Thomas R Carper (Senate) disclosed 9 transactions
2021-05-03 · Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk
2021-04-01 · sell UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022 — $15,001 - $50,000 2021-04-01 · sell UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022 — $15,001 - $50,000 2021-04-05 · buy Clearway Energy, Inc. — $1,001 - $15,000 2021-04-09 · buy BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 — $15,001 - $50,000 2021-04-09 · buy BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 — $15,001 - $50,000 2021-04-13 · buy Triterras, Inc. — $1,001 - $15,000 2021-04-13 · sell GAN Limited — $1,001 - $15,000 2021-04-13 · sell Nuance Communications, Inc. — $1,001 - $15,000 2021-04-28 · sell BCS Contingent Autocall on CSCO Rate/Coupon: 8.3% Matures: 01/27/2023 — $15,001 - $50,000
The complete record
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owner Spouse party Democrat state DE office Carper, Thomas R (Senator) ptr id 50c0a1b2-4fe2-468b-8084-36832c976a95 chamber senate comment -- report url https://efdsearch.senate.gov/search/view/ptr/50c0a1b2-4fe2-468b-8084-36832c976a95/ bioguide id C000174 data source SENATE_EFD_PTR member last Carper member name Thomas R Carper member first Thomas R state district — disclosure date 2021-05-03 amendment status original transaction nature OPEN_MARKET
Each transaction (9) id ticker amount max amount min asset name asset type amount range transaction date transaction type reporting lag days senate-50c0a1b2-4fe2-468b-8084-36832c976a95-9 — 50000 15001 UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022 Corporate Bond $15,001 - $50,000 2021-04-01 sell 23 senate-50c0a1b2-4fe2-468b-8084-36832c976a95-8 — 50000 15001 UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022 Corporate Bond $15,001 - $50,000 2021-04-01 sell 23 senate-50c0a1b2-4fe2-468b-8084-36832c976a95-7 CWEN 15000 1001 Clearway Energy, Inc. Stock $1,001 - $15,000 2021-04-05 buy 20 senate-50c0a1b2-4fe2-468b-8084-36832c976a95-6 — 50000 15001 BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 Corporate Bond $15,001 - $50,000 2021-04-09 buy 17 senate-50c0a1b2-4fe2-468b-8084-36832c976a95-5 — 50000 15001 BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 Corporate Bond $15,001 - $50,000 2021-04-09 buy 17 senate-50c0a1b2-4fe2-468b-8084-36832c976a95-4 TRIT 15000 1001 Triterras, Inc. Stock $1,001 - $15,000 2021-04-13 buy 15 senate-50c0a1b2-4fe2-468b-8084-36832c976a95-3 GAN 15000 1001 GAN Limited Stock $1,001 - $15,000 2021-04-13 sell 15 senate-50c0a1b2-4fe2-468b-8084-36832c976a95-2 NUAN 15000 1001 Nuance Communications, Inc. Stock $1,001 - $15,000 2021-04-13 sell 15 senate-50c0a1b2-4fe2-468b-8084-36832c976a95-1 — 50000 15001 BCS Contingent Autocall on CSCO Rate/Coupon: 8.3% Matures: 01/27/2023 Corporate Bond $15,001 - $50,000 2021-04-28 sell 4
Original filing document