Thomas R Carper (Senate) disclosed 21 transactions
This filing is an amendment. It restates an earlier report by the same filer, which may still appear separately.
| 2016-11-11 · buy | ALPS ETF Trust-ALPS Medical — $1,001 - $15,000 |
| 2016-11-11 · buy | Western Asset/Claymore Inflation ETF — $1,001 - $15,000 |
| 2016-11-14 · sell | Southern Copper Corporation — $1,001 - $15,000 |
| 2016-11-14 · buy | Central Fund of Canada Ltd A — $1,001 - $15,000 |
| 2016-11-17 · sell | Philip Morris Intl — $1,001 - $15,000 |
| 2016-11-17 · buy | Reynolds American Inc. — $1,001 - $15,000 |
| 2016-11-18 · sell | JPM Contingent Autocall on Halliburton Rate/Coupon: 10% Matures: 05/18/2018 — $1,001 - $15,000 |
| 2016-11-11 · buy | Wisdomtree US Cap Div Growth ETF — $1,001 - $15,000 |
| 2016-11-11 · buy | Ishares Ibond Dec 18 Trm Corp ETF — $1,001 - $15,000 |
| 2016-11-21 · buy | Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 — $1,001 - $15,000 |
| 2016-11-11 · buy | Vaneck Vector Junior Gold Miners ETF — $1,001 - $15,000 |
| 2016-11-11 · buy | First Trust EM SC Alphadex ETF — $1,001 - $15,000 |
| 2016-11-11 · buy | Powershares ETF TR Dyna Buyback — $1,001 - $15,000 |
| 2016-11-11 · buy | First Trust DJ Internet Index ETF — $1,001 - $15,000 |
| 2016-11-11 · buy | Vanguard S&P Mid-cap 400 ETF — $1,001 - $15,000 |
| 2016-11-11 · buy | SPDR Gold TR Gold Shs ETF — $1,001 - $15,000 |
| 2016-11-11 · buy | Powershares Aero & Defense ETF — $1,001 - $15,000 |
| 2016-11-11 · buy | Lazard World Div & Inc Fd ETF — $1,001 - $15,000 |
| 2016-11-11 · buy | Ishares SP Smallcap 600 Index ETF — $1,001 - $15,000 |
| 2016-11-11 · buy | S&P 500 Index Fund ETF — $15,001 - $50,000 |
| 2016-11-21 · buy | Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 — $1,001 - $15,000 |
The complete record
| owner | Spouse |
| party | Democrat |
| state | DE |
| office | Carper, Thomas R (Senator) |
| ptr id | 9f6408dd-ef9e-4be8-b763-73fa074c4a0a |
| chamber | senate |
| comment | -- |
| report url | https://efdsearch.senate.gov/search/view/ptr/9f6408dd-ef9e-4be8-b763-73fa074c4a0a/ |
| bioguide id | C000174 |
| data source | SENATE_EFD_PTR |
| member last | Carper |
| member name | Thomas R Carper |
| member first | Thomas R |
| state district | — |
| disclosure date | 2017-03-14 |
| amendment status | amendment |
| transaction nature | OPEN_MARKET |
Each transaction (21)
| id | ticker | amount max | amount min | asset name | asset type | amount range | transaction date | transaction type | reporting lag days |
|---|---|---|---|---|---|---|---|---|---|
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-9 | — | 15000 | 1001 | ALPS ETF Trust-ALPS Medical | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-8 | — | 15000 | 1001 | Western Asset/Claymore Inflation ETF | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-7 | SCCO | 15000 | 1001 | Southern Copper Corporation | Stock | $1,001 - $15,000 | 2016-11-14 | sell | 86 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-6 | — | 15000 | 1001 | Central Fund of Canada Ltd A | Stock | $1,001 - $15,000 | 2016-11-14 | buy | 86 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-5 | — | 15000 | 1001 | Philip Morris Intl | Stock | $1,001 - $15,000 | 2016-11-17 | sell | 84 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-4 | RAI | 15000 | 1001 | Reynolds American Inc. | Stock | $1,001 - $15,000 | 2016-11-17 | buy | 84 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-3 | — | 15000 | 1001 | JPM Contingent Autocall on Halliburton Rate/Coupon: 10% Matures: 05/18/2018 | Corporate Bond | $1,001 - $15,000 | 2016-11-18 | sell | 83 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-21 | — | 15000 | 1001 | Wisdomtree US Cap Div Growth ETF | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-20 | — | 15000 | 1001 | Ishares Ibond Dec 18 Trm Corp ETF | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-2 | — | 15000 | 1001 | Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 | Corporate Bond | $1,001 - $15,000 | 2016-11-21 | buy | 81 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-19 | — | 15000 | 1001 | Vaneck Vector Junior Gold Miners ETF | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-18 | — | 15000 | 1001 | First Trust EM SC Alphadex ETF | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-17 | — | 15000 | 1001 | Powershares ETF TR Dyna Buyback | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-16 | — | 15000 | 1001 | First Trust DJ Internet Index ETF | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-15 | — | 15000 | 1001 | Vanguard S&P Mid-cap 400 ETF | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-14 | — | 15000 | 1001 | SPDR Gold TR Gold Shs ETF | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-13 | — | 15000 | 1001 | Powershares Aero & Defense ETF | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-12 | — | 15000 | 1001 | Lazard World Div & Inc Fd ETF | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-11 | — | 15000 | 1001 | Ishares SP Smallcap 600 Index ETF | Other | $1,001 - $15,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-10 | — | 50000 | 15001 | S&P 500 Index Fund ETF | Other | $15,001 - $50,000 | 2016-11-11 | buy | 88 |
| senate-9f6408dd-ef9e-4be8-b763-73fa074c4a0a-1 | — | 15000 | 1001 | Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 | Corporate Bond | $1,001 - $15,000 | 2016-11-21 | buy | 81 |