, 2017 | Feb 10, 2017 | Form 4 ↗ |
| WIRTH PAUL CDeputy Chief Financial Officer | Sale | −10.0K | $44.25 | $443K | 216.0Kdirect | Jan 26, 2017 | Jan 27, 2017 | Form 4 ↗ |
| BRODSKY JEFFREY SChief Human Resources Officer | Sale | −11.8K | $42.37 | $498K | 111.4Kdirect | Jan 19, 2017 | Jan 20, 2017 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal Officer | Sale | −17.6K | $42.14 | $740K | 206.3Kdirect | Jan 19, 2017 | Jan 20, 2017 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −284.8K | $42.30 | $12.0M | 1.3Mdirect | Jan 19, 2017 | Jan 20, 2017 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $44.28 | $3 | 432.0Mindirect | Jan 13, 2017 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $42.64 | $1 | 432.0Mindirect | Dec 7, 2016 | Oct 21, 2020 | Form 4 ↗ |
| SIMKOWITZ DANIEL AHead of Investment Management | Sale | −121.4K | $42.05 | $5.1M | 264.1Kdirect | Dec 1, 2016 | Dec 2, 2016 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $41.35 | $3 | 432.0Mindirect | Nov 30, 2016 | Oct 21, 2020 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −100.0K | $41.38 | $4.1M | 1.2Mdirect | Nov 30, 2016 | Dec 2, 2016 | Form 4 ↗ |
| ROSENTHAL JAMES AChief Operating Officer | Sale | −111.2K | $40.34 | $4.5M | 183.1Kdirect | Nov 18, 2016 | Nov 21, 2016 | Form 4 ↗ |
| WIRTH PAUL CDeputy Chief Financial Officer | Sale | −60.7K | $39.00 | $2.4M | 195.4Kdirect | Nov 14, 2016 | Nov 16, 2016 | Form 4 ↗ |
| BRODSKY JEFFREY SChief Human Resources Officer | Sale | −60.7K | $39.12 | $2.4M | 114.3Kdirect | Nov 14, 2016 | Nov 16, 2016 | Form 4 ↗ |
| GORMAN JAMES PChairman and CEO · Director | Sale | −200.0K | $37.70 | $7.5M | 1.4Mdirect | Nov 11, 2016 | Nov 14, 2016 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal Officer | Sale | −60.7K | $37.84 | $2.3M | 208.4Kdirect | Nov 11, 2016 | Nov 14, 2016 | Form 4 ↗ |
| KELLEHER THOMAS COLMPresident | Sale | −64.1K | $38.71 | $2.5M | 644.0Kdirect | Nov 10, 2016 | Nov 14, 2016 | Form 4 ↗ |
| KELLEHER THOMAS COLMPresident | Sale | −155.2K | $37.92 | $5.9M | 708.2Kdirect | Nov 10, 2016 | Nov 14, 2016 | Form 4 ↗ |
| SIMKOWITZ DANIEL AHead of Investment Management | Sale | −60.1K | $37.56 | $2.3M | 262.8Kdirect | Nov 10, 2016 | Nov 10, 2016 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $34.10 | $2 | 432.0Mindirect | Nov 8, 2016 | Oct 21, 2020 | Form 4 ↗ |
| PRUZAN JONATHANChief Financial Officer | Sale | −44.6K | $33.90 | $1.5M | 210.8Kdirect | Nov 8, 2016 | Nov 9, 2016 | Form 4 ↗ |
| ROSENTHAL JAMES AChief Operating Officer | Sale | −66.5K | $33.89 | $2.3M | 179.5Kdirect | Oct 27, 2016 | Oct 31, 2016 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $33.49 | $2 | 432.0Mindirect | Oct 24, 2016 | Oct 21, 2020 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal Officer | Sale | −220.4K | $33.22 | $7.3M | 208.4Kdirect | Oct 21, 2016 | Oct 24, 2016 | Form 4 ↗ |
| ROSENTHAL JAMES AChief Operating Officer | Sale | −189.0K | $32.85 | $6.2M | 183.0Kdirect | Oct 20, 2016 | Oct 24, 2016 | Form 4 ↗ |
| KELLEHER THOMAS COLMPresident | Sale | −222.7K | $32.90 | $7.3M | 640.6Kdirect | Oct 20, 2016 | Oct 24, 2016 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $32.93 | $2 | 432.0Mindirect | Oct 19, 2016 | Oct 21, 2020 | Form 4 ↗ |
| WIRTH PAUL CDeputy Chief Financial Officer | Sale | −397 | $31.71 | $13K | 195.4Kdirect | Aug 30, 2016 | Sep 1, 2016 | Form 4 ↗ |
| WIRTH PAUL CDeputy Chief Financial Officer | Sale | −18.5K | $31.70 | $587K | 195.7Kdirect | Aug 30, 2016 | Sep 1, 2016 | Form 4 ↗ |
| Hotsuki KeishiChief Risk Officer | Sale | −15.6K | $30.25 | $471K | 208.7Kdirect | Aug 17, 2016 | Aug 18, 2016 | Form 4 ↗ |
| Hotsuki KeishiChief Risk Officer | Sale | −230.9K | $30.27 | $7.0M | 224.3Kdirect | Aug 17, 2016 | Aug 18, 2016 | Form 4 ↗ |
| WIRTH PAUL CDeputy Chief Financial Officer | Sale | −20.0K | $30.20 | $604K | 214.3Kdirect | Aug 16, 2016 | Aug 17, 2016 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $28.42 | $2 | 432.0Mindirect | Aug 3, 2016 | Oct 21, 2020 | Form 4 ↗ |
| Nicolaisen Donald TDirector | Sale | −1,902 | $27.88 | $53K | 89.8Kdirect | Aug 2, 2016 | Aug 4, 2016 | Form 4 ↗ |
| Nicolaisen Donald TDirector | Sale | −1,400 | $27.88 | $39K | 91.7Kdirect | Aug 2, 2016 | Aug 4, 2016 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $29.23 | $3 | 432.0Mindirect | Jul 26, 2016 | Oct 21, 2020 | Form 4 ↗ |
| ROSENTHAL JAMES AChief Operating Officer | Sale | −91.4K | $29.06 | $2.7M | 179.5Kdirect | Jul 25, 2016 | Jul 27, 2016 | Form 4 ↗ |
| BRODSKY JEFFREY SChief Human Resources Officer | Sale | −9,955 | $28.84 | $287K | 113.8Kdirect | Jul 21, 2016 | Jul 22, 2016 | Form 4 ↗ |
| BRODSKY JEFFREY SChief Human Resources Officer | Sale | −10.0K | $28.75 | $288K | 123.7Kdirect | Jul 21, 2016 | Jul 22, 2016 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $27.18 | $1 | 432.0Mindirect | Jul 13, 2016 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $27.72 | $3 | 432.0Mindirect | May 31, 2016 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $27.37 | $1 | 432.0Mindirect | May 31, 2016 | Oct 21, 2020 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal Officer | Sale | −25.0K | $28.21 | $704K | 180.2Kdirect | May 25, 2016 | May 26, 2016 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $24.14 | $1 | 432.0Mindirect | Apr 11, 2016 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $25.04 | $1 | 432.0Mindirect | Apr 1, 2016 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $25.99 | $3 | 432.0Mindirect | Mar 3, 2016 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $25.99 | $0 | 432.0Mindirect | Mar 2, 2016 | Oct 21, 2020 | Form 4 ↗ |
| ROSENTHAL JAMES AChief Operating Officer | Sale | −50.0K | $25.13 | $1.3M | 170.2Kindirect | Feb 26, 2016 | Mar 1, 2016 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $24.06 | $2 | 432.0Mindirect | Feb 18, 2016 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $33.35 | $0 | 432.0Mindirect | Dec 16, 2015 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $31.77 | $2 | 432.0Mindirect | Dec 14, 2015 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $32.33 | $4 | 432.0Mindirect | Dec 14, 2015 | Oct 21, 2020 | Form 4 ↗ |
| ROSENTHAL JAMES AChief Operating Officer | Sale | −12.0K | $39.25 | $471K | 135.4Kindirect | Jul 31, 2015 | Aug 4, 2015 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $40.53 | $2 | 432.0Mindirect | Jul 23, 2015 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $40.07 | $0 | 432.0Mindirect | Jul 16, 2015 | Oct 21, 2020 | Form 4 ↗ |
| Nicolaisen Donald TDirector | Sale | −4,160 | $37.77 | $157K | 81.9Kdirect | May 26, 2015 | May 27, 2015 | Form 4 ↗ |
| WIRTH PAUL CDeputy Chief Financial Officer | Sale | −39.5K | $38.37 | $1.5M | 179.6Kdirect | May 11, 2015 | May 12, 2015 | Form 4 ↗ |
| KELLEHER THOMAS COLMPresident, Inst'l Securities | Sale | −32.8K | $36.72 | $1.2M | 483.2Kdirect | Apr 29, 2015 | May 1, 2015 | Form 4 ↗ |
| ROSENTHAL JAMES AChief Operating Officer | Sale | −50.0K | $37.10 | $1.9M | 147.4Kindirect | Apr 21, 2015 | Apr 21, 2015 | Form 4 ↗ |
| GROSSMAN ERIC FChief Legal Officer | Sale | −34.5K | $37.10 | $1.3M | 124.6Kdirect | Apr 21, 2015 | Apr 21, 2015 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $36.33 | $1 | 432.0Mindirect | Feb 26, 2015 | Oct 21, 2020 | Form 4 ↗ |
| WIRTH PAUL CDeputy Chief Financial Officer | Sale | −20.1K | $35.45 | $713K | 207.5Kdirect | Jan 23, 2015 | Jan 23, 2015 | Form 4 ↗ |
| WIRTH PAUL CDeputy Chief Financial Officer | Sale | −1,400 | $35.46 | $50K | 227.6Kdirect | Jan 23, 2015 | Jan 23, 2015 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $35.59 | $1 | 432.0Mindirect | Dec 16, 2014 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −0 | $37.68 | $4 | 432.0Mindirect | Dec 11, 2014 | Oct 21, 2020 | Form 4 ↗ |
| TYSON LAURA DDirector | Sale | −25.0K | $35.30 | $882K | 69.8Kdirect | Nov 26, 2014 | Nov 26, 2014 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +0 | $35.36 | $0 | 432.0Mindirect | Nov 19, 2014 | Oct 21, 2020 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +39.0K | n/c | — | 0indirect | Nov 18, 2014 | Sep 20, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −140.0K | n/c | — | 39.0Kindirect | Nov 7, 2014 | Sep 20, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +140.0K | n/c | — | 101.0Kindirect | Nov 7, 2014 | Sep 20, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −70.0K | n/c | — | 39.0Kindirect | Oct 24, 2014 | Sep 20, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +150.0K | n/c | — | 31.0Kindirect | Oct 22, 2014 | Sep 20, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −70.0K | n/c | — | 119.0Kindirect | Oct 17, 2014 | Sep 20, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +70.0K | n/c | — | 49.0Kindirect | Oct 17, 2014 | Sep 20, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −70.0K | n/c | — | 119.0Kindirect | Oct 10, 2014 | Sep 20, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −135.0K | n/c | — | 49.0Kindirect | Oct 10, 2014 | Sep 20, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Purchase | +70.0K | n/c | — | 86.0Kindirect | Oct 10, 2014 | Sep 20, 2019 | Form 4 ↗ |
| MITSUBISHI UFJ FINANCIAL GROUP INC10% owner | Sale | −140.0K | n/c | — | 16.0Kindirect | Oct 9, 2014 | Sep 20, 2019 | Form 4 ↗ |
Source: SEC EDGAR Form 4 and Form 5 filings, SEC's quarterly bulk dataset through Jun 30, 2026, and KeyVex's half-hourly read of new filings since. Every row links its filing. Amendments are marked. Nothing here is a recommendation. All insider activity, market-wide →