Thomas MacArthur (House) disclosed 160 transactions

2017-02-08 · Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk

Amendment status is not available for House filings. A filing listed here may since have been amended.

2017-01-09 · buy	Nuance Communications, Inc. — $15,001 - $50,000
2017-01-24 · buy	NRg YIELD oPERATINg LLC 05.375% 081524 — $1,001 - $15,000
2017-01-20 · buy	NRg YIELD oPERATINg LLC 05.375% 081524 — $1,001 - $15,000
2017-01-26 · buy	NRg YIELD oPERATINg LLC 05.375% 081524 — $1,001 - $15,000
2017-01-12 · buy	Nordstrom, Inc. — $15,001 - $50,000
2017-01-10 · buy	NEW JERSEY TRANS TRUST A-2 RV — $100,001 - $250,000
2017-01-09 · buy	Murata Manufacturing Co Ltd Unsponsored ADR — $15,001 - $50,000
2017-01-10 · buy	Murata Manufacturing Co Ltd Unsponsored ADR — $1,001 - $15,000
2017-01-10 · buy	Mitsubishi Estate Co Ltd American Depositary Shares — $1,001 - $15,000
2017-01-12 · sell	Microsoft Corporation — $1,001 - $15,000
2017-01-10 · buy	Ambev S.A. American Depositary Shares — $15,001 - $50,000
2017-01-09 · buy	Medtronic plc. ordinary Shares — $15,001 - $50,000
2017-01-10 · buy	Mazda Motor Corp Unsponsored ADR — $1,001 - $15,000
2017-01-12 · sell	Marsh & McLennan Companies, Inc. — $1,001 - $15,000
2017-01-12 · sell	Marsh & McLennan Companies, Inc. — $1,001 - $15,000
2017-01-17 · sell	Marsh & McLennan Companies, Inc. — $100,001 - $250,000
2017-01-09 · buy	L3 Technologies, Inc. — $100,001 - $250,000
2017-01-30 · sell	Koninklijke Philips N.V. NY Registry Shares (PHg) — $15,001 - $50,000
2017-01-10 · buy	Koninklijke Philips N.V. NY Registry Shares (PHg) — $1,001 - $15,000
2017-01-10 · buy	Komatsu Ltd ord American Depositary Shares — $1,001 - $15,000
2017-01-10 · sell	Julius Baer group Ltd Unsponsored ADR — $15,001 - $50,000
2017-01-10 · buy	Airbus group Unsponsored ADR — $1,001 - $15,000
2017-01-26 · buy	Johnson Controls International plc ordinary Share — $1,001 - $15,000
2017-01-26 · buy	Johnson Controls International plc ordinary Share — $100,001 - $250,000
2017-01-26 · buy	Johnson Controls International plc ordinary Share — $1,001 - $15,000
2017-01-13 · sell	iShares US Preferred Stock ETF — $15,001 - $50,000
2017-01-13 · sell	iShares US Preferred Stock ETF — $15,001 - $50,000
2017-01-09 · sell	iShares Russell 1000 Value ETF — $1,001 - $15,000
2017-01-09 · sell	iShares Russell 1000 Value ETF — $1,001 - $15,000
2017-01-09 · sell	iShares Russell 1000 growth ETF — $1,001 - $15,000
2017-01-09 · sell	iShares Russell 1000 growth ETF — $1,001 - $15,000
2017-01-09 · sell	iShares Russell 1000 growth ETF — $1,001 - $15,000
2017-01-09 · sell	Airbus group Unsponsored ADR — $1,001 - $15,000
2017-01-09 · sell	iShares MSCI EAFE ETF — $250,001 - $500,000
2017-01-09 · buy	iShares Core MSCI Emerging Markets ETF (IEMg) — $1,001 - $15,000
2017-01-09 · buy	iShares Core MSCI Emerging Markets ETF (IEMg) — $1,001 - $15,000
2017-01-09 · buy	iShares Core MSCI Emerging Markets ETF (IEMg) — $1,001 - $15,000
2017-01-09 · buy	iShares Core MSCI Emerging Markets ETF (IEMg) — $1,001 - $15,000
2017-01-12 · sell	Invesco Ltd — $100,001 - $250,000
2017-01-10 · sell	Intesa Sanpaolo S.P.A. Sponsored ADR — $50,001 - $100,000
2017-01-09 · buy	Intesa Sanpaolo S.P.A. Sponsored ADR — $50,001 - $100,000
2017-01-12 · sell	Intel Corporation — $15,001 - $50,000
2017-01-09 · buy	Immunogen, Inc. (IMgN) — $1,001 - $15,000
2017-01-10 · sell	AEgoN N.V. (AEg) — $15,001 - $50,000
2017-01-10 · sell	HSBC Holdings, plc. — $50,001 - $100,000
2017-01-09 · buy	gemalto NV Sponsored ADR (gToMY) — $15,001 - $50,000
2017-01-10 · buy	gemalto NV Sponsored ADR (gToMY) — $1,001 - $15,000
2017-01-10 · buy	Fresenius Medical Care Ag — $1,001 - $15,000
2017-01-09 · buy	Fresenius Medical Care Ag — $15,001 - $50,000
2017-01-09 · sell	Freeport-McMoRan, Inc. — $50,001 - $100,000
2017-01-27 · sell	Exxon Mobil Corporation (XoM) — $1,001 - $15,000
2017-01-27 · sell	Exxon Mobil Corporation (XoM) — $100,001 - $250,000
2017-01-27 · sell	Exxon Mobil Corporation (XoM) — $1,001 - $15,000
2017-01-31 · buy	Essilor International SA ADR (ESLoY) — $15,001 - $50,000
2017-01-09 · sell	AEgoN N.V. (AEg) — $1,001 - $15,000
2017-01-09 · buy	ENSCo PLC NTS B/E 05.750% 100144 — $1,001 - $15,000
2017-01-06 · buy	ENSCo PLC NTS B/E 05.750% 100144 — $1,001 - $15,000
2017-01-10 · buy	ENSCo PLC NTS B/E 05.750% 100144 — $1,001 - $15,000
2017-01-19 · buy	ENSCo PLC NTS B/E 05.750% 100144 — $1,001 - $15,000
2017-01-10 · buy	ENgIE SPoN ADR — $1,001 - $15,000
…	100 more transactions: every one is in the complete record on this filing's page

The complete record

Every field KeyVex holds for this filing, as its API serves it. Nothing is withheld here that the API sells.

party	Republican
state	NJ
office	MacArthur, Thomas (Representative)
ptr id	20006721
chamber	house
comment	—
asset type	Stock
report url	https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2017/20006721.pdf
bioguide id	M001193
data source	HOUSE_CLERK_PTR
member last	MacArthur
member name	Thomas MacArthur
member first	Thomas
state district	NJ03
disclosure date	2017-02-08
transaction nature	OPEN_MARKET

Each transaction (160)

id	owner	ticker	amount max	amount min	asset name	amount range	transaction date	transaction type	reporting lag days
house-20006721-99	Joint	NUAN	50000	15001	Nuance Communications, Inc.	$15,001 - $50,000	2017-01-09	buy	21
house-20006721-98	Joint	—	15000	1001	NRg YIELD oPERATINg LLC 05.375% 081524	$1,001 - $15,000	2017-01-24	buy	11
house-20006721-97	Joint	—	15000	1001	NRg YIELD oPERATINg LLC 05.375% 081524	$1,001 - $15,000	2017-01-20	buy	13
house-20006721-96	Joint	—	15000	1001	NRg YIELD oPERATINg LLC 05.375% 081524	$1,001 - $15,000	2017-01-26	buy	9
house-20006721-95	Joint	JWN	50000	15001	Nordstrom, Inc.	$15,001 - $50,000	2017-01-12	buy	19
house-20006721-94	Joint	—	250000	100001	NEW JERSEY TRANS TRUST A-2 RV	$100,001 - $250,000	2017-01-10	buy	21
house-20006721-93	Joint	MRAAY	50000	15001	Murata Manufacturing Co Ltd Unsponsored ADR	$15,001 - $50,000	2017-01-09	buy	21
house-20006721-92	Joint	MRAAY	15000	1001	Murata Manufacturing Co Ltd Unsponsored ADR	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-91	Joint	MITEY	15000	1001	Mitsubishi Estate Co Ltd American Depositary Shares	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-90	Joint	MSFT	15000	1001	Microsoft Corporation	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-9	Joint	ABEV	50000	15001	Ambev S.A. American Depositary Shares	$15,001 - $50,000	2017-01-10	buy	21
house-20006721-89	Joint	MDT	50000	15001	Medtronic plc. ordinary Shares	$15,001 - $50,000	2017-01-09	buy	21
house-20006721-88	Joint	MZDAY	15000	1001	Mazda Motor Corp Unsponsored ADR	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-87	Dependent	MMC	15000	1001	Marsh & McLennan Companies, Inc.	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-86	Dependent	MMC	15000	1001	Marsh & McLennan Companies, Inc.	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-85	Joint	MMC	250000	100001	Marsh & McLennan Companies, Inc.	$100,001 - $250,000	2017-01-17	sell	16
house-20006721-84	Joint	LLL	250000	100001	L3 Technologies, Inc.	$100,001 - $250,000	2017-01-09	buy	21
house-20006721-83	Joint	PHG	50000	15001	Koninklijke Philips N.V. NY Registry Shares (PHg)	$15,001 - $50,000	2017-01-30	sell	6
house-20006721-82	Joint	PHG	15000	1001	Koninklijke Philips N.V. NY Registry Shares (PHg)	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-81	Joint	KMTUY	15000	1001	Komatsu Ltd ord American Depositary Shares	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-80	Joint	JBAXY	50000	15001	Julius Baer group Ltd Unsponsored ADR	$15,001 - $50,000	2017-01-10	sell	21
house-20006721-8	Joint	EADSY	15000	1001	Airbus group Unsponsored ADR	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-79	Dependent	JCI	15000	1001	Johnson Controls International plc ordinary Share	$1,001 - $15,000	2017-01-26	buy	9
house-20006721-78	Joint	JCI	250000	100001	Johnson Controls International plc ordinary Share	$100,001 - $250,000	2017-01-26	buy	9
house-20006721-77	Dependent	JCI	15000	1001	Johnson Controls International plc ordinary Share	$1,001 - $15,000	2017-01-26	buy	9
house-20006721-76	Dependent	PFF	50000	15001	iShares US Preferred Stock ETF	$15,001 - $50,000	2017-01-13	sell	18
house-20006721-75	Dependent	PFF	50000	15001	iShares US Preferred Stock ETF	$15,001 - $50,000	2017-01-13	sell	18
house-20006721-74	Joint	IWD	15000	1001	iShares Russell 1000 Value ETF	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-73	Joint	IWD	15000	1001	iShares Russell 1000 Value ETF	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-72	Dependent	IWF	15000	1001	iShares Russell 1000 growth ETF	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-71	Joint	IWF	15000	1001	iShares Russell 1000 growth ETF	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-70	Joint	IWF	15000	1001	iShares Russell 1000 growth ETF	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-7	Joint	EADSY	15000	1001	Airbus group Unsponsored ADR	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-69	Joint	EFA	500000	250001	iShares MSCI EAFE ETF	$250,001 - $500,000	2017-01-09	sell	21
house-20006721-68	Dependent	IEMG	15000	1001	iShares Core MSCI Emerging Markets ETF (IEMg)	$1,001 - $15,000	2017-01-09	buy	21
house-20006721-67	Dependent	IEMG	15000	1001	iShares Core MSCI Emerging Markets ETF (IEMg)	$1,001 - $15,000	2017-01-09	buy	21
house-20006721-66	Joint	IEMG	15000	1001	iShares Core MSCI Emerging Markets ETF (IEMg)	$1,001 - $15,000	2017-01-09	buy	21
house-20006721-65	Joint	IEMG	15000	1001	iShares Core MSCI Emerging Markets ETF (IEMg)	$1,001 - $15,000	2017-01-09	buy	21
house-20006721-64	Joint	IVZ	250000	100001	Invesco Ltd	$100,001 - $250,000	2017-01-12	sell	19
house-20006721-63	Joint	ISNPY	100000	50001	Intesa Sanpaolo S.P.A. Sponsored ADR	$50,001 - $100,000	2017-01-10	sell	21
house-20006721-62	Joint	ISNPY	100000	50001	Intesa Sanpaolo S.P.A. Sponsored ADR	$50,001 - $100,000	2017-01-09	buy	21
house-20006721-61	Joint	INTC	50000	15001	Intel Corporation	$15,001 - $50,000	2017-01-12	sell	19
house-20006721-60	Joint	IMGN	15000	1001	Immunogen, Inc. (IMgN)	$1,001 - $15,000	2017-01-09	buy	21
house-20006721-6	Joint	AEG	50000	15001	AEgoN N.V. (AEg)	$15,001 - $50,000	2017-01-10	sell	21
house-20006721-59	Joint	HSBC	100000	50001	HSBC Holdings, plc.	$50,001 - $100,000	2017-01-10	sell	21
house-20006721-58	Joint	GTOMY	50000	15001	gemalto NV Sponsored ADR (gToMY)	$15,001 - $50,000	2017-01-09	buy	21
house-20006721-57	Joint	GTOMY	15000	1001	gemalto NV Sponsored ADR (gToMY)	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-56	Joint	FMS	15000	1001	Fresenius Medical Care Ag	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-55	Joint	FMS	50000	15001	Fresenius Medical Care Ag	$15,001 - $50,000	2017-01-09	buy	21
house-20006721-54	Joint	FCX	100000	50001	Freeport-McMoRan, Inc.	$50,001 - $100,000	2017-01-09	sell	21
house-20006721-53	Dependent	XOM	15000	1001	Exxon Mobil Corporation (XoM)	$1,001 - $15,000	2017-01-27	sell	8
house-20006721-52	Joint	XOM	250000	100001	Exxon Mobil Corporation (XoM)	$100,001 - $250,000	2017-01-27	sell	8
house-20006721-51	Dependent	XOM	15000	1001	Exxon Mobil Corporation (XoM)	$1,001 - $15,000	2017-01-27	sell	8
house-20006721-50	Joint	ESLOY	50000	15001	Essilor International SA ADR (ESLoY)	$15,001 - $50,000	2017-01-31	buy	6
house-20006721-5	Joint	AEG	15000	1001	AEgoN N.V. (AEg)	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-49	Joint	—	15000	1001	ENSCo PLC NTS B/E 05.750% 100144	$1,001 - $15,000	2017-01-09	buy	21
house-20006721-48	Joint	—	15000	1001	ENSCo PLC NTS B/E 05.750% 100144	$1,001 - $15,000	2017-01-06	buy	23
house-20006721-47	Joint	—	15000	1001	ENSCo PLC NTS B/E 05.750% 100144	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-46	Joint	—	15000	1001	ENSCo PLC NTS B/E 05.750% 100144	$1,001 - $15,000	2017-01-19	buy	14
house-20006721-45	Joint	—	15000	1001	ENgIE SPoN ADR	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-44	Joint	EONGY	50000	15001	E.oN SE Sponsored ADR (EoNgY)	$15,001 - $50,000	2017-01-09	buy	21
house-20006721-43	Joint	EONGY	15000	1001	E.oN SE Sponsored ADR (EoNgY)	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-42	Dependent	—	15000	1001	DoUBLE LINE ToTAL RETURN FUND INSTL	$1,001 - $15,000	2017-01-13	sell	18
house-20006721-41	Joint	DNHBY	50000	15001	DNB ASA SPoNSoRED ADR Representing 10	$15,001 - $50,000	2017-01-10	sell	21
house-20006721-40	Joint	DPSGY	15000	1001	Deutsche Post Ag Sponsored ADR (DPSgY)	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-4	Joint	—	50000	15001	ADT CoRP NTS B/E 06.250% 101521	$15,001 - $50,000	2017-01-26	buy	9
house-20006721-39	Joint	DPSGY	15000	1001	Deutsche Post Ag Sponsored ADR (DPSgY)	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-38	Joint	DBSDY	50000	15001	Dbs group Holdings Ltd ord American Depositary Shares	$15,001 - $50,000	2017-01-10	sell	21
house-20006721-37	Dependent	CB	15000	1001	D/B/A Chubb Limited New	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-36	Dependent	CB	15000	1001	D/B/A Chubb Limited New	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-35	Joint	CB	250000	100001	D/B/A Chubb Limited New	$100,001 - $250,000	2017-01-12	sell	19
house-20006721-34	Joint	—	15000	1001	D R HoRToN INC 04.000% 021520	$1,001 - $15,000	2017-01-26	sell	9
house-20006721-33	Joint	CVS	250000	100001	CVS Health Corporation	$100,001 - $250,000	2017-01-11	buy	20
house-20006721-32	Dependent	CVS	15000	1001	CVS Health Corporation	$1,001 - $15,000	2017-01-11	buy	20
house-20006721-31	Dependent	CVS	15000	1001	CVS Health Corporation	$1,001 - $15,000	2017-01-11	buy	20
house-20006721-30	Joint	—	50000	15001	CK HUTCHISoN HLDgS LTD UNSPoNSoRED ADR	$15,001 - $50,000	2017-01-10	buy	21
house-20006721-3	Joint	AHEXY	15000	1001	Adecco SA Unsponsored ADR	$1,001 - $15,000	2017-01-06	sell	23
house-20006721-29	Joint	CHL	100000	50001	China Mobile Limited	$50,001 - $100,000	2017-01-09	buy	21
house-20006721-28	Joint	CHL	15000	1001	China Mobile Limited	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-27	Dependent	CVX	15000	1001	Chevron Corporation	$1,001 - $15,000	2017-01-12	buy	19
house-20006721-26	Dependent	CVX	15000	1001	Chevron Corporation	$1,001 - $15,000	2017-01-12	buy	19
house-20006721-25	Joint	CVX	250000	100001	Chevron Corporation	$100,001 - $250,000	2017-01-12	buy	19
house-20006721-24	Joint	—	15000	1001	CBRE SERVICES INC B/E 05.000% 031523	$1,001 - $15,000	2017-01-03	sell	26
house-20006721-23	Joint	—	15000	1001	CBRE SERVICES INC B/E 05.000% 031523	$1,001 - $15,000	2017-01-13	sell	18
house-20006721-22	Joint	—	15000	1001	CBRE SERVICES INC B/E 05.000% 031523	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-21	Joint	—	15000	1001	CBRE SERVICES INC B/E 05.000% 031523	$1,001 - $15,000	2017-01-17	sell	16
house-20006721-20	Joint	CRRFY	50000	15001	Carrefour S A	$15,001 - $50,000	2017-01-09	buy	21
house-20006721-2	Joint	AHEXY	15000	1001	Adecco SA Unsponsored ADR	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-19	Joint	CRRFY	15000	1001	Carrefour S A	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-18	Joint	CABGY	50000	15001	Carlsberg AS Sponsored ADR Representing Class B Shares (CABgY)	$15,001 - $50,000	2017-01-10	buy	21
house-20006721-17	Dependent	BLK	15000	1001	BlackRock, Inc.	$1,001 - $15,000	2017-01-12	buy	19
house-20006721-160	Joint	WFT	250000	100001	Weatherford International plc	$100,001 - $250,000	2017-01-09	buy	21
house-20006721-16	Dependent	BLK	15000	1001	BlackRock, Inc.	$1,001 - $15,000	2017-01-12	buy	19
house-20006721-159	Joint	VIVHY	15000	1001	Vivendi SA Unsponsored ADR	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-158	Joint	VIVHY	50000	15001	Vivendi SA Unsponsored ADR	$15,001 - $50,000	2017-01-09	buy	21
house-20006721-157	Joint	—	15000	1001	VEREIT INCoRP NTS B/E 04.875% 060126	$1,001 - $15,000	2017-01-13	sell	18
house-20006721-156	Joint	—	15000	1001	VEREIT INCoRP NTS B/E 04.875% 060126	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-155	Joint	—	15000	1001	VEREIT INCoRP NTS B/E 04.875% 060126	$1,001 - $15,000	2017-01-11	sell	20
house-20006721-154	Joint	VB	50000	15001	Vanguard Small-Cap ETF - DNQ	$15,001 - $50,000	2017-01-09	sell	21
house-20006721-153	Dependent	VB	15000	1001	Vanguard Small-Cap ETF - DNQ	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-152	Joint	VB	15000	1001	Vanguard Small-Cap ETF - DNQ	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-151	Dependent	VB	15000	1001	Vanguard Small-Cap ETF - DNQ	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-150	Dependent	VOE	15000	1001	Vanguard Mid-Cap Value ETF - DNQ (VoE)	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-15	Dependent	—	15000	1001	BLACKRoCK HIgH YIELD BoND I	$1,001 - $15,000	2017-01-13	sell	18
house-20006721-149	Joint	VOE	15000	1001	Vanguard Mid-Cap Value ETF - DNQ (VoE)	$1,001 - $15,000	2017-01-09	sell	21
house-20006721-148	Joint	VOE	50000	15001	Vanguard Mid-Cap Value ETF - DNQ (VoE)	$15,001 - $50,000	2017-01-09	sell	21
house-20006721-147	Joint	VOT	15000	1001	Vanguard Mid-Cap growth ETF - DNQ (VoT)	$1,001 - $15,000	2017-01-09	buy	21
house-20006721-146	Dependent	VEA	15000	1001	Vanguard FTSE Developed Markets ETF	$1,001 - $15,000	2017-01-09	buy	21
house-20006721-145	Joint	VEA	15000	1001	Vanguard FTSE Developed Markets ETF	$1,001 - $15,000	2017-01-09	buy	21
house-20006721-144	Joint	VEA	50000	15001	Vanguard FTSE Developed Markets ETF	$15,001 - $50,000	2017-01-09	buy	21
house-20006721-143	Dependent	VEA	15000	1001	Vanguard FTSE Developed Markets ETF	$1,001 - $15,000	2017-01-09	buy	21
house-20006721-142	Dependent	UNP	15000	1001	Union Pacific Corporation	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-141	Joint	UNP	15000	1001	Union Pacific Corporation	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-140	Dependent	UNP	15000	1001	Union Pacific Corporation	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-14	Joint	BBL	15000	1001	BHP Billiton plc Sponsored ADR	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-139	Joint	TOT	15000	1001	Total S.A. (ToT)	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-138	Joint	TXN	15000	1001	Texas Instruments Incorporated	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-137	Joint	STBFY	50000	15001	Suntory Beverage & Food Ltd American Depositary Shares	$15,001 - $50,000	2017-01-10	buy	21
house-20006721-136	Dependent	SU	15000	1001	Suncor Energy Inc.	$1,001 - $15,000	2017-01-27	buy	8
house-20006721-135	Dependent	SU	15000	1001	Suncor Energy Inc.	$1,001 - $15,000	2017-01-27	buy	8
house-20006721-134	Joint	SU	250000	100001	Suncor Energy Inc.	$100,001 - $250,000	2017-01-27	buy	8
house-20006721-133	Joint	—	50000	15001	SPRINT CoRP NTS B/E 07.250% 091521	$15,001 - $50,000	2017-01-10	buy	21
house-20006721-132	Dependent	XLI	15000	1001	SPDR Select Sector Fund - Industrial	$1,001 - $15,000	2017-01-26	sell	9
house-20006721-131	Dependent	XLI	15000	1001	SPDR Select Sector Fund - Industrial	$1,001 - $15,000	2017-01-26	sell	9
house-20006721-130	Joint	XLI	250000	100001	SPDR Select Sector Fund - Industrial	$100,001 - $250,000	2017-01-26	sell	9
house-20006721-13	Joint	BBVA	50000	15001	Banco Bilbao Vizcaya Argentaria S.A.	$15,001 - $50,000	2017-01-10	sell	21
house-20006721-129	Joint	XLF	500000	250001	SPDR Select Sector Fund - Financial	$250,001 - $500,000	2017-01-12	buy	19
house-20006721-128	Joint	XLF	250000	100001	SPDR Select Sector Fund - Financial	$100,001 - $250,000	2017-01-17	buy	16
house-20006721-127	Joint	XLP	250000	100001	SPDR Select Sector Fund - Consumer Staples	$100,001 - $250,000	2017-01-11	sell	20
house-20006721-126	Dependent	XLP	15000	1001	SPDR Select Sector Fund - Consumer Staples	$1,001 - $15,000	2017-01-11	sell	20
house-20006721-125	Dependent	XLP	15000	1001	SPDR Select Sector Fund - Consumer Staples	$1,001 - $15,000	2017-01-11	sell	20
house-20006721-124	Joint	SCGLY	50000	15001	Societe generale France Sponsored ADR (SCgLY)	$15,001 - $50,000	2017-01-10	sell	21
house-20006721-123	Joint	SNN	50000	15001	Smith & Nephew SNATS, Inc.	$15,001 - $50,000	2017-01-09	buy	21
house-20006721-122	Joint	SNN	15000	1001	Smith & Nephew SNATS, Inc.	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-121	Joint	SEKEY	15000	1001	Seiko Epson Corp Suwa Unsponsored ADR	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-120	Joint	SEKEY	15000	1001	Seiko Epson Corp Suwa Unsponsored ADR	$1,001 - $15,000	2017-01-06	sell	23
house-20006721-12	Joint	ALPMY	50000	15001	Astellas Pharma Inc Unsponsored ADR	$15,001 - $50,000	2017-01-09	buy	21
house-20006721-119	Joint	SOMLY	50000	15001	Secom Co Ltd American Depositary Shares (SoMLY)	$15,001 - $50,000	2017-01-09	buy	21
house-20006721-118	Joint	SOMLY	15000	1001	Secom Co Ltd American Depositary Shares (SoMLY)	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-117	Joint	SLB	15000	1001	Schlumberger N.V.	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-116	Joint	RDS.A	15000	1001	Royal Dutch Shell PLC Royal Dutch Shell American Depositary Shares	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-115	Joint	RDSMY	15000	1001	Royal DSM NV Sponsored ADR	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-114	Joint	RDSMY	15000	1001	Royal DSM NV Sponsored ADR	$1,001 - $15,000	2017-01-09	buy	21
house-20006721-113	Joint	—	15000	1001	RoWAN CoMPANIES INC B/E 4.875% 060122	$1,001 - $15,000	2017-01-12	buy	19
house-20006721-112	Joint	—	15000	1001	RoWAN CoMPANIES INC B/E 4.875% 060122	$1,001 - $15,000	2017-01-18	buy	15
house-20006721-111	Joint	—	15000	1001	RoWAN CoMPANIES INC B/E 4.875% 060122	$1,001 - $15,000	2017-01-25	buy	10
house-20006721-110	Dependent	ROK	15000	1001	Rockwell Automation, Inc. (RoK)	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-11	Joint	ALPMY	15000	1001	Astellas Pharma Inc Unsponsored ADR	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-109	Dependent	ROK	15000	1001	Rockwell Automation, Inc. (RoK)	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-108	Joint	ROK	15000	1001	Rockwell Automation, Inc. (RoK)	$1,001 - $15,000	2017-01-12	sell	19
house-20006721-107	Joint	RHHBY	100000	50001	Roche Holdings Ag Basel American Depositary Shares	$50,001 - $100,000	2017-01-09	buy	21
house-20006721-106	Joint	RHHBY	15000	1001	Roche Holdings Ag Basel American Depositary Shares	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-105	Dependent	—	50000	15001	RIDgEWoRTH SEIX FLoATINg RATE HIgH INCoME FUND	$15,001 - $50,000	2017-01-13	buy	18
house-20006721-104	Dependent	—	50000	15001	RIDgEWoRTH SEIX FLoATINg RATE HIgH INCoME FUND	$15,001 - $50,000	2017-01-13	buy	18
house-20006721-103	Joint	PCRFY	15000	1001	Panasonic Corporation	$1,001 - $15,000	2017-01-10	buy	21
house-20006721-102	Joint	OTSKY	50000	15001	otsuka Holdings Co. Ltd, Tokyo Unsponsored ADR (oTSKY)	$15,001 - $50,000	2017-01-10	buy	21
house-20006721-101	Joint	ORAN	50000	15001	orange (oRAN)	$15,001 - $50,000	2017-01-10	buy	21
house-20006721-100	Joint	NUE	50000	15001	Nucor Corporation	$15,001 - $50,000	2017-01-09	sell	21
house-20006721-10	Joint	—	15000	1001	ARAMARK SVCS INC NTS B/E 05.125% 011524	$1,001 - $15,000	2017-01-05	buy	24
house-20006721-1	Joint	ACSAY	15000	1001	ACS Actividades De Construccion Y Servicios SA Unsponsored ADR	$1,001 - $15,000	2017-01-10	buy	21

Original filing document