Thomas MacArthur (House) disclosed 148 transactions

2016-11-07 · Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk

Amendment status is not available for House filings. A filing listed here may since have been amended.

2016-09-01 · sell	oNEoK, Inc. (oKE) — $15,001 - $50,000
2016-09-13 · sell	Novartis Ag — $1,001 - $15,000
2016-10-14 · sell	Novartis Ag — $1,001 - $15,000
2016-09-13 · sell	Nordstrom, Inc. — $1,001 - $15,000
2016-09-13 · sell	Nordstrom, Inc. — $1,001 - $15,000
2016-10-14 · sell	Nordstrom, Inc. — $50,001 - $100,000
2016-09-13 · sell	Nordstrom, Inc. — $15,001 - $50,000
2016-09-13 · buy	Nordstrom, Inc. — $1,001 - $15,000
2016-09-15 · buy	NextEra Energy, Inc. — $1,001 - $15,000
2016-09-20 · buy	NATIoNSTAR MoRTgAgE LLC 06.500% 080118 — $1,001 - $15,000
2016-10-13 · buy	BLUE CUBE SPINCo INC NTS 10.000% 101525 — $1,001 - $15,000
2016-10-10 · sell	National grid Transco, PLC National grid PLC (Ngg) — $15,001 - $50,000
2016-09-20 · buy	National grid Transco, PLC National grid PLC (Ngg) — $1,001 - $15,000
2016-09-20 · buy	Murata Manufacturing Co Ltd Unsponsored ADR — $1,001 - $15,000
2016-09-20 · buy	Mitsubishi Estate Co Ltd American Depositary Shares — $1,001 - $15,000
2016-10-14 · sell	Microsoft Corporation — $1,001 - $15,000
2016-09-08 · buy	Microsoft Corporation — $1,001 - $15,000
2016-09-13 · sell	Microsoft Corporation — $15,001 - $50,000
2016-10-13 · buy	MgIC INVMT CoRP NTS B/E 05.750% 081523 — $1,001 - $15,000
2016-10-14 · sell	Medtronic plc. ordinary Shares — $15,001 - $50,000
2016-09-16 · buy	McDonald's Corporation — $1,001 - $15,000
2016-10-03 · buy	BLACKRoCK HIgH YIELD BoND I — $1,001 - $15,000
2016-09-20 · buy	Mazda Motor Corp Unsponsored ADR — $1,001 - $15,000
2016-09-13 · sell	Marsh & McLennan Companies, Inc. — $1,001 - $15,000
2016-10-06 · buy	LKQ CoRP NTS B/E 04.750% 051523 — $1,001 - $15,000
2016-10-27 · buy	LKQ CoRP NTS B/E 04.750% 051523 — $1,001 - $15,000
2016-10-28 · sell	LIFEPoINT HoSP INC NTS 05.875% 120123 — $1,001 - $15,000
2016-10-13 · buy	Julius Baer group Ltd Unsponsored ADR — $1,001 - $15,000
2016-09-06 · buy	ISTAR FINANCIAL INC NTS 05.000% 070119 — $1,001 - $15,000
2016-09-30 · buy	iShares Russell 1000 Value ETF — $1,001 - $15,000
2016-09-30 · buy	iShares Russell 1000 growth ETF — $1,001 - $15,000
2016-10-14 · sell	Invesco Ltd — $1,001 - $15,000
2016-09-13 · buy	BHP Billiton plc Sponsored ADR — $15,001 - $50,000
2016-10-14 · sell	Invesco Ltd — $1,001 - $15,000
2016-09-13 · sell	Invesco Ltd — $1,001 - $15,000
2016-09-13 · sell	Invesco Ltd — $15,001 - $50,000
2016-09-02 · buy	Invesco Ltd — $1,001 - $15,000
2016-09-20 · buy	Intesa Sanpaolo S.P.A. Sponsored ADR — $1,001 - $15,000
2016-10-14 · sell	Intel Corporation — $1,001 - $15,000
2016-10-14 · sell	Intel Corporation — $1,001 - $15,000
2016-09-01 · buy	Intel Corporation — $1,001 - $15,000
2016-09-13 · sell	Intel Corporation — $15,001 - $50,000
2016-09-13 · sell	Intel Corporation — $1,001 - $15,000
2016-10-13 · buy	Banco Bilbao Vizcaya Argentaria S.A. — $1,001 - $15,000
2016-10-11 · sell	HERTZ CoRP NTS B/E 06.750% 041519 — $15,001 - $50,000
2016-10-05 · buy	HCA INC B/E 05.875% 021526 DTD111315 — $15,001 - $50,000
2016-10-05 · sell	gLP CAP L P / gLP FINg 04.875% 110120 — $15,001 - $50,000
2016-09-08 · sell	gENERAL MoToRS FINL Co 03.250% 051518 — $1,001 - $15,000
2016-09-01 · sell	gENERAL MoToRS FINL Co 03.250% 051518 — $1,001 - $15,000
2016-09-13 · buy	Freeport-McMoRan, Inc. — $1,001 - $15,000
2016-09-13 · buy	Freeport-McMoRan, Inc. — $1,001 - $15,000
2016-09-09 · buy	Exxon Mobil Corporation (XoM) — $1,001 - $15,000
2016-10-17 · sell	Ericsson - ADS each representing 1 underlying Class B share — $1,001 - $15,000
2016-09-20 · buy	Ericsson - ADS each representing 1 underlying Class B share — $1,001 - $15,000
2016-09-29 · sell	Atos origin SA Unsponsored ADR — $1,001 - $15,000
2016-10-06 · buy	Ericsson - ADS each representing 1 underlying Class B share — $1,001 - $15,000
2016-10-12 · sell	Ericsson - ADS each representing 1 underlying Class B share — $15,001 - $50,000
2016-09-20 · buy	ENgIE SPoN ADR — $1,001 - $15,000
2016-10-13 · buy	E.oN SE Sponsored ADR (EoNgY) — $1,001 - $15,000
2016-09-20 · buy	E.oN SE Sponsored ADR (EoNgY) — $1,001 - $15,000
…	88 more transactions: every one is in the complete record on this filing's page

The complete record

Every field KeyVex holds for this filing, as its API serves it. Nothing is withheld here that the API sells.

party	Republican
state	NJ
office	MacArthur, Thomas (Representative)
ptr id	20005997
chamber	house
comment	—
asset type	Stock
report url	https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2016/20005997.pdf
bioguide id	M001193
data source	HOUSE_CLERK_PTR
member last	MacArthur
member name	Thomas MacArthur
member first	Thomas
state district	NJ03
disclosure date	2016-11-07
transaction nature	OPEN_MARKET

Each transaction (148)

id	owner	ticker	amount max	amount min	asset name	amount range	transaction date	transaction type	reporting lag days
house-20005997-99	Joint	OKE	50000	15001	oNEoK, Inc. (oKE)	$15,001 - $50,000	2016-09-01	sell	48
house-20005997-98	Joint	NVS	15000	1001	Novartis Ag	$1,001 - $15,000	2016-09-13	sell	40
house-20005997-97	Joint	NVS	15000	1001	Novartis Ag	$1,001 - $15,000	2016-10-14	sell	17
house-20005997-96	Dependent	JWN	15000	1001	Nordstrom, Inc.	$1,001 - $15,000	2016-09-13	sell	40
house-20005997-95	Dependent	JWN	15000	1001	Nordstrom, Inc.	$1,001 - $15,000	2016-09-13	sell	40
house-20005997-94	Joint	JWN	100000	50001	Nordstrom, Inc.	$50,001 - $100,000	2016-10-14	sell	17
house-20005997-93	Joint	JWN	50000	15001	Nordstrom, Inc.	$15,001 - $50,000	2016-09-13	sell	40
house-20005997-92	Joint	JWN	15000	1001	Nordstrom, Inc.	$1,001 - $15,000	2016-09-13	buy	40
house-20005997-91	Joint	NEE	15000	1001	NextEra Energy, Inc.	$1,001 - $15,000	2016-09-15	buy	38
house-20005997-90	Joint	—	15000	1001	NATIoNSTAR MoRTgAgE LLC 06.500% 080118	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-9	Joint	—	15000	1001	BLUE CUBE SPINCo INC NTS 10.000% 101525	$1,001 - $15,000	2016-10-13	buy	18
house-20005997-89	Joint	NGG	50000	15001	National grid Transco, PLC National grid PLC (Ngg)	$15,001 - $50,000	2016-10-10	sell	20
house-20005997-88	Joint	NGG	15000	1001	National grid Transco, PLC National grid PLC (Ngg)	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-87	Joint	MRAAY	15000	1001	Murata Manufacturing Co Ltd Unsponsored ADR	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-86	Joint	MITEY	15000	1001	Mitsubishi Estate Co Ltd American Depositary Shares	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-85	Dependent	MSFT	15000	1001	Microsoft Corporation	$1,001 - $15,000	2016-10-14	sell	17
house-20005997-84	Joint	MSFT	15000	1001	Microsoft Corporation	$1,001 - $15,000	2016-09-08	buy	43
house-20005997-83	Joint	MSFT	50000	15001	Microsoft Corporation	$15,001 - $50,000	2016-09-13	sell	40
house-20005997-82	Joint	—	15000	1001	MgIC INVMT CoRP NTS B/E 05.750% 081523	$1,001 - $15,000	2016-10-13	buy	18
house-20005997-81	Joint	MDT	50000	15001	Medtronic plc. ordinary Shares	$15,001 - $50,000	2016-10-14	sell	17
house-20005997-80	Joint	MCD	15000	1001	McDonald's Corporation	$1,001 - $15,000	2016-09-16	buy	37
house-20005997-8	Joint	—	15000	1001	BLACKRoCK HIgH YIELD BoND I	$1,001 - $15,000	2016-10-03	buy	25
house-20005997-79	Joint	MZDAY	15000	1001	Mazda Motor Corp Unsponsored ADR	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-78	Joint	MMC	15000	1001	Marsh & McLennan Companies, Inc.	$1,001 - $15,000	2016-09-13	sell	40
house-20005997-77	Joint	—	15000	1001	LKQ CoRP NTS B/E 04.750% 051523	$1,001 - $15,000	2016-10-06	buy	23
house-20005997-76	Joint	—	15000	1001	LKQ CoRP NTS B/E 04.750% 051523	$1,001 - $15,000	2016-10-27	buy	8
house-20005997-75	Joint	—	15000	1001	LIFEPoINT HoSP INC NTS 05.875% 120123	$1,001 - $15,000	2016-10-28	sell	7
house-20005997-74	Joint	JBAXY	15000	1001	Julius Baer group Ltd Unsponsored ADR	$1,001 - $15,000	2016-10-13	buy	18
house-20005997-73	Joint	—	15000	1001	ISTAR FINANCIAL INC NTS 05.000% 070119	$1,001 - $15,000	2016-09-06	buy	45
house-20005997-72	Joint	IWD	15000	1001	iShares Russell 1000 Value ETF	$1,001 - $15,000	2016-09-30	buy	27
house-20005997-71	Joint	IWF	15000	1001	iShares Russell 1000 growth ETF	$1,001 - $15,000	2016-09-30	buy	27
house-20005997-70	Dependent	IVZ	15000	1001	Invesco Ltd	$1,001 - $15,000	2016-10-14	sell	17
house-20005997-7	Joint	BBL	50000	15001	BHP Billiton plc Sponsored ADR	$15,001 - $50,000	2016-09-13	buy	40
house-20005997-69	Dependent	IVZ	15000	1001	Invesco Ltd	$1,001 - $15,000	2016-10-14	sell	17
house-20005997-68	Dependent	IVZ	15000	1001	Invesco Ltd	$1,001 - $15,000	2016-09-13	sell	40
house-20005997-67	Joint	IVZ	50000	15001	Invesco Ltd	$15,001 - $50,000	2016-09-13	sell	40
house-20005997-66	Joint	IVZ	15000	1001	Invesco Ltd	$1,001 - $15,000	2016-09-02	buy	47
house-20005997-65	Joint	ISNPY	15000	1001	Intesa Sanpaolo S.P.A. Sponsored ADR	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-64	Dependent	INTC	15000	1001	Intel Corporation	$1,001 - $15,000	2016-10-14	sell	17
house-20005997-63	Dependent	INTC	15000	1001	Intel Corporation	$1,001 - $15,000	2016-10-14	sell	17
house-20005997-62	Joint	INTC	15000	1001	Intel Corporation	$1,001 - $15,000	2016-09-01	buy	48
house-20005997-61	Joint	INTC	50000	15001	Intel Corporation	$15,001 - $50,000	2016-09-13	sell	40
house-20005997-60	Dependent	INTC	15000	1001	Intel Corporation	$1,001 - $15,000	2016-09-13	sell	40
house-20005997-6	Joint	BBVA	15000	1001	Banco Bilbao Vizcaya Argentaria S.A.	$1,001 - $15,000	2016-10-13	buy	18
house-20005997-59	Joint	—	50000	15001	HERTZ CoRP NTS B/E 06.750% 041519	$15,001 - $50,000	2016-10-11	sell	20
house-20005997-58	Joint	—	50000	15001	HCA INC B/E 05.875% 021526 DTD111315	$15,001 - $50,000	2016-10-05	buy	24
house-20005997-57	Joint	—	50000	15001	gLP CAP L P / gLP FINg 04.875% 110120	$15,001 - $50,000	2016-10-05	sell	24
house-20005997-56	Joint	—	15000	1001	gENERAL MoToRS FINL Co 03.250% 051518	$1,001 - $15,000	2016-09-08	sell	43
house-20005997-55	Joint	—	15000	1001	gENERAL MoToRS FINL Co 03.250% 051518	$1,001 - $15,000	2016-09-01	sell	48
house-20005997-54	Dependent	FCX	15000	1001	Freeport-McMoRan, Inc.	$1,001 - $15,000	2016-09-13	buy	40
house-20005997-53	Dependent	FCX	15000	1001	Freeport-McMoRan, Inc.	$1,001 - $15,000	2016-09-13	buy	40
house-20005997-52	Joint	XOM	15000	1001	Exxon Mobil Corporation (XoM)	$1,001 - $15,000	2016-09-09	buy	42
house-20005997-51	Joint	ERIC	15000	1001	Ericsson - ADS each representing 1 underlying Class B share	$1,001 - $15,000	2016-10-17	sell	15
house-20005997-50	Joint	ERIC	15000	1001	Ericsson - ADS each representing 1 underlying Class B share	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-5	Joint	AEXAY	15000	1001	Atos origin SA Unsponsored ADR	$1,001 - $15,000	2016-09-29	sell	28
house-20005997-49	Joint	ERIC	15000	1001	Ericsson - ADS each representing 1 underlying Class B share	$1,001 - $15,000	2016-10-06	buy	23
house-20005997-48	Joint	ERIC	50000	15001	Ericsson - ADS each representing 1 underlying Class B share	$15,001 - $50,000	2016-10-12	sell	19
house-20005997-47	Joint	—	15000	1001	ENgIE SPoN ADR	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-46	Joint	EONGY	15000	1001	E.oN SE Sponsored ADR (EoNgY)	$1,001 - $15,000	2016-10-13	buy	18
house-20005997-45	Joint	EONGY	15000	1001	E.oN SE Sponsored ADR (EoNgY)	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-44	Joint	—	15000	1001	DYNEgY INC NTS B/E 06.750% 110119 DTD050115	$1,001 - $15,000	2016-10-03	sell	25
house-20005997-43	Joint	—	15000	1001	DYNEgY INC NTS B/E 06.750% 110119 DTD050115	$1,001 - $15,000	2016-09-30	sell	27
house-20005997-42	Joint	—	15000	1001	DYNEgY INC NTS B/E 06.750% 110119	$1,001 - $15,000	2016-10-04	sell	25
house-20005997-41	Joint	—	15000	1001	DYNEgY INC NTS B/E 06.750% 110119	$1,001 - $15,000	2016-09-29	sell	28
house-20005997-40	Joint	—	15000	1001	DYNEgY INC NTS B/E 06.750% 110119	$1,001 - $15,000	2016-09-28	sell	29
house-20005997-4	Joint	ALPMY	15000	1001	Astellas Pharma Inc Unsponsored ADR	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-39	Joint	DNHBY	15000	1001	DNB ASA SPoNSoRED ADR Representing 10	$1,001 - $15,000	2016-10-26	buy	9
house-20005997-38	Joint	DNHBY	15000	1001	DNB ASA SPoNSoRED ADR Representing 10	$1,001 - $15,000	2016-10-21	buy	12
house-20005997-37	Joint	DNHBY	15000	1001	DNB ASA SPoNSoRED ADR Representing 10	$1,001 - $15,000	2016-10-20	buy	13
house-20005997-36	Joint	—	15000	1001	DIAMoNDBACK ENERgY INC 07.625% 100121	$1,001 - $15,000	2016-09-27	sell	30
house-20005997-35	Joint	CB	15000	1001	D/B/A Chubb Limited New	$1,001 - $15,000	2016-10-14	sell	17
house-20005997-34	Dependent	CVS	15000	1001	CVS Health Corporation	$1,001 - $15,000	2016-10-14	buy	17
house-20005997-33	Dependent	CVS	15000	1001	CVS Health Corporation	$1,001 - $15,000	2016-10-14	buy	17
house-20005997-32	Joint	CVS	250000	100001	CVS Health Corporation	$100,001 - $250,000	2016-10-14	buy	17
house-20005997-31	Joint	—	15000	1001	CSC HLDgS INC NTS 06.750% 111521	$1,001 - $15,000	2016-09-21	buy	34
house-20005997-30	Joint	—	15000	1001	CoNTINENTAL RESoURCES 05.000% 091522	$1,001 - $15,000	2016-10-12	sell	19
house-20005997-3	Joint	EADSY	50000	15001	Airbus group Unsponsored ADR	$15,001 - $50,000	2016-10-18	buy	15
house-20005997-29	Joint	—	15000	1001	CoNTINENTAL RESoURCES 05.000% 091522	$1,001 - $15,000	2016-10-06	sell	23
house-20005997-28	Joint	—	15000	1001	CoNTINENTAL RESoURCES 05.000% 091522	$1,001 - $15,000	2016-10-05	sell	24
house-20005997-27	Joint	—	50000	15001	CoMMUNITY HEALTH SYSTEMS 07.125% 071520	$15,001 - $50,000	2016-09-16	sell	37
house-20005997-26	Joint	CL	50000	15001	Colgate-Palmolive Company	$15,001 - $50,000	2016-10-14	sell	17
house-20005997-25	Joint	—	15000	1001	CIT gRoUP INC B/E 05.250% 031518	$1,001 - $15,000	2016-09-26	sell	30
house-20005997-24	Joint	—	15000	1001	CIT gRoUP INC B/E 05.250% 031518	$1,001 - $15,000	2016-09-23	sell	32
house-20005997-23	Joint	—	15000	1001	CIT gRoUP INC B/E 05.250% 031518	$1,001 - $15,000	2016-09-22	sell	33
house-20005997-22	Joint	—	15000	1001	CIT gRoUP INC B/E 05.250% 031518	$1,001 - $15,000	2016-09-30	sell	27
house-20005997-21	Joint	—	15000	1001	CIT gRoUP INC B/E 05.250% 031518	$1,001 - $15,000	2016-10-07	sell	22
house-20005997-20	Joint	—	15000	1001	CINEMARK INC NTS B/E 05.125% 121522	$1,001 - $15,000	2016-10-27	sell	8
house-20005997-2	Joint	AEG	15000	1001	AEgoN N.V. (AEg)	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-19	Joint	CHL	15000	1001	China Mobile Limited	$1,001 - $15,000	2016-10-20	buy	13
house-20005997-18	Joint	CHL	50000	15001	China Mobile Limited	$15,001 - $50,000	2016-10-05	buy	24
house-20005997-17	Joint	—	15000	1001	CELANESE US HoLDINgS LLC 05.875% 061521	$1,001 - $15,000	2016-09-14	sell	39
house-20005997-16	Joint	—	15000	1001	CELANESE US HoLDINgS LLC 05.875% 061521	$1,001 - $15,000	2016-09-15	sell	38
house-20005997-15	Joint	—	15000	1001	CELANESE US HoLDINgS LLC 05.875% 061521	$1,001 - $15,000	2016-09-13	sell	40
house-20005997-148	Joint	WGP	50000	15001	Western gas Equity Partners, LP Common Units Representing Limited Partner Interests (WgP)	$15,001 - $50,000	2016-09-01	buy	48
house-20005997-147	Joint	WGP	50000	15001	Western gas Equity Partners, LP Common Units Representing Limited Partner Interests (WgP)	$15,001 - $50,000	2016-09-02	buy	47
house-20005997-146	Joint	WFT	15000	1001	Weatherford International plc	$1,001 - $15,000	2016-09-12	buy	40
house-20005997-145	Dependent	WFT	15000	1001	Weatherford International plc	$1,001 - $15,000	2016-09-12	buy	40
house-20005997-144	Dependent	WFT	15000	1001	Weatherford International plc	$1,001 - $15,000	2016-09-13	buy	40
house-20005997-143	Dependent	WFT	15000	1001	Weatherford International plc	$1,001 - $15,000	2016-09-12	buy	40
house-20005997-142	Joint	VOD	50000	15001	Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares (VoD)	$15,001 - $50,000	2016-10-13	sell	18
house-20005997-141	Joint	VOD	50000	15001	Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares (VoD)	$15,001 - $50,000	2016-10-03	sell	25
house-20005997-140	Joint	VOD	15000	1001	Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares (VoD)	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-14	Joint	—	15000	1001	CELANESE US HoLDINgS LLC 05.875% 061521	$1,001 - $15,000	2016-09-09	sell	42
house-20005997-139	Joint	VIVHY	15000	1001	Vivendi SA Unsponsored ADR	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-138	Joint	VB	15000	1001	Vanguard Small-Cap ETF - DNQ	$1,001 - $15,000	2016-09-26	buy	30
house-20005997-137	Joint	VOE	15000	1001	Vanguard Mid-Cap Value ETF - DNQ (VoE)	$1,001 - $15,000	2016-09-26	buy	30
house-20005997-136	Joint	VEA	15000	1001	Vanguard FTSE Developed Markets ETF	$1,001 - $15,000	2016-09-19	buy	35
house-20005997-135	Joint	UNP	15000	1001	Union Pacific Corporation	$1,001 - $15,000	2016-09-13	sell	40
house-20005997-134	Joint	UNRDY	50000	15001	Unibail-Rodamco SE Unsponsored ADR	$15,001 - $50,000	2016-10-10	sell	20
house-20005997-133	Joint	—	15000	1001	TRIBUNE MEDIA Co NTS B/E 05.875% 071522	$1,001 - $15,000	2016-09-26	buy	30
house-20005997-132	Joint	—	15000	1001	TRIBUNE MEDIA Co NTS B/E 05.875% 071522	$1,001 - $15,000	2016-09-27	buy	30
house-20005997-131	Joint	TOT	50000	15001	Total S.A. (ToT)	$15,001 - $50,000	2016-10-12	buy	19
house-20005997-130	Joint	TXN	50000	15001	Texas Instruments Incorporated	$15,001 - $50,000	2016-09-13	sell	40
house-20005997-13	Joint	FUN	50000	15001	Cedar Fair, L.P.	$15,001 - $50,000	2016-09-01	sell	48
house-20005997-129	Joint	—	15000	1001	TENET HEALTHCARE CoRP 08.125% 040122	$1,001 - $15,000	2016-10-24	sell	10
house-20005997-128	Joint	—	15000	1001	TENET HEALTHCARE CoRP 08.125% 040122	$1,001 - $15,000	2016-10-21	sell	12
house-20005997-127	Joint	—	15000	1001	TENET HEALTHCARE CoRP 08.125% 040122	$1,001 - $15,000	2016-10-20	sell	13
house-20005997-126	Joint	—	15000	1001	TENET HEALTHCARE CoRP 08.125% 040122	$1,001 - $15,000	2016-10-20	sell	13
house-20005997-125	Joint	—	15000	1001	TEMPUR SEALY INTL INC 05.500% 061526	$1,001 - $15,000	2016-10-25	buy	10
house-20005997-124	Joint	—	15000	1001	TEMPUR SEALY INTL INC 05.500% 061526	$1,001 - $15,000	2016-10-21	buy	12
house-20005997-123	Joint	—	15000	1001	SPRINT CAPITAL CoRP 06.900% 050119	$1,001 - $15,000	2016-10-18	sell	15
house-20005997-122	Joint	—	15000	1001	SPRINgLEAF FIN CoRP NTS 08.250% 121520	$1,001 - $15,000	2016-09-13	buy	40
house-20005997-121	Joint	—	15000	1001	SPRINgLEAF FIN CoRP NTS 08.250% 121520	$1,001 - $15,000	2016-09-12	buy	40
house-20005997-120	Joint	—	15000	1001	SPRINgLEAF FIN CoRP NTS 08.250% 121520	$1,001 - $15,000	2016-09-07	buy	44
house-20005997-12	Joint	—	15000	1001	CBS oUTDooR AMERICAS 05.625% 021524	$1,001 - $15,000	2016-09-19	buy	35
house-20005997-119	Joint	—	15000	1001	SPRINgLEAF FIN CoRP NTS 08.250% 121520	$1,001 - $15,000	2016-09-22	buy	33
house-20005997-118	Joint	—	15000	1001	SPRINgLEAF FIN CoRP NTS 08.250% 121520	$1,001 - $15,000	2016-10-18	buy	15
house-20005997-117	Joint	SCGLY	15000	1001	Societe generale France Sponsored ADR (SCgLY)	$1,001 - $15,000	2016-10-13	buy	18
house-20005997-116	Joint	SNN	15000	1001	Smith & Nephew SNATS, Inc.	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-115	Joint	SOMLY	15000	1001	Secom Co Ltd American Depositary Shares (SoMLY)	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-114	Joint	—	15000	1001	SEAgATE HDD CAYMAN B/E 04.750% 010125	$1,001 - $15,000	2016-10-26	buy	9
house-20005997-113	Joint	—	15000	1001	SEAgATE HDD CAYMAN B/E 04.750% 010125	$1,001 - $15,000	2016-10-25	buy	10
house-20005997-112	Joint	SLB	15000	1001	Schlumberger N.V.	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-111	Joint	—	50000	15001	SABINE PASS LIQUEFACTIoN 05.625% 030125	$15,001 - $50,000	2016-10-12	buy	19
house-20005997-110	Joint	KKPNY	15000	1001	Royal KPN N.V.	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-11	Joint	—	15000	1001	CBS oUTDooR AMERICAS 05.625% 021524	$1,001 - $15,000	2016-09-16	buy	37
house-20005997-109	Joint	RDSMY	15000	1001	Royal DSM NV Sponsored ADR	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-108	Joint	ROK	15000	1001	Rockwell Automation, Inc. (RoK)	$1,001 - $15,000	2016-09-12	buy	40
house-20005997-107	Joint	ROK	15000	1001	Rockwell Automation, Inc. (RoK)	$1,001 - $15,000	2016-10-14	sell	17
house-20005997-106	Joint	RHHBY	15000	1001	Roche Holdings Ag Basel American Depositary Shares	$1,001 - $15,000	2016-09-20	buy	35
house-20005997-105	Joint	—	15000	1001	RICE ENERgY INC NTS B/E 06.250% 050122	$1,001 - $15,000	2016-10-06	buy	23
house-20005997-104	Joint	—	15000	1001	RICE ENERgY INC NTS B/E 06.250% 050122	$1,001 - $15,000	2016-10-11	buy	20
house-20005997-103	Joint	—	15000	1001	RADIAN gRoUP INC NTS B/E 5.500% 060119	$1,001 - $15,000	2016-10-19	sell	14
house-20005997-102	Dependent	PX	15000	1001	Praxair, Inc.	$1,001 - $15,000	2016-09-13	buy	40
house-20005997-101	Dependent	PX	15000	1001	Praxair, Inc.	$1,001 - $15,000	2016-09-13	buy	40
house-20005997-100	Joint	PX	250000	100001	Praxair, Inc.	$100,001 - $250,000	2016-09-13	buy	40
house-20005997-10	Joint	—	15000	1001	CBS oUTDooR AMERICAS 05.625% 021524	$1,001 - $15,000	2016-09-30	buy	27
house-20005997-1	Joint	AEG	15000	1001	AEgoN N.V. (AEg)	$1,001 - $15,000	2016-10-25	buy	10

Original filing document