Francis Rooney (House) disclosed 166 transactions

2017-02-17 · Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk

Amendment status is not available for House filings. A filing listed here may since have been amended.

2017-01-27 · sell	General Dynamics Corp. CMN — $50,001 - $100,000
2017-01-27 · sell	Lowes Companies Inc CMN — $15,001 - $50,000
2017-01-27 · sell	Eli Lilly & Co CMN — $15,001 - $50,000
2017-01-27 · sell	General Electric Co CMN — $15,001 - $50,000
2017-01-27 · sell	General Mills Inc CMN — $15,001 - $50,000
2017-01-27 · sell	Duke Energy Corporation CMN — $1,001 - $15,000
2017-01-27 · sell	Diageo PLC SPON ADR (NEW) Sponsored ADR CMN — $15,001 - $50,000
2017-01-27 · sell	Cincinnati Financial CRP CMN — $15,001 - $50,000
2017-01-27 · sell	Dominion Resources, Inc. CMN — $1,001 - $15,000
2017-01-27 · sell	Berkshire Hathaway Inc. Class B — $15,001 - $50,000
2017-01-25 · buy	Austin TX Independent School District GO 5% DUE 08-01-2026 — $15,001 - $50,000
2017-01-27 · sell	Chevron Corporation CMN — $15,001 - $50,000
2017-01-27 · sell	Cisco Systems, Inc. CMN — $15,001 - $50,000
2017-01-27 · sell	CA, Inc. CMN — $15,001 - $50,000
2017-01-27 · sell	Carnival Corporation CMN — $15,001 - $50,000
2017-01-27 · sell	Blackrock, Inc. CMN — $15,001 - $50,000
2017-01-25 · sell	Shoprite Holdings Ltd Sponsored ADR CMN — $15,001 - $50,000
2017-01-25 · sell	H & R Block Inc. CMN — $1,001 - $15,000
2017-01-25 · buy	Altria Group, Inc. CMN — $1,001 - $15,000
2017-01-24 · sell	Shoprite Holdings Ltd Sponsored ADR CMN — $1,001 - $15,000
2017-01-24 · buy	Experian PLC Sponsored ADR CMN — $1,001 - $15,000
2017-01-11 · buy	Frederick Co. MD GO 5% DUE 08-01-2025 — $15,001 - $50,000
2017-01-24 · buy	AIA Group Limited Sponsored ADR CMN Series — $15,001 - $50,000
2017-01-24 · buy	Altria Group, Inc. CMN — $1,001 - $15,000
2017-01-24 · sell	H & R Block Inc. CMN — $1,001 - $15,000
2017-01-13 · sell	Wisdom Tree Japan Hedged Equity Fund — $250,001 - $500,000
2017-01-13 · buy	Ambev S A Sponsored ADR CMN — $1,001 - $15,000
2017-01-10 · buy	Compass Group PLC Sponsored ADR CMN — $1,001 - $15,000
2017-01-04 · sell	Colgate-Palmolive Co CMN — $1,001 - $15,000
2017-01-04 · sell	Medtronic Public Limited Compa CMN — $1,001 - $15,000
2017-01-04 · buy	McKesson Corporation CMN — $1,001 - $15,000
2017-01-04 · sell	Vertex Pharmaceuticals Inc CMN — $1,001 - $15,000
2017-01-09 · buy	Harris Co. - Houston TX Sports Authority 5% DUE 11-15-2025 — $15,001 - $50,000
2017-01-04 · buy	Under Armour, Inc. CMN Class A — $1,001 - $15,000
2017-01-04 · sell	Biogen Inc. CMN — $1,001 - $15,000
2017-01-04 · buy	Gilead Sciences CMN — $1,001 - $15,000
2017-01-04 · sell	VF Corp CMN — $1,001 - $15,000
2017-01-04 · buy	Estee Lauder Cos Inc CL-A CMN Class A — $1,001 - $15,000
2017-01-04 · buy	Eli Lilly & Co CMN — $1,001 - $15,000
2017-01-04 · buy	CVS Health Corp CMN — $1,001 - $15,000
2017-01-04 · buy	Regeneron Pharmaceutical Inc CMN — $1,001 - $15,000
2017-01-04 · sell	CenturyLink Inc CMN — $1,001 - $15,000
2017-01-04 · buy	Wells Fargo & Co (New) CMN — $1,001 - $15,000
2017-01-05 · buy	Tarrant Co. TX Cultural Education Facilities Finance Corp. 2.5% DUE 12-01-2018 — $15,001 - $50,000
2017-01-04 · sell	Target Corporation CMN — $1,001 - $15,000
2017-01-04 · sell	Allergan PLC CMN — $1,001 - $15,000
2017-01-04 · sell	Intuitive Surgical, Inc. CMN — $1,001 - $15,000
2017-02-07 · buy	Novartis AG Sponsored ADR — $1,001 - $15,000
2017-02-07 · buy	Microsoft Corp. — $1,001 - $15,000
2017-02-07 · buy	Merck & Co, Inc. — $1,001 - $15,000
2017-02-07 · buy	JPMorgan Chase & Co. — $1,001 - $15,000
2017-02-07 · buy	Wells Fargo & Co. — $1,001 - $15,000
2017-02-07 · buy	Coca-Cola Co. — $1,001 - $15,000
2017-02-07 · buy	Praxair, Inc. — $1,001 - $15,000
2017-01-03 · buy	South Miami FL Health Facilities Authority 5% DUE 08-15-2032 — $15,001 - $50,000
2017-02-07 · buy	Public Storage, Inc. 5.90% Pfd Series S — $1,001 - $15,000
2017-02-07 · buy	Occidental Petroleum Corp. — $1,001 - $15,000
2017-02-07 · buy	Kinder Morgan, Inc. — $1,001 - $15,000
2017-02-07 · buy	General Electric Co. — $1,001 - $15,000
2017-02-07 · buy	VF Corp. — $1,001 - $15,000
…	106 more transactions: every one is in the complete record on this filing's page

The complete record

Every field KeyVex holds for this filing, as its API serves it. Nothing is withheld here that the API sells.

party	Republican
state	FL
office	Rooney, Francis (Representative)
ptr id	9110465
chamber	house
report url	https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2017/9110465.pdf
bioguide id	R000607
data source	HOUSE_CLERK_PTR
member last	Rooney
member name	Francis Rooney
member first	Francis
state district	FL19
disclosure date	2017-02-17
extraction method	vision_ocr

Each transaction (166)

id	owner	ticker	comment	amount max	amount min	asset name	asset type	amount range	transaction date	transaction type	reporting lag days
house-9110465-ocr-99	Self	GD	—	100000	50001	General Dynamics Corp. CMN	Common Stock	$50,001 - $100,000	2017-01-27	sell	15
house-9110465-ocr-98	Self	LOW	—	50000	15001	Lowes Companies Inc CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-97	Self	LLY	—	50000	15001	Eli Lilly & Co CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-96	Self	GE	—	50000	15001	General Electric Co CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-95	Self	GIS	—	50000	15001	General Mills Inc CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-94	Self	DUK	—	15000	1001	Duke Energy Corporation CMN	Common Stock	$1,001 - $15,000	2017-01-27	sell	15
house-9110465-ocr-93	Self	DEO	—	50000	15001	Diageo PLC SPON ADR (NEW) Sponsored ADR CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-92	Self	CINF	—	50000	15001	Cincinnati Financial CRP CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-91	Self	D	—	15000	1001	Dominion Resources, Inc. CMN	Common Stock	$1,001 - $15,000	2017-01-27	sell	15
house-9110465-ocr-90	Self	BRKB	—	50000	15001	Berkshire Hathaway Inc. Class B	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-9	Joint	—	—	50000	15001	Austin TX Independent School District GO 5% DUE 08-01-2026	Municipal Bond	$15,001 - $50,000	2017-01-25	buy	17
house-9110465-ocr-89	Self	CVX	—	50000	15001	Chevron Corporation CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-88	Self	CSCO	—	50000	15001	Cisco Systems, Inc. CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-87	Self	CA	—	50000	15001	CA, Inc. CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-86	Self	CCL	—	50000	15001	Carnival Corporation CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-85	Self	BLK	—	50000	15001	Blackrock, Inc. CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-84	Self	SRGHY	—	50000	15001	Shoprite Holdings Ltd Sponsored ADR CMN	Common Stock	$15,001 - $50,000	2017-01-25	sell	17
house-9110465-ocr-83	Self	HRB	—	15000	1001	H & R Block Inc. CMN	Common Stock	$1,001 - $15,000	2017-01-25	sell	17
house-9110465-ocr-82	Self	MO	—	15000	1001	Altria Group, Inc. CMN	Common Stock	$1,001 - $15,000	2017-01-25	buy	17
house-9110465-ocr-81	Self	SRGHY	—	15000	1001	Shoprite Holdings Ltd Sponsored ADR CMN	Common Stock	$1,001 - $15,000	2017-01-24	sell	18
house-9110465-ocr-80	Self	EXPGY	—	15000	1001	Experian PLC Sponsored ADR CMN	Common Stock	$1,001 - $15,000	2017-01-24	buy	18
house-9110465-ocr-8	Joint	—	—	50000	15001	Frederick Co. MD GO 5% DUE 08-01-2025	Municipal Bond	$15,001 - $50,000	2017-01-11	buy	27
house-9110465-ocr-79	Self	AAGIY	—	50000	15001	AIA Group Limited Sponsored ADR CMN Series	Common Stock	$15,001 - $50,000	2017-01-24	buy	18
house-9110465-ocr-78	Self	MO	—	15000	1001	Altria Group, Inc. CMN	Common Stock	$1,001 - $15,000	2017-01-24	buy	18
house-9110465-ocr-77	Self	HRB	—	15000	1001	H & R Block Inc. CMN	Common Stock	$1,001 - $15,000	2017-01-24	sell	18
house-9110465-ocr-76	Self	DXJ	—	500000	250001	Wisdom Tree Japan Hedged Equity Fund	ETF	$250,001 - $500,000	2017-01-13	sell	25
house-9110465-ocr-75	Self	ABEV	—	15000	1001	Ambev S A Sponsored ADR CMN	Common Stock	$1,001 - $15,000	2017-01-13	buy	25
house-9110465-ocr-74	Self	CMPGY	—	15000	1001	Compass Group PLC Sponsored ADR CMN	Common Stock	$1,001 - $15,000	2017-01-10	buy	28
house-9110465-ocr-73	Self	CL	—	15000	1001	Colgate-Palmolive Co CMN	Common Stock	$1,001 - $15,000	2017-01-04	sell	32
house-9110465-ocr-72	Self	MDT	—	15000	1001	Medtronic Public Limited Compa CMN	Common Stock	$1,001 - $15,000	2017-01-04	sell	32
house-9110465-ocr-71	Self	MCK	—	15000	1001	McKesson Corporation CMN	Common Stock	$1,001 - $15,000	2017-01-04	buy	32
house-9110465-ocr-70	Self	VRTX	—	15000	1001	Vertex Pharmaceuticals Inc CMN	Common Stock	$1,001 - $15,000	2017-01-04	sell	32
house-9110465-ocr-7	Joint	—	—	50000	15001	Harris Co. - Houston TX Sports Authority 5% DUE 11-15-2025	Municipal Bond	$15,001 - $50,000	2017-01-09	buy	29
house-9110465-ocr-69	Self	UAA	—	15000	1001	Under Armour, Inc. CMN Class A	Common Stock	$1,001 - $15,000	2017-01-04	buy	32
house-9110465-ocr-68	Self	BIIB	—	15000	1001	Biogen Inc. CMN	Common Stock	$1,001 - $15,000	2017-01-04	sell	32
house-9110465-ocr-67	Self	GILD	—	15000	1001	Gilead Sciences CMN	Common Stock	$1,001 - $15,000	2017-01-04	buy	32
house-9110465-ocr-66	Self	VFC	—	15000	1001	VF Corp CMN	Common Stock	$1,001 - $15,000	2017-01-04	sell	32
house-9110465-ocr-65	Self	EL	—	15000	1001	Estee Lauder Cos Inc CL-A CMN Class A	Common Stock	$1,001 - $15,000	2017-01-04	buy	32
house-9110465-ocr-64	Self	LLY	—	15000	1001	Eli Lilly & Co CMN	Common Stock	$1,001 - $15,000	2017-01-04	buy	32
house-9110465-ocr-63	Self	CVS	—	15000	1001	CVS Health Corp CMN	Common Stock	$1,001 - $15,000	2017-01-04	buy	32
house-9110465-ocr-62	Self	REGN	—	15000	1001	Regeneron Pharmaceutical Inc CMN	Common Stock	$1,001 - $15,000	2017-01-04	buy	32
house-9110465-ocr-61	Self	CTL	—	15000	1001	CenturyLink Inc CMN	Common Stock	$1,001 - $15,000	2017-01-04	sell	32
house-9110465-ocr-60	Self	WFC	—	15000	1001	Wells Fargo & Co (New) CMN	Common Stock	$1,001 - $15,000	2017-01-04	buy	32
house-9110465-ocr-6	Joint	—	—	50000	15001	Tarrant Co. TX Cultural Education Facilities Finance Corp. 2.5% DUE 12-01-2018	Municipal Bond	$15,001 - $50,000	2017-01-05	buy	31
house-9110465-ocr-59	Self	TGT	—	15000	1001	Target Corporation CMN	Common Stock	$1,001 - $15,000	2017-01-04	sell	32
house-9110465-ocr-58	Self	AGN	—	15000	1001	Allergan PLC CMN	Common Stock	$1,001 - $15,000	2017-01-04	sell	32
house-9110465-ocr-57	Self	ISRG	—	15000	1001	Intuitive Surgical, Inc. CMN	Common Stock	$1,001 - $15,000	2017-01-04	sell	32
house-9110465-ocr-56	Self	—	—	15000	1001	Novartis AG Sponsored ADR	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-55	Self	MSFT	—	15000	1001	Microsoft Corp.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-54	Self	MRK	—	15000	1001	Merck & Co, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-53	Self	JPM	—	15000	1001	JPMorgan Chase & Co.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-52	Self	WFC	—	15000	1001	Wells Fargo & Co.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-51	Self	KO	—	15000	1001	Coca-Cola Co.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-50	Self	—	—	15000	1001	Praxair, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-5	Joint	—	—	50000	15001	South Miami FL Health Facilities Authority 5% DUE 08-15-2032	Municipal Bond	$15,001 - $50,000	2017-01-03	buy	33
house-9110465-ocr-49	Self	PSA	—	15000	1001	Public Storage, Inc. 5.90% Pfd Series S	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-48	Self	OXY	—	15000	1001	Occidental Petroleum Corp.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-47	Self	KMI	—	15000	1001	Kinder Morgan, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-46	Self	GE	—	15000	1001	General Electric Co.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-45	Self	—	—	15000	1001	VF Corp.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-44	Self	TEVA	—	15000	1001	Teva Pharmaceutical Industries, Ltd. Sponsored ADR	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-43	Self	PM	—	15000	1001	Philip Morris International, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-42	Self	—	—	15000	1001	Lowe's Companies, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-41	Self	HCSG	—	15000	1001	Healthcare Services Group, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-40	Self	—	—	15000	1001	McDonald's Corp.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-4	Joint	—	—	100000	50001	IL State Health Facilities Authority - VRDN JPM LOC 0.64% DUE 03-01-2017	Municipal Bond	$50,001 - $100,000	2017-02-07	sell	8
house-9110465-ocr-39	Self	TGT	—	15000	1001	Target Corp.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-38	Self	MO	—	15000	1001	Altria Group, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-37	Self	JNJ	—	15000	1001	Johnson & Johnson	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-36	Joint	ACN	—	15000	1001	Accenture PLC	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-35	Joint	—	—	15000	1001	United Technologies Corp.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-34	Joint	UL	—	15000	1001	Unilever NV	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-33	Joint	QCOM	—	15000	1001	Qualcomm, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-32	Joint	HD	—	15000	1001	Home Depot, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-31	Joint	CINF	—	15000	1001	Cincinnati Financial Corp.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-30	Joint	AMP	—	15000	1001	Ameriprise Financial, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-3	Joint	—	—	100000	50001	Dallas TX Performing Arts Cultural Facilities Corp - VRDN JPM LOC 0.64% DUE 03-01-2017	Municipal Bond	$50,001 - $100,000	2017-02-07	sell	8
house-9110465-ocr-29	Joint	BBY	—	15000	1001	Best Buy Co., Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-28	Joint	ADP	—	15000	1001	Automatic Data Processing, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-27	Joint	WY	—	15000	1001	Weyerhaeuser Co.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-26	Joint	WPC	—	15000	1001	W.P. Carey, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-25	Joint	ABBV	—	15000	1001	AbbVie, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-24	Joint	AAPL	—	15000	1001	Apple, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-23	Joint	ERIE	—	15000	1001	Erie Indemnity Co.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-22	Joint	—	—	15000	1001	Nielsen Holdings PLC	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-21	Joint	GD	—	15000	1001	General Dynamics Corp.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-20	Joint	CSCO	—	15000	1001	Cisco Systems, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-2	Joint	—	—	100000	50001	MA State Health & Ed Facilities Authority 0.64% DUE 03-01-2017	Municipal Bond	$50,001 - $100,000	2017-02-07	sell	8
house-9110465-ocr-19	Joint	WTW	—	15000	1001	Willis Towers Watson PLC	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-18	Joint	SU	—	15000	1001	Suncor Energy, Inc.	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-17	Joint	PCAR	—	15000	1001	PACCAR, Inc.	Stock	$1,001 - $15,000	2017-01-31	sell	13
house-9110465-ocr-166	Self	—	Rooney Capital, LLC (Private Investments, Naples, FL); Cusip U88149AL0	15000	1001	Morgan Stanley - Tesoro Corp Regs Rate:BA2/BB+(+) 5.125% Due:2026-12-15	Corporate Bond	$1,001 - $15,000	2017-02-08	buy	7
house-9110465-ocr-165	Self	—	MUNI	250000	100001	Kentucky State Property & Building Revenue 5.0000% 10/01/17 AO	Municipal Bond	$100,001 - $250,000	2017-02-08	buy	7
house-9110465-ocr-164	Self	MDT	—	15000	1001	Medtronic Public Limited Company Common Stock	Stock	$1,001 - $15,000	2017-02-08	buy	7
house-9110465-ocr-163	Self	SCG	—	15000	1001	Scana Corp CMN	Stock	$1,001 - $15,000	2017-02-08	sell	7
house-9110465-ocr-162	Self	LB	—	15000	1001	L Brands, Inc. CMN	Stock	$1,001 - $15,000	2017-02-08	sell	7
house-9110465-ocr-161	Self	CTL	—	15000	1001	Centurylink Inc CMN	Stock	$1,001 - $15,000	2017-02-08	buy	7
house-9110465-ocr-160	Self	KO	—	15000	1001	Coca-Cola Company (The) CMN	Stock	$1,001 - $15,000	2017-02-08	sell	7
house-9110465-ocr-16	Joint	QCOM	—	15000	1001	Qualcomm, Inc.	Stock	$1,001 - $15,000	2017-01-31	buy	13
house-9110465-ocr-159	Self	REGN	—	15000	1001	Regeneron Pharmaceutical Inc CMN	Stock	$1,001 - $15,000	2017-02-08	sell	7
house-9110465-ocr-158	Self	CL	—	15000	1001	Colgate-Palmolive Co CMN	Stock	$1,001 - $15,000	2017-02-08	buy	7
house-9110465-ocr-157	Self	PRGO	—	15000	1001	Perrigo Co PLC CMN	Stock	$1,001 - $15,000	2017-02-08	buy	7
house-9110465-ocr-156	Self	MCK	—	15000	1001	McKesson Corporation CMN	Stock	$1,001 - $15,000	2017-02-08	sell	7
house-9110465-ocr-155	Self	CVS	—	15000	1001	CVS Health Corp CMN	Stock	$1,001 - $15,000	2017-02-08	buy	7
house-9110465-ocr-154	Self	VZ	—	15000	1001	Verizon Communications Inc. CMN	Stock	$1,001 - $15,000	2017-02-08	sell	7
house-9110465-ocr-153	Self	ED	—	15000	1001	Consolidated Edison Inc CMN	Stock	$1,001 - $15,000	2017-02-08	buy	7
house-9110465-ocr-152	Self	FE	—	15000	1001	Firstenergy Corp CMN	Stock	$1,001 - $15,000	2017-02-08	buy	7
house-9110465-ocr-151	Self	SPG	—	15000	1001	Simon Property Group Inc CMN	Stock	$1,001 - $15,000	2017-02-08	sell	7
house-9110465-ocr-150	Self	MAC	—	15000	1001	Macerich Company CMN	Stock	$1,001 - $15,000	2017-02-08	buy	7
house-9110465-ocr-15	Joint	—	—	15000	1001	Praxair, Inc.	Stock	$1,001 - $15,000	2017-01-31	buy	13
house-9110465-ocr-149	Self	VRTX	—	15000	1001	Vertex Pharmaceuticals Inc CMN	Stock	$1,001 - $15,000	2017-02-08	buy	7
house-9110465-ocr-148	Self	—	MUNI	250000	100001	University ILL Univ Revs REV 5.0000% 04/01/21-CA AO	Municipal Bond	$100,001 - $250,000	2017-02-07	buy	8
house-9110465-ocr-147	Self	—	MUNI	250000	100001	Tulsa Cnty Okla Indpt Sch Dist GO 2.0000% 03/01/19 MS	Municipal Bond	$100,001 - $250,000	2017-02-07	buy	8
house-9110465-ocr-146	Self	PSXP	—	15000	1001	Phillips 66 Partners LP CMN	Stock	$1,001 - $15,000	2017-02-07	buy	8
house-9110465-ocr-145	Self	—	MUNI	250000	100001	Wisconsin ST For Issues DTD GO 5% 05/01/20 MN	Municipal Bond	$100,001 - $250,000	2017-02-06	buy	9
house-9110465-ocr-144	Self	PAA	—	15000	1001	Plains All American Pipeline L.P. Common Units	Stock	$1,001 - $15,000	2017-02-06	buy	9
house-9110465-ocr-143	Self	EQM	—	15000	1001	EQT Midstream Partners LP CMN	Stock	$1,001 - $15,000	2017-02-06	buy	9
house-9110465-ocr-142	Self	TLLP	—	15000	1001	Tesoro Logistics LP CMN	Stock	$1,001 - $15,000	2017-02-06	buy	9
house-9110465-ocr-141	Self	TRP	—	15000	1001	Transcanada Corp CMN	Stock	$1,001 - $15,000	2017-02-06	buy	9
house-9110465-ocr-140	Self	EPD	—	15000	1001	Enterprise Products Part L.P CMN	Stock	$1,001 - $15,000	2017-02-06	buy	9
house-9110465-ocr-14	Joint	AMT	—	15000	1001	American Tower Corp.	Stock	$1,001 - $15,000	2017-01-30	buy	14
house-9110465-ocr-139	Self	PSXP	—	50000	15001	Phillips 66 Partners LP CMN	Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-138	Self	RMP	—	50000	15001	Rice Midstream Partners, LP CMN	Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-137	Self	VLP	—	50000	15001	Valero Energy Partners LP CMN	Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-136	Self	TRP	—	50000	15001	Transcanada Corp CMN	Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-135	Self	MMP	—	100000	50001	Magellan Midstream Partners LP CMN	Stock	$50,001 - $100,000	2017-02-03	buy	10
house-9110465-ocr-134	Self	EQM	—	50000	15001	EQT Midstream Partners LP CMN	Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-133	Self	AM	—	50000	15001	Antero Midstream Partners LP CMN	Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-132	Self	SEMG	—	50000	15001	Semgroup Corporation CMN Class A	Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-131	Self	SXL	—	50000	15001	Sunoco Logistics Partners L.P. CMN	Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-130	Self	PAA	—	100000	50001	Plains All American Pipeline L.P. Common Units	Stock	$50,001 - $100,000	2017-02-03	buy	10
house-9110465-ocr-13	Joint	—	—	50000	15001	Salt Lake City UT Airport 5% DUE 07-01-2029	Municipal Bond	$15,001 - $50,000	2017-02-09	buy	6
house-9110465-ocr-129	Self	TRGP	—	50000	15001	Targa Resources Corp. CMN	Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-128	Self	BPL	—	50000	15001	Buckeye Partners LP Units CMN	Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-127	Self	EPD	—	100000	50001	Enterprise Products Part L.P. CMN	Common Stock	$50,001 - $100,000	2017-02-03	buy	10
house-9110465-ocr-126	Self	MPLX	—	50000	15001	MPLX LP CMN	Common Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-125	Self	WMB	—	50000	15001	The Williams Companies, Inc. CMN	Common Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-124	Self	WPZ	—	50000	15001	Williams Partners L.P. CMN	Common Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-123	Self	OKS	—	50000	15001	Oneok Partners, L.P. Limited Partners Interest	Limited Partnership	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-122	Self	TLLP	—	50000	15001	Tesoro Logistics LP CMN	Common Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-121	Self	ENB	—	50000	15001	Enbridge Inc. CMN	Common Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-120	Self	ETP	—	50000	15001	Energy Transfer Partners, L.P. CMN	Common Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-12	Joint	—	—	50000	15001	CO State Educational & Cultural FACS Authority 5% DUE 09-01-2026	Municipal Bond	$15,001 - $50,000	2017-02-09	buy	6
house-9110465-ocr-119	Self	OKE	—	15000	1001	Oneok Inc CMN	Common Stock	$1,001 - $15,000	2017-02-03	buy	10
house-9110465-ocr-118	Self	KMI	—	50000	15001	Kinder Morgan Inc CMN Class P	Common Stock	$15,001 - $50,000	2017-02-03	buy	10
house-9110465-ocr-117	Self	—	MUNI	100000	50001	Georgia Mun Elec Auth PWR Rev Rev 5% 01/01/22 JJ	Municipal Bond	$50,001 - $100,000	2017-02-02	buy	11
house-9110465-ocr-116	Self	—	MUNI	100000	50001	Hidalgo Cnty Tex DB 5% 08/15/21 FA	Municipal Bond	$50,001 - $100,000	2017-02-01	buy	12
house-9110465-ocr-115	Self	GSDUX	—	100000	50001	GS Short Duration Tax-Free Fund Institutional Shares	Fund	$50,001 - $100,000	2017-01-27	sell	15
house-9110465-ocr-114	Self	INTC	—	50000	15001	Intel Corporation CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-113	Self	NSC	—	50000	15001	Norfolk Southern Corporation CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-112	Self	WFC	—	50000	15001	Wells Fargo & Co (New) CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-111	Self	VZ	—	50000	15001	Verizon Communications Inc. CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-110	Self	PAYX	—	50000	15001	Paychex, Inc. CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-11	Joint	—	—	50000	15001	Dallas-Fort Worth TX International Airport 5% DUE 11-01-2027	Municipal Bond	$15,001 - $50,000	2017-02-06	buy	9
house-9110465-ocr-109	Self	PFE	—	50000	15001	Pfizer Inc. CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-108	Self	RAI	—	50000	15001	Reynolds American Inc. CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-107	Self	NEU	—	50000	15001	Newmarket Corp CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-106	Self	MOS	—	50000	15001	The Mosaic Company CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-105	Self	MRK	—	50000	15001	Merck & Co., Inc. CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-104	Self	MSFT	—	50000	15001	Microsoft Corporation CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-103	Self	HAS	—	15000	1001	Hasbro, Inc. CMN	Common Stock	$1,001 - $15,000	2017-01-27	sell	15
house-9110465-ocr-102	Self	MO	—	100000	50001	Altria Group, Inc. CMN	Common Stock	$50,001 - $100,000	2017-01-27	sell	15
house-9110465-ocr-101	Self	KMI	—	50000	15001	Kinder Morgan Inc CMN Class P	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-100	Self	KO	—	50000	15001	Coca-Cola Company (The) CMN	Common Stock	$15,001 - $50,000	2017-01-27	sell	15
house-9110465-ocr-10	Joint	—	—	50000	15001	MD State Health & Higher Ed Facilities Authority 5.25% DUE 07-01-2026	Municipal Bond	$15,001 - $50,000	2017-02-02	buy	11
house-9110465-ocr-1	Joint	—	—	15000	1001	University of IL - VRDN JPM LOC 0.55% DUE 03-01-2017	Municipal Bond	$1,001 - $15,000	2017-01-15	sell	24

Original filing document