KeyVex › Disclosures › Congressional trades

KeyVex publishes these public financial disclosure filings as news, free and without registration, under the news-media provision of 5 U.S.C. § 13107(c). Source documents are linked on every entry.

Thomas MacArthur (House) disclosed 236 transactions

· Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk

Amendment status is not available for House filings. A filing listed here may since have been amended.

2016-02-01 · selliShares MSCI EAFE ETF — $100,001 - $250,000
2016-02-19 · selliShares MSCI EAFE ETF — $500,001 - $1,000,000
2016-02-19 · buyiShares Core MSCI Emerging Markets ETF (IEMg) — $250,001 - $500,000
2016-02-02 · sellIonis Pharmaceuticals, Inc. (IoNS) — $15,001 - $50,000
2016-02-24 · buyIonis Pharmaceuticals, Inc. (IoNS) — $1,001 - $15,000
2016-02-12 · buyIonis Pharmaceuticals, Inc. (IoNS) — $1,001 - $15,000
2016-02-09 · buyInvesco Ltd — $100,001 - $250,000
2016-02-12 · sellInvesco Ltd — $1,001 - $15,000
2016-02-24 · sellINTELSAT JACKSoN HLDgS 07.250% 040119 — $1,001 - $15,000
2016-02-23 · sellINTELSAT JACKSoN HLDgS 07.250% 040119 — $1,001 - $15,000
2016-02-17 · sellADT Corporation — $1,001 - $15,000
2016-02-23 · sellINTELSAT JACKSoN HLDgS 07.250% 040119 — $1,001 - $15,000
2016-02-12 · sellIntel Corporation — $1,001 - $15,000
2016-02-12 · sellIntel Corporation — $1,001 - $15,000
2016-02-12 · buyIntel Corporation — $1,001 - $15,000
2016-02-09 · sellIntel Corporation — $15,001 - $50,000
2016-02-22 · buyInfineon Technologies Ag — $15,001 - $50,000
2016-02-01 · sellIBERIABANK Corporation — $1,001 - $15,000
2016-02-22 · buyHSBC Holdings, plc. — $15,001 - $50,000
2016-02-01 · sellHoughton Mifflin Harcourt Company — $1,001 - $15,000
2016-02-12 · sellHome Depot, Inc. — $1,001 - $15,000
2016-02-17 · sellADT Corporation — $1,001 - $15,000
2016-02-01 · sellHillenbrand Inc — $15,001 - $50,000
2016-02-01 · sellHCA INC NTS B/E 06.500% 021520 — $1,001 - $15,000
2016-02-01 · sellHanover Insurance group Inc (THg) — $15,001 - $50,000
2016-02-03 · sellgENoN ENERgY INC NTS B/E 09.875% 101520 — $1,001 - $15,000
2016-02-01 · sellgenesee & Wyoming Inc. Class A (gWR) — $1,001 - $15,000
2016-02-01 · sellgenerac Holdlings Inc. (gNRC) — $1,001 - $15,000
2016-02-22 · buygemalto NV Sponsored ADR (gToMY) — $15,001 - $50,000
2016-02-01 · sellgaming and Leisure Properties, Inc. (gLPI) — $1,001 - $15,000
2016-02-01 · sellFTD Companies, Inc. — $1,001 - $15,000
2016-02-22 · buyFresenius Medical Care Ag — $15,001 - $50,000
2016-02-16 · sellADT Corporation — $15,001 - $50,000
2016-02-01 · sellFortune Brands Home & Security, Inc. — $1,001 - $15,000
2016-02-01 · sellForestar group Inc (FoR) — $1,001 - $15,000
2016-02-01 · sellFlowers Foods, Inc. (FLo) — $15,001 - $50,000
2016-02-01 · sellFirstMerit Corporation — $1,001 - $15,000
2016-02-01 · sellFairchild Semiconductor International, Inc. — $1,001 - $15,000
2016-02-01 · sellESCo Technologies Inc. — $1,001 - $15,000
2016-02-22 · buyEricsson - ADS each representing 1 underlying Class B share — $15,001 - $50,000
2016-02-01 · sellEnpro Industries Inc (NPo) — $1,001 - $15,000
2016-02-01 · sellEnergy Transfer Partners, L.P. ENERgY TRANSFER PARNTERS — $1,001 - $15,000
2016-02-10 · sellENERgY TRANSFER PARTNERS 07.500% 101520 DTD — $1,001 - $15,000
2016-02-22 · buyadidas Ag Sponsored ADR — $15,001 - $50,000
2016-02-17 · sellENERgY TRANSFER PARTNERS 07.500% 101520 — $1,001 - $15,000
2016-02-16 · sellENERgY TRANSFER PARTNERS 07.500% 101520 — $1,001 - $15,000
2016-02-12 · buyENERgY TRANSFER PARTNERS 07.500% 101520 — $1,001 - $15,000
2016-02-09 · sellENERgY TRANSFER PARTNERS 07.500% 101520 — $1,001 - $15,000
2016-02-22 · buyEmbraer S.A. — $15,001 - $50,000
2016-02-01 · sellE.W. Scripps Company — $15,001 - $50,000
2016-02-22 · buyE.oN SE Sponsored ADR (EoNgY) — $15,001 - $50,000
2016-02-12 · sellDominion Resources, Inc. — $1,001 - $15,000
2016-02-12 · sellDominion Resources, Inc. — $1,001 - $15,000
2016-02-09 · sellDominion Resources, Inc. — $50,001 - $100,000
2016-02-12 · buyAccenture plc. Class A ordinary Shares — $1,001 - $15,000
2016-02-10 · buyDISH DBS CoRP NTS B/E 07.875% 090119 — $1,001 - $15,000
2016-02-01 · sellDiebold, Incorporated — $1,001 - $15,000
2016-02-17 · buyDIAMoNDBACK ENERgY INC 07.625% 100121 — $1,001 - $15,000
2016-02-22 · buyDeutsche Post Ag Sponsored ADR (DPSgY) — $15,001 - $50,000
2016-02-01 · sellDenny's Corporation — $15,001 - $50,000
…176 more transactions: every one is in the complete record on this filing's page

The complete record

Every field KeyVex holds for this filing, as its API serves it. Nothing is withheld here that the API sells.

partyRepublican
stateNJ
officeMacArthur, Thomas (Representative)
ptr id20004691
chamberhouse
comment—
asset typeStock
report urlhttps://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2016/20004691.pdf
bioguide idM001193
data sourceHOUSE_CLERK_PTR
member lastMacArthur
member nameThomas MacArthur
member firstThomas
state districtNJ03
disclosure date2016-03-03
transaction natureOPEN_MARKET

Each transaction (236)

idownertickeramount maxamount minasset nameamount rangetransaction datetransaction typereporting lag days
house-20004691-99JointEFA250000100001iShares MSCI EAFE ETF$100,001 - $250,0002016-02-01sell22
house-20004691-98JointEFA1000000500001iShares MSCI EAFE ETF$500,001 - $1,000,0002016-02-19sell9
house-20004691-97JointIEMG500000250001iShares Core MSCI Emerging Markets ETF (IEMg)$250,001 - $500,0002016-02-19buy9
house-20004691-96JointIONS5000015001Ionis Pharmaceuticals, Inc. (IoNS)$15,001 - $50,0002016-02-02sell22
house-20004691-95JointIONS150001001Ionis Pharmaceuticals, Inc. (IoNS)$1,001 - $15,0002016-02-24buy6
house-20004691-94JointIONS150001001Ionis Pharmaceuticals, Inc. (IoNS)$1,001 - $15,0002016-02-12buy14
house-20004691-93JointIVZ250000100001Invesco Ltd$100,001 - $250,0002016-02-09buy17
house-20004691-92JointIVZ150001001Invesco Ltd$1,001 - $15,0002016-02-12sell14
house-20004691-91Joint—150001001INTELSAT JACKSoN HLDgS 07.250% 040119$1,001 - $15,0002016-02-24sell6
house-20004691-90Joint—150001001INTELSAT JACKSoN HLDgS 07.250% 040119$1,001 - $15,0002016-02-23sell7
house-20004691-9DependentADT150001001ADT Corporation$1,001 - $15,0002016-02-17sell11
house-20004691-89Joint—150001001INTELSAT JACKSoN HLDgS 07.250% 040119$1,001 - $15,0002016-02-23sell7
house-20004691-88DependentINTC150001001Intel Corporation$1,001 - $15,0002016-02-12sell14
house-20004691-87DependentINTC150001001Intel Corporation$1,001 - $15,0002016-02-12sell14
house-20004691-86JointINTC150001001Intel Corporation$1,001 - $15,0002016-02-12buy14
house-20004691-85JointINTC5000015001Intel Corporation$15,001 - $50,0002016-02-09sell17
house-20004691-84JointIFNNY5000015001Infineon Technologies Ag$15,001 - $50,0002016-02-22buy7
house-20004691-83JointIBKC150001001IBERIABANK Corporation$1,001 - $15,0002016-02-01sell22
house-20004691-82JointHSBC5000015001HSBC Holdings, plc.$15,001 - $50,0002016-02-22buy7
house-20004691-81JointHMHC150001001Houghton Mifflin Harcourt Company$1,001 - $15,0002016-02-01sell22
house-20004691-80JointHD150001001Home Depot, Inc.$1,001 - $15,0002016-02-12sell14
house-20004691-8DependentADT150001001ADT Corporation$1,001 - $15,0002016-02-17sell11
house-20004691-79JointHI5000015001Hillenbrand Inc$15,001 - $50,0002016-02-01sell22
house-20004691-78Dependent—150001001HCA INC NTS B/E 06.500% 021520$1,001 - $15,0002016-02-01sell22
house-20004691-77JointTHG5000015001Hanover Insurance group Inc (THg)$15,001 - $50,0002016-02-01sell22
house-20004691-76Joint—150001001gENoN ENERgY INC NTS B/E 09.875% 101520$1,001 - $15,0002016-02-03sell21
house-20004691-75JointGWR150001001genesee & Wyoming Inc. Class A (gWR)$1,001 - $15,0002016-02-01sell22
house-20004691-74JointGNRC150001001generac Holdlings Inc. (gNRC)$1,001 - $15,0002016-02-01sell22
house-20004691-73JointGTOMY5000015001gemalto NV Sponsored ADR (gToMY)$15,001 - $50,0002016-02-22buy7
house-20004691-72JointGLPI150001001gaming and Leisure Properties, Inc. (gLPI)$1,001 - $15,0002016-02-01sell22
house-20004691-71JointFTD150001001FTD Companies, Inc.$1,001 - $15,0002016-02-01sell22
house-20004691-70JointFMS5000015001Fresenius Medical Care Ag$15,001 - $50,0002016-02-22buy7
house-20004691-7JointADT5000015001ADT Corporation$15,001 - $50,0002016-02-16sell12
house-20004691-69JointFBHS150001001Fortune Brands Home & Security, Inc.$1,001 - $15,0002016-02-01sell22
house-20004691-68JointFOR150001001Forestar group Inc (FoR)$1,001 - $15,0002016-02-01sell22
house-20004691-67JointFLO5000015001Flowers Foods, Inc. (FLo)$15,001 - $50,0002016-02-01sell22
house-20004691-66JointFMER150001001FirstMerit Corporation$1,001 - $15,0002016-02-01sell22
house-20004691-65JointFCS150001001Fairchild Semiconductor International, Inc.$1,001 - $15,0002016-02-01sell22
house-20004691-64JointESE150001001ESCo Technologies Inc.$1,001 - $15,0002016-02-01sell22
house-20004691-63JointERIC5000015001Ericsson - ADS each representing 1 underlying Class B share$15,001 - $50,0002016-02-22buy7
house-20004691-62JointNPO150001001Enpro Industries Inc (NPo)$1,001 - $15,0002016-02-01sell22
house-20004691-61JointETP150001001Energy Transfer Partners, L.P. ENERgY TRANSFER PARNTERS$1,001 - $15,0002016-02-01sell22
house-20004691-60Joint—150001001ENERgY TRANSFER PARTNERS 07.500% 101520 DTD$1,001 - $15,0002016-02-10sell16
house-20004691-6JointADDYY5000015001adidas Ag Sponsored ADR$15,001 - $50,0002016-02-22buy7
house-20004691-59Joint—150001001ENERgY TRANSFER PARTNERS 07.500% 101520$1,001 - $15,0002016-02-17sell11
house-20004691-58Joint—150001001ENERgY TRANSFER PARTNERS 07.500% 101520$1,001 - $15,0002016-02-16sell12
house-20004691-57Joint—150001001ENERgY TRANSFER PARTNERS 07.500% 101520$1,001 - $15,0002016-02-12buy14
house-20004691-56Joint—150001001ENERgY TRANSFER PARTNERS 07.500% 101520$1,001 - $15,0002016-02-09sell17
house-20004691-55JointERJ5000015001Embraer S.A.$15,001 - $50,0002016-02-22buy7
house-20004691-54JointSSP5000015001E.W. Scripps Company$15,001 - $50,0002016-02-01sell22
house-20004691-53JointEONGY5000015001E.oN SE Sponsored ADR (EoNgY)$15,001 - $50,0002016-02-22buy7
house-20004691-52DependentD150001001Dominion Resources, Inc.$1,001 - $15,0002016-02-12sell14
house-20004691-51DependentD150001001Dominion Resources, Inc.$1,001 - $15,0002016-02-12sell14
house-20004691-50JointD10000050001Dominion Resources, Inc.$50,001 - $100,0002016-02-09sell17
house-20004691-5DependentACN150001001Accenture plc. Class A ordinary Shares$1,001 - $15,0002016-02-12buy14
house-20004691-49Joint—150001001DISH DBS CoRP NTS B/E 07.875% 090119$1,001 - $15,0002016-02-10buy16
house-20004691-48JointDBD150001001Diebold, Incorporated$1,001 - $15,0002016-02-01sell22
house-20004691-47Joint—150001001DIAMoNDBACK ENERgY INC 07.625% 100121$1,001 - $15,0002016-02-17buy11
house-20004691-46JointDPSGY5000015001Deutsche Post Ag Sponsored ADR (DPSgY)$15,001 - $50,0002016-02-22buy7
house-20004691-45JointDENN5000015001Denny's Corporation$15,001 - $50,0002016-02-01sell22
house-20004691-44JointCST5000015001CST Brands, Inc.$15,001 - $50,0002016-02-01sell22
house-20004691-43Joint—150001001CoNSoL ENERgY INC 05.875% 041522$1,001 - $15,0002016-02-03buy21
house-20004691-42Joint—150001001CoNSoL ENERgY INC 05.875% 041522$1,001 - $15,0002016-02-02buy22
house-20004691-41Joint—150001001CoNSoL ENERgY INC 05.875% 041522$1,001 - $15,0002016-02-09buy17
house-20004691-40Joint—150001001CoNSoL ENERgY INC 05.875% 041522$1,001 - $15,0002016-02-08buy17
house-20004691-4JointACN150001001Accenture plc. Class A ordinary Shares$1,001 - $15,0002016-02-12sell14
house-20004691-39JointCMC150001001Commercial Metals Company$1,001 - $15,0002016-02-01sell22
house-20004691-38JointCMCSA10000050001Comcast Corporation - Class A$50,001 - $100,0002016-02-02sell22
house-20004691-37DependentCL150001001Colgate-Palmolive Company$1,001 - $15,0002016-02-12sell14
house-20004691-36DependentCL150001001Colgate-Palmolive Company$1,001 - $15,0002016-02-12sell14
house-20004691-35JointCL150001001Colgate-Palmolive Company$1,001 - $15,0002016-02-12buy14
house-20004691-34JointCL5000015001Colgate-Palmolive Company$15,001 - $50,0002016-02-09sell17
house-20004691-33Joint—150001001CLEAN HARBoRS INC B/E 05.250% 080120$1,001 - $15,0002016-02-11buy15
house-20004691-32Joint—150001001CHS / CMNTY HEALTH SYS 05.125% 081518$1,001 - $15,0002016-02-16buy12
house-20004691-31JointCHL5000015001China Mobile Limited$15,001 - $50,0002016-02-22buy7
house-20004691-30Joint—150001001CHESAPEAKE ENERgY CoRP 06.125% 021521$1,001 - $15,0002016-02-11sell15
house-20004691-3JointACN250000100001Accenture plc. Class A ordinary Shares$100,001 - $250,0002016-02-09buy17
house-20004691-29Joint—150001001CHESAPEAKE ENERgY CoRP 06.125% 021521$1,001 - $15,0002016-02-10sell16
house-20004691-28Joint—150001001CHESAPEAKE ENERgY CoRP 06.125% 021521$1,001 - $15,0002016-02-08sell17
house-20004691-27JointCHMT5000015001Chemtura Corp.$15,001 - $50,0002016-02-01sell22
house-20004691-26JointFUN5000015001Cedar Fair, L.P.$15,001 - $50,0002016-02-01sell22
house-20004691-25Joint—150001001CDW LLC / CDW FIN CoRP 06.000% 081522$1,001 - $15,0002016-02-17buy11
house-20004691-24Joint—5000015001CDW LLC / CDW FIN CoRP 06.000% 081522$15,001 - $50,0002016-02-16buy12
house-20004691-236JointXHR150001001Xenia Hotels & Resorts, Inc.$1,001 - $15,0002016-02-01sell22
house-20004691-235JointWMGI5000015001Wright Medical group N.V. - ordinary Shares (WMgI)$15,001 - $50,0002016-02-01sell22
house-20004691-234JointWPPGY5000015001WPP plc - American Depositary Shares each representing five ordinary Shares (WPPgY)$15,001 - $50,0002016-02-22buy7
house-20004691-233JointWTFC5000015001Wintrust Financial Corporation$15,001 - $50,0002016-02-01sell22
house-20004691-232JointWEX150001001WEX Inc. common stock$1,001 - $15,0002016-02-01sell22
house-20004691-231JointVOD10000050001Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares (VoD)$50,001 - $100,0002016-02-22buy7
house-20004691-230JointVIVHY5000015001Vivendi SA Unsponsored ADR$15,001 - $50,0002016-02-22buy7
house-20004691-23JointBLMN150001001Bloomin' Brands, Inc.$1,001 - $15,0002016-02-01sell22
house-20004691-229JointVSTO5000015001Vista outdoor Inc. (VSTo)$15,001 - $50,0002016-02-01sell22
house-20004691-228JointVRTX150001001Vertex Pharmaceuticals Incorporated$1,001 - $15,0002016-02-02sell22
house-20004691-227JointVRNT5000015001Verint Systems Inc.$15,001 - $50,0002016-02-01sell22
house-20004691-226JointVB5000015001Vanguard Small-Cap ETF - DNQ$15,001 - $50,0002016-02-01sell22
house-20004691-225Joint—5000015001Vanguard Mid-Cap Value ETF - DNQ$15,001 - $50,0002016-02-01sell22
house-20004691-224JointVOT5000015001Vanguard Mid-Cap growth ETF - DNQ (VoT)$15,001 - $50,0002016-02-01sell22
house-20004691-223JointVWO10000050001Vanguard FTSE Emerging Markets ETF (VWo)$50,001 - $100,0002016-02-01sell22
house-20004691-222JointVWO500000250001Vanguard FTSE Emerging Markets ETF (VWo)$250,001 - $500,0002016-02-19sell9
house-20004691-221JointVEA1000000500001Vanguard FTSE Developed Markets ETF$500,001 - $1,000,0002016-02-19buy9
house-20004691-220JointVIG500000250001Vanguard Div Appreciation ETF - DNQ (VIg)$250,001 - $500,0002016-02-12sell14
house-20004691-22JointBIIB10000050001Biogen Inc.$50,001 - $100,0002016-02-02sell22
house-20004691-219JointVIG250000100001Vanguard Div Appreciation ETF - DNQ (VIg)$100,001 - $250,0002016-02-09sell17
house-20004691-218DependentVIG150001001Vanguard Div Appreciation ETF - DNQ (VIg)$1,001 - $15,0002016-02-12buy14
house-20004691-217DependentVIG150001001Vanguard Div Appreciation ETF - DNQ (VIg)$1,001 - $15,0002016-02-12buy14
house-20004691-216JointMTN5000015001Vail Resorts, Inc.$15,001 - $50,0002016-02-01sell22
house-20004691-215JointVFC5000015001V.F. Corporation$15,001 - $50,0002016-02-09buy17
house-20004691-214JointVFC150001001V.F. Corporation$1,001 - $15,0002016-02-12sell14
house-20004691-213DependentVFC150001001V.F. Corporation$1,001 - $15,0002016-02-12sell14
house-20004691-212JointUE150001001Urban Edge Properties Common Shares of Beneficial Interest$1,001 - $15,0002016-02-01sell22
house-20004691-211DependentUNH150001001UnitedHealth group Incorporated Common Stock$1,001 - $15,0002016-02-25sell5
house-20004691-210JointUNH250000100001UnitedHealth group Incorporated Common Stock$100,001 - $250,0002016-02-02sell22
house-20004691-21JointBXS5000015001BancorpSouth, Inc.$15,001 - $50,0002016-02-01sell22
house-20004691-209Joint—150001001UNITED RENTALS NA INC 07.375% 051520$1,001 - $15,0002016-02-11buy15
house-20004691-208JointUNP250000100001Union Pacific Corporation$100,001 - $250,0002016-02-09buy17
house-20004691-207JointUNP150001001Union Pacific Corporation$1,001 - $15,0002016-02-12sell14
house-20004691-206DependentUNP150001001Union Pacific Corporation$1,001 - $15,0002016-02-12buy14
house-20004691-205DependentUNP150001001Union Pacific Corporation$1,001 - $15,0002016-02-12buy14
house-20004691-204JointUBSH150001001Union Bankshares Corporation$1,001 - $15,0002016-02-01sell22
house-20004691-203JointUNRDY5000015001Unibail-Rodamco SE Unsponsored ADR$15,001 - $50,0002016-02-22buy7
house-20004691-202JointUMBF5000015001UMB Financial Corporation$15,001 - $50,0002016-02-01sell22
house-20004691-201JointTYC150001001Tyco International plc$1,001 - $15,0002016-02-24buy6
house-20004691-200JointTPH150001001TRI Pointe group, Inc.$1,001 - $15,0002016-02-01sell22
house-20004691-20JointBBVA5000015001Banco Bilbao Vizcaya Argentaria S.A.$15,001 - $50,0002016-02-22buy7
house-20004691-2JointABM5000015001ABM Industries Incorporated$15,001 - $50,0002016-02-01sell22
house-20004691-199Joint—150001001ToYS R US PRPTY Co II 8.500% 120117$1,001 - $15,0002016-02-02sell22
house-20004691-198JointTOT5000015001Total S.A. (ToT)$15,001 - $50,0002016-02-22buy7
house-20004691-197JointTD250000100001Toronto Dominion Bank$100,001 - $250,0002016-02-09buy17
house-20004691-196DependentTD150001001Toronto Dominion Bank$1,001 - $15,0002016-02-12buy14
house-20004691-195DependentTD150001001Toronto Dominion Bank$1,001 - $15,0002016-02-12buy14
house-20004691-194JointTIME150001001Time Inc.$1,001 - $15,0002016-02-01sell22
house-20004691-193JointTXN150001001Texas Instruments Incorporated$1,001 - $15,0002016-02-09buy17
house-20004691-192DependentTXN150001001Texas Instruments Incorporated$1,001 - $15,0002016-02-12sell14
house-20004691-191DependentTXN150001001Texas Instruments Incorporated$1,001 - $15,0002016-02-12sell14
house-20004691-190JointTCBI150001001Texas Capital Bancshares, Inc.$1,001 - $15,0002016-02-01sell22
house-20004691-19JointAEXAY5000015001Atos origin SA Unsponsored ADR$15,001 - $50,0002016-02-22buy7
house-20004691-189JointSNV5000015001Synovus Financial Corp.$15,001 - $50,0002016-02-01sell22
house-20004691-188JointSYT5000015001Syngenta Ag$15,001 - $50,0002016-02-22buy7
house-20004691-187JointSYRG150001001Synergy Resources Corporation (SYRg)$1,001 - $15,0002016-02-01sell22
house-20004691-186JointSPH10000050001Suburban Propane Partners, L.P.$50,001 - $100,0002016-02-01sell22
house-20004691-185Joint—150001001STANDARD PAC CoRP NEW 08.375% 051518$1,001 - $15,0002016-02-08buy17
house-20004691-184Joint—150001001STANDARD PAC CoRP NEW 08.375% 051518$1,001 - $15,0002016-02-10buy16
house-20004691-183JointSRC5000015001Spirit Realty Capital, Inc.$15,001 - $50,0002016-02-01sell22
house-20004691-182JointSEP10000050001Spectra Energy Partners, LP Common Units representing Limited Partner Interests$50,001 - $100,0002016-02-01sell22
house-20004691-181Joint—150001001SoUTHWESTERN ENERgY Co 04.950% 012325$1,001 - $15,0002016-02-25buy5
house-20004691-180JointSJI5000015001South Jersey Industries, Inc.$15,001 - $50,0002016-02-01sell22
house-20004691-18JointAZN10000050001Astrazeneca PLC$50,001 - $100,0002016-02-22buy7
house-20004691-179JointSCGLY5000015001Societe generale France Sponsored ADR (SCgLY)$15,001 - $50,0002016-02-22buy7
house-20004691-178JointSNN5000015001Smith & Nephew SNATS, Inc.$15,001 - $50,0002016-02-22buy7
house-20004691-177JointSLM5000015001SLM Corporation$15,001 - $50,0002016-02-01sell22
house-20004691-176Dependent—150001001SINCLAIR TELEVISIoN 06.375% 110121$1,001 - $15,0002016-02-11buy15
house-20004691-175JointSVNDY5000015001Seven & I Holdings Co Ltd Unsponsored ADR$15,001 - $50,0002016-02-22buy7
house-20004691-174JointSXT5000015001Sensient Technologies Corporation$15,001 - $50,0002016-02-01sell22
house-20004691-173JointSEKEY5000015001Seiko Epson Corp Suwa Unsponsored ADR$15,001 - $50,0002016-02-22buy7
house-20004691-172JointSOMLY5000015001Secom Co Ltd American Depositary Shares (SoMLY)$15,001 - $50,0002016-02-22buy7
house-20004691-171JointSTX5000015001Seagate Technology PLC - ordinary Shares$15,001 - $50,0002016-02-02sell22
house-20004691-170JointSCHD500000250001Schwab US Dividend Equity ETF$250,001 - $500,0002016-02-12buy14
house-20004691-17JointAEL5000015001American Equity Investment Life Holding Company$15,001 - $50,0002016-02-01sell22
house-20004691-169DependentSCHD150001001Schwab US Dividend Equity ETF$1,001 - $15,0002016-02-12buy14
house-20004691-168DependentSCHD150001001Schwab US Dividend Equity ETF$1,001 - $15,0002016-02-12buy14
house-20004691-167DependentSLB150001001Schlumberger N.V.$1,001 - $15,0002016-02-12buy14
house-20004691-166DependentSLB150001001Schlumberger N.V.$1,001 - $15,0002016-02-12buy14
house-20004691-165JointSLB150001001Schlumberger N.V.$1,001 - $15,0002016-02-12sell14
house-20004691-164JointSLB250000100001Schlumberger N.V.$100,001 - $250,0002016-02-09buy17
house-20004691-163Joint—150001001SBA CoMM CoRP NTS B/E 04.875% 071522$1,001 - $15,0002016-02-25sell5
house-20004691-162JointSNDK5000015001SanDisk Corporation$15,001 - $50,0002016-02-02sell22
house-20004691-161JointSBRA5000015001Sabra Healthcare REIT, Inc.$15,001 - $50,0002016-02-01sell22
house-20004691-160JointRHP5000015001Ryman Hospitality Properties, Inc.$15,001 - $50,0002016-02-01sell22
house-20004691-16JointAXL150001001American Axle & Manufacturing Holdings, Inc.$1,001 - $15,0002016-02-01sell22
house-20004691-159Joint—10000050001RUTgER ST UNIV NJ SR L RV BE/R/ 5 DUE 050132$50,001 - $100,0002016-02-25buy5
house-20004691-158JointKKPNY5000015001Royal KPN N.V.$15,001 - $50,0002016-02-22buy7
house-20004691-157JointRDS.A10000050001Royal Dutch Shell PLC Royal Dutch Shell American Depositary Shares$50,001 - $100,0002016-02-22buy7
house-20004691-156JointRDSMY5000015001Royal DSM NV Sponsored ADR$15,001 - $50,0002016-02-22buy7
house-20004691-155DependentROK150001001Rockwell Automation, Inc. (RoK)$1,001 - $15,0002016-02-12sell14
house-20004691-154DependentROK150001001Rockwell Automation, Inc. (RoK)$1,001 - $15,0002016-02-12sell14
house-20004691-153JointROK150001001Rockwell Automation, Inc. (RoK)$1,001 - $15,0002016-02-12buy14
house-20004691-152JointROK250000100001Rockwell Automation, Inc. (RoK)$100,001 - $250,0002016-02-09buy17
house-20004691-151JointRHHBY10000050001Roche Holdings Ag Basel American Depositary Shares$50,001 - $100,0002016-02-22buy7
house-20004691-150JointRBA5000015001Ritchie Bros. Auctioneers Incorporated$15,001 - $50,0002016-02-01sell22
house-20004691-15JointAHGP150001001Alliance Holdings gP, L.P. - Common Units Representing Limited Partner Interests (AHgP)$1,001 - $15,0002016-02-01sell22
house-20004691-149JointRBC5000015001Regal Beloit Corporation$15,001 - $50,0002016-02-01sell22
house-20004691-148JointPFS5000015001Provident Financial Services, Inc$15,001 - $50,0002016-02-01sell22
house-20004691-147JointPEP150001001Pepsico, Inc.$1,001 - $15,0002016-02-09sell17
house-20004691-146DependentPEP150001001Pepsico, Inc.$1,001 - $15,0002016-02-12sell14
house-20004691-145JointPAG150001001Penske Automotive group, Inc. (PAg)$1,001 - $15,0002016-02-01sell22
house-20004691-144JointPE150001001Parsley Energy, Inc. Class A$1,001 - $15,0002016-02-01sell22
house-20004691-143JointOGS5000015001oNE gas, Inc. (ogS)$15,001 - $50,0002016-02-01sell22
house-20004691-142JointOXY150001001occidental Petroleum Corporation (oXY)$1,001 - $15,0002016-02-09sell17
house-20004691-141JointNVS5000015001Novartis Ag$15,001 - $50,0002016-02-09buy17
house-20004691-140JointNVS5000015001Novartis Ag$15,001 - $50,0002016-02-22buy7
house-20004691-14JointALE5000015001Allete, Inc.$15,001 - $50,0002016-02-01sell22
house-20004691-139JointNWE5000015001NorthWestern Corporation$15,001 - $50,0002016-02-01sell22
house-20004691-138JointJWN150001001Nordstrom, Inc.$1,001 - $15,0002016-02-12buy14
house-20004691-137JointJWN250000100001Nordstrom, Inc.$100,001 - $250,0002016-02-09buy17
house-20004691-136DependentJWN150001001Nordstrom, Inc.$1,001 - $15,0002016-02-12buy14
house-20004691-135DependentJWN150001001Nordstrom, Inc.$1,001 - $15,0002016-02-12buy14
house-20004691-134DependentNEE150001001NextEra Energy, Inc.$1,001 - $15,0002016-02-12sell14
house-20004691-133DependentNEE150001001NextEra Energy, Inc.$1,001 - $15,0002016-02-12sell14
house-20004691-132JointNEE5000015001NextEra Energy, Inc.$15,001 - $50,0002016-02-09sell17
house-20004691-131JointNEE150001001NextEra Energy, Inc.$1,001 - $15,0002016-02-12buy14
house-20004691-130Joint—150001001NATIoNSTAR MoRTgAgE LLC 09.625% 050119$1,001 - $15,0002016-02-04buy20
house-20004691-13JointAGN10000050001Allergan plc ordinary Shares (AgN)$50,001 - $100,0002016-02-02sell22
house-20004691-129JointNGG10000050001National grid Transco, PLC National grid PLC (Ngg)$50,001 - $100,0002016-02-22buy7
house-20004691-128JointMITEY5000015001Mitsubishi Estate Co Ltd American Depositary Shares$15,001 - $50,0002016-02-22buy7
house-20004691-127JointMITL5000015001Mitel Networks Corporation - Common Shares$15,001 - $50,0002016-02-01sell22
house-20004691-126JointMSFT150001001Microsoft Corporation$1,001 - $15,0002016-02-12sell14
house-20004691-125JointMSFT5000015001Microsoft Corporation$15,001 - $50,0002016-02-09sell17
house-20004691-124DependentMSFT150001001Microsoft Corporation$1,001 - $15,0002016-02-12sell14
house-20004691-123DependentMSFT150001001Microsoft Corporation$1,001 - $15,0002016-02-12sell14
house-20004691-122DependentMDT150001001Medtronic plc. ordinary Shares$1,001 - $15,0002016-02-12sell14
house-20004691-121DependentMDT150001001Medtronic plc. ordinary Shares$1,001 - $15,0002016-02-12sell14
house-20004691-120JointMDT5000015001Medtronic plc. ordinary Shares$15,001 - $50,0002016-02-09sell17
house-20004691-12JointALR5000015001Alere Inc.$15,001 - $50,0002016-02-01sell22
house-20004691-119JointMEG5000015001Media general, Inc. (MEg)$15,001 - $50,0002016-02-01sell22
house-20004691-118JointMCD150001001McDonald's Corporation$1,001 - $15,0002016-02-09sell17
house-20004691-117JointMMC150001001Marsh & McLennan Companies, Inc.$1,001 - $15,0002016-02-12sell14
house-20004691-116JointMRKT5000015001Markit Ltd. - Common Shares$15,001 - $50,0002016-02-22buy7
house-20004691-115JointJSGRY5000015001lixil group Corporation Unsponsored ADR (JSgRY)$15,001 - $50,0002016-02-22buy7
house-20004691-114JointLTXB5000015001LegacyTexas Financial group, Inc.$15,001 - $50,0002016-02-01sell22
house-20004691-113JointPHG5000015001Koninklijke Philips N.V. NY Registry Shares (PHg)$15,001 - $50,0002016-02-22buy7
house-20004691-112JointKN150001001Knowles Corporation$1,001 - $15,0002016-02-01sell22
house-20004691-111JointKRNY5000015001Kearny Financial$15,001 - $50,0002016-02-01sell22
house-20004691-110JointKS150001001KapStone Paper and Packaging Corporation$1,001 - $15,0002016-02-01sell22
house-20004691-11JointAL5000015001Air Lease Corporation Class A$15,001 - $50,0002016-02-01sell22
house-20004691-109JointKALU5000015001Kaiser Aluminum Corporation$15,001 - $50,0002016-02-01sell22
house-20004691-108JointJBAXY5000015001Julius Baer group Ltd Unsponsored ADR$15,001 - $50,0002016-02-22buy7
house-20004691-107JointJCI150001001Johnson Controls, Inc.$1,001 - $15,0002016-02-12buy14
house-20004691-106JointJCI250000100001Johnson Controls, Inc.$100,001 - $250,0002016-02-09buy17
house-20004691-105DependentJCI150001001Johnson Controls, Inc.$1,001 - $15,0002016-02-12buy14
house-20004691-104DependentJCI150001001Johnson Controls, Inc.$1,001 - $15,0002016-02-12buy14
house-20004691-103JointJBT5000015001John Bean Technologies Corporation$15,001 - $50,0002016-02-01sell22
house-20004691-102JointITT5000015001ITT Corporation Common Stock New$15,001 - $50,0002016-02-01sell22
house-20004691-101JointIWD10000050001iShares Russell 1000 Value ETF$50,001 - $100,0002016-02-01sell22
house-20004691-100JointIWF10000050001iShares Russell 1000 growth ETF$50,001 - $100,0002016-02-01sell22
house-20004691-10JointAEG5000015001AEgoN N.V. (AEg)$15,001 - $50,0002016-02-22buy7
house-20004691-1JointAOS5000015001A.o. Smith Corporation (AoS)$15,001 - $50,0002016-02-01sell22

Original filing document