David P. Roe (House) disclosed 107 transactions
Amendment status is not available for House filings. A filing listed here may since have been amended.
| 2018-12-18 · buy | THE COMWLTH OF MA SR B BE/R/ — $100,001 - $250,000 |
| 2018-12-06 · sell | LUKOIL PJSC SPON ADR UNSOLICITED — $1,001 - $15,000 |
| 2018-12-06 · sell | AMERIPRISE FINANCIAL INC UNSOLICITED — $1,001 - $15,000 |
| 2018-12-13 · sell | EASTMAN CHEMICAL CO UNSOLICITED — $1,001 - $15,000 |
| 2018-12-14 · sell | CYPRESS SEMICONDUCTOR CP UNSOLICITED — $1,001 - $15,000 |
| 2018-12-18 · sell | WILLIAMS COS INC (DEL) UNSOLICITED — $15,001 - $50,000 |
| 2018-12-28 · sell | WPP PLC NEW SPON ADR UNSOLICITED — $15,001 - $50,000 |
| 2018-12-28 · sell | UBS GROUP AG CHF UNSOLICITED — $15,001 - $50,000 |
| 2018-12-28 · sell | TESCO PLC SPONS ADR UNITED KINGDOM — $15,001 - $50,000 |
| 2018-12-28 · sell | TOTAL S.A. FRANCE SPON ADR — $15,001 - $50,000 |
| 2018-12-19 · sell | FNMA PMA3210 03 50% 2047 AMORTIZED — $1,001 - $15,000 |
| 2018-12-18 · sell | Takeda Pharmaceutical CO LTD SPON — $15,001 - $50,000 |
| 2018-12-28 · sell | Umpqua Holdings Corp OR Unsolicited — $1,001 - $15,000 |
| 2018-12-28 · sell | Target Corp Unsolicited — $15,001 - $50,000 |
| 2018-12-28 · sell | Texas Instruments Unsolicited — $15,001 - $50,000 |
| 2018-12-28 · sell | Swatch Group AG ADR Unsolicited — $15,001 - $50,000 |
| 2018-12-28 · sell | Telecom Italia SPA New REPSTG 10 OR — $15,001 - $50,000 |
| 2018-12-28 · sell | Toronto Dominion BK New Canada CA — $1,001 - $15,000 |
| 2018-12-28 · sell | SANOFI SPON ADR UNSOLICITED — $15,001 - $50,000 |
| 2018-12-28 · sell | SIX FLAGS ENTERTAINMENT CORP — $15,001 - $50,000 |
| 2018-12-28 · sell | RENAULT SA UNSPONSORED ADR — $15,001 - $50,000 |
| 2018-12-19 · sell | U.S. TREASURY BOND 3.000% MAY 15 2045 — $1,001 - $15,000 |
| 2018-12-28 · sell | RENAULT SA UNSPONSORED ADR — $1,001 - $15,000 |
| 2018-12-28 · sell | PUBLICIS GROUPE S.A. NEW SPON ADR — $1,001 - $15,000 |
| 2018-12-28 · sell | ONEOK INC NEW UNSOLICITED — $15,001 - $50,000 |
| 2018-12-28 · sell | OCCIDENTAL PETROLEUM CRP UNSOLICITED — $50,001 - $100,000 |
| 2018-12-28 · sell | NXP SEMICONDUCTORS N V COM EUR — $1,001 - $15,000 |
| 2018-12-28 · sell | MORGAN STANLEY UNSOLICITED — $15,001 - $50,000 |
| 2018-12-28 · sell | METLIFE INC UNSOLICITED — $15,001 - $50,000 |
| 2018-12-28 · sell | MARKS & SPENCER GROUP INC SPON ADR — $15,001 - $50,000 |
| 2018-12-28 · sell | LOCKHEED MARTIN CORP UNSOLICITED — $15,001 - $50,000 |
| 2018-12-28 · sell | KINGFISHER PLC NEW SPON ADR — $15,001 - $50,000 |
| 2018-12-19 · sell | U.S. TREASURY BOND 2.500% FEB 15 2046 — $1,001 - $15,000 |
| 2018-12-28 · sell | LYONDELLBASELL INDUSTRIES N V SHS — $15,001 - $50,000 |
| · sell | IMPERIAL BRANDS PLC SPON ADR — $15,001 - $50,000 |
| · sell | HOST HOTELS & RESORTS INC (REIT) — $15,001 - $50,000 |
| · sell | HONDA MOTOR CO ADR JAPAN ADR — $15,001 - $50,000 |
| · sell | HSBC HOLDINGS PLC NEW GB SPON ADR — $15,001 - $50,000 |
| · sell | CITIGROUP INC UNSOLICITED — $15,001 - $50,000 |
| · sell | FIRST PAC CO LTD SPONS ADR ADR — $1,001 - $15,000 |
| · sell | WALT DISNEY CO (HOLDING CO) DISNEY C — $15,001 - $50,000 |
| 2018-12-28 · sell | Coca Cola European Partners Eur — $15,001 - $50,000 |
| 2018-12-28 · sell | Comerica Inc Unsolicited — $15,001 - $50,000 |
| 2018-12-19 · sell | U.S. TREASURY NOTE 2.750% FEB 15 2028 — $1,001 - $15,000 |
| 2018-12-28 · sell | Conagra Brands, Inc. Unsolicited — $15,001 - $50,000 |
| 2018-12-28 · sell | Celanese Corp New Unsolicited — $1,001 - $15,000 |
| 2018-12-28 · sell | Cemex S.A.B. De C.V. Spon ADR — $15,001 - $50,000 |
| 2018-12-28 · sell | Citizens Financial Group Inc — $15,001 - $50,000 |
| 2018-12-28 · sell | Carnival Corp New (Paired Stock) — $15,001 - $50,000 |
| 2018-12-28 · sell | GENERAL MOTORS CO UNSOLICITED Trade# — $15,001 - $50,000 |
| 2018-12-28 · sell | CREDIT SUISSE GROUP SPON ADR Trade# — $15,001 - $50,000 |
| 2018-12-28 · sell | CYPRESS SEMICONDUCTOR CP UNSOLICITED — $15,001 - $50,000 |
| 2018-12-28 · sell | EATON CORP PLC UNSOLICITED Trade#:0 — $15,001 - $50,000 |
| 2018-12-28 · sell | BCE INC NEW CAD UNSOLICITED Trade#: — $15,001 - $50,000 |
| 2018-12-19 · sell | FNMA PMA3444 04 50%2048 AMORTIZED F — $1,001 - $15,000 |
| 2018-12-28 · sell | BB&T CORP UNSOLICITED Trade#:04356 — $1,001 - $15,000 |
| 2018-12-28 · sell | AMGEN INC UNSOLICITED Trade#:71063 — $15,001 - $50,000 |
| 2018-12-28 · sell | AEGON NV ADR N Y SHS NETHERLANDS A — $15,001 - $50,000 |
| 2018-12-28 · sell | ALLSTATE CORP UNSOLICITED — $15,001 - $50,000 |
| 2018-12-28 · sell | VALERO ENERGY CORP NEW UNSOLICITED — $15,001 - $50,000 |
| … | 47 more transactions: every one is in the complete record on this filing's page |
The complete record
| party | Republican |
| state | TN |
| office | Roe, David P. (Representative) |
| ptr id | 9114277 |
| chamber | house |
| report url | https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2018/9114277.pdf |
| bioguide id | R000582 |
| data source | HOUSE_CLERK_PTR |
| member last | Roe |
| member name | David P. Roe |
| member first | David P. |
| state district | TN01 |
| disclosure date | 2019-01-08 |
| extraction method | vision_ocr |
Each transaction (107)
| id | owner | ticker | comment | amount max | amount min | asset name | asset type | amount range | transaction date | transaction type | reporting lag days |
|---|---|---|---|---|---|---|---|---|---|---|---|
| house-9114277-ocr-99 | Self | — | — | 250000 | 100001 | THE COMWLTH OF MA SR B BE/R/ | Stock | $100,001 - $250,000 | 2018-12-18 | buy | 15 |
| house-9114277-ocr-98 | Self | — | UNSOLICITED | 15000 | 1001 | LUKOIL PJSC SPON ADR UNSOLICITED | Stock | $1,001 - $15,000 | 2018-12-06 | sell | 23 |
| house-9114277-ocr-97 | Self | — | UNSOLICITED | 15000 | 1001 | AMERIPRISE FINANCIAL INC UNSOLICITED | Stock | $1,001 - $15,000 | 2018-12-06 | sell | 23 |
| house-9114277-ocr-96 | Self | — | — | 15000 | 1001 | EASTMAN CHEMICAL CO UNSOLICITED | Stock | $1,001 - $15,000 | 2018-12-13 | sell | 18 |
| house-9114277-ocr-95 | Self | — | — | 15000 | 1001 | CYPRESS SEMICONDUCTOR CP UNSOLICITED | Stock | $1,001 - $15,000 | 2018-12-14 | sell | 17 |
| house-9114277-ocr-94 | Self | WMB | — | 50000 | 15001 | WILLIAMS COS INC (DEL) UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-18 | sell | 15 |
| house-9114277-ocr-93 | Self | WPP | — | 50000 | 15001 | WPP PLC NEW SPON ADR UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-92 | Self | — | — | 50000 | 15001 | UBS GROUP AG CHF UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-91 | Self | — | — | 50000 | 15001 | TESCO PLC SPONS ADR UNITED KINGDOM | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-90 | Self | — | Trade#:71 | 50000 | 15001 | TOTAL S.A. FRANCE SPON ADR | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-9 | Self | — | — | 15000 | 1001 | FNMA PMA3210 03 50% 2047 AMORTIZED | Bond/Mortgage-backed | $1,001 - $15,000 | 2018-12-19 | sell | 14 |
| house-9114277-ocr-89 | Self | — | — | 50000 | 15001 | Takeda Pharmaceutical CO LTD SPON | Stock | $15,001 - $50,000 | 2018-12-18 | sell | 15 |
| house-9114277-ocr-88 | Self | — | — | 15000 | 1001 | Umpqua Holdings Corp OR Unsolicited | Stock | $1,001 - $15,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-87 | Self | — | Trade#:7104 | 50000 | 15001 | Target Corp Unsolicited | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-86 | Self | — | Trad | 50000 | 15001 | Texas Instruments Unsolicited | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-85 | Self | — | — | 50000 | 15001 | Swatch Group AG ADR Unsolicited | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-84 | Self | — | — | 50000 | 15001 | Telecom Italia SPA New REPSTG 10 OR | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-83 | Self | — | — | 15000 | 1001 | Toronto Dominion BK New Canada CA | Stock | $1,001 - $15,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-82 | Self | — | Trade# | 50000 | 15001 | SANOFI SPON ADR UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-81 | Self | FUN | Trade# | 50000 | 15001 | SIX FLAGS ENTERTAINMENT CORP | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-80 | Self | — | Trade# | 50000 | 15001 | RENAULT SA UNSPONSORED ADR | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-8 | Self | — | — | 15000 | 1001 | U.S. TREASURY BOND 3.000% MAY 15 2045 | Treasury Bond | $1,001 - $15,000 | 2018-12-19 | sell | 14 |
| house-9114277-ocr-79 | Self | — | Trade# | 15000 | 1001 | RENAULT SA UNSPONSORED ADR | Stock | $1,001 - $15,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-78 | Self | — | — | 15000 | 1001 | PUBLICIS GROUPE S.A. NEW SPON ADR | Stock | $1,001 - $15,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-77 | Self | OKE | Trade#:04 | 50000 | 15001 | ONEOK INC NEW UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-76 | Self | — | — | 100000 | 50001 | OCCIDENTAL PETROLEUM CRP UNSOLICITED | Stock | $50,001 - $100,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-75 | Joint | — | — | 15000 | 1001 | NXP SEMICONDUCTORS N V COM EUR | Stock | $1,001 - $15,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-74 | Joint | — | — | 50000 | 15001 | MORGAN STANLEY UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-73 | Joint | — | Trade#:71069 | 50000 | 15001 | METLIFE INC UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-72 | Joint | — | — | 50000 | 15001 | MARKS & SPENCER GROUP INC SPON ADR | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-71 | Joint | — | — | 50000 | 15001 | LOCKHEED MARTIN CORP UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-70 | Joint | — | — | 50000 | 15001 | KINGFISHER PLC NEW SPON ADR | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-7 | Self | — | — | 15000 | 1001 | U.S. TREASURY BOND 2.500% FEB 15 2046 | Treasury Bond | $1,001 - $15,000 | 2018-12-19 | sell | 14 |
| house-9114277-ocr-69 | Joint | — | — | 50000 | 15001 | LYONDELLBASELL INDUSTRIES N V SHS | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-68 | Joint | — | Trade# | 50000 | 15001 | IMPERIAL BRANDS PLC SPON ADR | Stock | $15,001 - $50,000 | — | sell | — |
| house-9114277-ocr-67 | Joint | REIT | Tra | 50000 | 15001 | HOST HOTELS & RESORTS INC (REIT) | Stock | $15,001 - $50,000 | — | sell | — |
| house-9114277-ocr-66 | Joint | HMC | Trade# | 50000 | 15001 | HONDA MOTOR CO ADR JAPAN ADR | Stock | $15,001 - $50,000 | — | sell | — |
| house-9114277-ocr-65 | Joint | HSBC | — | 50000 | 15001 | HSBC HOLDINGS PLC NEW GB SPON ADR | Stock | $15,001 - $50,000 | — | sell | — |
| house-9114277-ocr-64 | Joint | — | Trade#:043 | 50000 | 15001 | CITIGROUP INC UNSOLICITED | Stock | $15,001 - $50,000 | — | sell | — |
| house-9114277-ocr-63 | Joint | — | Trade# | 15000 | 1001 | FIRST PAC CO LTD SPONS ADR ADR | Stock | $1,001 - $15,000 | — | sell | — |
| house-9114277-ocr-62 | Joint | DIS | — | 50000 | 15001 | WALT DISNEY CO (HOLDING CO) DISNEY C | Stock | $15,001 - $50,000 | — | sell | — |
| house-9114277-ocr-61 | Self | — | — | 50000 | 15001 | Coca Cola European Partners Eur | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-60 | Self | — | Trade#:7106 | 50000 | 15001 | Comerica Inc Unsolicited | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-6 | Self | — | — | 15000 | 1001 | U.S. TREASURY NOTE 2.750% FEB 15 2028 | Treasury Note | $1,001 - $15,000 | 2018-12-19 | sell | 14 |
| house-9114277-ocr-59 | Self | CAG | — | 50000 | 15001 | Conagra Brands, Inc. Unsolicited | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-58 | Self | CE | Tra | 15000 | 1001 | Celanese Corp New Unsolicited | Stock | $1,001 - $15,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-57 | Self | — | Trade#:4 | 50000 | 15001 | Cemex S.A.B. De C.V. Spon ADR | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-56 | Self | CFG | Trade#:7 | 50000 | 15001 | Citizens Financial Group Inc | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-55 | Self | CCL | — | 50000 | 15001 | Carnival Corp New (Paired Stock) | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-54 | Self | — | — | 50000 | 15001 | GENERAL MOTORS CO UNSOLICITED Trade# | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-53 | Self | — | — | 50000 | 15001 | CREDIT SUISSE GROUP SPON ADR Trade# | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-52 | Self | — | — | 50000 | 15001 | CYPRESS SEMICONDUCTOR CP UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-51 | Self | — | — | 50000 | 15001 | EATON CORP PLC UNSOLICITED Trade#:0 | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-50 | Self | BCE | — | 50000 | 15001 | BCE INC NEW CAD UNSOLICITED Trade#: | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-5 | Joint | — | — | 15000 | 1001 | FNMA PMA3444 04 50%2048 AMORTIZED F | Bond | $1,001 - $15,000 | 2018-12-19 | sell | 14 |
| house-9114277-ocr-49 | Self | — | — | 15000 | 1001 | BB&T CORP UNSOLICITED Trade#:04356 | Stock | $1,001 - $15,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-48 | Self | — | — | 50000 | 15001 | AMGEN INC UNSOLICITED Trade#:71063 | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-47 | Joint | — | — | 50000 | 15001 | AEGON NV ADR N Y SHS NETHERLANDS A | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-46 | Joint | — | Trade#:71 | 50000 | 15001 | ALLSTATE CORP UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-45 | Joint | VLO | — | 50000 | 15001 | VALERO ENERGY CORP NEW UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-28 | sell | 7 |
| house-9114277-ocr-44 | Joint | HSBC | — | 50000 | 15001 | HSBC HOLDINGS PLC NEW GB SPON ADR | Stock | $15,001 - $50,000 | 2018-12-03 | buy | 26 |
| house-9114277-ocr-43 | Joint | — | Trade#:79784 Blo | 50000 | 15001 | G4S ADR UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | buy | 26 |
| house-9114277-ocr-42 | Joint | — | Trade#:222 | 50000 | 15001 | BROADCOM INC UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | buy | 26 |
| house-9114277-ocr-41 | Joint | — | — | 50000 | 15001 | EASTMAN CHEMICAL CO UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | buy | 26 |
| house-9114277-ocr-40 | Joint | — | — | 50000 | 15001 | COCA COLA EUROPEAN PARTNERS EUR | Stock | $15,001 - $50,000 | 2018-12-03 | buy | 26 |
| house-9114277-ocr-4 | Joint | — | — | 15000 | 1001 | U.S. TREASURY NOTE 2.625% AUG 31 2020 | Government Bond | $1,001 - $15,000 | 2018-12-19 | sell | 14 |
| house-9114277-ocr-39 | Joint | — | Trade#:7 | 50000 | 15001 | CEMEX S.A.B. DE C.V. SPON ADR | Stock | $15,001 - $50,000 | 2018-12-03 | buy | 26 |
| house-9114277-ocr-38 | Joint | — | — | 15000 | 1001 | MOBILE TELESYSTEMS PJSC SPON ADR | Stock | $1,001 - $15,000 | 2018-12-03 | buy | 26 |
| house-9114277-ocr-37 | Joint | — | Trade#: | 50000 | 15001 | MORGAN STANLEY UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | buy | 26 |
| house-9114277-ocr-36 | Joint | — | Trade#:62557 | 50000 | 15001 | METLIFE INC UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | buy | 26 |
| house-9114277-ocr-35 | Joint | — | — | 50000 | 15001 | LOCKHEED MARTIN CORP UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | buy | 26 |
| house-9114277-ocr-34 | Joint | — | Trade#: | 50000 | 15001 | KINGFISHER PLC NEW SPON ADR | Stock | $15,001 - $50,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-33 | Joint | HSBC | — | 50000 | 15001 | HSBC HOLDINGS PLC NEW GB SPON ADR | Stock | $15,001 - $50,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-32 | Joint | — | — | 50000 | 15001 | CREDIT SUISSE GROUP SPON ADR | Stock | $15,001 - $50,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-31 | Joint | — | Trade#:777 | 50000 | 15001 | CHINA MOBILE LTD SPON ADR | Stock | $15,001 - $50,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-30 | Joint | — | — | 50000 | 15001 | CYPRESS SEMICONDUCTOR CP UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-3 | Joint | — | — | 15000 | 1001 | VERIZON COMMUNICATIONS GLB 05.150% | Bond | $1,001 - $15,000 | 2018-12-19 | sell | 14 |
| house-9114277-ocr-29 | Joint | — | — | 15000 | 1001 | CARREFOUR SA SPON ADR UNSOLICITED | Stock | $1,001 - $15,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-28 | Joint | — | Trade#:2 | 50000 | 15001 | EATON CORP PLC UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-27 | Joint | — | Trade#:61302 | 50000 | 15001 | AMGEN INC UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-26 | Self | — | Trade#:34 | 50000 | 15001 | ALLSTATE CORP UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-25 | Self | WMB | Trade# | 50000 | 15001 | WILLIAMS COS INC (DEL) UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-24 | Self | — | Trade# | 100000 | 50001 | TEXAS INSTRUMENTS UNSOLICITED | Stock | $50,001 - $100,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-23 | Self | — | — | 50000 | 15001 | SWATCH GROUP AG ADR UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-22 | Self | — | Trade# | 50000 | 15001 | SANOFI SPON ADR UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-21 | Self | FUN | Trade# | 50000 | 15001 | SIX FLAGS ENTERTAINMENT CORP | Stock | $15,001 - $50,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-20 | Self | — | Trade# | 15000 | 1001 | REPSOL SA SPON ADR UNSOLICITED | Stock | $1,001 - $15,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-2 | Joint | — | — | 15000 | 1001 | GOLDMAN SACHS GROUP INC GLB 04.000% | Bond | $1,001 - $15,000 | 2019-12-18 | sell | 246 |
| house-9114277-ocr-19 | Joint | — | Unsolicited | 15000 | 1001 | REGIONS FINANCIAL CORP UNSOLICITED | Stock | $1,001 - $15,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-18 | Joint | — | — | 15000 | 1001 | MITSUBISHI UFJ FINANCIAL GROUP INC SP | Stock | $1,001 - $15,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-17 | Joint | — | — | 15000 | 1001 | TAKEDA PHARMACEUTICAL CO LTD SPON | Stock | $1,001 - $15,000 | 2018-12-03 | sell | 26 |
| house-9114277-ocr-16 | Joint | — | Unsolicited Trade#:4558 | 15000 | 1001 | EXELON CORP UNSOLICITED Trade#:4558 | Stock | $1,001 - $15,000 | 2018-12-06 | sell | 23 |
| house-9114277-ocr-15 | Joint | — | Unsolicited | 15000 | 1001 | CRH PLC IRELAND SPON ADR UNSOLICITED | Stock | $1,001 - $15,000 | 2018-12-06 | sell | 23 |
| house-9114277-ocr-14 | Joint | DIS | — | 50000 | 15001 | WALT DISNEY CO (HOLDING CO) DISNEY C | Stock | $15,001 - $50,000 | 2018-12-13 | sell | 18 |
| house-9114277-ocr-13 | Joint | — | Unsolicited Trade | 15000 | 1001 | CISCO SYSTEMS INC UNSOLICITED Trade | Stock | $1,001 - $15,000 | 2018-12-14 | sell | 17 |
| house-9114277-ocr-12 | Self | — | — | 50000 | 15001 | ENBRIDGE INC CAD UNSOLICITED | Stock | $15,001 - $50,000 | 2018-12-18 | sell | 15 |
| house-9114277-ocr-11 | Self | CODGF | — | 15000 | 1001 | COMPAGNIE DE SAINT-GOBAIN ADR | Stock | $1,001 - $15,000 | 2018-12-20 | sell | 13 |
| house-9114277-ocr-107 | Joint | — | Trade#:3884 | 15000 | 1001 | REPUBLIC SERVICES INC DE | Stock | $1,001 - $15,000 | 2018-12-10 | sell | 21 |
| house-9114277-ocr-106 | Joint | — | Trade#:38 | 15000 | 1001 | NEXTERA ENERGY INC COM DE | Stock | $1,001 - $15,000 | 2018-12-10 | sell | 21 |
| house-9114277-ocr-105 | Joint | SU | Trade#:3 | 15000 | 1001 | SUNCOR ENERGY INC NEW CAD | Stock | $1,001 - $15,000 | 2018-12-10 | buy | 21 |
| house-9114277-ocr-104 | Joint | — | Trade#:38845 | 15000 | 1001 | SUNTRUST BANKS INC DE | Stock | $1,001 - $15,000 | 2018-12-10 | buy | 21 |
| house-9114277-ocr-103 | Self | — | — | 15000 | 1001 | REPUBLIC SERVICES INC DE Trade#:3884 | Stock | $1,001 - $15,000 | 2018-12-10 | sell | 21 |
| house-9114277-ocr-102 | Self | — | — | 15000 | 1001 | NEXTERA ENERGY INC COM DE Trade#:35 | Stock | $1,001 - $15,000 | 2018-12-10 | sell | 21 |
| house-9114277-ocr-101 | Self | SU | — | 15000 | 1001 | SUNCOR ENERGY INC NEW CAD Trade#:3 | Stock | $1,001 - $15,000 | 2018-12-10 | buy | 21 |
| house-9114277-ocr-100 | Self | — | — | 15000 | 1001 | SUNTRUST BANKS INC DE Trade#:38845 | Stock | $1,001 - $15,000 | 2018-12-10 | buy | 21 |
| house-9114277-ocr-10 | Self | — | — | 15000 | 1001 | BASF SE SPON ADR UNSOLICITED | Stock | $1,001 - $15,000 | 2018-01-21 | sell | 251 |
| house-9114277-ocr-1 | Joint | — | — | 15000 | 1001 | JPMORGAN CHASE & CO GLB 04.400% JUL | Bond | $1,001 - $15,000 | 2018-12-19 | sell | 14 |
