Thomas MacArthur (House) disclosed 151 transactions
Amendment status is not available for House filings. A filing listed here may since have been amended.
| 2015-12-01 · buy | SPDR Barclays High Yield Bond ETF — $1,001 - $15,000 |
| 2015-12-01 · buy | SPDR Barclays High Yield Bond ETF — $15,001 - $50,000 |
| 2015-12-01 · buy | SPDR Barclays High Yield Bond ETF — $100,001 - $250,000 |
| 2015-12-16 · sell | South Jersey Industries, Inc. — $1,001 - $15,000 |
| 2015-12-16 · sell | SLM Corporation — $15,001 - $50,000 |
| 2015-12-14 · buy | SLM CoRP CALL@MW+50BP 05.500% 011519 — $1,001 - $15,000 |
| 2015-12-21 · buy | SLM CoRP CALL@MW+50BP 05.500% 011519 — $1,001 - $15,000 |
| 2015-12-29 · sell | Schwab US Dividend Equity ETF — $1,001 - $15,000 |
| 2015-12-22 · buy | Schwab US Dividend Equity ETF — $15,001 - $50,000 |
| 2015-12-22 · buy | Schwab US Dividend Equity ETF — $15,001 - $50,000 |
| 2015-12-21 · buy | Columbia Pipeline group, Inc. (CPgX) — $50,001 - $100,000 |
| 2015-12-02 · sell | Schlumberger N.V. — $1,001 - $15,000 |
| 2015-12-02 · sell | Schlumberger N.V. — $100,001 - $250,000 |
| 2015-12-02 · sell | Schlumberger N.V. — $1,001 - $15,000 |
| 2015-12-16 · sell | Sabra Healthcare REIT, Inc. — $15,001 - $50,000 |
| 2015-12-22 · sell | Rockwell Automation, Inc. (RoK) — $100,001 - $250,000 |
| 2015-12-29 · sell | Rockwell Automation, Inc. (RoK) — $1,001 - $15,000 |
| 2015-12-16 · sell | Regal Beloit Corporation — $15,001 - $50,000 |
| 2015-12-16 · sell | RANgE RESoURCES CoRP NTS 05.000% 031523 — $1,001 - $15,000 |
| 2015-12-11 · sell | RANgE RESoURCES CoRP NTS 05.000% 031523 — $1,001 - $15,000 |
| 2015-12-10 · buy | PVH CoRP NTS B/E 04.500% 121522 — $1,001 - $15,000 |
| 2015-12-29 · sell | Colgate-Palmolive Company — $1,001 - $15,000 |
| 2015-12-08 · buy | PVH CoRP NTS B/E 04.500% 121522 — $1,001 - $15,000 |
| 2015-12-07 · buy | PVH CoRP NTS B/E 04.500% 121522 — $1,001 - $15,000 |
| 2015-12-16 · sell | Plains group Holdings, L.P. Class A Shares representing limited partner interests (PAgP) — $15,001 - $50,000 |
| 2015-12-29 · sell | Pepsico, Inc. — $1,001 - $15,000 |
| 2015-12-16 · buy | oNEoK, Inc. (oKE) — $15,001 - $50,000 |
| 2015-12-22 · sell | occidental Petroleum Corporation (oXY) — $1,001 - $15,000 |
| 2015-12-22 · sell | occidental Petroleum Corporation (oXY) — $1,001 - $15,000 |
| 2015-12-22 · sell | occidental Petroleum Corporation (oXY) — $100,001 - $250,000 |
| 2015-12-16 · sell | Nucor Corporation — $15,001 - $50,000 |
| 2015-12-07 · sell | NRg ENERgY INC NTS B/E 06.625% 031523 — $1,001 - $15,000 |
| 2015-12-08 · buy | CNH INDL CAPITAL L NTS 03.625% 041518 — $1,001 - $15,000 |
| 2015-12-04 · sell | NRg ENERgY INC NTS B/E 06.625% 031523 — $1,001 - $15,000 |
| 2015-12-03 · sell | NRg ENERgY INC NTS B/E 06.625% 031523 — $1,001 - $15,000 |
| 2015-12-16 · sell | NoW Inc. (DNoW) — $1,001 - $15,000 |
| 2015-12-29 · sell | Novartis Ag — $1,001 - $15,000 |
| 2015-12-22 · sell | Novartis Ag — $15,001 - $50,000 |
| 2015-12-22 · sell | Nordstrom, Inc. — $1,001 - $15,000 |
| 2015-12-22 · sell | Nordstrom, Inc. — $50,001 - $100,000 |
| 2015-12-22 · sell | Nordstrom, Inc. — $1,001 - $15,000 |
| 2015-12-29 · sell | NextEra Energy, Inc. — $1,001 - $15,000 |
| 2015-12-08 · sell | NATIoNSTAR MoRTgAgE LLC 09.625% 050119 — $1,001 - $15,000 |
| 2015-12-04 · buy | CNH INDL CAPITAL L NTS 03.625% — $1,001 - $15,000 |
| 2015-12-16 · sell | Mitel Networks Corporation - Common Shares — $15,001 - $50,000 |
| 2015-12-10 · buy | Microsoft Corporation — $1,001 - $15,000 |
| 2015-12-29 · sell | Microsoft Corporation — $1,001 - $15,000 |
| 2015-12-29 · sell | Medtronic plc. ordinary Shares — $1,001 - $15,000 |
| 2015-12-16 · sell | Media general, Inc. (MEg) — $15,001 - $50,000 |
| 2015-12-29 · sell | McDonald's Corporation — $1,001 - $15,000 |
| 2015-12-29 · sell | Marsh & McLennan Companies, Inc. — $1,001 - $15,000 |
| 2015-12-14 · buy | LENNAR CoRP CALL@MW+50BP 04.500% — $1,001 - $15,000 |
| 2015-12-16 · sell | Knowles Corporation — $1,001 - $15,000 |
| 2015-12-16 · sell | KapStone Paper and Packaging Corporation — $15,001 - $50,000 |
| 2015-12-16 · sell | Bloomin' Brands, Inc. — $1,001 - $15,000 |
| 2015-12-22 · sell | Johnson Controls, Inc. — $1,001 - $15,000 |
| 2015-12-22 · sell | Johnson Controls, Inc. — $1,001 - $15,000 |
| 2015-12-22 · sell | Johnson Controls, Inc. — $100,001 - $250,000 |
| 2015-12-17 · buy | ISTAR FINANCIAL INC NTS 04.000% 110117 — $1,001 - $15,000 |
| 2015-12-29 · buy | ISTAR FINANCIAL INC NTS 04.000% 110117 — $1,001 - $15,000 |
| … | 91 more transactions: every one is in the complete record on this filing's page |
The complete record
| party | Republican |
| state | NJ |
| office | MacArthur, Thomas (Representative) |
| ptr id | 20004333 |
| chamber | house |
| comment | — |
| asset type | Stock |
| report url | https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2016/20004333.pdf |
| bioguide id | M001193 |
| data source | HOUSE_CLERK_PTR |
| member last | MacArthur |
| member name | Thomas MacArthur |
| member first | Thomas |
| state district | NJ03 |
| disclosure date | 2016-01-06 |
| transaction nature | OPEN_MARKET |
Each transaction (151)
| id | owner | ticker | amount max | amount min | asset name | amount range | transaction date | transaction type | reporting lag days |
|---|---|---|---|---|---|---|---|---|---|
| house-20004333-99 | Dependent | JNK | 15000 | 1001 | SPDR Barclays High Yield Bond ETF | $1,001 - $15,000 | 2015-12-01 | buy | 26 |
| house-20004333-98 | Dependent | JNK | 50000 | 15001 | SPDR Barclays High Yield Bond ETF | $15,001 - $50,000 | 2015-12-01 | buy | 26 |
| house-20004333-97 | Joint | JNK | 250000 | 100001 | SPDR Barclays High Yield Bond ETF | $100,001 - $250,000 | 2015-12-01 | buy | 26 |
| house-20004333-96 | Joint | SJI | 15000 | 1001 | South Jersey Industries, Inc. | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-95 | Joint | SLM | 50000 | 15001 | SLM Corporation | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-94 | Joint | — | 15000 | 1001 | SLM CoRP CALL@MW+50BP 05.500% 011519 | $1,001 - $15,000 | 2015-12-14 | buy | 16 |
| house-20004333-93 | Joint | — | 15000 | 1001 | SLM CoRP CALL@MW+50BP 05.500% 011519 | $1,001 - $15,000 | 2015-12-21 | buy | 11 |
| house-20004333-92 | Dependent | SCHD | 15000 | 1001 | Schwab US Dividend Equity ETF | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-91 | Dependent | SCHD | 50000 | 15001 | Schwab US Dividend Equity ETF | $15,001 - $50,000 | 2015-12-22 | buy | 11 |
| house-20004333-90 | Dependent | SCHD | 50000 | 15001 | Schwab US Dividend Equity ETF | $15,001 - $50,000 | 2015-12-22 | buy | 11 |
| house-20004333-9 | Joint | CPGX | 100000 | 50001 | Columbia Pipeline group, Inc. (CPgX) | $50,001 - $100,000 | 2015-12-21 | buy | 11 |
| house-20004333-89 | Dependent | SLB | 15000 | 1001 | Schlumberger N.V. | $1,001 - $15,000 | 2015-12-02 | sell | 25 |
| house-20004333-88 | Joint | SLB | 250000 | 100001 | Schlumberger N.V. | $100,001 - $250,000 | 2015-12-02 | sell | 25 |
| house-20004333-87 | Dependent | SLB | 15000 | 1001 | Schlumberger N.V. | $1,001 - $15,000 | 2015-12-02 | sell | 25 |
| house-20004333-86 | Joint | SBRA | 50000 | 15001 | Sabra Healthcare REIT, Inc. | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-85 | Joint | ROK | 250000 | 100001 | Rockwell Automation, Inc. (RoK) | $100,001 - $250,000 | 2015-12-22 | sell | 11 |
| house-20004333-84 | Dependent | ROK | 15000 | 1001 | Rockwell Automation, Inc. (RoK) | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-83 | Joint | RBC | 50000 | 15001 | Regal Beloit Corporation | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-82 | Joint | — | 15000 | 1001 | RANgE RESoURCES CoRP NTS 05.000% 031523 | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-81 | Joint | — | 15000 | 1001 | RANgE RESoURCES CoRP NTS 05.000% 031523 | $1,001 - $15,000 | 2015-12-11 | sell | 18 |
| house-20004333-80 | Joint | — | 15000 | 1001 | PVH CoRP NTS B/E 04.500% 121522 | $1,001 - $15,000 | 2015-12-10 | buy | 19 |
| house-20004333-8 | Dependent | CL | 15000 | 1001 | Colgate-Palmolive Company | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-79 | Joint | — | 15000 | 1001 | PVH CoRP NTS B/E 04.500% 121522 | $1,001 - $15,000 | 2015-12-08 | buy | 21 |
| house-20004333-78 | Joint | — | 15000 | 1001 | PVH CoRP NTS B/E 04.500% 121522 | $1,001 - $15,000 | 2015-12-07 | buy | 21 |
| house-20004333-77 | Joint | PAGP | 50000 | 15001 | Plains group Holdings, L.P. Class A Shares representing limited partner interests (PAgP) | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-76 | Dependent | PEP | 15000 | 1001 | Pepsico, Inc. | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-75 | Joint | OKE | 50000 | 15001 | oNEoK, Inc. (oKE) | $15,001 - $50,000 | 2015-12-16 | buy | 15 |
| house-20004333-74 | Dependent | OXY | 15000 | 1001 | occidental Petroleum Corporation (oXY) | $1,001 - $15,000 | 2015-12-22 | sell | 11 |
| house-20004333-73 | Dependent | OXY | 15000 | 1001 | occidental Petroleum Corporation (oXY) | $1,001 - $15,000 | 2015-12-22 | sell | 11 |
| house-20004333-72 | Joint | OXY | 250000 | 100001 | occidental Petroleum Corporation (oXY) | $100,001 - $250,000 | 2015-12-22 | sell | 11 |
| house-20004333-71 | Joint | NUE | 50000 | 15001 | Nucor Corporation | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-70 | Joint | — | 15000 | 1001 | NRg ENERgY INC NTS B/E 06.625% 031523 | $1,001 - $15,000 | 2015-12-07 | sell | 21 |
| house-20004333-7 | Joint | — | 15000 | 1001 | CNH INDL CAPITAL L NTS 03.625% 041518 | $1,001 - $15,000 | 2015-12-08 | buy | 21 |
| house-20004333-69 | Joint | — | 15000 | 1001 | NRg ENERgY INC NTS B/E 06.625% 031523 | $1,001 - $15,000 | 2015-12-04 | sell | 23 |
| house-20004333-68 | Joint | — | 15000 | 1001 | NRg ENERgY INC NTS B/E 06.625% 031523 | $1,001 - $15,000 | 2015-12-03 | sell | 24 |
| house-20004333-67 | Joint | DNOW | 15000 | 1001 | NoW Inc. (DNoW) | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-66 | Dependent | NVS | 15000 | 1001 | Novartis Ag | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-65 | Joint | NVS | 50000 | 15001 | Novartis Ag | $15,001 - $50,000 | 2015-12-22 | sell | 11 |
| house-20004333-64 | Dependent | JWN | 15000 | 1001 | Nordstrom, Inc. | $1,001 - $15,000 | 2015-12-22 | sell | 11 |
| house-20004333-63 | Joint | JWN | 100000 | 50001 | Nordstrom, Inc. | $50,001 - $100,000 | 2015-12-22 | sell | 11 |
| house-20004333-62 | Dependent | JWN | 15000 | 1001 | Nordstrom, Inc. | $1,001 - $15,000 | 2015-12-22 | sell | 11 |
| house-20004333-61 | Dependent | NEE | 15000 | 1001 | NextEra Energy, Inc. | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-60 | Joint | — | 15000 | 1001 | NATIoNSTAR MoRTgAgE LLC 09.625% 050119 | $1,001 - $15,000 | 2015-12-08 | sell | 21 |
| house-20004333-6 | Joint | — | 15000 | 1001 | CNH INDL CAPITAL L NTS 03.625% | $1,001 - $15,000 | 2015-12-04 | buy | 23 |
| house-20004333-59 | Joint | MITL | 50000 | 15001 | Mitel Networks Corporation - Common Shares | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-58 | Joint | MSFT | 15000 | 1001 | Microsoft Corporation | $1,001 - $15,000 | 2015-12-10 | buy | 19 |
| house-20004333-57 | Dependent | MSFT | 15000 | 1001 | Microsoft Corporation | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-56 | Dependent | MDT | 15000 | 1001 | Medtronic plc. ordinary Shares | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-55 | Joint | MEG | 50000 | 15001 | Media general, Inc. (MEg) | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-54 | Dependent | MCD | 15000 | 1001 | McDonald's Corporation | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-53 | Dependent | MMC | 15000 | 1001 | Marsh & McLennan Companies, Inc. | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-52 | Joint | — | 15000 | 1001 | LENNAR CoRP CALL@MW+50BP 04.500% | $1,001 - $15,000 | 2015-12-14 | buy | 16 |
| house-20004333-51 | Joint | KN | 15000 | 1001 | Knowles Corporation | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-50 | Joint | KS | 50000 | 15001 | KapStone Paper and Packaging Corporation | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-5 | Joint | BLMN | 15000 | 1001 | Bloomin' Brands, Inc. | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-49 | Dependent | JCI | 15000 | 1001 | Johnson Controls, Inc. | $1,001 - $15,000 | 2015-12-22 | sell | 11 |
| house-20004333-48 | Dependent | JCI | 15000 | 1001 | Johnson Controls, Inc. | $1,001 - $15,000 | 2015-12-22 | sell | 11 |
| house-20004333-47 | Joint | JCI | 250000 | 100001 | Johnson Controls, Inc. | $100,001 - $250,000 | 2015-12-22 | sell | 11 |
| house-20004333-46 | Joint | — | 15000 | 1001 | ISTAR FINANCIAL INC NTS 04.000% 110117 | $1,001 - $15,000 | 2015-12-17 | buy | 14 |
| house-20004333-45 | Joint | — | 15000 | 1001 | ISTAR FINANCIAL INC NTS 04.000% 110117 | $1,001 - $15,000 | 2015-12-29 | buy | 6 |
| house-20004333-44 | Dependent | PFF | 15000 | 1001 | iShares US Preferred Stock ETF | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-43 | Joint | IWN | 500000 | 250001 | iShares Russell 2000 Value ETF | $250,001 - $500,000 | 2015-12-16 | buy | 15 |
| house-20004333-42 | Joint | EFA | 1000000 | 500001 | iShares MSCI EAFE ETF | $500,001 - $1,000,000 | 2015-12-16 | buy | 15 |
| house-20004333-41 | Dependent | LQD | 15000 | 1001 | iShares iBoxx $ Investment grade Corporate Bond ETF | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-40 | Dependent | HYG | 50000 | 15001 | iShares iBoxx $ High Yield Corporate Bond ETF (HYg) | $15,001 - $50,000 | 2015-12-01 | buy | 26 |
| house-20004333-4 | Joint | APC | 100000 | 50001 | Anadarko Petroleum Corporation | $50,001 - $100,000 | 2015-12-16 | sell | 15 |
| house-20004333-39 | Dependent | HYG | 15000 | 1001 | iShares iBoxx $ High Yield Corporate Bond ETF (HYg) | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-38 | Dependent | HYG | 15000 | 1001 | iShares iBoxx $ High Yield Corporate Bond ETF (HYg) | $1,001 - $15,000 | 2015-12-01 | buy | 26 |
| house-20004333-37 | Joint | HYG | 250000 | 100001 | iShares iBoxx $ High Yield Corporate Bond ETF (HYg) | $100,001 - $250,000 | 2015-12-01 | buy | 26 |
| house-20004333-36 | Joint | IUSG | 1000000 | 500001 | iShares Core U.S. growth ETF (IUSg) | $500,001 - $1,000,000 | 2015-12-16 | buy | 15 |
| house-20004333-35 | Self | IEMG | 15000 | 1001 | iShares Core MSCI Emerging Markets ETF (IEMg) | $1,001 - $15,000 | 2015-12-28 | buy | 6 |
| house-20004333-34 | Joint | IEMG | 1000000 | 500001 | iShares Core MSCI Emerging Markets ETF (IEMg) | $500,001 - $1,000,000 | 2015-12-16 | sell | 15 |
| house-20004333-33 | Joint | IVZ | 250000 | 100001 | Invesco Ltd | $100,001 - $250,000 | 2015-12-22 | sell | 11 |
| house-20004333-32 | Dependent | IVZ | 15000 | 1001 | Invesco Ltd | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-31 | Dependent | INTC | 15000 | 1001 | Intel Corporation | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-30 | Dependent | ITW | 15000 | 1001 | Illinois Tool Works Inc. | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-3 | Joint | AHGP | 50000 | 15001 | Alliance Holdings gP, L.P. - Common Units Representing Limited Partner Interests (AHgP) | $15,001 - $50,000 | 2015-12-16 | buy | 15 |
| house-20004333-29 | Dependent | HD | 15000 | 1001 | Home Depot, Inc. | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-28 | Joint | — | 15000 | 1001 | gENoN ENERgY INC NTS B/E 09.875% 101520 | $1,001 - $15,000 | 2015-12-08 | sell | 21 |
| house-20004333-27 | Joint | — | 15000 | 1001 | gENoN ENERgY INC NTS B/E 09.875% 101520 | $1,001 - $15,000 | 2015-12-07 | sell | 21 |
| house-20004333-26 | Joint | GWR | 15000 | 1001 | genesee & Wyoming Inc. Class A (gWR) | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-25 | Joint | GNRC | 15000 | 1001 | generac Holdlings Inc. (gNRC) | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-24 | Joint | GLPI | 50000 | 15001 | gaming and Leisure Properties, Inc. (gLPI) | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-23 | Joint | FTD | 15000 | 1001 | FTD Companies, Inc. | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-22 | Joint | FCX | 50000 | 15001 | Freeport-McMoRan, Inc. | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-21 | Joint | FOR | 15000 | 1001 | Forestar group Inc (FoR) | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-20 | Joint | FLR | 50000 | 15001 | Fluor Corporation | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-2 | Dependent | ACN | 15000 | 1001 | Accenture plc. Class A ordinary Shares | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-19 | Joint | EQM | 100000 | 50001 | EQT Midstream Partners, LP Common Units representing Limited Partner Interests | $50,001 - $100,000 | 2015-12-16 | buy | 15 |
| house-20004333-18 | Dependent | D | 15000 | 1001 | Dominion Resources, Inc. | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-17 | Joint | D | 100000 | 50001 | Dominion Resources, Inc. | $50,001 - $100,000 | 2015-12-22 | sell | 11 |
| house-20004333-16 | Joint | D | 15000 | 1001 | Dominion Resources, Inc. | $1,001 - $15,000 | 2015-12-21 | buy | 11 |
| house-20004333-151 | Joint | XHR | 15000 | 1001 | Xenia Hotels & Resorts, Inc. | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-150 | Joint | WMGI | 50000 | 15001 | Wright Medical group N.V. - ordinary Shares (WMgI) | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-15 | Joint | DLB | 50000 | 15001 | Dolby Laboratories | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-149 | Joint | WMB | 100000 | 50001 | Williams Companies, Inc. | $50,001 - $100,000 | 2015-12-16 | sell | 15 |
| house-20004333-148 | Joint | WDC | 100000 | 50001 | Western Digital Corporation | $50,001 - $100,000 | 2015-12-16 | sell | 15 |
| house-20004333-147 | Joint | WDC | 15000 | 1001 | Western Digital Corporation | $1,001 - $15,000 | 2015-12-11 | buy | 18 |
| house-20004333-146 | Joint | WDC | 50000 | 15001 | Western Digital Corporation | $15,001 - $50,000 | 2015-12-03 | buy | 24 |
| house-20004333-145 | Dependent | WDC | 15000 | 1001 | Western Digital Corporation | $1,001 - $15,000 | 2015-12-03 | buy | 24 |
| house-20004333-144 | Dependent | WDC | 15000 | 1001 | Western Digital Corporation | $1,001 - $15,000 | 2015-12-03 | buy | 24 |
| house-20004333-143 | Dependent | WDC | 15000 | 1001 | Western Digital Corporation | $1,001 - $15,000 | 2015-12-11 | buy | 18 |
| house-20004333-142 | Dependent | HIX | 50000 | 15001 | Western Asset High Income Fund II Inc. | $15,001 - $50,000 | 2015-12-01 | sell | 26 |
| house-20004333-141 | Dependent | HIX | 15000 | 1001 | Western Asset High Income Fund II Inc. | $1,001 - $15,000 | 2015-12-01 | sell | 26 |
| house-20004333-140 | Joint | HIX | 50000 | 15001 | Western Asset High Income Fund II Inc. | $15,001 - $50,000 | 2015-12-01 | sell | 26 |
| house-20004333-14 | Joint | DISCA | 50000 | 15001 | Discovery Communications, Inc. - Series A | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-139 | Joint | WFT | 100000 | 50001 | Weatherford International plc | $50,001 - $100,000 | 2015-12-16 | sell | 15 |
| house-20004333-138 | Joint | — | 15000 | 1001 | VERISIgN INC B/E 04.625% 050123 DTD041613 | $1,001 - $15,000 | 2015-12-07 | buy | 21 |
| house-20004333-137 | Joint | — | 15000 | 1001 | VERISIgN INC B/E 04.625% 050123 | $1,001 - $15,000 | 2015-12-02 | buy | 25 |
| house-20004333-136 | Joint | — | 15000 | 1001 | VERISIgN INC B/E 04.625% 050123 | $1,001 - $15,000 | 2015-12-08 | buy | 21 |
| house-20004333-135 | Joint | — | 15000 | 1001 | VERISIgN INC B/E 04.625% 050123 | $1,001 - $15,000 | 2015-12-09 | buy | 20 |
| house-20004333-134 | Joint | VWO | 500000 | 250001 | Vanguard FTSE Emerging Markets ETF (VWo) | $250,001 - $500,000 | 2015-12-16 | buy | 15 |
| house-20004333-133 | Self | VEA | 15000 | 1001 | Vanguard FTSE Developed Markets ETF | $1,001 - $15,000 | 2015-12-28 | buy | 6 |
| house-20004333-132 | Joint | VEA | 1000000 | 500001 | Vanguard FTSE Developed Markets ETF | $500,001 - $1,000,000 | 2015-12-16 | sell | 15 |
| house-20004333-131 | Dependent | VIG | 50000 | 15001 | Vanguard Div Appreciation ETF - DNQ (VIg) | $15,001 - $50,000 | 2015-12-02 | buy | 25 |
| house-20004333-130 | Joint | VIG | 1000000 | 500001 | Vanguard Div Appreciation ETF - DNQ (VIg) | $500,001 - $1,000,000 | 2015-12-22 | buy | 11 |
| house-20004333-13 | Joint | DBD | 15000 | 1001 | Diebold, Incorporated | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-129 | Joint | VIG | 500000 | 250001 | Vanguard Div Appreciation ETF - DNQ (VIg) | $250,001 - $500,000 | 2015-12-09 | sell | 20 |
| house-20004333-128 | Joint | VIG | 500000 | 250001 | Vanguard Div Appreciation ETF - DNQ (VIg) | $250,001 - $500,000 | 2015-12-02 | buy | 25 |
| house-20004333-127 | Joint | VIG | 15000 | 1001 | Vanguard Div Appreciation ETF - DNQ (VIg) | $1,001 - $15,000 | 2015-12-30 | buy | 5 |
| house-20004333-126 | Dependent | VIG | 50000 | 15001 | Vanguard Div Appreciation ETF - DNQ (VIg) | $15,001 - $50,000 | 2015-12-02 | buy | 25 |
| house-20004333-125 | Dependent | VIG | 15000 | 1001 | Vanguard Div Appreciation ETF - DNQ (VIg) | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-124 | Dependent | VFC | 15000 | 1001 | V.F. Corporation | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-123 | Joint | VFC | 50000 | 15001 | V.F. Corporation | $15,001 - $50,000 | 2015-12-22 | sell | 11 |
| house-20004333-122 | Joint | — | 15000 | 1001 | UNITED RENTALS NA INC 07.375% 051520 | $1,001 - $15,000 | 2015-12-15 | buy | 16 |
| house-20004333-121 | Joint | — | 15000 | 1001 | UNITED RENTALS NA INC 07.375% | $1,001 - $15,000 | 2015-12-18 | buy | 13 |
| house-20004333-120 | Dependent | UNP | 15000 | 1001 | Union Pacific Corporation | $1,001 - $15,000 | 2015-12-02 | sell | 25 |
| house-20004333-12 | Joint | CEQP | 50000 | 15001 | Crestwood Equity Partners LP | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-119 | Joint | UNP | 250000 | 100001 | Union Pacific Corporation | $100,001 - $250,000 | 2015-12-02 | sell | 25 |
| house-20004333-118 | Dependent | UNP | 15000 | 1001 | Union Pacific Corporation | $1,001 - $15,000 | 2015-12-02 | sell | 25 |
| house-20004333-117 | Joint | UMBF | 50000 | 15001 | UMB Financial Corporation | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-116 | Dependent | TWTR | 15000 | 1001 | Twitter, Inc. | $1,001 - $15,000 | 2015-12-08 | buy | 21 |
| house-20004333-115 | Dependent | TWTR | 15000 | 1001 | Twitter, Inc. | $1,001 - $15,000 | 2015-12-03 | buy | 24 |
| house-20004333-114 | Joint | TWTR | 15000 | 1001 | Twitter, Inc. | $1,001 - $15,000 | 2015-12-08 | buy | 21 |
| house-20004333-113 | Joint | TWTR | 50000 | 15001 | Twitter, Inc. | $15,001 - $50,000 | 2015-12-03 | buy | 24 |
| house-20004333-112 | Joint | TWTR | 100000 | 50001 | Twitter, Inc. | $50,001 - $100,000 | 2015-12-16 | sell | 15 |
| house-20004333-111 | Dependent | TWTR | 15000 | 1001 | Twitter, Inc. | $1,001 - $15,000 | 2015-12-08 | buy | 21 |
| house-20004333-110 | Dependent | TWTR | 15000 | 1001 | Twitter, Inc. | $1,001 - $15,000 | 2015-12-03 | buy | 24 |
| house-20004333-11 | Joint | CREE | 50000 | 15001 | Cree, Inc. | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-109 | Joint | TPH | 50000 | 15001 | TRI Pointe group, Inc. | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-108 | Dependent | TD | 15000 | 1001 | Toronto Dominion Bank | $1,001 - $15,000 | 2015-12-02 | sell | 25 |
| house-20004333-107 | Joint | TD | 250000 | 100001 | Toronto Dominion Bank | $100,001 - $250,000 | 2015-12-02 | sell | 25 |
| house-20004333-106 | Dependent | TD | 15000 | 1001 | Toronto Dominion Bank | $1,001 - $15,000 | 2015-12-02 | sell | 25 |
| house-20004333-105 | Joint | TIME | 15000 | 1001 | Time Inc. | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-104 | Dependent | TXN | 15000 | 1001 | Texas Instruments Incorporated | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-103 | Joint | TGP | 15000 | 1001 | Teekay LNg Partners L.P. (TgP) | $1,001 - $15,000 | 2015-12-16 | buy | 15 |
| house-20004333-102 | Joint | TK | 100000 | 50001 | Teekay Corporation | $50,001 - $100,000 | 2015-12-16 | sell | 15 |
| house-20004333-101 | Joint | SYRG | 50000 | 15001 | Synergy Resources Corporation (SYRg) | $15,001 - $50,000 | 2015-12-16 | sell | 15 |
| house-20004333-100 | Dependent | JNK | 15000 | 1001 | SPDR Barclays High Yield Bond ETF | $1,001 - $15,000 | 2015-12-29 | sell | 6 |
| house-20004333-10 | Joint | CMC | 15000 | 1001 | Commercial Metals Company | $1,001 - $15,000 | 2015-12-16 | sell | 15 |
| house-20004333-1 | Joint | ACN | 250000 | 100001 | Accenture plc. Class A ordinary Shares | $100,001 - $250,000 | 2015-12-22 | sell | 11 |
