| id | owner | ticker | comment | amount max | amount min | asset name | asset type | amount range | transaction date | transaction type | reporting lag days |
|---|
| house-9111295-ocr-9 | Self | AYI | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - ACUITY BRANDS INC CMN (AYI) | Stock | $1,001 - $15,000 | 2017-05-30 | buy | 12 |
| house-9111295-ocr-8 | Self | CAH | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - CARDINAL HEALTH INC CMN (CAH) | Stock | $1,001 - $15,000 | 2017-05-30 | sell | 12 |
| house-9111295-ocr-7 | Self | VLO | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - VALERO ENERGY CORPORATION CMN (VLO) | Stock | $1,001 - $15,000 | 2017-05-30 | sell | 12 |
| house-9111295-ocr-6 | Self | ABEV | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 50000 | 15001 | GS Brokerage - AMBEV S A SPONSORED ADR CMN (ABEV) | Stock | $15,001 - $50,000 | 2017-06-07 | sell | 6 |
| house-9111295-ocr-5 | Self | GOOGL | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - ALPHABET INC. CMN CLASS A (GOOGL) | Stock | $1,001 - $15,000 | 2017-06-07 | buy | 6 |
| house-9111295-ocr-4 | Self | ISRG | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - INTUITIVE SURGICAL, INC. CMN (ISRG) | Stock | $1,001 - $15,000 | 2017-06-07 | buy | 6 |
| house-9111295-ocr-3 | Self | ABEV | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - AMBEV S A SPONSORED ADR CMN (ABEV) | Stock | $1,001 - $15,000 | 2017-06-08 | sell | 5 |
| house-9111295-ocr-22 | Self | — | — | 50000 | 15001 | Due from Energy Holdings, LLC - Partial payment received | Private Investment | $15,001 - $50,000 | 2017-05-17 | sell | 21 |
| house-9111295-ocr-21 | Self | — | — | 50000 | 15001 | Energy Holdings, LLC (Naples, FL): oil and gas well investments - Sale of wells | Private Investment | $15,001 - $50,000 | 2017-05-16 | sell | 22 |
| house-9111295-ocr-20 | Self | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | Morgan Stanley - SAN JACINTO TEX RIV AUTH SPL PROJ REV REF RATE:N/A/AA 5.000% DUE:2030-10-01 (798055TQ2) | Municipal Bond | $1,001 - $15,000 | 2017-05-30 | buy | 12 |
| house-9111295-ocr-2 | Joint | — | — | 50000 | 15001 | Brown Advisory - Golden State Tobacco Securitization Corp. CA 5% DUE 06-01-2025 | Municipal Bond | $15,001 - $50,000 | 2017-05-18 | buy | 20 |
| house-9111295-ocr-19 | Self | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | Morgan Stanley - GREENVILLE HOSP SYS S C HOSP FACS REV RATE:A1/A+ 5.000% DUE:2027-05-01 (396080JR5) | Municipal Bond | $1,001 - $15,000 | 2017-06-06 | buy | 7 |
| house-9111295-ocr-18 | Self | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | Morgan Stanley - WISCONSIN ST HEALTH & EDL FACSAUTH REV REF RATE:A1/A+ 5.000% DUE:2030-08-15 (97712DKK1) | Municipal Bond | $1,001 - $15,000 | 2017-06-07 | buy | 6 |
| house-9111295-ocr-17 | Self | F | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - FORD MOTOR COMPANY CMN (F) | Stock | $1,001 - $15,000 | 2017-05-30 | buy | 12 |
| house-9111295-ocr-16 | Self | OXY | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - OCCIDENTAL PETROLEUM CORP CMN (OXY) | Stock | $1,001 - $15,000 | 2017-05-30 | buy | 12 |
| house-9111295-ocr-15 | Self | ESRX | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - EXPRESS SCRIPTS HOLDINGS CMN (ESRX) | Stock | $1,001 - $15,000 | 2017-05-30 | sell | 12 |
| house-9111295-ocr-14 | Self | FE | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - FIRSTENERGY CORP CMN (FE) | Stock | $1,001 - $15,000 | 2017-05-30 | sell | 12 |
| house-9111295-ocr-13 | Self | CVS | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - CVS HEALTH CORP CMN (CVS) | Stock | $1,001 - $15,000 | 2017-05-30 | buy | 12 |
| house-9111295-ocr-12 | Self | GE | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - GENERAL ELECTRIC CO CMN (GE) | Stock | $1,001 - $15,000 | 2017-05-30 | sell | 12 |
| house-9111295-ocr-11 | Self | GILD | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - GILEAD SCIENCES CMN (GILD) | Stock | $1,001 - $15,000 | 2017-05-30 | buy | 12 |
| house-9111295-ocr-10 | Self | ALXN | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | GS Brokerage - ALEXION PHARMACEUTICALS INC CMN (ALXN) | Stock | $1,001 - $15,000 | 2017-05-30 | sell | 12 |
| house-9111295-ocr-1 | Joint | — | — | 15000 | 1001 | Brown Advisory - New Haven CT Solid Waste Authority P/R 6/1/18 @ 100 5.375% DUE 06-01-2028 | Municipal Bond | $1,001 - $15,000 | 2017-06-01 | sell | 10 |
