Thomas R Carper (Senate) disclosed 48 transactions
A later amendment restates this filing. The Senate's amendments do not declare which report they replace, so the amending filing cannot be linked here — read this filer's later filings for the corrected version.
| 2020-07-09 · sell | iShares Trust - iShares China Large-Cap ETF — $1,001 - $15,000 |
| 2020-07-09 · buy | Western Asset Inflation-Linked Opportunities & Inc — $1,001 - $15,000 |
| 2020-07-09 · buy | Lockheed Martin Corporation — $1,001 - $15,000 |
| 2020-07-09 · sell | Ares Capital Corporation — $1,001 - $15,000 |
| 2020-07-09 · sell | Omega Healthcare Investors, Inc. — $1,001 - $15,000 |
| 2020-07-01 · sell | Dominion Energy Rate/Coupon: 2.579% Matures: 07/01/2020 — $1,001 - $15,000 |
| 2020-07-07 · buy | Fidelity Advisor International Capital Appreciatio — $1,001 - $15,000 |
| 2020-07-07 · buy | Fidelity Advisor Emerging Markets Fund I Class — $1,001 - $15,000 |
| 2020-07-07 · buy | First Trust IndXX NextG ETF — $1,001 - $15,000 |
| 2020-07-07 · buy | Goldman Sachs Access Treasury 0-1 Year ETF — $1,001 - $15,000 |
| 2020-07-07 · buy | Global X Silver Miners ETF — $1,001 - $15,000 |
| 2020-07-07 · buy | Lord Abbett Ultra Short Bond Fund Class F — $1,001 - $15,000 |
| 2020-07-07 · buy | VanEck Vectors Retail ETF — $1,001 - $15,000 |
| 2020-07-07 · sell | VanEck Vectors Junior Gold Miners ETF — $1,001 - $15,000 |
| 2020-07-09 · sell | ResMed Inc. — $1,001 - $15,000 |
| 2020-07-07 · sell | First Trust Emerging Markets Small Cap AlphaDEX Fu — $1,001 - $15,000 |
| 2020-07-07 · sell | First Trust Dow Jones Internet Index Fund — $1,001 - $15,000 |
| 2020-07-07 · sell | WisdomTree International SmallCap Dividend Fund — $1,001 - $15,000 |
| 2020-07-07 · sell | Catalyst/Millburn Hedge Strategy Fund Class I — $1,001 - $15,000 |
| 2020-07-07 · sell | iShares Trust - iShares China Large-Cap ETF — $1,001 - $15,000 |
| 2020-07-07 · buy | Western Asset Inflation-Linked Opportunities & Inc — $1,001 - $15,000 |
| 2020-07-08 · sell | Tencent Holdings Limited — $1,001 - $15,000 |
| 2020-07-09 · sell | Tyson Foods, Inc. — $1,001 - $15,000 |
| 2020-07-09 · buy | Pfizer Inc. — $1,001 - $15,000 |
| 2020-07-09 · sell | Apple Inc. — $1,001 - $15,000 |
| 2020-07-09 · sell | QUALCOMM Incorporated — $1,001 - $15,000 |
| 2020-07-09 · sell | Apollo Global Management, Inc. — $1,001 - $15,000 |
| 2020-07-09 · buy | L3Harris Technologies, Inc. — $1,001 - $15,000 |
| 2020-07-09 · buy | Iron Mountain Incorporated — $1,001 - $15,000 |
| 2020-07-09 · buy | Goldman Sachs Access Treasury 0-1 Year ETF — $1,001 - $15,000 |
| 2020-07-09 · buy | Atlantica Sustainable Infrastructure plc — $1,001 - $15,000 |
| 2020-07-09 · buy | Landmark Infrastructure Partners LP — $1,001 - $15,000 |
| 2020-07-09 · buy | Pacer Trendpilot US Mid Cap ETF — $1,001 - $15,000 |
| 2020-07-09 · buy | Pacer Trendpilot US Large Cap ETF — $1,001 - $15,000 |
| 2020-07-09 · buy | VanEck Vectors Retail ETF — $1,001 - $15,000 |
| 2020-07-09 · sell | First Trust Emerging Markets Small Cap AlphaDEX Fu — $1,001 - $15,000 |
| 2020-07-09 · buy | Citigroup Inc. — $1,001 - $15,000 |
| 2020-07-09 · sell | AbbVie Inc. — $1,001 - $15,000 |
| 2020-07-09 · sell | Catalyst/Millburn Hedge Strategy Fund Class I — $1,001 - $15,000 |
| 2020-07-09 · buy | Pacer Benchmark Data & Infrastructure Real Estate — $1,001 - $15,000 |
| 2020-07-09 · sell | Hannon Armstrong Sustainable Infrastructure Capita — $1,001 - $15,000 |
| 2020-07-09 · sell | Skyworks Solutions, Inc. — $1,001 - $15,000 |
| 2020-07-09 · buy | ManTech International Corporation — $1,001 - $15,000 |
| 2020-07-09 · sell | Gladstone Capital Corporation — $1,001 - $15,000 |
| 2020-07-09 · sell | Medical Properties Trust, Inc. — $1,001 - $15,000 |
| 2020-07-09 · buy | AXIS Capital Holdings Limited — $1,001 - $15,000 |
| 2020-07-09 · sell | NVIDIA Corporation — $1,001 - $15,000 |
| 2020-07-28 · sell | Global X Silver Miners ETF — $1,001 - $15,000 |
The complete record
| owner | Spouse |
| party | Democrat |
| state | DE |
| office | Carper, Thomas R (Senator) |
| ptr id | 5345c140-beaa-43fa-af51-d269c1ef9eff |
| chamber | senate |
| comment | -- |
| amount max | 15000 |
| amount min | 1001 |
| report url | https://efdsearch.senate.gov/search/view/ptr/5345c140-beaa-43fa-af51-d269c1ef9eff/ |
| bioguide id | C000174 |
| data source | SENATE_EFD_PTR |
| member last | Carper |
| member name | Thomas R Carper |
| amount range | $1,001 - $15,000 |
| member first | Thomas R |
| state district | — |
| disclosure date | 2020-08-04 |
| amendment status | original |
| transaction nature | OPEN_MARKET |
| superseded by amendment | true |
Each transaction (48)
| id | ticker | asset name | asset type | transaction date | transaction type | reporting lag days |
|---|---|---|---|---|---|---|
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-9 | FXI | iShares Trust - iShares China Large-Cap ETF | Other | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-8 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Stock | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-7 | LMT | Lockheed Martin Corporation | Stock | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-6 | ARCC | Ares Capital Corporation | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-5 | OHI | Omega Healthcare Investors, Inc. | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-48 | — | Dominion Energy Rate/Coupon: 2.579% Matures: 07/01/2020 | Corporate Bond | 2020-07-01 | sell | 24 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-47 | FCPIX | Fidelity Advisor International Capital Appreciatio | Other | 2020-07-07 | buy | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-46 | FIMKX | Fidelity Advisor Emerging Markets Fund I Class | Other | 2020-07-07 | buy | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-45 | NXTG | First Trust IndXX NextG ETF | Other | 2020-07-07 | buy | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-44 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Other | 2020-07-07 | buy | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-43 | SIL | Global X Silver Miners ETF | Other | 2020-07-07 | buy | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-42 | LUBFX | Lord Abbett Ultra Short Bond Fund Class F | Other | 2020-07-07 | buy | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-41 | RTH | VanEck Vectors Retail ETF | Other | 2020-07-07 | buy | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-40 | GDXJ | VanEck Vectors Junior Gold Miners ETF | Other | 2020-07-07 | sell | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-4 | RMD | ResMed Inc. | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-39 | FEMS | First Trust Emerging Markets Small Cap AlphaDEX Fu | Other | 2020-07-07 | sell | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-38 | FDN | First Trust Dow Jones Internet Index Fund | Other | 2020-07-07 | sell | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-37 | DLS | WisdomTree International SmallCap Dividend Fund | Other | 2020-07-07 | sell | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-36 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Other | 2020-07-07 | sell | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-35 | FXI | iShares Trust - iShares China Large-Cap ETF | Other | 2020-07-07 | sell | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-34 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Stock | 2020-07-07 | buy | 20 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-33 | TCEHY | Tencent Holdings Limited | Stock | 2020-07-08 | sell | 19 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-32 | TSN | Tyson Foods, Inc. | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-31 | PFE | Pfizer Inc. | Stock | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-30 | AAPL | Apple Inc. | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-3 | QCOM | QUALCOMM Incorporated | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-29 | APO | Apollo Global Management, Inc. | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-28 | LHX | L3Harris Technologies, Inc. | Stock | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-27 | IRM | Iron Mountain Incorporated | Stock | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-26 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Other | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-25 | AY | Atlantica Sustainable Infrastructure plc | Stock | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-24 | LMRK | Landmark Infrastructure Partners LP | Stock | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-23 | PTMC | Pacer Trendpilot US Mid Cap ETF | Other | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-22 | PTLC | Pacer Trendpilot US Large Cap ETF | Other | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-21 | RTH | VanEck Vectors Retail ETF | Other | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-20 | FEMS | First Trust Emerging Markets Small Cap AlphaDEX Fu | Other | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-2 | C | Citigroup Inc. | Stock | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-19 | ABBV | AbbVie Inc. | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-18 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Other | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-17 | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | Other | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-16 | HASI | Hannon Armstrong Sustainable Infrastructure Capita | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-15 | SWKS | Skyworks Solutions, Inc. | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-14 | MANT | ManTech International Corporation | Stock | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-13 | GLAD | Gladstone Capital Corporation | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-12 | MPW | Medical Properties Trust, Inc. | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-11 | AXS | AXIS Capital Holdings Limited | Stock | 2020-07-09 | buy | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-10 | NVDA | NVIDIA Corporation | Stock | 2020-07-09 | sell | 18 |
| senate-5345c140-beaa-43fa-af51-d269c1ef9eff-1 | SIL | Global X Silver Miners ETF | Other | 2020-07-28 | sell | 5 |