Thomas MacArthur (House) disclosed 134 transactions
Amendment status is not available for House filings. A filing listed here may since have been amended.
| 2016-03-08 · sell | SABINE PASS LNg LP NTS 06.500% 110120 — $1,001 - $15,000 |
| 2016-03-22 · sell | SABINE PASS LIQUEFACTIoN 05.625% 020121 — $1,001 - $15,000 |
| 2016-03-09 · buy | SABINE PASS LIQUEFACTIoN 05.625% 020121 — $1,001 - $15,000 |
| 2016-04-04 · buy | Rockwell Automation, Inc. (RoK) — $1,001 - $15,000 |
| 2016-04-04 · buy | Rockwell Automation, Inc. (RoK) — $1,001 - $15,000 |
| 2016-04-18 · buy | RICE ENERgY INC NTS B/E 06.250% 050122 — $1,001 - $15,000 |
| 2016-04-20 · buy | RICE ENERgY INC NTS B/E 06.250% 050122 — $1,001 - $15,000 |
| 2016-04-25 · buy | RADIAN gRoUP INC NTS B/E 5.500% 060119 — $1,001 - $15,000 |
| 2016-04-22 · buy | RADIAN gRoUP INC NTS B/E 5.500% 060119 — $15,001 - $50,000 |
| 2016-04-12 · buy | PULTEgRoUP INC B/E 05.500% 030126 — $1,001 - $15,000 |
| 2016-03-09 · sell | CHESAPEAKE ENERgY CoRP 05.375% 061521 — $1,001 - $15,000 |
| 2016-04-11 · buy | PULTEgRoUP INC B/E 05.500% 030126 — $1,001 - $15,000 |
| 2016-04-05 · buy | PULTEgRoUP INC B/E 05.500% 030126 — $1,001 - $15,000 |
| 2016-04-04 · buy | PULTEgRoUP INC B/E 05.500% 030126 — $1,001 - $15,000 |
| 2016-03-22 · sell | PNC BK NTS B/E 02.400% 101819 — $1,001 - $15,000 |
| 2016-04-04 · buy | Pepsico, Inc. — $15,001 - $50,000 |
| 2016-04-04 · buy | Pepsico, Inc. — $1,001 - $15,000 |
| 2016-04-04 · buy | Pepsico, Inc. — $1,001 - $15,000 |
| 2016-03-22 · sell | PENSKE AUTo gRoUP INC 05.750% 100122 — $1,001 - $15,000 |
| 2016-03-22 · sell | oRACLE CoRP NTS B/E 02.375% 011519 — $1,001 - $15,000 |
| 2016-03-22 · sell | NRg ENERgY INC NTS B/E 07.875% 051521 — $1,001 - $15,000 |
| 2016-04-18 · buy | CHATHAMS NJ S/D FSA B/E . /R/ 4.25 071522 — $15,001 - $50,000 |
| 2016-04-04 · buy | Novartis Ag — $1,001 - $15,000 |
| 2016-04-04 · buy | Novartis Ag — $1,001 - $15,000 |
| 2016-04-04 · buy | Novartis Ag — $15,001 - $50,000 |
| 2016-04-04 · buy | Nordstrom, Inc. — $1,001 - $15,000 |
| 2016-04-04 · buy | Nordstrom, Inc. — $1,001 - $15,000 |
| 2016-04-04 · buy | NextEra Energy, Inc. — $1,001 - $15,000 |
| 2016-04-04 · buy | NextEra Energy, Inc. — $1,001 - $15,000 |
| 2016-04-04 · buy | NextEra Energy, Inc. — $15,001 - $50,000 |
| 2016-04-26 · buy | Murata Manufacturing Co Ltd Unsponsored ADR — $1,001 - $15,000 |
| 2016-04-25 · buy | Murata Manufacturing Co Ltd Unsponsored ADR — $15,001 - $50,000 |
| 2016-03-22 · sell | CCo HLDgS LLC/CAP CoRP 06.500% 043021 — $1,001 - $15,000 |
| 2016-04-28 · buy | Murata Manufacturing Co Ltd Unsponsored ADR — $1,001 - $15,000 |
| 2016-03-22 · sell | MoNSANTo Co B/E 02.125% 071519 — $1,001 - $15,000 |
| 2016-04-04 · buy | Microsoft Corporation — $1,001 - $15,000 |
| 2016-04-04 · buy | Microsoft Corporation — $1,001 - $15,000 |
| 2016-04-04 · buy | Microsoft Corporation — $15,001 - $50,000 |
| 2016-04-05 · sell | MICRoN TECHNoLogY INC 05.875% 021522 — $1,001 - $15,000 |
| 2016-04-04 · sell | MICRoN TECHNoLogY INC 05.875% 021522 — $1,001 - $15,000 |
| 2016-04-01 · sell | MICRoN TECHNoLogY INC 05.875% 021522 — $1,001 - $15,000 |
| 2016-04-04 · buy | Medtronic plc. ordinary Shares — $15,001 - $50,000 |
| 2016-04-04 · buy | Medtronic plc. ordinary Shares — $1,001 - $15,000 |
| 2016-03-22 · sell | BK oF AMER CoRP NTS B/E 02.400% 042120 — $1,001 - $15,000 |
| 2016-04-04 · buy | Medtronic plc. ordinary Shares — $1,001 - $15,000 |
| 2016-04-04 · buy | McDonald's Corporation — $1,001 - $15,000 |
| 2016-04-04 · buy | McDonald's Corporation — $1,001 - $15,000 |
| 2016-04-04 · buy | McDonald's Corporation — $15,001 - $50,000 |
| 2016-04-28 · buy | Mazda Motor Corp Unsponsored ADR — $1,001 - $15,000 |
| 2016-04-26 · buy | Mazda Motor Corp Unsponsored ADR — $15,001 - $50,000 |
| 2016-04-04 · buy | Marsh & McLennan Companies, Inc. — $1,001 - $15,000 |
| 2016-04-04 · buy | Marsh & McLennan Companies, Inc. — $1,001 - $15,000 |
| 2016-04-04 · buy | Marsh & McLennan Companies, Inc. — $15,001 - $50,000 |
| 2016-04-07 · sell | LTD BRANDS INC NTS B/E 06.625% 040121 — $1,001 - $15,000 |
| 2016-03-22 · sell | BB&T CoRP MED TERM NTS 02.250% 020119 — $1,001 - $15,000 |
| 2016-04-13 · sell | LTD BRANDS INC NTS B/E 06.625% 040121 — $1,001 - $15,000 |
| 2016-04-11 · sell | LTD BRANDS INC NTS B/E 06.625% 040121 — $1,001 - $15,000 |
| 2016-03-22 · sell | LEVEL 3 FINg INC NTS B/E 06.125% 011521 — $1,001 - $15,000 |
| 2016-04-11 · sell | KINETIC CoNCEPTS INC NTS 10.500% 110118 — $1,001 - $15,000 |
| 2016-04-07 · sell | KINETIC CoNCEPTS INC NTS 10.500% 110118 — $15,001 - $50,000 |
| … | 74 more transactions: every one is in the complete record on this filing's page |
The complete record
| party | Republican |
| state | NJ |
| office | MacArthur, Thomas (Representative) |
| ptr id | 20005044 |
| chamber | house |
| comment | — |
| asset type | Stock |
| report url | https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2016/20005044.pdf |
| bioguide id | M001193 |
| data source | HOUSE_CLERK_PTR |
| member last | MacArthur |
| member name | Thomas MacArthur |
| member first | Thomas |
| state district | NJ03 |
| disclosure date | 2016-05-09 |
| transaction nature | OPEN_MARKET |
Each transaction (134)
| id | owner | ticker | amount max | amount min | asset name | amount range | transaction date | transaction type | reporting lag days |
|---|---|---|---|---|---|---|---|---|---|
| house-20005044-99 | Dependent | — | 15000 | 1001 | SABINE PASS LNg LP NTS 06.500% 110120 | $1,001 - $15,000 | 2016-03-08 | sell | 45 |
| house-20005044-98 | Dependent | — | 15000 | 1001 | SABINE PASS LIQUEFACTIoN 05.625% 020121 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-97 | Dependent | — | 15000 | 1001 | SABINE PASS LIQUEFACTIoN 05.625% 020121 | $1,001 - $15,000 | 2016-03-09 | buy | 44 |
| house-20005044-96 | Dependent | ROK | 15000 | 1001 | Rockwell Automation, Inc. (RoK) | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-95 | Joint | ROK | 15000 | 1001 | Rockwell Automation, Inc. (RoK) | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-94 | Joint | — | 15000 | 1001 | RICE ENERgY INC NTS B/E 06.250% 050122 | $1,001 - $15,000 | 2016-04-18 | buy | 15 |
| house-20005044-93 | Joint | — | 15000 | 1001 | RICE ENERgY INC NTS B/E 06.250% 050122 | $1,001 - $15,000 | 2016-04-20 | buy | 14 |
| house-20005044-92 | Joint | — | 15000 | 1001 | RADIAN gRoUP INC NTS B/E 5.500% 060119 | $1,001 - $15,000 | 2016-04-25 | buy | 10 |
| house-20005044-91 | Joint | — | 50000 | 15001 | RADIAN gRoUP INC NTS B/E 5.500% 060119 | $15,001 - $50,000 | 2016-04-22 | buy | 12 |
| house-20005044-90 | Joint | — | 15000 | 1001 | PULTEgRoUP INC B/E 05.500% 030126 | $1,001 - $15,000 | 2016-04-12 | buy | 20 |
| house-20005044-9 | Dependent | — | 15000 | 1001 | CHESAPEAKE ENERgY CoRP 05.375% 061521 | $1,001 - $15,000 | 2016-03-09 | sell | 44 |
| house-20005044-89 | Joint | — | 15000 | 1001 | PULTEgRoUP INC B/E 05.500% 030126 | $1,001 - $15,000 | 2016-04-11 | buy | 20 |
| house-20005044-88 | Joint | — | 15000 | 1001 | PULTEgRoUP INC B/E 05.500% 030126 | $1,001 - $15,000 | 2016-04-05 | buy | 25 |
| house-20005044-87 | Joint | — | 15000 | 1001 | PULTEgRoUP INC B/E 05.500% 030126 | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-86 | Dependent | — | 15000 | 1001 | PNC BK NTS B/E 02.400% 101819 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-85 | Joint | PEP | 50000 | 15001 | Pepsico, Inc. | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-84 | Dependent | PEP | 15000 | 1001 | Pepsico, Inc. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-83 | Dependent | PEP | 15000 | 1001 | Pepsico, Inc. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-82 | Dependent | — | 15000 | 1001 | PENSKE AUTo gRoUP INC 05.750% 100122 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-81 | Dependent | — | 15000 | 1001 | oRACLE CoRP NTS B/E 02.375% 011519 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-80 | Dependent | — | 15000 | 1001 | NRg ENERgY INC NTS B/E 07.875% 051521 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-8 | Joint | — | 50000 | 15001 | CHATHAMS NJ S/D FSA B/E . /R/ 4.25 071522 | $15,001 - $50,000 | 2016-04-18 | buy | 15 |
| house-20005044-79 | Dependent | NVS | 15000 | 1001 | Novartis Ag | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-78 | Dependent | NVS | 15000 | 1001 | Novartis Ag | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-77 | Joint | NVS | 50000 | 15001 | Novartis Ag | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-76 | Joint | JWN | 15000 | 1001 | Nordstrom, Inc. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-75 | Dependent | JWN | 15000 | 1001 | Nordstrom, Inc. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-74 | Dependent | NEE | 15000 | 1001 | NextEra Energy, Inc. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-73 | Dependent | NEE | 15000 | 1001 | NextEra Energy, Inc. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-72 | Joint | NEE | 50000 | 15001 | NextEra Energy, Inc. | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-71 | Joint | MRAAY | 15000 | 1001 | Murata Manufacturing Co Ltd Unsponsored ADR | $1,001 - $15,000 | 2016-04-26 | buy | 10 |
| house-20005044-70 | Joint | MRAAY | 50000 | 15001 | Murata Manufacturing Co Ltd Unsponsored ADR | $15,001 - $50,000 | 2016-04-25 | buy | 10 |
| house-20005044-7 | Dependent | — | 15000 | 1001 | CCo HLDgS LLC/CAP CoRP 06.500% 043021 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-69 | Joint | MRAAY | 15000 | 1001 | Murata Manufacturing Co Ltd Unsponsored ADR | $1,001 - $15,000 | 2016-04-28 | buy | 8 |
| house-20005044-68 | Dependent | — | 15000 | 1001 | MoNSANTo Co B/E 02.125% 071519 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-67 | Dependent | MSFT | 15000 | 1001 | Microsoft Corporation | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-66 | Dependent | MSFT | 15000 | 1001 | Microsoft Corporation | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-65 | Joint | MSFT | 50000 | 15001 | Microsoft Corporation | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-64 | Joint | — | 15000 | 1001 | MICRoN TECHNoLogY INC 05.875% 021522 | $1,001 - $15,000 | 2016-04-05 | sell | 25 |
| house-20005044-63 | Joint | — | 15000 | 1001 | MICRoN TECHNoLogY INC 05.875% 021522 | $1,001 - $15,000 | 2016-04-04 | sell | 25 |
| house-20005044-62 | Joint | — | 15000 | 1001 | MICRoN TECHNoLogY INC 05.875% 021522 | $1,001 - $15,000 | 2016-04-01 | sell | 27 |
| house-20005044-61 | Joint | MDT | 50000 | 15001 | Medtronic plc. ordinary Shares | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-60 | Dependent | MDT | 15000 | 1001 | Medtronic plc. ordinary Shares | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-6 | Dependent | — | 15000 | 1001 | BK oF AMER CoRP NTS B/E 02.400% 042120 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-59 | Dependent | MDT | 15000 | 1001 | Medtronic plc. ordinary Shares | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-58 | Dependent | MCD | 15000 | 1001 | McDonald's Corporation | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-57 | Dependent | MCD | 15000 | 1001 | McDonald's Corporation | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-56 | Joint | MCD | 50000 | 15001 | McDonald's Corporation | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-55 | Joint | MZDAY | 15000 | 1001 | Mazda Motor Corp Unsponsored ADR | $1,001 - $15,000 | 2016-04-28 | buy | 8 |
| house-20005044-54 | Joint | MZDAY | 50000 | 15001 | Mazda Motor Corp Unsponsored ADR | $15,001 - $50,000 | 2016-04-26 | buy | 10 |
| house-20005044-53 | Dependent | MMC | 15000 | 1001 | Marsh & McLennan Companies, Inc. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-52 | Dependent | MMC | 15000 | 1001 | Marsh & McLennan Companies, Inc. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-51 | Joint | MMC | 50000 | 15001 | Marsh & McLennan Companies, Inc. | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-50 | Joint | — | 15000 | 1001 | LTD BRANDS INC NTS B/E 06.625% 040121 | $1,001 - $15,000 | 2016-04-07 | sell | 23 |
| house-20005044-5 | Dependent | — | 15000 | 1001 | BB&T CoRP MED TERM NTS 02.250% 020119 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-49 | Joint | — | 15000 | 1001 | LTD BRANDS INC NTS B/E 06.625% 040121 | $1,001 - $15,000 | 2016-04-13 | sell | 19 |
| house-20005044-48 | Joint | — | 15000 | 1001 | LTD BRANDS INC NTS B/E 06.625% 040121 | $1,001 - $15,000 | 2016-04-11 | sell | 20 |
| house-20005044-47 | Dependent | — | 15000 | 1001 | LEVEL 3 FINg INC NTS B/E 06.125% 011521 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-46 | Joint | — | 15000 | 1001 | KINETIC CoNCEPTS INC NTS 10.500% 110118 | $1,001 - $15,000 | 2016-04-11 | sell | 20 |
| house-20005044-45 | Joint | — | 50000 | 15001 | KINETIC CoNCEPTS INC NTS 10.500% 110118 | $15,001 - $50,000 | 2016-04-07 | sell | 23 |
| house-20005044-44 | Joint | — | 15000 | 1001 | KINDRED HEALTHCARE INC 08.750% 011523 | $1,001 - $15,000 | 2016-04-21 | buy | 13 |
| house-20005044-43 | Joint | — | 15000 | 1001 | KINDRED HEALTHCARE INC 08.750% | $1,001 - $15,000 | 2016-04-19 | buy | 15 |
| house-20005044-42 | Dependent | — | 15000 | 1001 | JPMoRgAN CHASE & Co NTS 02.250% 012320 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-41 | Dependent | JCI | 15000 | 1001 | Johnson Controls, Inc. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-40 | Dependent | JCI | 15000 | 1001 | Johnson Controls, Inc. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-4 | Dependent | — | 15000 | 1001 | AT&T INC 02.450% 063020 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-39 | Joint | JCI | 50000 | 15001 | Johnson Controls, Inc. | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-38 | Joint | — | 15000 | 1001 | ISTAR INC NTS B/E 06.500% 070121 | $1,001 - $15,000 | 2016-04-06 | buy | 24 |
| house-20005044-37 | Dependent | IVZ | 15000 | 1001 | Invesco Ltd | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-36 | Joint | IVZ | 15000 | 1001 | Invesco Ltd | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-35 | Joint | INTC | 50000 | 15001 | Intel Corporation | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-34 | Dependent | INTC | 15000 | 1001 | Intel Corporation | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-33 | Dependent | INTC | 15000 | 1001 | Intel Corporation | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-32 | Dependent | HD | 15000 | 1001 | Home Depot, Inc. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-31 | Joint | HD | 15000 | 1001 | Home Depot, Inc. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-30 | Joint | — | 50000 | 15001 | HERTZ CoRP NTS 06.250% 101522 | $15,001 - $50,000 | 2016-04-26 | sell | 10 |
| house-20005044-3 | Dependent | — | 15000 | 1001 | APPLE INC NTS B/E 02.100% 050619 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-29 | Joint | — | 15000 | 1001 | HERTZ CoRP NTS 06.250% 101522 | $1,001 - $15,000 | 2016-04-20 | sell | 14 |
| house-20005044-28 | Dependent | — | 15000 | 1001 | FRoNTIER CoMMUNICATIoNS 07.125% 031519 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-27 | Dependent | — | 15000 | 1001 | FoRD MoToR CREDIT Co LLC 02.597% 110419 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-26 | Joint | — | 50000 | 15001 | FLEMINgToN RARITAN NJ FgIC B/E /R/ 5 DUE 061528 | $15,001 - $50,000 | 2016-04-18 | buy | 15 |
| house-20005044-25 | Dependent | — | 15000 | 1001 | EQUINIX INC B/E 04.875% 040120 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-24 | Joint | ERJ | 15000 | 1001 | Embraer S.A. | $1,001 - $15,000 | 2016-04-29 | sell | 7 |
| house-20005044-23 | Joint | — | 50000 | 15001 | EL PASo PIPELINE PART oP 05.000% 100121 | $15,001 - $50,000 | 2016-04-26 | buy | 10 |
| house-20005044-22 | Dependent | — | 15000 | 1001 | DAVITA INC NTS B/E 05.750% 081522 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-21 | Joint | CB | 250000 | 100001 | D/B/A Chubb Limited New | $100,001 - $250,000 | 2016-04-04 | buy | 25 |
| house-20005044-20 | Dependent | CB | 15000 | 1001 | D/B/A Chubb Limited New | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-2 | Dependent | — | 15000 | 1001 | AMERIgAS PARTNER 06.500% 052021 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-19 | Dependent | CB | 15000 | 1001 | D/B/A Chubb Limited New | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-18 | Dependent | — | 15000 | 1001 | CoNoCoPHILLIPS Co NTS 02.200% 051520 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-17 | Joint | CL | 50000 | 15001 | Colgate-Palmolive Company | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-16 | Dependent | CL | 15000 | 1001 | Colgate-Palmolive Company | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-15 | Dependent | CL | 15000 | 1001 | Colgate-Palmolive Company | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-14 | Dependent | — | 15000 | 1001 | CLoUD PEAK ENERgY INC 08.500% 121519 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-134 | Dependent | — | 15000 | 1001 | WELLS FARgo & Co NTS B/E 02.125% 042219 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-133 | Dependent | — | 15000 | 1001 | WELLS FARgo & Co 02.600% 072220 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-132 | Dependent | VIG | 50000 | 15001 | Vanguard Div Appreciation ETF - DNQ (VIg) | $15,001 - $50,000 | 2016-04-04 | sell | 25 |
| house-20005044-131 | Dependent | VIG | 50000 | 15001 | Vanguard Div Appreciation ETF - DNQ (VIg) | $15,001 - $50,000 | 2016-04-04 | sell | 25 |
| house-20005044-130 | Joint | VIG | 500000 | 250001 | Vanguard Div Appreciation ETF - DNQ (VIg) | $250,001 - $500,000 | 2016-04-04 | sell | 25 |
| house-20005044-13 | Dependent | — | 15000 | 1001 | CITIgRoUP INC NTS B/E 02.500% 092618 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-129 | Joint | VFC | 50000 | 15001 | V.F. Corporation | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-128 | Dependent | VFC | 15000 | 1001 | V.F. Corporation | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-127 | Dependent | VFC | 15000 | 1001 | V.F. Corporation | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-126 | Dependent | UNH | 15000 | 1001 | UnitedHealth group Incorporated Common Stock | $1,001 - $15,000 | 2016-04-25 | sell | 10 |
| house-20005044-125 | Dependent | — | 15000 | 1001 | UNITED RENTALS NA INC 07.625% 041522 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-124 | Dependent | UNP | 15000 | 1001 | Union Pacific Corporation | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-123 | Dependent | UNP | 15000 | 1001 | Union Pacific Corporation | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-122 | Joint | UNP | 50000 | 15001 | Union Pacific Corporation | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-121 | Joint | TD | 250000 | 100001 | Toronto Dominion Bank | $100,001 - $250,000 | 2016-04-19 | sell | 15 |
| house-20005044-120 | Joint | TD | 15000 | 1001 | Toronto Dominion Bank | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-12 | Dependent | — | 15000 | 1001 | CHS / CMNTY HEALTH SYS 05.125% 081518 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-119 | Dependent | TD | 15000 | 1001 | Toronto Dominion Bank | $1,001 - $15,000 | 2016-04-19 | sell | 15 |
| house-20005044-118 | Dependent | TD | 15000 | 1001 | Toronto Dominion Bank | $1,001 - $15,000 | 2016-04-19 | sell | 15 |
| house-20005044-117 | Dependent | TXN | 15000 | 1001 | Texas Instruments Incorporated | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-116 | Joint | TXN | 50000 | 15001 | Texas Instruments Incorporated | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-115 | Dependent | TXN | 15000 | 1001 | Texas Instruments Incorporated | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-114 | Joint | — | 15000 | 1001 | SPRINT CAPITAL CoRP 06.875% 111528 | $1,001 - $15,000 | 2016-04-28 | sell | 8 |
| house-20005044-113 | Joint | — | 15000 | 1001 | SPRINT CAPITAL CoRP 06.875% | $1,001 - $15,000 | 2016-04-14 | sell | 18 |
| house-20005044-112 | Joint | — | 15000 | 1001 | SPRINT CAPITAL CoRP 06.875% 111528 | $1,001 - $15,000 | 2016-04-13 | sell | 19 |
| house-20005044-111 | Joint | — | 50000 | 15001 | SoUTHWESTERN ENERgY Co 04.950% 012325 | $15,001 - $50,000 | 2016-04-04 | sell | 25 |
| house-20005044-110 | Dependent | — | 15000 | 1001 | SINCLAIR TELEVISIoN 06.375% 110121 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-11 | Dependent | — | 15000 | 1001 | CHEVRoN CoRP NTS B/E 02.193% 111519 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-109 | Dependent | — | 15000 | 1001 | SIMoN PPTY gRoUP LP NTS 02.200% 020119 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-108 | Dependent | — | 15000 | 1001 | SILgAN HLDgS INC NTS B/E 05.500% 020122 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-107 | Joint | SVNDY | 50000 | 15001 | Seven & I Holdings Co Ltd Unsponsored ADR | $15,001 - $50,000 | 2016-04-19 | sell | 15 |
| house-20005044-106 | Joint | SVNDY | 15000 | 1001 | Seven & I Holdings Co Ltd Unsponsored ADR | $1,001 - $15,000 | 2016-04-18 | sell | 15 |
| house-20005044-105 | Dependent | SCHD | 50000 | 15001 | Schwab US Dividend Equity ETF | $15,001 - $50,000 | 2016-04-04 | sell | 25 |
| house-20005044-104 | Dependent | SCHD | 15000 | 1001 | Schwab US Dividend Equity ETF | $1,001 - $15,000 | 2016-04-04 | sell | 25 |
| house-20005044-103 | Joint | SCHD | 500000 | 250001 | Schwab US Dividend Equity ETF | $250,001 - $500,000 | 2016-04-04 | sell | 25 |
| house-20005044-102 | Joint | SLB | 50000 | 15001 | Schlumberger N.V. | $15,001 - $50,000 | 2016-04-04 | buy | 25 |
| house-20005044-101 | Dependent | SLB | 15000 | 1001 | Schlumberger N.V. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-100 | Dependent | SLB | 15000 | 1001 | Schlumberger N.V. | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
| house-20005044-10 | Dependent | — | 15000 | 1001 | CHESAPEAKE MIDSTREAM PT/ 06.125% 071522 | $1,001 - $15,000 | 2016-03-22 | sell | 35 |
| house-20005044-1 | Joint | ACN | 15000 | 1001 | Accenture plc Class A ordinary Shares | $1,001 - $15,000 | 2016-04-04 | buy | 25 |
