Thomas R Carper (Senate) disclosed 22 transactions

2016-12-01 · Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk

A later amendment restates 21 of the 22 transactions in this filing. The Senate's amendments do not declare which report they replace, so the amending filing cannot be linked here — read this filer's later filings for the corrected version.

2016-11-11 · buy	ALPS ETF Trust-ALPS Medical — $1,001 - $15,000
2016-11-11 · buy	Western Asset/Claymore Inflation ETF — $1,001 - $15,000
2016-11-14 · sell	Southern Copper Corporation — $1,001 - $15,000
2016-11-14 · buy	Central Fund of Canada Ltd A — $1,001 - $15,000
2016-11-17 · sell	Philip Morris Intl — $1,001 - $15,000
2016-11-17 · buy	Reynolds American Inc. — $1,001 - $15,000
2016-11-18 · sell	JPM Contingent Autocall on Halliburton Rate/Coupon: 10% Matures: 05/18/2018 — $1,001 - $15,000
2016-11-08 · sell	AdvanSix Inc. — $1,001 - $15,000
2016-11-11 · buy	Wisdomtree US Cap Div Growth ETF — $1,001 - $15,000
2016-11-11 · buy	Ishares Ibond Dec 18 Trm Corp ETF — $1,001 - $15,000
2016-11-21 · buy	Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 — $1,001 - $15,000
2016-11-11 · buy	Vaneck Vector Junior Gold Miners ETF — $1,001 - $15,000
2016-11-11 · buy	First Trust EM SC Alphadex ETF — $1,001 - $15,000
2016-11-11 · buy	Powershares ETF TR Dyna Buyback — $1,001 - $15,000
2016-11-11 · buy	First Trust DJ Internet Index ETF — $1,001 - $15,000
2016-11-11 · buy	Vanguard S&P Mid-cap 400 ETF — $1,001 - $15,000
2016-11-11 · buy	SPDR Gold TR Gold Shs ETF — $1,001 - $15,000
2016-11-11 · buy	Powershares Aero & Defense ETF — $1,001 - $15,000
2016-11-11 · buy	Lazard World Div & Inc Fd ETF — $1,001 - $15,000
2016-11-11 · buy	Ishares SP Smallcap 600 Index ETF — $1,001 - $15,000
2016-11-11 · buy	S&P 500 Index Fund ETF — $15,001 - $50,000
2016-11-21 · buy	Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 — $1,001 - $15,000

The complete record

Every field KeyVex holds for this filing, as its API serves it. Nothing is withheld here that the API sells.

owner	Spouse
party	Democrat
state	DE
office	Carper, Thomas R (Senator)
ptr id	071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5
chamber	senate
comment	--
report url	https://efdsearch.senate.gov/search/view/ptr/071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5/
bioguide id	C000174
data source	SENATE_EFD_PTR
member last	Carper
member name	Thomas R Carper
member first	Thomas R
state district	—
disclosure date	2016-12-01
amendment status	original
transaction nature	OPEN_MARKET

Each transaction (22)

id	ticker	amount max	amount min	asset name	asset type	amount range	transaction date	transaction type	reporting lag days	superseded by amendment
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-9	—	15000	1001	ALPS ETF Trust-ALPS Medical	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-8	—	15000	1001	Western Asset/Claymore Inflation ETF	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-7	SCCO	15000	1001	Southern Copper Corporation	Stock	$1,001 - $15,000	2016-11-14	sell	12	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-6	—	15000	1001	Central Fund of Canada Ltd A	Stock	$1,001 - $15,000	2016-11-14	buy	12	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-5	—	15000	1001	Philip Morris Intl	Stock	$1,001 - $15,000	2016-11-17	sell	10	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-4	RAI	15000	1001	Reynolds American Inc.	Stock	$1,001 - $15,000	2016-11-17	buy	10	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-3	—	15000	1001	JPM Contingent Autocall on Halliburton Rate/Coupon: 10% Matures: 05/18/2018	Corporate Bond	$1,001 - $15,000	2016-11-18	sell	9	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-22	ASIX	15000	1001	AdvanSix Inc.	Stock	$1,001 - $15,000	2016-11-08	sell	17	—
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-21	—	15000	1001	Wisdomtree US Cap Div Growth ETF	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-20	—	15000	1001	Ishares Ibond Dec 18 Trm Corp ETF	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-2	—	15000	1001	Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019	Corporate Bond	$1,001 - $15,000	2016-11-21	buy	7	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-19	—	15000	1001	Vaneck Vector Junior Gold Miners ETF	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-18	—	15000	1001	First Trust EM SC Alphadex ETF	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-17	—	15000	1001	Powershares ETF TR Dyna Buyback	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-16	—	15000	1001	First Trust DJ Internet Index ETF	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-15	—	15000	1001	Vanguard S&P Mid-cap 400 ETF	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-14	—	15000	1001	SPDR Gold TR Gold Shs ETF	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-13	—	15000	1001	Powershares Aero & Defense ETF	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-12	—	15000	1001	Lazard World Div & Inc Fd ETF	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-11	—	15000	1001	Ishares SP Smallcap 600 Index ETF	Other	$1,001 - $15,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-10	—	50000	15001	S&P 500 Index Fund ETF	Other	$15,001 - $50,000	2016-11-11	buy	14	true
senate-071a80e8-aac3-44cb-bd6e-7a7ad9f5f7b5-1	—	15000	1001	Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019	Corporate Bond	$1,001 - $15,000	2016-11-21	buy	7	true

Original filing document