| id | ticker | comment | amount max | amount min | asset name | amount range | transaction date | transaction type | reporting lag days |
|---|
| house-9110542-ocr-9 | — | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 250000 | 100001 | WHITEWATER WIS UNI SCH DIST GO 4.0000% 04/01/22 AO | $100,001 - $250,000 | 2017-02-28 | buy | 12 |
| house-9110542-ocr-8 | — | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 250000 | 100001 | BALTIMORE CNTY MD GO 3% 03/16/18 MS | $100,001 - $250,000 | 2017-03-02 | buy | 10 |
| house-9110542-ocr-7 | TGT | — | 15000 | 1001 | Target Corp. | $1,001 - $15,000 | 2017-02-28 | sell | 12 |
| house-9110542-ocr-6 | SU | — | 15000 | 1001 | Suncor Energy, Inc. | $1,001 - $15,000 | 2017-02-28 | buy | 12 |
| house-9110542-ocr-5 | OXY | — | 15000 | 1001 | Occidental Petroleum Corp. | $1,001 - $15,000 | 2017-02-28 | buy | 12 |
| house-9110542-ocr-4 | — | — | 50000 | 15001 | Tobacco Settlement Authority WA 5% DUE 06-01-2020 | $15,001 - $50,000 | 2017-03-02 | buy | 10 |
| house-9110542-ocr-3 | — | — | 50000 | 15001 | Brown Advisory Strategic Bond Fund Cl Inv | $15,001 - $50,000 | 2017-02-14 | buy | 22 |
| house-9110542-ocr-2 | — | — | 100000 | 50001 | Artisan Global Value Fund Cl Adv | $50,001 - $100,000 | 2017-02-14 | buy | 22 |
| house-9110542-ocr-18 | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | DANA HOLDING CORP RATE:B1/BB+ 5.500% DUE:2024-12-15 | $1,001 - $15,000 | 2017-02-15 | buy | 21 |
| house-9110542-ocr-17 | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | SESI, LLC RATE:B2/BB- 7.125% DUE:2021-12-15 | $1,001 - $15,000 | 2017-02-22 | buy | 16 |
| house-9110542-ocr-16 | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | HEWLETT PACKARD ENTERPRISE COMPANY RATE:BAA2/BBB 4.900% DUE:2025-10-15 | $1,001 - $15,000 | 2017-03-09 | buy | 5 |
| house-9110542-ocr-15 | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | MORGAN STANLEY RATE:BAA2/BBB- 4.875% DUE:2022-11-01 | $1,001 - $15,000 | 2017-03-09 | buy | 5 |
| house-9110542-ocr-14 | — | Rooney Capital, LLC (Private Investments, Naples, FL) | 15000 | 1001 | WHOLE FOODS MARKET INC RATE:BAA3/BBB- 5.200% DUE:2025-12-03 | $1,001 - $15,000 | 2017-03-09 | buy | 5 |
| house-9110542-ocr-13 | — | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS 5ORDS | $1,001 - $15,000 | 2017-02-13 | sell | 23 |
| house-9110542-ocr-12 | — | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 250000 | 100001 | CITY OF BILOXI MS GO 3.0000% 03/01/19 MS | $100,001 - $250,000 | 2017-02-15 | buy | 21 |
| house-9110542-ocr-11 | — | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | WAL-MART DE MEXICO SAB DE CV SPONSORED ADR REPSTG SER V SHS | $1,001 - $15,000 | 2017-02-24 | buy | 14 |
| house-9110542-ocr-10 | — | Rooney Family Investments, Ltd. (Private Investments, Naples, FL) | 15000 | 1001 | WAL-MART DE MEXICO SAB DE CV SPONSORED ADR REPSTG SER V SHS | $1,001 - $15,000 | 2017-02-27 | buy | 13 |
| house-9110542-ocr-1 | — | — | 50000 | 15001 | Cardinal Small Cap Value Fund Cl Inst | $15,001 - $50,000 | 2017-02-14 | buy | 22 |
