David P. Roe (House) disclosed 184 transactions

2020-02-14 · Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk

Amendment status is not available for House filings. A filing listed here may since have been amended.

2020-01-17 · sell	CISCO SYSTEMS INC UNSOLICITED — $1,001 - $15,000
2020-01-17 · sell	COMCAST CORP NEW CL A UNSOLICITED — $1,001 - $15,000
2020-01-17 · sell	TRACTOR SUPPLY COMPANY UNSOLICITED — $15,001 - $50,000
2020-01-21 · sell	ENI SPA IT Spon ADR Unsolicited — $15,001 - $50,000
2020-01-21 · sell	Heidelbergcement AG Unsponsored — $15,001 - $50,000
2020-01-22 · sell	Public Service Enterprse Group Inc — $15,001 - $50,000
2020-01-22 · sell	Genl Dynamics Corp Unsolicited — $1,001 - $15,000
2020-01-22 · sell	Heidelbergcement AG Unsponsored — $15,001 - $50,000
2020-01-24 · sell	Total S.A. France Spon ADR — $1,001 - $15,000
2020-01-24 · sell	Takeda Pharmaceutical Co Ltd Spon — $15,001 - $50,000
2020-01-07 · sell	APPLE INC GLB 02.400% MAY 03 2023 RAT — $1,001 - $15,000
2020-01-24 · sell	EASTMAN CHEMICAL CO UNSOLICITED — $15,001 - $50,000
2020-01-24 · sell	BASF SE SPON ADR UNSOLICITED — $1,001 - $15,000
2020-01-27 · sell	STRYKER CORP UNSOLICITED — $1,001 - $15,000
2020-01-27 · sell	MCDONALDS CORP UNSOLICITED — $1,001 - $15,000
2020-01-27 · sell	DOUGLAS EMMETT INC UNSOLICITED — $1,001 - $15,000
2020-01-27 · sell	DOUGLAS EMMETT INC UNSOLICITED — $1,001 - $15,000
2020-01-27 · sell	AUTOMATIC DATA PROCESSING INC UNSOLICITED — $1,001 - $15,000
2020-01-30 · sell	McDonalds Corp Unsolicited Trade — $1,001 - $15,000
2020-01-30 · sell	Fifth Third Bancorp Unsolicited Trade — $15,001 - $50,000
2020-01-30 · sell	Takeda Pharmaceutical Co Ltd Sponsored — $1,001 - $15,000
2020-01-07 · sell	AMERICAN INTL GROUP GLB 04.125% FEB — $1,001 - $15,000
2020-01-06 · sell	ServiceNow Inc Per Advisory Agreement — $1,001 - $15,000
2020-01-06 · sell	Facebook Inc Class A Common Stock — $1,001 - $15,000
2020-01-06 · sell	Amazon.com Inc Per Advisory — $15,001 - $50,000
2020-01-06 · sell	Uber Technologies Inc Per Advisory — $1,001 - $15,000
2020-01-06 · sell	ALPHABET INC SHS CL C PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · sell	TWITTER INC PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · sell	WORKDAY INC CL A PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · sell	INTUITIVE SURGICAL INC NEW PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · sell	ATLASSIAN CORP PLC PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · sell	MODERNA INC PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-07 · sell	ALLSTATE CORP DEL COM EXECUTED 1 — $1,001 - $15,000
2020-01-06 · sell	SHOPIFY INC CL A PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · buy	ILLUMINA INC COM PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · buy	TRADE (THE) DESK INC SHS CL A PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · buy	MERCADOLIBRE INC PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · buy	DEXCOM INC PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · buy	BRIGHTVIEW HLDGS INC PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · buy	MOBILE MINI INC PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · buy	VEEVA SYS INC CL A PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · sell	GENTEX CORP PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · sell	EXLSERVICE HLDGS INC EXECUTED 100% — $1,001 - $15,000
2020-01-08 · sell	VERIZON COMMUNICATIONS GLB 03.376% — $1,001 - $15,000
2020-01-06 · sell	ARTISAN PARTNERS ASSET MGMT INC CL — $1,001 - $15,000
2020-01-06 · sell	CALLAWAY GOLF CO DEL COM PER ADVISORY — $1,001 - $15,000
2020-01-06 · sell	WAYFAIR INC PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · sell	SNAP INC CL A PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · sell	SHUTTERSTK INC SHS PER ADVISORY AG — $1,001 - $15,000
2020-01-06 · sell	FARFETCH LTD EXECUTED 100% AGENCY — $1,001 - $15,000
2020-01-06 · sell	VERINT SYSTEMS INC PER ADVISORY AG... — $1,001 - $15,000
2020-01-06 · sell	BOTTOMLINE TECH DEL INC PER ADVISORY — $1,001 - $15,000
2020-01-06 · sell	INOVALON HOLDINGS INC SHS — $1,001 - $15,000
2020-01-06 · sell	EPAM SYSTEMS INC SHS PER ADVISORY — $1,001 - $15,000
2020-01-15 · sell	AMAZON COM INC COM PER ADVISORY — $1,001 - $15,000
2020-01-06 · sell	COMPASS MINERALS INTL INC PER ADVISORY — $1,001 - $15,000
2020-01-06 · sell	CINEMARK HLDGS INC EXECUTED 100% A... — $1,001 - $15,000
2020-01-06 · sell	COUPA SOFTWARE INC PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · sell	LOGMEIN INC PER ADVISORY AGREEMENT — $1,001 - $15,000
2020-01-06 · sell	CATALENT INC SHS PER ADVISORY AGREEMENT — $1,001 - $15,000
…	124 more transactions: every one is in the complete record on this filing's page

The complete record

Every field KeyVex holds for this filing, as its API serves it. Nothing is withheld here that the API sells.

party	Republican
state	TN
office	Roe, David P. (Representative)
ptr id	8216972
chamber	house
report url	https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2020/8216972.pdf
bioguide id	R000582
data source	HOUSE_CLERK_PTR
member last	Roe
member name	David P. Roe
member first	David P.
state district	TN01
disclosure date	2020-02-14
extraction method	vision_ocr

Each transaction (184)

id	owner	ticker	comment	amount max	amount min	asset name	asset type	amount range	transaction date	transaction type	reporting lag days
house-8216972-ocr-99	Self	—	Trade	15000	1001	CISCO SYSTEMS INC UNSOLICITED	Stock	$1,001 - $15,000	2020-01-17	sell	20
house-8216972-ocr-98	Self	CMCSA	—	15000	1001	COMCAST CORP NEW CL A UNSOLICITED	Stock	$1,001 - $15,000	2020-01-17	sell	20
house-8216972-ocr-97	Self	—	—	50000	15001	TRACTOR SUPPLY COMPANY UNSOLICITED	Stock	$15,001 - $50,000	2020-01-17	sell	20
house-8216972-ocr-96	Joint	—	Trade	50000	15001	ENI SPA IT Spon ADR Unsolicited	Stock	$15,001 - $50,000	2020-01-21	sell	18
house-8216972-ocr-95	Joint	—	—	50000	15001	Heidelbergcement AG Unsponsored	Stock	$15,001 - $50,000	2020-01-21	sell	18
house-8216972-ocr-94	Joint	—	—	50000	15001	Public Service Enterprse Group Inc	Stock	$15,001 - $50,000	2020-01-22	sell	17
house-8216972-ocr-93	Joint	—	Trade	15000	1001	Genl Dynamics Corp Unsolicited	Stock	$1,001 - $15,000	2020-01-22	sell	17
house-8216972-ocr-92	Joint	—	—	50000	15001	Heidelbergcement AG Unsponsored	Stock	$15,001 - $50,000	2020-01-22	sell	17
house-8216972-ocr-91	Joint	—	Trade#:24	15000	1001	Total S.A. France Spon ADR	Stock	$1,001 - $15,000	2020-01-24	sell	15
house-8216972-ocr-90	Joint	—	—	50000	15001	Takeda Pharmaceutical Co Ltd Spon	Stock	$15,001 - $50,000	2020-01-24	sell	15
house-8216972-ocr-9	Joint	—	—	15000	1001	APPLE INC GLB 02.400% MAY 03 2023 RAT	Bond	$1,001 - $15,000	2020-01-07	sell	28
house-8216972-ocr-89	Self	—	—	50000	15001	EASTMAN CHEMICAL CO UNSOLICITED	Stock	$15,001 - $50,000	2020-01-24	sell	15
house-8216972-ocr-88	Self	—	—	15000	1001	BASF SE SPON ADR UNSOLICITED	Stock	$1,001 - $15,000	2020-01-24	sell	15
house-8216972-ocr-87	Self	—	Trade#:867	15000	1001	STRYKER CORP UNSOLICITED	Stock	$1,001 - $15,000	2020-01-27	sell	14
house-8216972-ocr-86	Self	—	—	15000	1001	MCDONALDS CORP UNSOLICITED	Stock	$1,001 - $15,000	2020-01-27	sell	14
house-8216972-ocr-85	Self	—	—	15000	1001	DOUGLAS EMMETT INC UNSOLICITED	Stock	$1,001 - $15,000	2020-01-27	sell	14
house-8216972-ocr-84	Self	—	—	15000	1001	DOUGLAS EMMETT INC UNSOLICITED	Stock	$1,001 - $15,000	2020-01-27	sell	14
house-8216972-ocr-83	Self	—	—	15000	1001	AUTOMATIC DATA PROCESSING INC UNSOLICITED	Stock	$1,001 - $15,000	2020-01-27	sell	14
house-8216972-ocr-82	Joint	—	—	15000	1001	McDonalds Corp Unsolicited Trade	Stock	$1,001 - $15,000	2020-01-30	sell	11
house-8216972-ocr-81	Joint	—	—	50000	15001	Fifth Third Bancorp Unsolicited Trade	Stock	$15,001 - $50,000	2020-01-30	sell	11
house-8216972-ocr-80	Joint	TAK	—	15000	1001	Takeda Pharmaceutical Co Ltd Sponsored	Stock	$1,001 - $15,000	2020-01-30	sell	11
house-8216972-ocr-8	Joint	—	—	15000	1001	AMERICAN INTL GROUP GLB 04.125% FEB	Bond	$1,001 - $15,000	2020-01-07	sell	28
house-8216972-ocr-79	Joint	—	—	15000	1001	ServiceNow Inc Per Advisory Agreement	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-78	Joint	—	—	15000	1001	Facebook Inc Class A Common Stock	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-77	Joint	—	—	50000	15001	Amazon.com Inc Per Advisory	Stock	$15,001 - $50,000	2020-01-06	sell	29
house-8216972-ocr-76	Joint	—	—	15000	1001	Uber Technologies Inc Per Advisory	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-75	Joint	—	—	15000	1001	ALPHABET INC SHS CL C PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-74	Joint	—	—	15000	1001	TWITTER INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-73	Joint	—	—	15000	1001	WORKDAY INC CL A PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-72	Joint	ISRG	—	15000	1001	INTUITIVE SURGICAL INC NEW PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-71	Joint	—	—	15000	1001	ATLASSIAN CORP PLC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-70	Joint	—	—	15000	1001	MODERNA INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-7	Joint	—	—	15000	1001	ALLSTATE CORP DEL COM EXECUTED 1	Stock	$1,001 - $15,000	2020-01-07	sell	28
house-8216972-ocr-69	Joint	—	—	15000	1001	SHOPIFY INC CL A PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-68	Joint	—	—	15000	1001	ILLUMINA INC COM PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	buy	29
house-8216972-ocr-67	Joint	—	—	15000	1001	TRADE (THE) DESK INC SHS CL A PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	buy	29
house-8216972-ocr-66	Joint	—	—	15000	1001	MERCADOLIBRE INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	buy	29
house-8216972-ocr-65	Joint	—	—	15000	1001	DEXCOM INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	buy	29
house-8216972-ocr-64	Joint	—	—	15000	1001	BRIGHTVIEW HLDGS INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	buy	29
house-8216972-ocr-63	Joint	—	—	15000	1001	MOBILE MINI INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	buy	29
house-8216972-ocr-62	Joint	—	—	15000	1001	VEEVA SYS INC CL A PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	buy	29
house-8216972-ocr-61	Joint	—	—	15000	1001	GENTEX CORP PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-60	Joint	—	—	15000	1001	EXLSERVICE HLDGS INC EXECUTED 100%	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-6	Joint	—	—	15000	1001	VERIZON COMMUNICATIONS GLB 03.376%	Bond	$1,001 - $15,000	2020-01-08	sell	27
house-8216972-ocr-59	Joint	—	—	15000	1001	ARTISAN PARTNERS ASSET MGMT INC CL	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-58	Joint	—	—	15000	1001	CALLAWAY GOLF CO DEL COM PER ADVISORY	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-57	Joint	—	—	15000	1001	WAYFAIR INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-56	Joint	—	—	15000	1001	SNAP INC CL A PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-55	Joint	—	—	15000	1001	SHUTTERSTK INC SHS PER ADVISORY AG	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-54	Self	—	—	15000	1001	FARFETCH LTD EXECUTED 100% AGENCY	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-53	Self	—	—	15000	1001	VERINT SYSTEMS INC PER ADVISORY AG...	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-52	Self	—	—	15000	1001	BOTTOMLINE TECH DEL INC PER ADVISORY	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-51	Joint	—	—	15000	1001	INOVALON HOLDINGS INC SHS	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-50	Self	—	—	15000	1001	EPAM SYSTEMS INC SHS PER ADVISORY	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-5	Joint	—	—	15000	1001	AMAZON COM INC COM PER ADVISORY	Stock	$1,001 - $15,000	2020-01-15	sell	22
house-8216972-ocr-49	Self	—	—	15000	1001	COMPASS MINERALS INTL INC PER ADVISORY	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-48	Self	—	—	15000	1001	CINEMARK HLDGS INC EXECUTED 100% A...	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-47	Joint	—	—	15000	1001	COUPA SOFTWARE INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-46	Joint	—	—	15000	1001	LOGMEIN INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-45	Joint	—	—	15000	1001	CATALENT INC SHS PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-44	Joint	—	—	15000	1001	ZOOM VIDEO COMMUNICATIONS INC CL A PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-43	Joint	—	—	15000	1001	COVETRUS INC REG SHS COM EXECUTED PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-42	Joint	—	—	15000	1001	ALNYLAM PHARMACEUTICALS INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-41	Joint	—	—	15000	1001	SLACK TECHNOLOGIES INC CL A PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-40	Self	—	—	15000	1001	CORNERSTONE ONDEMAND INC PER ADV	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-4	Joint	—	—	15000	1001	MICHAELS COS INC EXECUTED 100% AGE	Stock	$1,001 - $15,000	2020-01-17	sell	20
house-8216972-ocr-39	Self	—	—	15000	1001	KNOWLES CORP SHS PER ADVISORY AGR	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-38	Self	—	—	15000	1001	ZILLOW GROUP INC SHS CL C PER ADVISORY	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-37	Self	—	—	15000	1001	WILIO INC CL A PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-36	Self	—	—	15000	1001	CHEWY INC SH CL A EXECUTED 100%	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-35	Self	—	—	15000	1001	ROKU INC CL A PER ADVISORY AGR	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-34	Self	—	—	15000	1001	SQUARE INC SHS CL A PER ADVISORY	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-33	Joint	—	—	15000	1001	SPOTIFY TECH S.A. REG SHS PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-32	Joint	—	—	15000	1001	PLAYAGS INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-31	Joint	—	—	15000	1001	DOUGLAS DYNAMICS INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-30	Joint	—	—	15000	1001	GUARDANT HEALTH INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-3	Joint	—	—	15000	1001	SERVICEMASTER GLOBAL HLDGS INC	Stock	$1,001 - $15,000	2020-01-17	buy	20
house-8216972-ocr-29	Joint	—	—	15000	1001	QUOTIENT TECHNOLOGY INC PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-28	Joint	—	—	15000	1001	SP PLUS CORP PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-27	Joint	—	—	15000	1001	OKTA INC REG SHS CL A PER ADVISORY AGREEMENT	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-26	Self	—	—	15000	1001	CARVANA CO CL A PER ADVISORY AGR	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-25	Self	—	—	15000	1001	MONGODB INC CL A PER ADVISORY AGR	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-24	Self	—	—	15000	1001	MISTRAS GROUP INC PER ADVISORY AGR	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-23	Self	—	—	15000	1001	MICHAELS COS INC PER ADVISORY AGR	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-22	Self	—	—	15000	1001	O-I GLASS INC REG SHS PER ADVISORY AGR	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-21	Self	—	—	15000	1001	STERICYCLE INC COM PER ADVISORY AGR	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-20	Self	—	—	15000	1001	MEDPACE HLDGS INC PER ADVISORY AGR	Stock	$1,001 - $15,000	2020-01-06	sell	29
house-8216972-ocr-2	Joint	—	—	15000	1001	EXXON MOBIL CORP COM EXECUTED 1	Stock	$1,001 - $15,000	2020-01-21	sell	18
house-8216972-ocr-19	Joint	—	—	15000	1001	HILLENBRAND INC PER ADVISORY AGREE	Stock	$1,001 - $15,000	2020-01-06	buy	29
house-8216972-ocr-184	Joint	—	—	15000	1001	ACCENTURE PLC IRELAND CL A Trade#:38	Common Stock	$1,001 - $15,000	2020-01-14	sell	23
house-8216972-ocr-183	Joint	—	—	15000	1001	PROCTER & GAMBLE CO DE Trade#:38148	Common Stock	$1,001 - $15,000	2020-01-14	sell	23
house-8216972-ocr-182	Joint	—	—	15000	1001	DANAHER CORP DE Trade#:37226 Blot:85	Common Stock	$1,001 - $15,000	2020-01-14	sell	23
house-8216972-ocr-181	Joint	—	—	15000	1001	COCA COLA CO COM DE Trade#:38145	Common Stock	$1,001 - $15,000	2020-01-14	sell	23
house-8216972-ocr-180	Self	—	Trade#:37225 Blot:8	15000	1001	AMAZON.COM INC DE	Stock	$1,001 - $15,000	2020-01-14	sell	23
house-8216972-ocr-18	Joint	—	—	15000	1001	COMCAST CORP COMPANY GUARNT GLB	Bond	$1,001 - $15,000	2020-01-07	sell	28
house-8216972-ocr-179	Self	—	Trade#:38148	15000	1001	UNION PACIFIC CORP DE	Stock	$1,001 - $15,000	2020-01-14	sell	23
house-8216972-ocr-178	Self	—	Trade#:29588 Blot:8	15000	1001	AMAZON.COM INC DE	Stock	$1,001 - $15,000	2020-01-15	sell	22
house-8216972-ocr-177	Self	—	—	250000	100001	MONTGOMERY CNTY TN GENOB BE/R/	Stock	$100,001 - $250,000	2020-01-21	sell	18
house-8216972-ocr-176	Self	—	Trade#:38145	15000	1001	COCA COLA CO COM DE	Stock	$1,001 - $15,000	2020-01-14	sell	23
house-8216972-ocr-175	Self	ROK	—	15000	1001	ROCKWELL AUTOMATION INC NEW	Stock	$1,001 - $15,000	2020-01-14	buy	23
house-8216972-ocr-174	Self	—	Trade# partially visible	50000	15001	WHIRLPOOL CORP UNSOLICITED	Stock	$15,001 - $50,000	2020-01-07	sell	28
house-8216972-ocr-173	Joint	—	—	15000	1001	LAMB WESTON HLDGS INC UNSOLICITED	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-172	Joint	—	—	15000	1001	JPMORGAN CHASE & CO UNSOLICITED	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-171	Joint	—	—	15000	1001	HUNTINGTON BANCSHARES UNSOLICITED	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-170	Joint	—	Trade#:799	15000	1001	CITIGROUP INC UNSOLICITED	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-17	Joint	—	—	15000	1001	HOME DEPOT INC GLB 02.625% JUN 01 20	Bond	$1,001 - $15,000	2020-01-07	sell	28
house-8216972-ocr-169	Joint	—	Trade#:38497	15000	1001	HUMANA INC UNSOLICITED	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-168	Joint	—	Trade#:3810	15000	1001	CITIGROUP INC UNSOLICITED	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-167	Joint	—	Trade#	15000	1001	ENBRIDGE INC CAD UNSOLICITED	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-166	Self	—	—	15000	1001	SABRE CORP UNSOLICITED Trade#:79930	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-165	Self	—	—	15000	1001	SABRE CORP UNSOLICITED Trade#:27430	Stock	$1,001 - $15,000	2020-01-14	sell	23
house-8216972-ocr-164	Self	—	—	50000	15001	SABRE CORP UNSOLICITED Trade#:65548	Stock	$15,001 - $50,000	2020-01-15	sell	22
house-8216972-ocr-163	Self	—	—	15000	1001	NXP SEMICONDUCTORS N V COM EUR	Stock	$1,001 - $15,000	2020-01-16	sell	21
house-8216972-ocr-162	Self	—	—	15000	1001	SCHNEIDER ELEC SE UNSPONSORED ADF	Stock	$1,001 - $15,000	2020-01-17	sell	20
house-8216972-ocr-161	Self	TJX	—	50000	15001	TJX COS INC NEW UNSOLICITED Trade#:6	Stock	$15,001 - $50,000	2020-01-17	sell	20
house-8216972-ocr-160	Self	—	—	15000	1001	TORO CO UNSOLICITED Trade#:15112	Stock	$1,001 - $15,000	2020-01-21	sell	18
house-8216972-ocr-16	Joint	—	—	15000	1001	MORGAN STANLEY SER MTN 02.625% NO	Bond	$1,001 - $15,000	2020-01-07	sell	28
house-8216972-ocr-159	Self	—	Trade#:15	15000	1001	MEDTRONIC PLC UNSOLICITED	Stock	$1,001 - $15,000	2020-01-21	sell	18
house-8216972-ocr-158	Self	—	—	15000	1001	MORGAN STANLEY UNSOLICITED	Stock	$1,001 - $15,000	2020-01-21	sell	18
house-8216972-ocr-157	Self	—	—	15000	1001	KANSAS CITY STHN NEW UNSOLICITED	Stock	$1,001 - $15,000	2020-01-21	sell	18
house-8216972-ocr-156	Self	—	Trade#:15088	15000	1001	INTEL CORP UNSOLICITED	Stock	$1,001 - $15,000	2020-01-21	sell	18
house-8216972-ocr-155	Self	—	—	15000	1001	GENL ELECTRIC CO UNSOLICITED	Stock	$1,001 - $15,000	2020-01-21	sell	18
house-8216972-ocr-154	Self	—	—	15000	1001	CURTISS WRIGHT CORP UNSOLICITED	Stock	$1,001 - $15,000	2020-01-21	sell	18
house-8216972-ocr-153	Self	—	Trade#:1	15000	1001	CONOCOPHILLIPS UNSOLICITED	Stock	$1,001 - $15,000	2020-01-21	sell	18
house-8216972-ocr-152	Self	—	Unsolicited	15000	1001	AMERIPRISE FINANCIAL INC UNSOLICITED	Common Stock	$1,001 - $15,000	2020-01-21	sell	18
house-8216972-ocr-151	Self	—	—	15000	1001	ROCHE HLDG LTD SPONS ADR SWITZ ADR	ADR	$1,001 - $15,000	2020-01-21	sell	18
house-8216972-ocr-150	Self	—	Unsolicited	50000	15001	HILL ROM HOLDINGS INC UNSOLICITED	Common Stock	$15,001 - $50,000	2020-01-22	sell	17
house-8216972-ocr-15	Joint	—	—	15000	1001	PEPSICO INC GLB 02.750% MAR 05 2022 R	Bond	$1,001 - $15,000	2020-01-07	sell	28
house-8216972-ocr-149	Self	—	Trade#:... Unsolicited	50000	15001	STANLEY BLACK & DECKER INC COM	Common Stock	$15,001 - $50,000	2020-01-22	sell	17
house-8216972-ocr-148	Self	CMCSA	Unsolicited	15000	1001	COMCAST CORP NEW CL A UNSOLICITED	Common Stock	$1,001 - $15,000	2020-01-27	sell	14
house-8216972-ocr-147	Self	—	Trade#:4120 Unsolicited	50000	15001	EXELON CORP UNSOLICITED Trade#:4120	Common Stock	$15,001 - $50,000	2020-01-27	sell	14
house-8216972-ocr-146	Self	—	Trade#:56... Unsolicited	15000	1001	CHEVRON CORP UNSOLICITED Trade#:56...	Common Stock	$1,001 - $15,000	2020-01-30	sell	11
house-8216972-ocr-145	Self	—	Trade#:2127	15000	1001	COMERICA INC UNSOLICITED	Stock	$1,001 - $15,000	2020-01-30	sell	11
house-8216972-ocr-144	Self	—	Trade	15000	1001	KIMCO REALTY CORP UNSOLICITED	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-143	Self	—	—	50000	15001	ROPER TECHNOLOGIES INC UNSOLICITED	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-142	Self	—	—	50000	15001	PROGRESSIVE CORP OHIO UNSOLICITED	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-141	Self	—	—	50000	15001	PINNACLE WEST CAP CORP UNSOLICITED	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-140	Self	—	—	50000	15001	PHILIP MORRIS INTL INC UNSOLICITED	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-14	Joint	—	—	15000	1001	MICROSOFT CORP GLB 03.625% DEC 15 2	Bond	$1,001 - $15,000	2020-01-07	sell	28
house-8216972-ocr-139	Self	—	—	50000	15001	OCCIDENTAL PETROLEUM CRP UNSOLICITED	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-138	Joint	—	Trade#:3 (partially visible)	15000	1001	M & T BANK CORP UNSOLICITED	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-137	Joint	—	—	50000	15001	MARATHON PETROLEUM CO UNSOLICITED	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-136	Joint	—	Trade#:38232	15000	1001	DOW INC UNSOLICITED	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-135	Joint	—	—	15000	1001	CAMECO CORP CANADA CAD UNSOLICITED	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-134	Joint	—	Trade#:3858	15000	1001	EXELON CORP UNSOLICITED	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-133	Joint	—	Trade#: partially visible	50000	15001	EOG RESOURCES INC UNSOLICITED	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-132	Joint	—	—	50000	15001	DARDEN RESTAURANTS INC UNSOLICITED	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-131	Joint	—	—	50000	15001	EXPEDITORS INTL WASH INC UNSOLICITED	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-130	Joint	DEO	—	50000	15001	DIAGEO PLC NEW GB SPON ADR Trade#:3	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-13	Joint	—	—	15000	1001	GOLDMAN SACHS GROUP INC GLB 02.600	Bond	$1,001 - $15,000	2020-01-07	sell	28
house-8216972-ocr-129	Joint	—	—	15000	1001	COMERICA INC UNSOLICITED Trade#:3858	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-128	Joint	—	—	50000	15001	COLUMBIA SPORTSWEAR CO UNSOLICITED	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-127	Joint	—	—	50000	15001	CHEVRON CORP UNSOLICITED Trade#:38	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-126	Joint	—	—	15000	1001	CISCO SYSTEMS INC UNSOLICITED Trade	Stock	$1,001 - $15,000	2020-01-09	sell	26
house-8216972-ocr-125	Joint	—	—	50000	15001	GENERAL MOTORS CO UNSOLICITED Trade	Stock	$15,001 - $50,000	2020-01-09	sell	26
house-8216972-ocr-124	Joint	—	Trade#:00	50000	15001	TOTAL S.A. FRANCE SPON ADR	ADR	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-123	Joint	—	—	50000	15001	SWATCH GROUP AG ADR UNSOLICITED	ADR	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-122	Joint	—	Trade#	15000	1001	RENAULT SA UNSPONSORED ADR	ADR	$1,001 - $15,000	2020-01-10	sell	25
house-8216972-ocr-121	Joint	—	—	50000	15001	PUBLICIS GROUPE S.A. NEW SPON ADR	ADR	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-120	Joint	—	—	50000	15001	NISSAN MTR LTD SPONS ADR JAPAN ADR	ADR	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-12	Joint	—	—	15000	1001	BB&T CORPORATION SER MTN 02.850% O	Bond	$1,001 - $15,000	2020-01-07	sell	28
house-8216972-ocr-119	Joint	—	—	50000	15001	NOKIA CORP SPONS ADR FINLAND ADR	ADR	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-118	Joint	—	—	50000	15001	MARKS & SPENCER GROUP INC SPON ADR	ADR	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-117	Self	—	Trade#	50000	15001	KINGFISHER PLC NEW SPON ADR	ADR	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-116	Self	—	Trade#	50000	15001	IMPERIAL BRANDS PLC SPON ADR	ADR	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-115	Self	HMC	Trade#	50000	15001	HONDA MOTOR CO ADR JAPAN ADR	ADR	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-114	Self	HSBC	—	15000	1001	HSBC HOLDINGS PLC NEW GB SPON ADR	ADR	$1,001 - $15,000	2020-01-10	sell	25
house-8216972-ocr-113	Self	—	—	50000	15001	EMBRAER S A SPON ADR UNSOLICITED	ADR	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-112	Self	—	Trade#	15000	1001	FIRST PAC CO LTD SPONS ADR ADR	ADR	$1,001 - $15,000	2020-01-10	sell	25
house-8216972-ocr-111	Self	—	—	50000	15001	ENEL CHILE SA SPON ADR UNSOLICITED	ADR	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-110	Self	—	—	15000	1001	EASTMAN CHEMICAL CO UNSOLICITED	Stock	$1,001 - $15,000	2020-01-10	sell	25
house-8216972-ocr-11	Joint	—	—	15000	1001	USD BANK NOVA SCOTIA SER BKNT 2.150	Bond	$1,001 - $15,000	2020-01-07	sell	28
house-8216972-ocr-109	Self	—	—	15000	1001	ENI SPA IT SPON ADR UNSOLICITED Trade	Stock	$1,001 - $15,000	2020-01-10	sell	25
house-8216972-ocr-108	Self	—	—	50000	15001	CEMEX S.A.B. DE C.V. SPON ADR Trade#:	Stock	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-107	Self	—	—	50000	15001	CHINA MOBILE LTD SPON ADR Trade#:997	Stock	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-106	Self	—	—	50000	15001	CARREFOUR SA SPON ADR UNSOLICITED	Stock	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-105	Self	—	—	15000	1001	BIC SA ADR UNSOLICITED Trade#:00153	Stock	$1,001 - $15,000	2020-01-10	sell	25
house-8216972-ocr-104	Self	—	—	50000	15001	AEGON NV ADR N Y SHS NETHERLANDS A	Stock	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-103	Self	—	Trade	50000	15001	UBS GROUP AG CHF UNSOLICITED	Stock	$15,001 - $50,000	2020-01-10	sell	25
house-8216972-ocr-102	Self	—	—	15000	1001	PUBLIC SERVICE ENTERPRSE GROUP INC	Stock	$1,001 - $15,000	2020-01-17	sell	20
house-8216972-ocr-101	Self	—	Trade#:6760	15000	1001	ORACLE CORP UNSOLICITED	Stock	$1,001 - $15,000	2020-01-17	sell	20
house-8216972-ocr-100	Self	—	Trade#	15000	1001	EMCOR GROUP INC UNSOLICITED	Stock	$1,001 - $15,000	2020-01-17	sell	20
house-8216972-ocr-10	Joint	—	—	15000	1001	VISA INC GLB 02.800% DEC 14 2022 RATIN	Bond	$1,001 - $15,000	2020-01-07	sell	28
house-8216972-ocr-1	Joint	—	—	15000	1001	LOGMEIN INC EXECUTED 100% AGENCY	Stock	$1,001 - $15,000	2020-01-22	sell	17

Original filing document