Thomas MacArthur (House) disclosed 106 transactions
Amendment status is not available for House filings. A filing listed here may since have been amended.
| 2017-05-31 · sell | Vanguard REIT ETF - DNQ — $15,001 - $50,000 |
| 2017-05-16 · sell | Vanguard Mid-Cap Value ETF - DNQ (VoE) — $1,001 - $15,000 |
| 2017-05-16 · sell | Vanguard Mid-Cap Value ETF - DNQ (VoE) — $1,001 - $15,000 |
| 2017-05-16 · sell | Vanguard Mid-Cap Value ETF - DNQ (VoE) — $15,001 - $50,000 |
| 2017-05-16 · sell | Vanguard Mid-Cap Value ETF - DNQ (VoE) — $50,001 - $100,000 |
| 2017-05-16 · sell | Vanguard Mid-Cap growth ETF - DNQ — $50,001 - $100,000 |
| 2017-05-16 · sell | Vanguard Mid-Cap growth ETF - DNQ (VoT) — $15,001 - $50,000 |
| 2017-05-16 · sell | Vanguard Mid-Cap growth ETF - DNQ (VoT) — $1,001 - $15,000 |
| 2017-05-16 · sell | Vanguard Mid-Cap growth ETF - DNQ (VoT) — $1,001 - $15,000 |
| 2017-05-16 · buy | Vanguard FTSE Developed Markets ETF — $1,001 - $15,000 |
| 2017-05-10 · buy | ANTERo RESoURCES CoRP 05.625% 060123 — $1,001 - $15,000 |
| 2017-05-16 · buy | Vanguard FTSE Developed Markets ETF — $1,001 - $15,000 |
| 2017-05-16 · buy | Vanguard FTSE Developed Markets ETF — $1,001 - $15,000 |
| 2017-05-16 · buy | Vanguard FTSE Developed Markets ETF — $15,001 - $50,000 |
| 2017-05-15 · buy | T-MoBILE USA INC B/E 06.500% 011524 — $1,001 - $15,000 |
| 2017-05-17 · buy | T-MoBILE INC NTS B/E 05.375% 041527 — $1,001 - $15,000 |
| 2017-05-16 · buy | T-MoBILE INC NTS B/E 05.375% 041527 — $15,001 - $50,000 |
| 2017-05-15 · buy | Texas Instruments Incorporated — $1,001 - $15,000 |
| 2017-05-04 · sell | TENET HEALTHCARE CoRP 08.125% 040122 DTD092713 — $1,001 - $15,000 |
| 2017-05-05 · sell | TENET HEALTHCARE CoRP 08.125% 040122 — $15,001 - $50,000 |
| 2017-05-03 · sell | TENET HEALTHCARE CoRP 08.125% 040122 — $1,001 - $15,000 |
| 2017-05-04 · buy | ANTERo RESoURCES CoRP 05.625% 060123 — $1,001 - $15,000 |
| 2017-05-01 · sell | Smith & Nephew SNATS, Inc. — $1,001 - $15,000 |
| 2017-05-04 · buy | SLM CoRP MED TERM NTS 07.250% 012522 — $1,001 - $15,000 |
| 2017-05-03 · buy | SLM CoRP MED TERM NTS 07.250% — $1,001 - $15,000 |
| 2017-05-18 · buy | SLM CoRP MED TERM NTS 07.250% 012522 — $1,001 - $15,000 |
| 2017-05-24 · buy | SLM CoRP MED TERM NTS 07.250% 012522 — $1,001 - $15,000 |
| 2017-05-31 · buy | SEMPER MBS ToTAL RETURN FUND CLASS INSTITUTIoNAL — $1,001 - $15,000 |
| 2017-05-30 · buy | Schlumberger N.V. — $1,001 - $15,000 |
| 2017-05-01 · sell | Royal DSM NV Sponsored ADR — $1,001 - $15,000 |
| 2017-05-30 · buy | RoWAN CoMPANIES INC B/E 4.875% 060122 — $1,001 - $15,000 |
| 2017-05-01 · sell | Panasonic Corporation — $1,001 - $15,000 |
| 2017-05-05 · buy | ANTERo RESoURCES CoRP 05.625% 060123 — $1,001 - $15,000 |
| 2017-05-31 · buy | NUVEEN HIgH YIELD MUNICIPAL BoND FUND I — $15,001 - $50,000 |
| 2017-05-31 · buy | NUVEEN HIgH YIELD MUNICIPAL BoND FUND I — $1,001 - $15,000 |
| 2017-05-01 · sell | Murata Manufacturing Co Ltd Unsponsored ADR — $1,001 - $15,000 |
| 2017-05-25 · sell | Liberty Media Corporation - Series C Liberty SiriusXM — $1,001 - $15,000 |
| 2017-05-25 · sell | Liberty Media Corporation - Series C Liberty SiriusXM — $1,001 - $15,000 |
| 2017-05-25 · sell | Liberty Media Corporation - Series A Liberty SiriusXM — $1,001 - $15,000 |
| 2017-05-25 · sell | Liberty Media Corporation - Series A Liberty SiriusXM — $1,001 - $15,000 |
| 2017-05-17 · buy | Koninklijke Ahold, N.V. American Depositary Shares (AHoNY) — $15,001 - $50,000 |
| 2017-05-04 · buy | Koninklijke Ahold, N.V. American Depositary Shares (AHoNY) — $1,001 - $15,000 |
| 2017-05-08 · buy | Koninklijke Ahold, N.V. American — $1,001 - $15,000 |
| 2017-05-03 · buy | ANTERo RESoURCES CoRP 05.625% 060123 — $1,001 - $15,000 |
| 2017-05-01 · sell | Komatsu Ltd ord American Depositary Shares — $1,001 - $15,000 |
| 2017-05-31 · sell | iShares US Preferred Stock ETF — $15,001 - $50,000 |
| 2017-05-31 · sell | iShares US Preferred Stock ETF — $15,001 - $50,000 |
| 2017-05-16 · buy | iShares Russell 1000 Value ETF — $1,001 - $15,000 |
| 2017-05-16 · buy | iShares Russell 1000 Value ETF — $1,001 - $15,000 |
| 2017-05-16 · buy | iShares Russell 1000 Value ETF — $15,001 - $50,000 |
| 2017-05-16 · buy | iShares Russell 1000 Value ETF — $50,001 - $100,000 |
| 2017-05-16 · buy | iShares Russell 1000 growth ETF — $50,001 - $100,000 |
| 2017-05-16 · buy | iShares Russell 1000 growth ETF — $15,001 - $50,000 |
| 2017-05-16 · buy | iShares Russell 1000 growth ETF — $1,001 - $15,000 |
| 2017-05-01 · sell | Ambev S.A. American Depositary Shares — $1,001 - $15,000 |
| 2017-05-16 · buy | iShares Russell 1000 growth ETF — $1,001 - $15,000 |
| 2017-05-31 · buy | iShares J,P. Morgan USD Emerging Markets Bond ETF — $15,001 - $50,000 |
| 2017-05-31 · buy | iShares J,P. Morgan USD Emerging Markets Bond ETF — $15,001 - $50,000 |
| 2017-05-31 · buy | iShares iBoxx $ Investment grade Corporate Bond ETF — $1,001 - $15,000 |
| 2017-05-16 · sell | iShares Core MSCI Emerging Markets ETF (IEMg) — $15,001 - $50,000 |
| … | 46 more transactions: every one is in the complete record on this filing's page |
The complete record
| party | Republican |
| state | NJ |
| office | MacArthur, Thomas (Representative) |
| ptr id | 20007403 |
| chamber | house |
| comment | — |
| asset type | Stock |
| report url | https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2017/20007403.pdf |
| bioguide id | M001193 |
| data source | HOUSE_CLERK_PTR |
| member last | MacArthur |
| member name | Thomas MacArthur |
| member first | Thomas |
| state district | NJ03 |
| disclosure date | 2017-06-17 |
| transaction nature | OPEN_MARKET |
Each transaction (106)
| id | owner | ticker | amount max | amount min | asset name | amount range | transaction date | transaction type | reporting lag days |
|---|---|---|---|---|---|---|---|---|---|
| house-20007403-99 | Dependent | VNQ | 50000 | 15001 | Vanguard REIT ETF - DNQ | $15,001 - $50,000 | 2017-05-31 | sell | 13 |
| house-20007403-98 | Dependent | VOE | 15000 | 1001 | Vanguard Mid-Cap Value ETF - DNQ (VoE) | $1,001 - $15,000 | 2017-05-16 | sell | 24 |
| house-20007403-97 | Dependent | VOE | 15000 | 1001 | Vanguard Mid-Cap Value ETF - DNQ (VoE) | $1,001 - $15,000 | 2017-05-16 | sell | 24 |
| house-20007403-96 | Self | VOE | 50000 | 15001 | Vanguard Mid-Cap Value ETF - DNQ (VoE) | $15,001 - $50,000 | 2017-05-16 | sell | 24 |
| house-20007403-95 | Joint | VOE | 100000 | 50001 | Vanguard Mid-Cap Value ETF - DNQ (VoE) | $50,001 - $100,000 | 2017-05-16 | sell | 24 |
| house-20007403-94 | Joint | — | 100000 | 50001 | Vanguard Mid-Cap growth ETF - DNQ | $50,001 - $100,000 | 2017-05-16 | sell | 24 |
| house-20007403-93 | Self | VOT | 50000 | 15001 | Vanguard Mid-Cap growth ETF - DNQ (VoT) | $15,001 - $50,000 | 2017-05-16 | sell | 24 |
| house-20007403-92 | Dependent | VOT | 15000 | 1001 | Vanguard Mid-Cap growth ETF - DNQ (VoT) | $1,001 - $15,000 | 2017-05-16 | sell | 24 |
| house-20007403-91 | Dependent | VOT | 15000 | 1001 | Vanguard Mid-Cap growth ETF - DNQ (VoT) | $1,001 - $15,000 | 2017-05-16 | sell | 24 |
| house-20007403-90 | Dependent | VEA | 15000 | 1001 | Vanguard FTSE Developed Markets ETF | $1,001 - $15,000 | 2017-05-16 | buy | 24 |
| house-20007403-9 | Joint | — | 15000 | 1001 | ANTERo RESoURCES CoRP 05.625% 060123 | $1,001 - $15,000 | 2017-05-10 | buy | 28 |
| house-20007403-89 | Dependent | VEA | 15000 | 1001 | Vanguard FTSE Developed Markets ETF | $1,001 - $15,000 | 2017-05-16 | buy | 24 |
| house-20007403-88 | Self | VEA | 15000 | 1001 | Vanguard FTSE Developed Markets ETF | $1,001 - $15,000 | 2017-05-16 | buy | 24 |
| house-20007403-87 | Joint | VEA | 50000 | 15001 | Vanguard FTSE Developed Markets ETF | $15,001 - $50,000 | 2017-05-16 | buy | 24 |
| house-20007403-86 | Joint | — | 15000 | 1001 | T-MoBILE USA INC B/E 06.500% 011524 | $1,001 - $15,000 | 2017-05-15 | buy | 24 |
| house-20007403-85 | Joint | — | 15000 | 1001 | T-MoBILE INC NTS B/E 05.375% 041527 | $1,001 - $15,000 | 2017-05-17 | buy | 23 |
| house-20007403-84 | Joint | — | 50000 | 15001 | T-MoBILE INC NTS B/E 05.375% 041527 | $15,001 - $50,000 | 2017-05-16 | buy | 24 |
| house-20007403-83 | Joint | TXN | 15000 | 1001 | Texas Instruments Incorporated | $1,001 - $15,000 | 2017-05-15 | buy | 24 |
| house-20007403-82 | Joint | — | 15000 | 1001 | TENET HEALTHCARE CoRP 08.125% 040122 DTD092713 | $1,001 - $15,000 | 2017-05-04 | sell | 32 |
| house-20007403-81 | Joint | — | 50000 | 15001 | TENET HEALTHCARE CoRP 08.125% 040122 | $15,001 - $50,000 | 2017-05-05 | sell | 31 |
| house-20007403-80 | Joint | — | 15000 | 1001 | TENET HEALTHCARE CoRP 08.125% 040122 | $1,001 - $15,000 | 2017-05-03 | sell | 33 |
| house-20007403-8 | Joint | — | 15000 | 1001 | ANTERo RESoURCES CoRP 05.625% 060123 | $1,001 - $15,000 | 2017-05-04 | buy | 32 |
| house-20007403-79 | Joint | SNN | 15000 | 1001 | Smith & Nephew SNATS, Inc. | $1,001 - $15,000 | 2017-05-01 | sell | 34 |
| house-20007403-78 | Joint | — | 15000 | 1001 | SLM CoRP MED TERM NTS 07.250% 012522 | $1,001 - $15,000 | 2017-05-04 | buy | 32 |
| house-20007403-77 | Joint | — | 15000 | 1001 | SLM CoRP MED TERM NTS 07.250% | $1,001 - $15,000 | 2017-05-03 | buy | 33 |
| house-20007403-76 | Joint | — | 15000 | 1001 | SLM CoRP MED TERM NTS 07.250% 012522 | $1,001 - $15,000 | 2017-05-18 | buy | 22 |
| house-20007403-75 | Joint | — | 15000 | 1001 | SLM CoRP MED TERM NTS 07.250% 012522 | $1,001 - $15,000 | 2017-05-24 | buy | 18 |
| house-20007403-74 | Dependent | — | 15000 | 1001 | SEMPER MBS ToTAL RETURN FUND CLASS INSTITUTIoNAL | $1,001 - $15,000 | 2017-05-31 | buy | 13 |
| house-20007403-73 | Joint | SLB | 15000 | 1001 | Schlumberger N.V. | $1,001 - $15,000 | 2017-05-30 | buy | 14 |
| house-20007403-72 | Joint | RDSMY | 15000 | 1001 | Royal DSM NV Sponsored ADR | $1,001 - $15,000 | 2017-05-01 | sell | 34 |
| house-20007403-71 | Joint | — | 15000 | 1001 | RoWAN CoMPANIES INC B/E 4.875% 060122 | $1,001 - $15,000 | 2017-05-30 | buy | 14 |
| house-20007403-70 | Joint | PCRFY | 15000 | 1001 | Panasonic Corporation | $1,001 - $15,000 | 2017-05-01 | sell | 34 |
| house-20007403-7 | Joint | — | 15000 | 1001 | ANTERo RESoURCES CoRP 05.625% 060123 | $1,001 - $15,000 | 2017-05-05 | buy | 31 |
| house-20007403-69 | Dependent | — | 50000 | 15001 | NUVEEN HIgH YIELD MUNICIPAL BoND FUND I | $15,001 - $50,000 | 2017-05-31 | buy | 13 |
| house-20007403-68 | Dependent | — | 15000 | 1001 | NUVEEN HIgH YIELD MUNICIPAL BoND FUND I | $1,001 - $15,000 | 2017-05-31 | buy | 13 |
| house-20007403-67 | Joint | MRAAY | 15000 | 1001 | Murata Manufacturing Co Ltd Unsponsored ADR | $1,001 - $15,000 | 2017-05-01 | sell | 34 |
| house-20007403-66 | Dependent | LSXMK | 15000 | 1001 | Liberty Media Corporation - Series C Liberty SiriusXM | $1,001 - $15,000 | 2017-05-25 | sell | 17 |
| house-20007403-65 | Dependent | LSXMK | 15000 | 1001 | Liberty Media Corporation - Series C Liberty SiriusXM | $1,001 - $15,000 | 2017-05-25 | sell | 17 |
| house-20007403-64 | Dependent | LSXMA | 15000 | 1001 | Liberty Media Corporation - Series A Liberty SiriusXM | $1,001 - $15,000 | 2017-05-25 | sell | 17 |
| house-20007403-63 | Dependent | LSXMA | 15000 | 1001 | Liberty Media Corporation - Series A Liberty SiriusXM | $1,001 - $15,000 | 2017-05-25 | sell | 17 |
| house-20007403-62 | Joint | AHONY | 50000 | 15001 | Koninklijke Ahold, N.V. American Depositary Shares (AHoNY) | $15,001 - $50,000 | 2017-05-17 | buy | 23 |
| house-20007403-61 | Joint | AHONY | 15000 | 1001 | Koninklijke Ahold, N.V. American Depositary Shares (AHoNY) | $1,001 - $15,000 | 2017-05-04 | buy | 32 |
| house-20007403-60 | Joint | — | 15000 | 1001 | Koninklijke Ahold, N.V. American | $1,001 - $15,000 | 2017-05-08 | buy | 29 |
| house-20007403-6 | Joint | — | 15000 | 1001 | ANTERo RESoURCES CoRP 05.625% 060123 | $1,001 - $15,000 | 2017-05-03 | buy | 33 |
| house-20007403-59 | Joint | KMTUY | 15000 | 1001 | Komatsu Ltd ord American Depositary Shares | $1,001 - $15,000 | 2017-05-01 | sell | 34 |
| house-20007403-58 | Dependent | PFF | 50000 | 15001 | iShares US Preferred Stock ETF | $15,001 - $50,000 | 2017-05-31 | sell | 13 |
| house-20007403-57 | Dependent | PFF | 50000 | 15001 | iShares US Preferred Stock ETF | $15,001 - $50,000 | 2017-05-31 | sell | 13 |
| house-20007403-56 | Dependent | IWD | 15000 | 1001 | iShares Russell 1000 Value ETF | $1,001 - $15,000 | 2017-05-16 | buy | 24 |
| house-20007403-55 | Dependent | IWD | 15000 | 1001 | iShares Russell 1000 Value ETF | $1,001 - $15,000 | 2017-05-16 | buy | 24 |
| house-20007403-54 | Self | IWD | 50000 | 15001 | iShares Russell 1000 Value ETF | $15,001 - $50,000 | 2017-05-16 | buy | 24 |
| house-20007403-53 | Joint | IWD | 100000 | 50001 | iShares Russell 1000 Value ETF | $50,001 - $100,000 | 2017-05-16 | buy | 24 |
| house-20007403-52 | Joint | IWF | 100000 | 50001 | iShares Russell 1000 growth ETF | $50,001 - $100,000 | 2017-05-16 | buy | 24 |
| house-20007403-51 | Self | IWF | 50000 | 15001 | iShares Russell 1000 growth ETF | $15,001 - $50,000 | 2017-05-16 | buy | 24 |
| house-20007403-50 | Dependent | IWF | 15000 | 1001 | iShares Russell 1000 growth ETF | $1,001 - $15,000 | 2017-05-16 | buy | 24 |
| house-20007403-5 | Joint | ABEV | 15000 | 1001 | Ambev S.A. American Depositary Shares | $1,001 - $15,000 | 2017-05-01 | sell | 34 |
| house-20007403-49 | Dependent | IWF | 15000 | 1001 | iShares Russell 1000 growth ETF | $1,001 - $15,000 | 2017-05-16 | buy | 24 |
| house-20007403-48 | Dependent | EMB | 50000 | 15001 | iShares J,P. Morgan USD Emerging Markets Bond ETF | $15,001 - $50,000 | 2017-05-31 | buy | 13 |
| house-20007403-47 | Dependent | EMB | 50000 | 15001 | iShares J,P. Morgan USD Emerging Markets Bond ETF | $15,001 - $50,000 | 2017-05-31 | buy | 13 |
| house-20007403-46 | Dependent | LQD | 15000 | 1001 | iShares iBoxx $ Investment grade Corporate Bond ETF | $1,001 - $15,000 | 2017-05-31 | buy | 13 |
| house-20007403-45 | Self | IEMG | 50000 | 15001 | iShares Core MSCI Emerging Markets ETF (IEMg) | $15,001 - $50,000 | 2017-05-16 | sell | 24 |
| house-20007403-44 | Joint | IEMG | 250000 | 100001 | iShares Core MSCI Emerging Markets ETF (IEMg) | $100,001 - $250,000 | 2017-05-16 | sell | 24 |
| house-20007403-43 | Dependent | IEMG | 15000 | 1001 | iShares Core MSCI Emerging Markets ETF (IEMg) | $1,001 - $15,000 | 2017-05-16 | sell | 24 |
| house-20007403-42 | Dependent | IEMG | 15000 | 1001 | iShares Core MSCI Emerging Markets ETF (IEMg) | $1,001 - $15,000 | 2017-05-16 | sell | 24 |
| house-20007403-41 | Dependent | IEF | 100000 | 50001 | iShares 7-10 Year Treasury Bond ETF | $50,001 - $100,000 | 2017-05-31 | sell | 13 |
| house-20007403-40 | Dependent | IEF | 50000 | 15001 | iShares 7-10 Year Treasury Bond ETF | $15,001 - $50,000 | 2017-05-31 | sell | 13 |
| house-20007403-4 | Joint | EADSY | 15000 | 1001 | Airbus group Unsponsored ADR | $1,001 - $15,000 | 2017-05-05 | sell | 31 |
| house-20007403-39 | Dependent | RSP | 15000 | 1001 | guggenheim S&P 500 Equal Weight ETF | $1,001 - $15,000 | 2017-05-17 | sell | 23 |
| house-20007403-38 | Joint | — | 50000 | 15001 | gooDYEAR TIRE & RUBBER 07.000% 051522 | $15,001 - $50,000 | 2017-05-15 | sell | 24 |
| house-20007403-37 | Joint | — | 15000 | 1001 | gooDYEAR TIRE & RUBBER 04.875% 031527 | $1,001 - $15,000 | 2017-05-03 | buy | 33 |
| house-20007403-36 | Joint | — | 15000 | 1001 | gooDYEAR TIRE & RUBBER 04.875% 031527 | $1,001 - $15,000 | 2017-05-04 | buy | 32 |
| house-20007403-35 | Joint | — | 15000 | 1001 | gooDYEAR TIRE & RUBBER 04.875% 031527 | $1,001 - $15,000 | 2017-05-09 | buy | 29 |
| house-20007403-34 | Dependent | MLPA | 50000 | 15001 | global X MLP ETF | $15,001 - $50,000 | 2017-05-31 | buy | 13 |
| house-20007403-33 | Dependent | MLPA | 50000 | 15001 | global X MLP ETF | $15,001 - $50,000 | 2017-05-31 | buy | 13 |
| house-20007403-32 | Joint | GTOMY | 50000 | 15001 | gemalto NV Sponsored ADR (gToMY) | $15,001 - $50,000 | 2017-05-23 | sell | 19 |
| house-20007403-31 | Joint | GTOMY | 15000 | 1001 | gemalto NV Sponsored ADR (gToMY) | $1,001 - $15,000 | 2017-05-05 | sell | 31 |
| house-20007403-30 | Joint | FMS | 15000 | 1001 | Fresenius Medical Care Ag | $1,001 - $15,000 | 2017-05-01 | sell | 34 |
| house-20007403-3 | Joint | ACSAY | 15000 | 1001 | ACS Actividades De Construccion Y Servicios SA Unsponsored ADR | $1,001 - $15,000 | 2017-05-30 | sell | 14 |
| house-20007403-29 | Dependent | — | 15000 | 1001 | FEDERATED FLoATINg RATE STRATEgIC INCoME FD | $1,001 - $15,000 | 2017-05-31 | sell | 13 |
| house-20007403-28 | Joint | — | 15000 | 1001 | ENgIE SPoN ADR | $1,001 - $15,000 | 2017-05-01 | sell | 34 |
| house-20007403-27 | Joint | — | 50000 | 15001 | EL PASo PIPELINE PART oP 05.000% 100121 | $15,001 - $50,000 | 2017-05-09 | sell | 29 |
| house-20007403-26 | Joint | EONGY | 15000 | 1001 | E.oN SE Sponsored ADR (EoNgY) | $1,001 - $15,000 | 2017-05-01 | sell | 34 |
| house-20007403-25 | Joint | — | 50000 | 15001 | DISH DBS CoRP NTS B/E 05.875% 071522 | $15,001 - $50,000 | 2017-05-25 | sell | 17 |
| house-20007403-24 | Joint | — | 15000 | 1001 | DISH DBS CoRP NTS B/E 05.875% 071522 | $1,001 - $15,000 | 2017-05-23 | sell | 19 |
| house-20007403-23 | Joint | CHL | 50000 | 15001 | China Mobile Limited | $15,001 - $50,000 | 2017-05-15 | sell | 24 |
| house-20007403-22 | Joint | — | 15000 | 1001 | CHESAPEAKE ENERgY CoRP 06.625% 081520 | $1,001 - $15,000 | 2017-05-02 | buy | 34 |
| house-20007403-21 | Joint | — | 15000 | 1001 | CHESAPEAKE ENERgY CoRP 06.625% 081520 | $1,001 - $15,000 | 2017-05-01 | buy | 34 |
| house-20007403-20 | Joint | — | 15000 | 1001 | CDW LLC / CDW FIN CoRP 05.500% 120124 | $1,001 - $15,000 | 2017-05-22 | buy | 19 |
| house-20007403-2 | Joint | ACSAY | 15000 | 1001 | ACS Actividades De Construccion Y Servicios SA Unsponsored ADR | $1,001 - $15,000 | 2017-05-01 | sell | 34 |
| house-20007403-19 | Joint | CABGY | 15000 | 1001 | Carlsberg AS Sponsored ADR Representing Class B Shares (CABgY) | $1,001 - $15,000 | 2017-05-01 | sell | 34 |
| house-20007403-18 | Dependent | — | 50000 | 15001 | BLACKRoCK HIgH YIELD BoND I | $15,001 - $50,000 | 2017-05-31 | buy | 13 |
| house-20007403-17 | Dependent | — | 50000 | 15001 | BLACKRoCK HIgH YIELD BoND I | $15,001 - $50,000 | 2017-05-31 | buy | 13 |
| house-20007403-16 | Joint | BIDU | 50000 | 15001 | Baidu, Inc. - American Depositary Shares, each representing one tenth Class A ordinary share | $15,001 - $50,000 | 2017-05-12 | buy | 26 |
| house-20007403-15 | Joint | BIDU | 15000 | 1001 | Baidu, Inc. - American Depositary Shares, each representing one tenth Class A ordinary share | $1,001 - $15,000 | 2017-05-01 | buy | 34 |
| house-20007403-14 | Joint | ALPMY | 50000 | 15001 | Astellas Pharma Inc Unsponsored ADR | $15,001 - $50,000 | 2017-05-10 | sell | 28 |
| house-20007403-13 | Joint | MT | 50000 | 15001 | Arcelor Mittal NY Registry Shares NEW | $15,001 - $50,000 | 2017-05-12 | buy | 26 |
| house-20007403-12 | Joint | MT | 50000 | 15001 | Arcelor Mittal NY Registry Shares NEW | $15,001 - $50,000 | 2017-05-05 | buy | 31 |
| house-20007403-11 | Joint | — | 15000 | 1001 | ANTERo RESoURCES FIN 05.375% 110121 | $1,001 - $15,000 | 2017-05-01 | sell | 34 |
| house-20007403-106 | Joint | — | 15000 | 1001 | WEYERHAEUSER REAL EST Co 05.875% 061524 | $1,001 - $15,000 | 2017-05-02 | buy | 34 |
| house-20007403-105 | Joint | VIVHY | 50000 | 15001 | Vivendi SA Unsponsored ADR | $15,001 - $50,000 | 2017-05-19 | sell | 21 |
| house-20007403-104 | Joint | VB | 100000 | 50001 | Vanguard Small-Cap ETF - DNQ | $50,001 - $100,000 | 2017-05-16 | sell | 24 |
| house-20007403-103 | Self | VB | 50000 | 15001 | Vanguard Small-Cap ETF - DNQ | $15,001 - $50,000 | 2017-05-16 | sell | 24 |
| house-20007403-102 | Dependent | VB | 15000 | 1001 | Vanguard Small-Cap ETF - DNQ | $1,001 - $15,000 | 2017-05-16 | sell | 24 |
| house-20007403-101 | Dependent | VB | 15000 | 1001 | Vanguard Small-Cap ETF - DNQ | $1,001 - $15,000 | 2017-05-16 | sell | 24 |
| house-20007403-100 | Dependent | VNQ | 50000 | 15001 | Vanguard REIT ETF - DNQ | $15,001 - $50,000 | 2017-05-31 | sell | 13 |
| house-20007403-10 | Joint | — | 15000 | 1001 | ANTERo RESoURCES CoRP 05.625% 060123 | $1,001 - $15,000 | 2017-05-12 | buy | 26 |
| house-20007403-1 | Joint | ACN | 15000 | 1001 | Accenture plc Class A ordinary Shares | $1,001 - $15,000 | 2017-05-15 | buy | 24 |
