| id | ticker | comment | amount max | amount min | asset name | asset type | amount range | transaction date | transaction type | reporting lag days |
|---|
| house-9114460-ocr-9 | BOKF | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - BOK FINANCIAL CORP (NEW) CMN (BOKF) | Stock | $1,001 - $15,000 | 2019-02-19 | sell | 16 |
| house-9114460-ocr-8 | BOKF | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - BOK FINANCIAL CORP (NEW) CMN (BOKF) | Stock | $1,001 - $15,000 | 2019-02-20 | sell | 15 |
| house-9114460-ocr-7 | BOKF | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - BOK FINANCIAL CORP (NEW) CMN (BOKF) | Stock | $1,001 - $15,000 | 2019-02-21 | sell | 14 |
| house-9114460-ocr-6 | BOKF | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - BOK FINANCIAL CORP (NEW) CMN (BOKF) | Stock | $1,001 - $15,000 | 2019-02-25 | sell | 12 |
| house-9114460-ocr-5 | MUNI | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - TEXAS WATER DEV BRD REV 5% 10/15/19 AO (MUNI) | Bond | $1,001 - $15,000 | 2019-03-06 | buy | 5 |
| house-9114460-ocr-4 | — | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - PENNSYLVANIA STATE TPK COMMN REV 5.0000% 12/01/38-CA JD (M1748538-) | Bond | $1,001 - $15,000 | 2019-03-11 | buy | 1 |
| house-9114460-ocr-3 | — | — | 100000 | 50001 | Brown Advisory - TX State GO AMT 4% DUE 08-01-2032 | Bond | $50,001 - $100,000 | 2019-02-12 | buy | 21 |
| house-9114460-ocr-20 | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | RP3719 NH, LLC - property investment in 3719 New Hampshire Avenue NW, Washington DC | Real Estate | $1,001 - $15,000 | 2019-03-08 | sell | 3 |
| house-9114460-ocr-2 | — | — | 100000 | 50001 | Brown Advisory - Citizens Property Insurance Corp. FL 5% DUE 06-01-2020 | Bond | $50,001 - $100,000 | 2019-02-19 | sell | 16 |
| house-9114460-ocr-19 | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 50000 | 15001 | RP Faraday Park, LLC - property investment in 1831 Michael Faraday Drive and 11111 Sunset Hills Road, Reston, VA | Real Estate | $15,001 - $50,000 | 2019-03-06 | buy | 5 |
| house-9114460-ocr-18 | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 50000 | 15001 | 1831 Michael Faraday, LLC - property investment in 1831 Michael Faraday Drive, Reston, VA | Real Estate | $15,001 - $50,000 | 2019-03-06 | sell | 5 |
| house-9114460-ocr-17 | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 50000 | 15001 | RP Faraday Park, LLC - property investment in 1831 Michael Faraday Drive and 11111 Sunset Hills Road, Reston, VA | Real Estate | $15,001 - $50,000 | 2019-03-06 | buy | 5 |
| house-9114460-ocr-16 | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 50000 | 15001 | RP 11111 Sunset Hills, LLC - property investment in 11111 Sunset Hills Road, Reston, VA | Real Estate | $15,001 - $50,000 | 2019-03-05 | sell | 6 |
| house-9114460-ocr-15 | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 50000 | 15001 | RP 11111 Sunset Hills, LLC - property investment in 11111 Sunset Hills Road, Reston, VA | Real Estate | $15,001 - $50,000 | 2019-02-12 | buy | 21 |
| house-9114460-ocr-14 | 17326W423 | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | Morgan Stanley - CITI PARTIAL PRINCIPAL AT RISKSECURITIES ON MXEF SXSE TPX RATE:N/A/N/A DUE:2022-08-18 (17326W423) | Structured Note | $1,001 - $15,000 | 2019-02-15 | buy | 18 |
| house-9114460-ocr-13 | — | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 100000 | 50001 | RP Faraday Park, LLC - property investment in 1831 Michael Faraday Drive and 11111 Sunset Hills Road, Reston, VA | Real Estate | $50,001 - $100,000 | 2019-03-06 | buy | 5 |
| house-9114460-ocr-12 | — | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 100000 | 50001 | 1831 Michael Faraday, LLC - property investment in 1831 Michael Faraday Drive, Reston, VA | Real Estate | $50,001 - $100,000 | 2019-03-06 | buy | 5 |
| house-9114460-ocr-11 | BOKF | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 100000 | 50001 | GS Brokerage - BOK FINANCIAL CORP (NEW) CMN (BOKF) | Stock | $50,001 - $100,000 | 2019-03-06 | sell | 5 |
| house-9114460-ocr-10 | BOKF | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - BOK FINANCIAL CORP (NEW) CMN (BOKF) | Stock | $1,001 - $15,000 | 2019-02-15 | sell | 18 |
| house-9114460-ocr-1 | — | — | 50000 | 15001 | Brown Advisory - Hamilton Co. OH Sales Tax 5% DUE 12-01-2022 | Bond | $15,001 - $50,000 | 2019-02-27 | sell | 10 |