David P. Roe (House) disclosed 97 transactions
Amendment status is not available for House filings. A filing listed here may since have been amended.
| 2019-07-01 · sell | TEXAS A&M UNIV PERM FD SR A RV BE/R/ — $50,001 - $100,000 |
| 2019-07-08 · buy | KOHLS CORP UNSOLICITED Trade#:93672 — $100,001 - $250,000 |
| 2019-07-05 · sell | KOHLS CORP UNSOLICITED Trade#:93672 — $15,001 - $50,000 |
| 2019-07-05 · sell | INTL PAPER CO UNSOLICITED Trade#:817 — $1,001 - $15,000 |
| 2019-07-05 · sell | ROYAL DUTCH SHELL PLC CL A SPON ADR UNSOLICITED — $15,001 - $50,000 |
| 2019-07-09 · sell | APPLE INC UNSOLICITED Trade#:70838 — $15,001 - $50,000 |
| 2019-07-09 · sell | BROADCOM INC UNSOLICITED Trade#:773 — $1,001 - $15,000 |
| 2019-07-11 · sell | CISCO SYSTEMS INC UNSOLICITED Trade#:??? — $15,001 - $50,000 |
| 2019-07-17 · buy | EOG RESOURCES INC GLB 02.62... — $1,001 - $15,000 |
| 2019-07-15 · sell | MONDELEZ INTL INC UNSOLICITED — $15,001 - $50,000 |
| 2019-07-15 · sell | COMERICA INC UNSOLICITED — $1,001 - $15,000 |
| 2019-07-15 · sell | CITIZENS FINANCIAL GROUP INC — $1,001 - $15,000 |
| 2019-07-15 · sell | GENERAL MOTORS CO UNSOLICITED — $1,001 - $15,000 |
| 2019-07-15 · sell | MERCK & CO INC NEW COM UNSOLICITED — $15,001 - $50,000 |
| 2019-07-17 · sell | HONEYWELL INTL INC UNSOLICITED — $15,001 - $50,000 |
| 2019-07-18 · sell | KANSAS CITY STHN NEW UNSOLICITED — $1,001 - $15,000 |
| 2019-07-19 · sell | NOKIA CORP SPONS ADR FINLAND ADR — $15,001 - $50,000 |
| 2019-07-22 · sell | QUEST DIAGNOSTICS INC UNSOLICITED — $1,001 - $15,000 |
| 2019-07-25 · sell | KLA CORP UNSOLICITED — $15,001 - $50,000 |
| 2019-07-17 · buy | NORTHROP GRUMMAN CORP GL... — $1,001 - $15,000 |
| 2019-07-26 · sell | US BANCORP DEL (NEW) UNSOLICITED — $1,001 - $15,000 |
| 2019-07-26 · sell | TARGET CORP UNSOLICITED — $1,001 - $15,000 |
| 2019-07-26 · sell | TELEFONICA BRASIL SA SPON ADR — $1,001 - $15,000 |
| 2019-07-26 · sell | RELIANCE STEEL & ALUMINUM CO — $1,001 - $15,000 |
| 2019-07-26 · sell | ORACLE CORP UNSOLICITED — $1,001 - $15,000 |
| 2019-07-26 · sell | MEDTRONIC PLC UNSOLICITED — $1,001 - $15,000 |
| 2019-07-26 · sell | KLA CORP UNSOLICITED — $1,001 - $15,000 |
| 2019-07-26 · sell | JPMORGAN CHASE & CO UNSOLICITED — $1,001 - $15,000 |
| 2019-07-26 · sell | HOST HOTELS & RESORTS INC (REIT) — $1,001 - $15,000 |
| 2019-07-26 · sell | BROADCOM INC UNSOLICITED — $1,001 - $15,000 |
| 2019-07-17 · buy | MORGAN STANLEY SER MTN 02.6... — $1,001 - $15,000 |
| 2019-07-26 · sell | AT&T INC UNSOLICITED — $1,001 - $15,000 |
| 2019-07-26 · sell | Allstate Corp Unsolicited Trade#:98 — $1,001 - $15,000 |
| 2019-07-26 · sell | Walmart Inc Unsolicited Trade#:04720 — $15,001 - $50,000 |
| 2019-07-29 · sell | Walmart Inc Unsolicited Trade#:06550 — $1,001 - $15,000 |
| 2019-07-30 · sell | Merck & Co Inc New Com Unsolicited — $1,001 - $15,000 |
| 2019-07-30 · sell | Apple Inc Unsolicited Trade#:89109 — $1,001 - $15,000 |
| 2019-07-15 · sell | U.S. Treasury Bond 2.500% Feb 15 — $1,001 - $15,000 |
| 2019-07-15 · sell | U.S. Treasury Note 2.625% Aug 31 — $1,001 - $15,000 |
| 2019-07-15 · sell | U.S. TREASURY BOND 3.000% MAY 15 — $15,001 - $50,000 |
| 2019-07-15 · sell | U.S. TREASURY BOND 3.000% FEB 15 — $15,001 - $50,000 |
| 2019-07-17 · buy | BB&T CORPORATION SER MTN 0... — $15,001 - $50,000 |
| 2019-07-15 · sell | FEDERAL NATL MTG ASSOC BONDS — $1,001 - $15,000 |
| 2019-07-15 · sell | FHLMC G0 8693 03 50%2046 AMORTIZ — $1,001 - $15,000 |
| 2019-07-15 · sell | FHLMC G0 8687 03 50%2046 AMORTIZ — $1,001 - $15,000 |
| 2019-07-15 · sell | FHLMC G0 8737 03%2046 AMORTIZE — $1,001 - $15,000 |
| 2019-07-15 · sell | FHLMC G0 8702 03 50%2046 AMORTIZ — $1,001 - $15,000 |
| 2019-07-15 · sell | Sale FHLMC G0 8620 03 50%2044 AMORTIZE — $1,001 - $15,000 |
| 2019-07-15 · sell | Sale FHLMC G0 8635 03%2045 AMORTIZE — $1,001 - $15,000 |
| 2019-07-15 · sell | Sale FHLMC G0 8641 03 50%2045 AMORTIZE — $1,001 - $15,000 |
| 2019-07-15 · sell | Sale FNMA PAL6307 04 50%2045 AMORTIZE — $1,001 - $15,000 |
| 2019-07-15 · sell | Sale FNMA PMA3538 05%2048 AMORTIZE — $1,001 - $15,000 |
| 2019-07-18 · buy | KINDER MORGAN ENER PART CO — $1,001 - $15,000 |
| 2019-07-15 · sell | Sale FNMA PMA3008 04 50%2047 AMORTIZE — $1,001 - $15,000 |
| 2019-07-15 · sell | Sale FNMA PAC8568 04 50%2040 AMORTIZE — $1,001 - $15,000 |
| 2019-07-15 · sell | FNMA PMA3443 04%2048 AMORTIZE — $15,001 - $50,000 |
| 2019-07-15 · sell | FHLMC G0 8759 04 50%2047 AMORTIZ — $1,001 - $15,000 |
| 2019-07-15 · sell | FNMA PAD8529 04 50%2040 AMORTIZ — $1,001 - $15,000 |
| 2019-07-15 · sell | FNMA PAL6004 04 50%2043 AMORTIZ — $1,001 - $15,000 |
| 2019-07-15 · sell | FNMA PMA3184 04 50%2047 AMORTIZ — $1,001 - $15,000 |
| … | 37 more transactions: every one is in the complete record on this filing's page |
The complete record
| party | Republican |
| state | TN |
| office | Roe, David P. (Representative) |
| ptr id | 9115266 |
| chamber | house |
| report url | https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2019/9115266.pdf |
| bioguide id | R000582 |
| data source | HOUSE_CLERK_PTR |
| member last | Roe |
| member name | David P. Roe |
| member first | David P. |
| state district | TN01 |
| disclosure date | 2019-08-12 |
| extraction method | vision_ocr |
Each transaction (97)
| id | owner | ticker | comment | amount max | amount min | asset name | asset type | amount range | transaction date | transaction type | reporting lag days |
|---|---|---|---|---|---|---|---|---|---|---|---|
| house-9115266-ocr-97 | Joint | — | — | 100000 | 50001 | TEXAS A&M UNIV PERM FD SR A RV BE/R/ | Stock | $50,001 - $100,000 | 2019-07-01 | sell | 30 |
| house-9115266-ocr-96 | Joint | — | UNSOLICITED | 250000 | 100001 | KOHLS CORP UNSOLICITED Trade#:93672 | Stock | $100,001 - $250,000 | 2019-07-08 | buy | 25 |
| house-9115266-ocr-95 | Joint | — | UNSOLICITED | 50000 | 15001 | KOHLS CORP UNSOLICITED Trade#:93672 | Stock | $15,001 - $50,000 | 2019-07-05 | sell | 26 |
| house-9115266-ocr-94 | Joint | — | UNSOLICITED | 15000 | 1001 | INTL PAPER CO UNSOLICITED Trade#:817 | Stock | $1,001 - $15,000 | 2019-07-05 | sell | 26 |
| house-9115266-ocr-93 | Joint | — | UNSOLICITED | 50000 | 15001 | ROYAL DUTCH SHELL PLC CL A SPON ADR UNSOLICITED | Stock | $15,001 - $50,000 | 2019-07-05 | sell | 26 |
| house-9115266-ocr-92 | Joint | — | UNSOLICITED | 50000 | 15001 | APPLE INC UNSOLICITED Trade#:70838 | Stock | $15,001 - $50,000 | 2019-07-09 | sell | 24 |
| house-9115266-ocr-91 | Joint | — | UNSOLICITED | 15000 | 1001 | BROADCOM INC UNSOLICITED Trade#:773 | Stock | $1,001 - $15,000 | 2019-07-09 | sell | 24 |
| house-9115266-ocr-90 | Joint | — | UNSOLICITED | 50000 | 15001 | CISCO SYSTEMS INC UNSOLICITED Trade#:??? | Stock | $15,001 - $50,000 | 2019-07-11 | sell | 22 |
| house-9115266-ocr-9 | Joint | — | — | 15000 | 1001 | EOG RESOURCES INC GLB 02.62... | Stock | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-89 | Joint | — | — | 50000 | 15001 | MONDELEZ INTL INC UNSOLICITED | Stock | $15,001 - $50,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-88 | Joint | — | Trade#:1329 | 15000 | 1001 | COMERICA INC UNSOLICITED | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-87 | Joint | CFG | Trade#:4 | 15000 | 1001 | CITIZENS FINANCIAL GROUP INC | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-86 | Joint | — | — | 15000 | 1001 | GENERAL MOTORS CO UNSOLICITED | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-85 | Joint | MRK | — | 50000 | 15001 | MERCK & CO INC NEW COM UNSOLICITED | Stock | $15,001 - $50,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-84 | Joint | — | — | 50000 | 15001 | HONEYWELL INTL INC UNSOLICITED | Stock | $15,001 - $50,000 | 2019-07-17 | sell | 18 |
| house-9115266-ocr-83 | Joint | — | — | 15000 | 1001 | KANSAS CITY STHN NEW UNSOLICITED | Stock | $1,001 - $15,000 | 2019-07-18 | sell | 17 |
| house-9115266-ocr-82 | Self | — | — | 50000 | 15001 | NOKIA CORP SPONS ADR FINLAND ADR | Stock | $15,001 - $50,000 | 2019-07-19 | sell | 16 |
| house-9115266-ocr-81 | Self | — | — | 15000 | 1001 | QUEST DIAGNOSTICS INC UNSOLICITED | Stock | $1,001 - $15,000 | 2019-07-22 | sell | 15 |
| house-9115266-ocr-80 | Self | — | Trade#:67076 | 50000 | 15001 | KLA CORP UNSOLICITED | Stock | $15,001 - $50,000 | 2019-07-25 | sell | 12 |
| house-9115266-ocr-8 | Joint | — | — | 15000 | 1001 | NORTHROP GRUMMAN CORP GL... | Stock | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-79 | Self | — | — | 15000 | 1001 | US BANCORP DEL (NEW) UNSOLICITED | Stock | $1,001 - $15,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-78 | Self | — | Trade#:9938 | 15000 | 1001 | TARGET CORP UNSOLICITED | Stock | $1,001 - $15,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-77 | Self | — | Trade# | 15000 | 1001 | TELEFONICA BRASIL SA SPON ADR | Stock | $1,001 - $15,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-76 | Self | — | Trade# | 15000 | 1001 | RELIANCE STEEL & ALUMINUM CO | Stock | $1,001 - $15,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-75 | Joint | — | Trade#:9871 | 15000 | 1001 | ORACLE CORP UNSOLICITED | Stock | $1,001 - $15,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-74 | Joint | — | Trade#:98 | 15000 | 1001 | MEDTRONIC PLC UNSOLICITED | Stock | $1,001 - $15,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-73 | Joint | — | Trade#:98581 | 15000 | 1001 | KLA CORP UNSOLICITED | Stock | $1,001 - $15,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-72 | Joint | — | — | 15000 | 1001 | JPMORGAN CHASE & CO UNSOLICITED | Stock | $1,001 - $15,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-71 | Joint | REIT | — | 15000 | 1001 | HOST HOTELS & RESORTS INC (REIT) | Stock | $1,001 - $15,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-70 | Joint | — | Trade#:988 | 15000 | 1001 | BROADCOM INC UNSOLICITED | Stock | $1,001 - $15,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-7 | Joint | — | — | 15000 | 1001 | MORGAN STANLEY SER MTN 02.6... | Stock | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-69 | Joint | — | Trade#:98915 | 15000 | 1001 | AT&T INC UNSOLICITED | Stock | $1,001 - $15,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-68 | Self | ALL | — | 15000 | 1001 | Allstate Corp Unsolicited Trade#:98 | Stock | $1,001 - $15,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-67 | Self | WMT | — | 50000 | 15001 | Walmart Inc Unsolicited Trade#:04720 | Stock | $15,001 - $50,000 | 2019-07-26 | sell | 11 |
| house-9115266-ocr-66 | Self | WMT | — | 15000 | 1001 | Walmart Inc Unsolicited Trade#:06550 | Stock | $1,001 - $15,000 | 2019-07-29 | sell | 10 |
| house-9115266-ocr-65 | Self | MRK | — | 15000 | 1001 | Merck & Co Inc New Com Unsolicited | Stock | $1,001 - $15,000 | 2019-07-30 | sell | 9 |
| house-9115266-ocr-64 | Self | AAPL | — | 15000 | 1001 | Apple Inc Unsolicited Trade#:89109 | Stock | $1,001 - $15,000 | 2019-07-30 | sell | 9 |
| house-9115266-ocr-63 | Self | — | — | 15000 | 1001 | U.S. Treasury Bond 2.500% Feb 15 | Treasury Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-62 | Self | — | — | 15000 | 1001 | U.S. Treasury Note 2.625% Aug 31 | Treasury Note | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-61 | Joint | — | — | 50000 | 15001 | U.S. TREASURY BOND 3.000% MAY 15 | Bond | $15,001 - $50,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-60 | Joint | — | — | 50000 | 15001 | U.S. TREASURY BOND 3.000% FEB 15 | Bond | $15,001 - $50,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-6 | Joint | — | — | 50000 | 15001 | BB&T CORPORATION SER MTN 0... | Stock | $15,001 - $50,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-59 | Joint | — | — | 15000 | 1001 | FEDERAL NATL MTG ASSOC BONDS | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-58 | Joint | — | — | 15000 | 1001 | FHLMC G0 8693 03 50%2046 AMORTIZ | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-57 | Joint | — | — | 15000 | 1001 | FHLMC G0 8687 03 50%2046 AMORTIZ | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-56 | Joint | — | — | 15000 | 1001 | FHLMC G0 8737 03%2046 AMORTIZE | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-55 | Joint | — | — | 15000 | 1001 | FHLMC G0 8702 03 50%2046 AMORTIZ | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-54 | Self | — | — | 15000 | 1001 | Sale FHLMC G0 8620 03 50%2044 AMORTIZE | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-53 | Self | — | — | 15000 | 1001 | Sale FHLMC G0 8635 03%2045 AMORTIZE | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-52 | Self | — | — | 15000 | 1001 | Sale FHLMC G0 8641 03 50%2045 AMORTIZE | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-51 | Self | — | — | 15000 | 1001 | Sale FNMA PAL6307 04 50%2045 AMORTIZE | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-50 | Self | — | — | 15000 | 1001 | Sale FNMA PMA3538 05%2048 AMORTIZE | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-5 | Joint | — | — | 15000 | 1001 | KINDER MORGAN ENER PART CO | Bond | $1,001 - $15,000 | 2019-07-18 | buy | 17 |
| house-9115266-ocr-49 | Self | — | — | 15000 | 1001 | Sale FNMA PMA3008 04 50%2047 AMORTIZE | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-48 | Self | — | — | 15000 | 1001 | Sale FNMA PAC8568 04 50%2040 AMORTIZE | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-47 | Joint | — | — | 50000 | 15001 | FNMA PMA3443 04%2048 AMORTIZE | Bond | $15,001 - $50,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-46 | Joint | — | — | 15000 | 1001 | FHLMC G0 8759 04 50%2047 AMORTIZ | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-45 | Joint | — | — | 15000 | 1001 | FNMA PAD8529 04 50%2040 AMORTIZ | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-44 | Joint | — | — | 15000 | 1001 | FNMA PAL6004 04 50%2043 AMORTIZ | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-43 | Joint | — | — | 15000 | 1001 | FNMA PMA3184 04 50%2047 AMORTIZ | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-42 | Joint | GE | — | 15000 | 1001 | GENERAL ELEC CAP CORP NOTES 05 | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-41 | Joint | — | — | 15000 | 1001 | VERIZON COMMUNICATIONS GLB 05.1 | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-40 | Self | — | — | 15000 | 1001 | JPMORGAN CHASE & CO GLB VAR%D | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-4 | Joint | — | — | 50000 | 15001 | JPMORGAN CHASE & CO GLB 04 | Bond | $15,001 - $50,000 | 2019-07-18 | buy | 17 |
| house-9115266-ocr-39 | Self | — | — | 15000 | 1001 | CITIGROUP INC - VAR%JAN 10 2028 | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-38 | Self | — | — | 15000 | 1001 | WELLS FARGO & COMPANY SER MTN | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-37 | Self | — | — | 15000 | 1001 | BANK OF MONTREAL SER MTN 01.500 | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-36 | Self | — | — | 15000 | 1001 | GOLDMAN SACHS GROUP INC GLB 04 | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-35 | Self | — | — | 15000 | 1001 | SHELL INTERNATIONAL FIN COMPANY | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-34 | Self | — | — | 15000 | 1001 | ENTERPRISE PRODUCTS OPER COMP | Stock | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-33 | Joint | — | — | 15000 | 1001 | MORGAN STANLEY GLB VAR% JUL 22 | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-32 | Joint | — | — | 15000 | 1001 | COMCAST CORP COMPANY GUARNT | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-31 | Joint | — | — | 15000 | 1001 | MICROSOFT CORP GLB 03.700% AUG | Bond | $1,001 - $15,000 | 2019-07-15 | sell | 20 |
| house-9115266-ocr-30 | Joint | — | — | 15000 | 1001 | AMERICAN INTL GROUP GLB 04.1 | Bond | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-3 | Joint | — | — | 50000 | 15001 | TOYOTA MOTOR CREDIT CORP | Bond | $15,001 - $50,000 | 2019-07-18 | buy | 17 |
| house-9115266-ocr-29 | Joint | — | — | 50000 | 15001 | COMCAST CORP COMPANY GUAR | Bond | $15,001 - $50,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-28 | Joint | — | — | 15000 | 1001 | SOUTHERN CO GLB 02.950% JUL | Bond | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-27 | Joint | — | — | 15000 | 1001 | APPLE INC GLB 02.400% MAY 03 | Bond | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-26 | Joint | — | — | 15000 | 1001 | THERMO FISHER SCIENTIFIC GLB | Bond | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-25 | Joint | — | — | 15000 | 1001 | CAPITAL ONE FINANCIAL CO GLB | Bond | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-24 | Joint | — | — | 15000 | 1001 | AT&T INC GLB 02.450% JUN 30 20 | Bond | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-23 | Joint | — | — | 50000 | 15001 | CHEVRON CORP GLB 02.100% | Bond | $15,001 - $50,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-22 | Joint | — | — | 15000 | 1001 | CITIGROUP INC GLB 03.875% | Bond | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-21 | Joint | — | — | 50000 | 15001 | MICROSOFT CORP GLB 03.625% | Bond | $15,001 - $50,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-20 | Joint | — | — | 50000 | 15001 | MERCK & CO INC GLB 02.750% | Bond | $15,001 - $50,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-2 | Joint | — | — | 50000 | 15001 | US BANCORP SUBORDINATED | Bond | $15,001 - $50,000 | 2019-07-24 | buy | 13 |
| house-9115266-ocr-19 | Joint | — | — | 50000 | 15001 | PEPSICO INC GLB 02.750% MAR | Bond | $15,001 - $50,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-18 | Joint | — | — | 15000 | 1001 | CVS HEALTH CORP GLB 03.700% | Bond | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-17 | Joint | — | — | 15000 | 1001 | REGIONS FINANCIAL CORP GLB | Bond | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-16 | Joint | — | — | 50000 | 15001 | VISA INC GLB 02.800% DEC 14 20 | Bond | $15,001 - $50,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-15 | Joint | — | — | 50000 | 15001 | ROYAL BANK OF CANADA SER GL | Bond | $15,001 - $50,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-14 | Joint | — | — | 50000 | 15001 | GOLDMAN SACHS GROUP INC GL | Bond | $15,001 - $50,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-13 | Joint | — | — | 50000 | 15001 | HOME DEPOT INC GLB 02.625% | Bond | $15,001 - $50,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-12 | Joint | — | — | 50000 | 15001 | VERIZON COMMUNICATIONS GLB... | Stock | $15,001 - $50,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-11 | Joint | — | — | 50000 | 15001 | WELLS FARGO & COMPANY GLB... | Stock | $15,001 - $50,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-10 | Joint | — | — | 15000 | 1001 | ABBOTT LABORATORIES GLB 02.... | Stock | $1,001 - $15,000 | 2019-07-17 | buy | 18 |
| house-9115266-ocr-1 | Joint | — | — | 15000 | 1001 | VISA INC GLB 02.800% DEC 14 20 | Bond | $1,001 - $15,000 | 2019-06-28 | buy | 31 |
