| id | owner | ticker | comment | amount max | amount min | asset name | asset type | amount range | transaction date | transaction type | reporting lag days |
|---|
| house-8217626-ocr-9 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 201.861, Price: $2.9500, Amount: -$595.49 | 15000 | 1001 | LORD ABBETT INCOME F CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-27 | buy | 8 |
| house-8217626-ocr-8 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 129.820, Price: $4.1700, Amount: -$541.35 | 15000 | 1001 | LORD ABBETT SHT DURATION INC F CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-27 | buy | 8 |
| house-8217626-ocr-7 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 68.765, Price: $14.6300, Amount: -$1006.03 | 50000 | 15001 | MSIF INTERNATIONAL EQUITY INST CONFIRM NBR | Mutual Fund | $15,001 - $50,000 | 2020-08-27 | buy | 8 |
| house-8217626-ocr-6 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 1.394, Price: $40.9700, Amount: -$57.12 | 15000 | 1001 | T ROWE PRICE QM US SM CP GR EQ CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-27 | buy | 8 |
| house-8217626-ocr-5 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 5.015, Price: $71.5400, Amount: -$358.78 | 15000 | 1001 | JOHN HANCOCK US GLB LDRS GW I CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-27 | buy | 8 |
| house-8217626-ocr-4 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 49.359, Price: $7.5200, Amount: -$371.18 | 15000 | 1001 | BLACKROCK HI YIELD BD PTF INST CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-27 | buy | 8 |
| house-8217626-ocr-34 | Self | — | TRAK Fund Solution IRA - 1883; Qty: 214.835 @ $10.0900; Amount: $2167.69 | 100000 | 50001 | Putnam Ultra Sht Dur Inc Y (TRAK Fund Solution IRA - 1883) | Mutual Fund | $50,001 - $100,000 | 2020-07-10 | sell | 42 |
| house-8217626-ocr-33 | Self | — | TRAK Fund Solution IRA - 1883; Qty: 18.865 @ $30.0800; Amount: -$567.45 | 15000 | 1001 | Hartford Midcap I (TRAK Fund Solution IRA - 1883) | Mutual Fund | $1,001 - $15,000 | 2020-07-10 | buy | 42 |
| house-8217626-ocr-32 | Self | — | TRAK Fund Solution IRA - 1883; Qty: 74.428 @ $71.5800; Amount: $5327.56 | 100000 | 50001 | American New World F2 (TRAK Fund Solution IRA - 1883) | Mutual Fund | $50,001 - $100,000 | 2020-07-10 | sell | 42 |
| house-8217626-ocr-31 | Self | — | TRAK Fund Solution IRA - 1883; Qty: 0.952 @ $57.9400; Amount: $55.15 | 15000 | 1001 | Neuberger Berman Genesis Inst (TRAK Fund Solution IRA - 1883) | Mutual Fund | $1,001 - $15,000 | 2020-07-10 | sell | 42 |
| house-8217626-ocr-30 | Self | — | TRAK Fund Solution IRA - 1884, Qty: 1.564, Price: $32.3700, Amount: $50.63 | 15000 | 1001 | JOHN HANCOCK INTL GROWTH I CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-05 | sell | 24 |
| house-8217626-ocr-3 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 35.349, Price: $24.0100, Amount: -$848.73 | 15000 | 1001 | COLUMBIA DIVIDEND INCOME INST CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-27 | buy | 8 |
| house-8217626-ocr-29 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 3.035, Price: $23.2600, Amount: $70.59 | 15000 | 1001 | COLUMBIA DIVIDEND INCOME INST CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-05 | sell | 24 |
| house-8217626-ocr-28 | Self | — | TRAK Fund Solution IRA - 1883, Branch Deposit, Amount: $40000.00 | 250000 | 100001 | FUNDS RECEIVED CONFIRM#20082121690080015 | Cash | $100,001 - $250,000 | 2020-08-21 | buy | 12 |
| house-8217626-ocr-27 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 101.771, Price: $10.0900, Amount: -$1026.87 | 50000 | 15001 | PUTNAM ULTRA SHT DUR INC Y CONFIRM NBR | Mutual Fund | $15,001 - $50,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-26 | Self | QQQ | TRAK Fund Solution IRA - 1883, Qty: 17.000, Price: $288.6800, Amount: -$4968.90 | 250000 | 100001 | INVESCO QQQ TRUST, SERIES 1 | ETF | $100,001 - $250,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-25 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 33.592, Price: $32.5200, Amount: -$1092.42 | 50000 | 15001 | HARTFORD MIDCAP I CONFIRM NBR | Mutual Fund | $15,001 - $50,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-24 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 38.887, Price: $76.1200, Amount: -$2960.10 | 100000 | 50001 | AMERICAN NEW WORLD F2 CONFIRM NBR | Mutual Fund | $50,001 - $100,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-23 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 8.469, Price: $63.0700, Amount: -$534.15 | 15000 | 1001 | NEUBERGER BERMAN GENESIS INST CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-22 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 58.131, Price: $14.3400, Amount: -$833.60 | 15000 | 1001 | PGIM QMA MID-CAP VALUE Z CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-21 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 1217.280, Price: $2.9600, Amount: -$3603.15 | 100000 | 50001 | LORD ABBETT INCOME F CONFIRM NBR | Mutual Fund | $50,001 - $100,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-20 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 807.736, Price: $4.1700, Amount: -$3368.26 | 100000 | 50001 | LORD ABBETT SHT DURATION INC F CONFIRM NBR | Mutual Fund | $50,001 - $100,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-2 | Spouse | — | IRA | 50000 | 15001 | Morgan Stanley IRA | Stock | $15,001 - $50,000 | 2020-08-21 | buy | 12 |
| house-8217626-ocr-19 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 446.083, Price: $14.7400, Amount: -$6575.26 | 500000 | 250001 | MSIF INTERNATIONAL EQUITY INST CONFIRM NBR | Mutual Fund | $250,001 - $500,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-18 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 6.515, Price: $40.8900, Amount: -$266.38 | 15000 | 1001 | T ROWE PRICE QM US SM CP GR EQ CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-17 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 44.562, Price: $71.4600, Amount: -$3184.38 | 100000 | 50001 | JOHN HANCOCK US GLB LDRS GW I CONFIRM NBR | Mutual Fund | $50,001 - $100,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-16 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 288.186, Price: $7.5200, Amount: -$2167.16 | 100000 | 50001 | BLACKROCK HI YIELD BD PTF INST CONFIRM NBR | Mutual Fund | $50,001 - $100,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-15 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 183.456, Price: $23.9200, Amount: -$4388.27 | 100000 | 50001 | COLUMBIA DIVIDEND INCOME INST CONFIRM NBR | Mutual Fund | $50,001 - $100,000 | 2020-08-26 | buy | 9 |
| house-8217626-ocr-14 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 16.096, Price: $10.0900, Amount: -$162.41 | 15000 | 1001 | PUTNAM ULTRA SHT DUR INC Y CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-27 | buy | 8 |
| house-8217626-ocr-13 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 6.831, Price: $32.6400, Amount: -$222.96 | 15000 | 1001 | HARTFORD MIDCAP I CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-27 | buy | 8 |
| house-8217626-ocr-12 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 6.212, Price: $75.7900, Amount: -$470.81 | 15000 | 1001 | AMERICAN NEW WORLD F2 CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-27 | buy | 8 |
| house-8217626-ocr-11 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 1.744, Price: $63.0300, Amount: -$109.94 | 15000 | 1001 | NEUBERGER BERMAN GENESIS INST CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-27 | buy | 8 |
| house-8217626-ocr-10 | Self | — | TRAK Fund Solution IRA - 1883, Qty: 17.564, Price: $14.5300, Amount: -$255.20 | 15000 | 1001 | PGIM QMA MID-CAP VALUE Z CONFIRM NBR | Mutual Fund | $1,001 - $15,000 | 2020-08-27 | buy | 8 |
| house-8217626-ocr-1 | Spouse | — | IRA | 50000 | 15001 | Morgan Stanley IRA | Stock | $15,001 - $50,000 | 2020-07-10 | sell | 42 |