| id | ticker | comment | amount max | amount min | asset name | asset type | amount range | transaction date | transaction type | reporting lag days |
|---|
| house-9111611-ocr-9 | — | — | 15000 | 1001 | Brown Advisory - Home Depot, Inc. | Stock | $1,001 - $15,000 | 2017-07-20 | buy | 16 |
| house-9111611-ocr-8 | — | — | 15000 | 1001 | Brown Advisory - Public Storage, Inc. 5.90% Pfd Series S | Stock | $1,001 - $15,000 | 2017-07-26 | sell | 12 |
| house-9111611-ocr-7 | — | — | 15000 | 1001 | Brown Advisory - Altria Group, Inc. | Stock | $1,001 - $15,000 | 2017-07-28 | buy | 10 |
| house-9111611-ocr-6 | — | — | 15000 | 1001 | Brown Advisory - Weyerhaeuser Co. | Stock | $1,001 - $15,000 | 2017-07-31 | buy | 9 |
| house-9111611-ocr-5 | — | — | 15000 | 1001 | Brown Advisory - Bank of America Corp. | Stock | $1,001 - $15,000 | 2017-08-03 | buy | 6 |
| house-9111611-ocr-4 | — | — | 15000 | 1001 | Brown Advisory - Teva Pharmaceutical Industries, Ltd. Sponsored ADR | Stock | $1,001 - $15,000 | 2017-08-03 | sell | 6 |
| house-9111611-ocr-3 | — | — | 50000 | 15001 | Brown Advisory - LA State Local Government Environmental Facs & Cmnty Dev Auth 5% DUE 10-01-2026 | Municipal Bond | $15,001 - $50,000 | 2017-07-20 | buy | 16 |
| house-9111611-ocr-2 | — | — | 50000 | 15001 | Brown Advisory - North TX Tollway Authority P/R 1/1/18 @ 100 6% DUE 01-01-2025 | Municipal Bond | $15,001 - $50,000 | 2017-07-25 | sell | 13 |
| house-9111611-ocr-17 | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | Energy Holdings, LLC (Naples, FL): oil and gas well investments - Sale of wells | Private Investment | $1,001 - $15,000 | 2017-08-02 | sell | 7 |
| house-9111611-ocr-16 | 59333MF91 | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | Morgan Stanley - MIAMI-DADE CO FLA SCH BRD COPSREV SER-A RATE:A1/A+ 4.000% DUE:2028-08-01 (59333MF91) | Municipal Bond | $1,001 - $15,000 | 2017-07-20 | buy | 16 |
| house-9111611-ocr-15 | 011798LP8 | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | Morgan Stanley - ALASKA MUNICIPAL BOND BANK SERIES-1 RATE:A1/N/A 5.000% DUE:2028-02-01 (011798LP8) | Municipal Bond | $1,001 - $15,000 | 2017-07-31 | buy | 9 |
| house-9111611-ocr-14 | 93978HFR1 | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | Morgan Stanley - WASHINGTON HLTH CARE FACS AUTHREV-A PROVIDENCE HLTH & SVCS RATE:AA3/AA- 5.000% DUE:2028-10-01 (93978HFR1) | Municipal Bond | $1,001 - $15,000 | 2017-08-02 | buy | 7 |
| house-9111611-ocr-13 | 97710BBA9 | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | Morgan Stanley - WISCONSIN ST HEALTH & EDL FACSAUTH REV RATE:A2/AA 5.000% DUE:2034-08-01 (97710BBA9) | Municipal Bond | $1,001 - $15,000 | 2017-08-03 | sell | 6 |
| house-9111611-ocr-12 | 25476FMW5 | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | Morgan Stanley - DISTRICT COLUMBIA GENL OBLIG SER-A RATE:AA1/AA 5.000% DUE:2030-06-01 (25476FMW5) | Municipal Bond | $1,001 - $15,000 | 2017-08-03 | buy | 6 |
| house-9111611-ocr-11 | ATLKY | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - ATLAS COPCO AB SPONS ADR NEW REPSTG COM SER-A (ATLKY) | Stock | $1,001 - $15,000 | 2017-07-19 | buy | 17 |
| house-9111611-ocr-10 | RACE | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 50000 | 15001 | GS Brokerage - FERRARI N.V. CMN (RACE) | Stock | $15,001 - $50,000 | 2017-07-31 | buy | 9 |
| house-9111611-ocr-1 | — | — | 50000 | 15001 | Brown Advisory - Grundy ETC IL GO 5.875% DUE 08-01-2028 | Municipal Bond | $15,001 - $50,000 | 2017-08-03 | buy | 6 |