David P. Roe (House) disclosed 134 transactions

2019-02-25 · Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk

Amendment status is not available for House filings. A filing listed here may since have been amended.

· buy	WALT DISNEY CO (HOLDING CO) DISNEY CO — $15,001 - $50,000
· buy	COCA COLA EUROPEAN PARTNERS EUR — $15,001 - $50,000
· buy	COMERICA INC UNSOLICITED — $15,001 - $50,000
2019-01-28 · sell	CONAGRA BRANDS, INC. UNSOLICITED T — $15,001 - $50,000
2019-01-28 · sell	CELANESE CORP NEW UNSOLICITED Trade — $1,001 - $15,000
2019-01-28 · sell	CEMEX S.A.B. DE C.V. SPON ADR Trade#:6 — $15,001 - $50,000
2019-01-28 · sell	TEXAS INSTRUMENTS UNSOLICITED Trade — $15,001 - $50,000
2019-01-28 · sell	SWATCH GROUP AG ADR UNSOLICITED — $15,001 - $50,000
2019-01-28 · sell	TELECOM ITALIA SPA NEW REPSTG 10 OR — $15,001 - $50,000
2019-01-28 · sell	SCHNEIDER ELEC SE UNSPONSORED ADF — $1,001 - $15,000
2019-01-17 · buy	WELLS FARGO & COMPANY GLB 02.100% — $1,001 - $15,000
2019-01-28 · buy	SANOFI SPON ADR UNSOLICITED — $15,001 - $50,000
2019-01-28 · buy	SIX FLAGS ENTERTAINMENT CORP — not stated
2019-01-28 · buy	REINSURANCE GROUP AMER INC NEW — $15,001 - $50,000
2019-01-28 · buy	RENAULT SA UNSPONSORED ADR — $1,001 - $15,000
2019-01-28 · buy	PUBLICIS GROUPE S.A. NEW SPON ADR — $1,001 - $15,000
2019-01-28 · buy	ONEOK INC NEW UNSOLICITED — $15,001 - $50,000
2019-01-28 · buy	OCCIDENTAL PETROLEUM CRP UNSOLICITED — $15,001 - $50,000
2019-01-28 · sell	Occidental Petroleum CRP Unsolicited — $15,001 - $50,000
2019-01-28 · sell	NXP Semiconductors N V Com EUR — $15,001 - $50,000
2019-01-28 · sell	Morgan Stanley Unsolicited — $15,001 - $50,000
2019-01-18 · buy	SOUTHERN CO GLB 02.950% JUL 01 2023 — $1,001 - $15,000
2019-01-28 · sell	Metlife Inc Unsolicited — $15,001 - $50,000
2019-01-28 · sell	Marks & Spencer Group Inc Spon ADR — $15,001 - $50,000
2019-01-28 · sell	Citizens Financial Group Inc — $15,001 - $50,000
2019-01-28 · sell	Citizens Financial Group Inc — $15,001 - $50,000
2019-01-28 · buy	CARNIVAL CORP NEW (PAIRED STOCK) T — $15,001 - $50,000
2019-01-28 · buy	GENERAL MOTORS CO UNSOLICITED Tra — $15,001 - $50,000
2019-01-28 · buy	CREDIT SUISSE GROUP SPON ADR Trade — $15,001 - $50,000
2019-01-28 · buy	EATON CORP PLC UNSOLICITED Trade#:2 — $15,001 - $50,000
2019-01-28 · buy	BIC SA ADR UNSOLICITED Trade#:68021 — $1,001 - $15,000
2019-01-28 · buy	BCE INC NEW CAD UNSOLICITED Trade#:2 — $15,001 - $50,000
2019-01-18 · buy	CELGENE CORP GLB 03.250% AUG 15 2022 — $1,001 - $15,000
2019-01-28 · buy	BB&T CORP UNSOLICITED Trade#:25834 — $1,001 - $15,000
2019-01-28 · sell	AMGEN INC UNSOLICITED — $15,001 - $50,000
2019-01-28 · buy	AEGON NV ADR N Y SHS NETHERLANDS — $15,001 - $50,000
2019-01-28 · buy	WPP PLC NEW SPON ADR UNSOLICITED — $15,001 - $50,000
2019-01-28 · buy	VALERO ENERGY CORP NEW UNSOLICITED — $15,001 - $50,000
2019-01-28 · buy	UBS GROUP AG CHF UNSOLICITED — $15,001 - $50,000
2019-01-28 · buy	TESCO PLC SPONS ADR UNITED KINGDOM — $15,001 - $50,000
2019-01-28 · buy	TOTAL S.A. FRANCE SPON ADR — $15,001 - $50,000
2019-01-28 · sell	TAKEDA PHARMACEUTICAL CO LTD SPON — $1,001 - $15,000
2019-01-28 · sell	UMPQUA HOLDINGS CORP OR UNSOLICITED — $1,001 - $15,000
2019-01-24 · buy	MICROSOFT CORP GLB 03.625% DEC 15 20 — $1,001 - $15,000
2019-01-28 · sell	TARGET CORP UNSOLICITED — $15,001 - $50,000
2019-01-28 · sell	ALLSTATE CORP UNSOLICITED — $15,001 - $50,000
2019-01-31 · sell	KLA-TENCOR CORP UNSOLICITED — $1,001 - $15,000
2019-01-09 · sell	FNMA PAS3907 04%2044 AMORTIZED FCR — $1,001 - $15,000
2019-01-09 · sell	FHLMC G0 8677 04%2045 AMORTIZED FCR — $1,001 - $15,000
2019-01-09 · sell	FNMA PMA3239 04%2048 AMORTIZED FCR — $1,001 - $15,000
2019-01-10 · buy	U.S. TREASURY NOTE 2.625% AUG 31 2020 — $1,001 - $15,000
2019-01-16 · sell	U.S. TREASURY NOTE 2.125% SEP 30 2021 — $1,001 - $15,000
2019-01-16 · sell	U.S. TREASURY BOND 2.500% FEB 15 2046 — $1,001 - $15,000
2019-01-16 · sell	U.S. TREASURY NOTE 2.750% FEB 15 2028 — $1,001 - $15,000
2019-01-24 · buy	VISA INC GLB 02.800% DEC 14 2022 RATING — $1,001 - $15,000
2019-01-16 · sell	U.S. TREASURY BOND 3.000% MAY 15 2045 — $1,001 - $15,000
2019-01-16 · sell	U.S. TREASURY NOTE 2.625% AUG 31 2020 — $1,001 - $15,000
2019-01-16 · sell	FEDERAL NATL MTG ASSOC BONDS 06.625 — $1,001 - $15,000
2019-01-16 · sell	FNMA PMA3210 03 50%2047 AMORTIZED F — $1,001 - $15,000
2019-01-16 · sell	FNMA PMA3182 03 50%2047 AMORTIZED F — $1,001 - $15,000
…	74 more transactions: every one is in the complete record on this filing's page

The complete record

Every field KeyVex holds for this filing, as its API serves it. Nothing is withheld here that the API sells.

party	Republican
state	TN
office	Roe, David P. (Representative)
ptr id	9114416
chamber	house
report url	https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2019/9114416.pdf
bioguide id	R000582
data source	HOUSE_CLERK_PTR
member last	Roe
member name	David P. Roe
member first	David P.
state district	TN01
disclosure date	2019-02-25
extraction method	vision_ocr

Each transaction (134)

id	owner	ticker	comment	amount max	amount min	asset name	asset type	amount range	transaction date	transaction type	reporting lag days
house-9114416-ocr-99	Joint	DIS	—	50000	15001	WALT DISNEY CO (HOLDING CO) DISNEY CO	Stock	$15,001 - $50,000	—	buy	—
house-9114416-ocr-98	Joint	—	—	50000	15001	COCA COLA EUROPEAN PARTNERS EUR	Stock	$15,001 - $50,000	—	buy	—
house-9114416-ocr-97	Joint	—	Trade#:5759	50000	15001	COMERICA INC UNSOLICITED	Stock	$15,001 - $50,000	—	buy	—
house-9114416-ocr-96	Joint	CAG	—	50000	15001	CONAGRA BRANDS, INC. UNSOLICITED T	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-95	Joint	CE	—	15000	1001	CELANESE CORP NEW UNSOLICITED Trade	Stock	$1,001 - $15,000	2019-01-28	sell	20
house-9114416-ocr-94	Joint	—	—	50000	15001	CEMEX S.A.B. DE C.V. SPON ADR Trade#:6	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-93	Joint	—	—	50000	15001	TEXAS INSTRUMENTS UNSOLICITED Trade	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-92	Joint	—	—	50000	15001	SWATCH GROUP AG ADR UNSOLICITED	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-91	Joint	—	—	50000	15001	TELECOM ITALIA SPA NEW REPSTG 10 OR	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-90	Joint	—	—	15000	1001	SCHNEIDER ELEC SE UNSPONSORED ADF	Stock	$1,001 - $15,000	2019-01-28	sell	20
house-9114416-ocr-9	Joint	—	—	15000	1001	WELLS FARGO & COMPANY GLB 02.100%	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-89	Joint	—	Trade#:	50000	15001	SANOFI SPON ADR UNSOLICITED	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-88	Joint	FUN	Trade#	—	—	SIX FLAGS ENTERTAINMENT CORP	Stock	—	2019-01-28	buy	20
house-9114416-ocr-87	Joint	—	—	50000	15001	REINSURANCE GROUP AMER INC NEW	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-86	Joint	—	Trade#	15000	1001	RENAULT SA UNSPONSORED ADR	Stock	$1,001 - $15,000	2019-01-28	buy	20
house-9114416-ocr-85	Joint	—	—	15000	1001	PUBLICIS GROUPE S.A. NEW SPON ADR	Stock	$1,001 - $15,000	2019-01-28	buy	20
house-9114416-ocr-84	Joint	OKE	Trade#:25	50000	15001	ONEOK INC NEW UNSOLICITED	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-83	Joint	—	—	50000	15001	OCCIDENTAL PETROLEUM CRP UNSOLICITED	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-82	Joint	—	—	50000	15001	Occidental Petroleum CRP Unsolicited	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-81	Joint	—	—	50000	15001	NXP Semiconductors N V Com EUR	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-80	Joint	—	—	50000	15001	Morgan Stanley Unsolicited	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-8	Joint	—	—	15000	1001	SOUTHERN CO GLB 02.950% JUL 01 2023	Bond	$1,001 - $15,000	2019-01-18	buy	26
house-9114416-ocr-79	Joint	—	Trade#:56877	50000	15001	Metlife Inc Unsolicited	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-78	Joint	—	—	50000	15001	Marks & Spencer Group Inc Spon ADR	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-77	Joint	CFG	Trade#:5	50000	15001	Citizens Financial Group Inc	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-76	Joint	CFG	Trade#:2	50000	15001	Citizens Financial Group Inc	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-75	Joint	CCL	—	50000	15001	CARNIVAL CORP NEW (PAIRED STOCK) T	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-74	Joint	—	—	50000	15001	GENERAL MOTORS CO UNSOLICITED Tra	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-73	Joint	—	—	50000	15001	CREDIT SUISSE GROUP SPON ADR Trade	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-72	Joint	—	—	50000	15001	EATON CORP PLC UNSOLICITED Trade#:2	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-71	Joint	—	—	15000	1001	BIC SA ADR UNSOLICITED Trade#:68021	Stock	$1,001 - $15,000	2019-01-28	buy	20
house-9114416-ocr-70	Joint	BCE	—	50000	15001	BCE INC NEW CAD UNSOLICITED Trade#:2	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-7	Joint	—	—	15000	1001	CELGENE CORP GLB 03.250% AUG 15 2022	Bond	$1,001 - $15,000	2019-01-18	buy	26
house-9114416-ocr-69	Joint	—	—	15000	1001	BB&T CORP UNSOLICITED Trade#:25834	Stock	$1,001 - $15,000	2019-01-28	buy	20
house-9114416-ocr-68	Self	—	Trade#:56101	50000	15001	AMGEN INC UNSOLICITED	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-67	Self	—	—	50000	15001	AEGON NV ADR N Y SHS NETHERLANDS	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-66	Self	WPP	—	50000	15001	WPP PLC NEW SPON ADR UNSOLICITED	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-65	Self	VLO	—	50000	15001	VALERO ENERGY CORP NEW UNSOLICITED	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-64	Self	—	Trade#:	50000	15001	UBS GROUP AG CHF UNSOLICITED	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-63	Self	—	—	50000	15001	TESCO PLC SPONS ADR UNITED KINGDOM	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-62	Self	—	Trade#:57	50000	15001	TOTAL S.A. FRANCE SPON ADR	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-61	Joint	—	—	15000	1001	TAKEDA PHARMACEUTICAL CO LTD SPON	Stock	$1,001 - $15,000	2019-01-28	sell	20
house-9114416-ocr-60	Joint	—	—	15000	1001	UMPQUA HOLDINGS CORP OR UNSOLICITED	Stock	$1,001 - $15,000	2019-01-28	sell	20
house-9114416-ocr-6	Joint	—	—	15000	1001	MICROSOFT CORP GLB 03.625% DEC 15 20	Bond	$1,001 - $15,000	2019-01-24	buy	22
house-9114416-ocr-59	Joint	—	Trade#:5614	50000	15001	TARGET CORP UNSOLICITED	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-58	Joint	—	Trade#:57	50000	15001	ALLSTATE CORP UNSOLICITED	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-57	Joint	—	Trade#	15000	1001	KLA-TENCOR CORP UNSOLICITED	Stock	$1,001 - $15,000	2019-01-31	sell	17
house-9114416-ocr-56	Joint	—	—	15000	1001	FNMA PAS3907 04%2044 AMORTIZED FCR	Stock	$1,001 - $15,000	2019-01-09	sell	33
house-9114416-ocr-55	Joint	—	—	15000	1001	FHLMC G0 8677 04%2045 AMORTIZED FCR	Stock	$1,001 - $15,000	2019-01-09	sell	33
house-9114416-ocr-54	Self	—	—	15000	1001	FNMA PMA3239 04%2048 AMORTIZED FCR	Bond/Mortgage-backed Security	$1,001 - $15,000	2019-01-09	sell	33
house-9114416-ocr-53	Self	—	—	15000	1001	U.S. TREASURY NOTE 2.625% AUG 31 2020	Treasury Note	$1,001 - $15,000	2019-01-10	buy	32
house-9114416-ocr-52	Self	—	—	15000	1001	U.S. TREASURY NOTE 2.125% SEP 30 2021	Treasury Note	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-51	Self	—	—	15000	1001	U.S. TREASURY BOND 2.500% FEB 15 2046	Treasury Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-50	Self	—	—	15000	1001	U.S. TREASURY NOTE 2.750% FEB 15 2028	Treasury Note	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-5	Self	—	—	15000	1001	VISA INC GLB 02.800% DEC 14 2022 RATING	Stock	$1,001 - $15,000	2019-01-24	buy	22
house-9114416-ocr-49	Self	—	—	15000	1001	U.S. TREASURY BOND 3.000% MAY 15 2045	Treasury Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-48	Self	—	—	15000	1001	U.S. TREASURY NOTE 2.625% AUG 31 2020	Treasury Note	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-47	Self	—	—	15000	1001	FEDERAL NATL MTG ASSOC BONDS 06.625	Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-46	Self	—	—	15000	1001	FNMA PMA3210 03 50%2047 AMORTIZED F	Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-45	Self	—	—	15000	1001	FNMA PMA3182 03 50%2047 AMORTIZED F	Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-44	Self	—	—	15000	1001	FHLMC G0 8737 03%2046 AMORTIZED FCR	Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-43	Self	—	—	15000	1001	FNMA PMA3238 03 50%2048 AMORTIZED F	Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-42	Self	—	—	15000	1001	FHLMC G0 8741 03%2047 AMORTIZED FCR	Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-41	Self	—	—	15000	1001	FHLMC G0 8776 04 50%2047 AMORTIZED F	Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-40	Joint	—	—	15000	1001	BP Capital Markets PLC Company GUA	Corporate Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-4	Self	—	—	15000	1001	MEDTRONIC INC COMPANY GUARNT GLB	Stock	$1,001 - $15,000	2019-01-24	buy	22
house-9114416-ocr-39	Joint	—	—	15000	1001	Citigroup Inc - VAR%JAN 10 2028 Rating	Corporate Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-38	Joint	—	—	15000	1001	Shell International Fin Company GUA	Corporate Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-37	Joint	—	—	15000	1001	Microsoft Corp GLB 03.700% AUG 08 20	Corporate Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-36	Joint	—	—	15000	1001	Morgan Stanley GLB VAR%JUL 22 2028	Corporate Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-35	Joint	—	—	15000	1001	Enterprise Products Oper Company	Corporate Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-34	Joint	GE	—	15000	1001	General Elec Cap Corp Notes 05.875%	Corporate Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-33	Self	—	—	15000	1001	Wells Fargo & Company SER MTN VAR	Bond	$1,001 - $15,000	2019-01-16	sell	28
house-9114416-ocr-32	Self	—	—	15000	1001	Verizon Communications GLB 05.150%	Bond	$1,001 - $15,000	2019-01-17	sell	27
house-9114416-ocr-31	Self	—	—	15000	1001	Goldman Sachs Group Inc GLB 04.000%	Bond	$1,001 - $15,000	2019-01-17	sell	27
house-9114416-ocr-30	Self	—	—	15000	1001	Northrop Grumman Corp GLB 03.250%	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-3	Self	—	—	15000	1001	ROYAL BANK OF CANADA SER GMTN GLB	Stock	$1,001 - $15,000	2019-01-24	buy	22
house-9114416-ocr-29	Self	—	—	15000	1001	EOG Resources Inc GLB 02.625% MAR 1	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-28	Self	—	—	15000	1001	Chevron Corp GLB 02.100% MAY 16 202	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-27	Self	—	—	15000	1001	Abbott Laboratories GLB 02.900% NOV	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-26	Self	—	—	15000	1001	AMERICAN INTL GROUP GLB 04.125% FEB	Corporate Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-25	Self	—	—	15000	1001	CVS HEALTH CORP GLB 03.700% MAR 09 2	Corporate Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-24	Self	—	—	15000	1001	CITIGROUP INC GLB 03.875% OCT 25 2023	Corporate Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-23	Self	—	—	15000	1001	BANK OF MONTREAL SER MTN 01.500% JU	Corporate Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-22	Self	—	—	15000	1001	APPLE INC GLB 02.400% MAY 03 2023	Corporate Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-21	Self	—	—	15000	1001	HOME DEPOT INC GLB 02.625% JUN 01 202	Corporate Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-20	Self	—	—	15000	1001	BB&T CORPORATION SER MTN 02.850%	Corporate Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-2	Self	—	—	15000	1001	FHLMC G0 8669 04%2045 AMORTIZED FCR	Stock	$1,001 - $15,000	2019-01-09	sell	33
house-9114416-ocr-19	Self	—	—	15000	1001	THERMO FISHER SCIENTIFIC GLB 04.150%	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-18	Self	—	—	15000	1001	GOLDMAN SACHS GROUP INC GLB 02.600%	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-17	Self	—	—	15000	1001	PEPSICO INC GLB 02.750% MAR 05 2022 R/	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-16	Self	—	—	15000	1001	REGIONS FINANCIAL CORP GLB 02.750% A	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-15	Self	—	—	15000	1001	TORONTO-DOMINION BANK SER MTN 02.25	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-14	Self	—	—	15000	1001	JPMORGAN CHASE & CO GLB 04.400% JUL	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-134	Self	—	Trade#:00569 Blot:85	15000	1001	RED HAT INC DE	Stock	$1,001 - $15,000	2019-01-07	sell	35
house-9114416-ocr-133	Self	—	Trade#:01555 Blot:85	15000	1001	ECOLAB INC DE	Stock	$1,001 - $15,000	2019-01-07	sell	35
house-9114416-ocr-132	Self	TMO	Trade#:0 (partial, number cut off)	15000	1001	THERMO FISHER SCIENTIFIC INC	Stock	$1,001 - $15,000	2019-01-14	sell	30
house-9114416-ocr-131	Joint	—	—	15000	1001	RED HAT INC DE Trade#:20990 Blot:85	Stock	$1,001 - $15,000	2019-01-14	sell	30
house-9114416-ocr-130	Joint	—	—	15000	1001	AMERIPRISE FINANCIAL INC DE Trade#:00	Stock	$1,001 - $15,000	2019-01-07	buy	35
house-9114416-ocr-13	Self	—	—	15000	1001	AT&T INC GLB 02.450% JUN 30 2020 RATING	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-129	Joint	—	—	15000	1001	AMAZON.COM INC DE Trade#:00568	Stock	$1,001 - $15,000	2019-01-07	buy	35
house-9114416-ocr-128	Joint	—	—	15000	1001	PARKER HANNIFIN CORP DE Trade#:01556	Stock	$1,001 - $15,000	2019-01-07	buy	35
house-9114416-ocr-127	Joint	—	—	15000	1001	MICROSOFT CORP DE Trade#:21412	Stock	$1,001 - $15,000	2019-01-14	buy	30
house-9114416-ocr-126	Joint	—	—	15000	1001	FACEBOOK INC CL A DE Trade#:20989	Stock	$1,001 - $15,000	2019-01-14	buy	30
house-9114416-ocr-125	Joint	—	—	15000	1001	ALPHABET INC CL A DE Trade#:22072	Stock	$1,001 - $15,000	2019-01-14	buy	30
house-9114416-ocr-124	Self	—	—	50000	15001	PENNSYLVANIA ECON DEV FI SR B BE/R/A	Stock	$15,001 - $50,000	2019-01-02	sell	38
house-9114416-ocr-123	Self	—	Trade#:317	15000	1001	PEMBINA PIPELINE CORP CAD	Stock	$1,001 - $15,000	2019-01-04	sell	36
house-9114416-ocr-122	Self	—	—	15000	1001	ROCHE HLDG LTD SPONS ADR SWITZ ADR	Stock	$1,001 - $15,000	2019-01-10	sell	32
house-9114416-ocr-121	Self	—	Trade#:19570	15000	1001	VF CORP UNSOLICITED	Stock	$1,001 - $15,000	2019-01-17	sell	27
house-9114416-ocr-120	Self	ETR	—	50000	15001	ENTERGY CORP NEW UNSOLICITED	Stock	$15,001 - $50,000	2019-01-17	sell	27
house-9114416-ocr-12	Joint	—	—	15000	1001	MORGAN STANLEY SER MTN 02.625% NOV	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-119	Self	—	—	50000	15001	DIGITAL REALTY TRUST INC REIT	REIT	$15,001 - $50,000	2019-01-22	sell	24
house-9114416-ocr-118	Self	—	Trade#:75	15000	1001	ENGIE SPON ADR UNSOLICITED	Stock	$1,001 - $15,000	2019-01-24	sell	22
house-9114416-ocr-117	Self	—	—	15000	1001	TORONTO DOMINION BK NEW CANADA CA	Stock	$1,001 - $15,000	2019-01-24	sell	22
house-9114416-ocr-116	Self	—	Trade#	15000	1001	KLA-TENCOR CORP UNSOLICITED	Stock	$1,001 - $15,000	2019-01-28	sell	20
house-9114416-ocr-115	Self	—	Trade#	15000	1001	ENBRIDGE INC CAD UNSOLICITED	Stock	$1,001 - $15,000	2019-01-28	sell	20
house-9114416-ocr-114	Self	—	Trad	15000	1001	BANK OF AMER CORP UNSOLICITED	Stock	$1,001 - $15,000	2019-01-28	sell	20
house-9114416-ocr-113	Self	—	Trade#:5713	15000	1001	ABBOTT LABS UNSOLICITED	Stock	$1,001 - $15,000	2019-01-28	sell	20
house-9114416-ocr-112	Self	—	Trade#:916	15000	1001	QUALCOMM INC UNSOLICITED	Stock	$1,001 - $15,000	2019-01-31	sell	17
house-9114416-ocr-111	Joint	—	Trade#	15000	1001	ENBRIDGE INC CAD UNSOLICITED	Stock	$1,001 - $15,000	2019-01-04	buy	36
house-9114416-ocr-110	Joint	—	—	15000	1001	Foot Locker Inc Unsolicited	Stock	$1,001 - $15,000	2019-01-17	sell	27
house-9114416-ocr-11	Joint	—	—	15000	1001	CAPITAL ONE FINANCIAL CO GLB 02.500%	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-109	Joint	—	Trade#:2196	15000	1001	Oracle Corp Unsolicited	Stock	$1,001 - $15,000	2019-01-17	sell	27
house-9114416-ocr-108	Joint	HSBC	—	50000	15001	HSBC Holdings PLC New GB Spon ADR	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-107	Joint	—	—	50000	15001	Lockheed Martin Corp Unsolicited	Stock	$15,001 - $50,000	2019-01-28	buy	20
house-9114416-ocr-106	Joint	—	—	50000	15001	Kingfisher PLC New Spon ADR	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-105	Joint	—	—	50000	15001	LyondellBasell Industries N V SHS	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-104	Joint	—	—	50000	15001	Imperial Brands PLC Spon ADR	Stock	$15,001 - $50,000	2019-01-28	sell	20
house-9114416-ocr-103	Joint	REIT	Tra	50000	15001	HOST HOTELS & RESORTS INC (REIT)	Stock	$15,001 - $50,000	—	buy	—
house-9114416-ocr-102	Joint	HMC	Trad	50000	15001	HONDA MOTOR CO ADR JAPAN ADR	Stock	$15,001 - $50,000	—	buy	—
house-9114416-ocr-101	Joint	—	Trade#:258-	100000	50001	CITIGROUP INC UNSOLICITED	Stock	$50,001 - $100,000	—	buy	—
house-9114416-ocr-100	Joint	—	Trad	15000	1001	FIRST PAC CO LTD SPONS ADR ADR	Stock	$1,001 - $15,000	—	buy	—
house-9114416-ocr-10	Joint	—	—	15000	1001	COMCAST CORP COMPANY GUARNT GLB	Bond	$1,001 - $15,000	2019-01-17	buy	27
house-9114416-ocr-1	Self	—	—	15000	1001	FNMA PMA3182 03 50%2047 AMORTIZED F	Stock	$1,001 - $15,000	2019-01-31	sell	17

Original filing document