Thomas MacArthur (House) disclosed 382 transactions

2015-03-05 · Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk

Amendment status is not available for House filings. A filing listed here may since have been amended.

2015-01-27 · sell	Denso Corp Ltd ord American Depositary Shares (DNZoY) — $1,001 - $15,000
2015-01-26 · buy	Denso Corp Ltd ord American Depositary Shares (DNZoY) — $1,001 - $15,000
2015-01-27 · sell	DELTA AIRLINES INC NTS 04.950% 052319 — $100,001 - $250,000
2015-01-12 · sell	Daimler Ag — $1,001 - $15,000
2015-01-13 · sell	Daimler Ag — $15,001 - $50,000
2015-01-13 · buy	D.R. Horton, Inc. — $1,001 - $15,000
2015-01-13 · sell	Cummins Inc. — $15,001 - $50,000
2015-01-27 · sell	Costco Wholesale Corporation (CoST) — $1,001 - $15,000
2015-01-27 · sell	Corus Entertainmt Incorporated — $1,001 - $15,000
2015-01-27 · sell	CoNTL AIRLINES 2010-A 04.750% 011221 — $50,001 - $100,000
2015-01-12 · sell	Airbus group Unsponsored ADR — $1,001 - $15,000
2015-01-27 · sell	CoNTL AIR LINES INC B/E 04.150% 101125 — $1,001 - $15,000
2015-01-27 · sell	Contl Ag ord American Depositary Shares — $15,001 - $50,000
2015-01-27 · sell	Compass group Plc American Depositary Shares (CMPgY) — $1,001 - $15,000
2015-01-27 · sell	Compagnie Financiere Richemont Unsponsored ADR — $1,001 - $15,000
2015-01-15 · buy	Comcast Corporation - Class A Special — $15,001 - $50,000
2015-01-15 · buy	Comcast Corporation - Class A Special — $15,001 - $50,000
2015-01-27 · sell	CoMCAST CoRP NEW 02.850% 011523 — $1,001 - $15,000
2015-01-12 · buy	Colgate-Palmolive Company — $1,001 - $15,000
2015-01-12 · buy	Colgate-Palmolive Company — $1,001 - $15,000
2015-01-09 · buy	Colgate-Palmolive Company — $1,001 - $15,000
2015-01-12 · buy	AFLAC Incorporated — $1,001 - $15,000
2015-01-27 · sell	CITIgRoUP INC 04.500% 011422 — $1,001 - $15,000
2015-01-27 · sell	CITIgRoUP INC 04.500% 011422 — $50,001 - $100,000
2015-01-27 · sell	Cielo SA Sponsored ADR (CIoXY) — $1,001 - $15,000
2015-01-27 · sell	Chipotle Mexican grill, Inc. (CMg) — $1,001 - $15,000
2015-01-20 · buy	CHESAPEAKE MIDSTREAM PT/ 06.125% 071522 — $1,001 - $15,000
2015-01-20 · buy	CHESAPEAKE MIDSTREAM PT/ 06.125% 071522 — $1,001 - $15,000
2015-01-27 · sell	Check Point Software Technologies Ltd. - ordinary Shares — $15,001 - $50,000
2015-01-27 · sell	Charles Schwab Corporation — $1,001 - $15,000
2015-01-27 · sell	Cerner Corporation — $1,001 - $15,000
2015-01-06 · buy	CENTENE CoRP NTS B/E 05.750% 060117 — $15,001 - $50,000
2015-01-12 · buy	AFLAC Incorporated — $1,001 - $15,000
2015-01-27 · sell	Cenovus Energy Inc — $1,001 - $15,000
2015-01-27 · sell	Celgene Corporation (CELg) — $1,001 - $15,000
2015-01-27 · sell	CATERPILLAR INC B/E 02.600% 062622 — $1,001 - $15,000
2015-01-27 · sell	CATERPILLAR FINANCIAL SE 03.300% 060924 — $100,001 - $250,000
2015-01-27 · sell	CATERPILLAR FINANCIAL SE 01.300% 030118 — $1,001 - $15,000
2015-01-20 · buy	CALIFoRNIA ST PUB WKS BR SR I RV BE/R/ 5.5 110130 DTD 112013 — $100,001 - $250,000
2015-01-27 · sell	Bunzl Plc American Depositary Shares — $15,001 - $50,000
2015-01-27 · sell	Brambles Ltd Unsponsored ADR — $1,001 - $15,000
2015-01-12 · sell	Boeing Company — $1,001 - $15,000
2015-01-12 · sell	Boeing Company — $1,001 - $15,000
2015-01-09 · buy	AFLAC Incorporated — $15,001 - $50,000
2015-01-09 · sell	Boeing Company — $100,001 - $250,000
2015-01-27 · sell	BNP Paribas American Depositary Shares — $1,001 - $15,000
2015-01-27 · sell	BK AMER CoRP NTS B/E 05.000% 051321 — $1,001 - $15,000
2015-01-12 · buy	Bitauto Holdings Limited American Depositary Shares — $1,001 - $15,000
2015-01-27 · sell	BioMarin Pharmaceutical Inc. — $1,001 - $15,000
2015-01-26 · buy	Bg group plc (BRgYY) — $15,001 - $50,000
2015-01-12 · buy	Bg group plc (BRgYY) — $1,001 - $15,000
2015-01-27 · sell	Bg group plc (BRgYY) — $1,001 - $15,000
2015-01-27 · sell	BERKSHIRE HATHAWAY INC 03.400% 013122 — $1,001 - $15,000
2015-01-27 · sell	BECToN DICKINSoN & Co 03.125% 110821 — $1,001 - $15,000
2015-01-16 · buy	AES CoRP NTS B/E 08.000% 060120 — $1,001 - $15,000
2015-01-26 · buy	Bayer Aktiengesellschaft American Depositary Shares — $1,001 - $15,000
2015-01-27 · sell	Bayer Aktiengesellschaft American Depositary Shares — $1,001 - $15,000
2015-01-27 · sell	Bayer Aktiengesellschaft American Depositary Shares — $1,001 - $15,000
2015-01-27 · sell	Barrick gold Corporation — $1,001 - $15,000
2015-01-27 · sell	Barclays PLC — $1,001 - $15,000
…	322 more transactions: every one is in the complete record on this filing's page

The complete record

Every field KeyVex holds for this filing, as its API serves it. Nothing is withheld here that the API sells.

party	Republican
state	NJ
office	MacArthur, Thomas (Representative)
ptr id	20002595
chamber	house
comment	—
asset type	Stock
report url	https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2015/20002595.pdf
bioguide id	M001193
data source	HOUSE_CLERK_PTR
member last	MacArthur
member name	Thomas MacArthur
member first	Thomas
state district	NJ03
disclosure date	2015-03-05
transaction nature	OPEN_MARKET

Each transaction (382)

id	owner	ticker	amount max	amount min	asset name	amount range	transaction date	transaction type	reporting lag days
house-20002595-99	Self	DNZOY	15000	1001	Denso Corp Ltd ord American Depositary Shares (DNZoY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-98	Joint	DNZOY	15000	1001	Denso Corp Ltd ord American Depositary Shares (DNZoY)	$1,001 - $15,000	2015-01-26	buy	27
house-20002595-97	Joint	—	250000	100001	DELTA AIRLINES INC NTS 04.950% 052319	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-96	Self	DDAIF	15000	1001	Daimler Ag	$1,001 - $15,000	2015-01-12	sell	37
house-20002595-95	Joint	DDAIF	50000	15001	Daimler Ag	$15,001 - $50,000	2015-01-13	sell	37
house-20002595-94	Joint	DHI	15000	1001	D.R. Horton, Inc.	$1,001 - $15,000	2015-01-13	buy	37
house-20002595-93	Joint	CMI	50000	15001	Cummins Inc.	$15,001 - $50,000	2015-01-13	sell	37
house-20002595-92	Self	COST	15000	1001	Costco Wholesale Corporation (CoST)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-91	Joint	CJREF	15000	1001	Corus Entertainmt Incorporated	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-90	Joint	—	100000	50001	CoNTL AIRLINES 2010-A 04.750% 011221	$50,001 - $100,000	2015-01-27	sell	27
house-20002595-9	Self	EADSY	15000	1001	Airbus group Unsponsored ADR	$1,001 - $15,000	2015-01-12	sell	37
house-20002595-89	Self	—	15000	1001	CoNTL AIR LINES INC B/E 04.150% 101125	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-88	Joint	CTTAY	50000	15001	Contl Ag ord American Depositary Shares	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-87	Joint	CMPGY	15000	1001	Compass group Plc American Depositary Shares (CMPgY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-86	Joint	CFRUY	15000	1001	Compagnie Financiere Richemont Unsponsored ADR	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-85	Dependent	CMCSK	50000	15001	Comcast Corporation - Class A Special	$15,001 - $50,000	2015-01-15	buy	35
house-20002595-84	Dependent	CMCSK	50000	15001	Comcast Corporation - Class A Special	$15,001 - $50,000	2015-01-15	buy	35
house-20002595-83	Self	CMCSA	15000	1001	CoMCAST CoRP NEW 02.850% 011523	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-82	Dependent	CL	15000	1001	Colgate-Palmolive Company	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-81	Dependent	CL	15000	1001	Colgate-Palmolive Company	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-80	Joint	CL	15000	1001	Colgate-Palmolive Company	$1,001 - $15,000	2015-01-09	buy	39
house-20002595-8	Dependent	AFL	15000	1001	AFLAC Incorporated	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-79	Self	—	15000	1001	CITIgRoUP INC 04.500% 011422	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-78	Joint	—	100000	50001	CITIgRoUP INC 04.500% 011422	$50,001 - $100,000	2015-01-27	sell	27
house-20002595-77	Joint	CIOXY	15000	1001	Cielo SA Sponsored ADR (CIoXY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-76	Self	CMG	15000	1001	Chipotle Mexican grill, Inc. (CMg)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-75	Dependent	—	15000	1001	CHESAPEAKE MIDSTREAM PT/ 06.125% 071522	$1,001 - $15,000	2015-01-20	buy	32
house-20002595-74	Dependent	—	15000	1001	CHESAPEAKE MIDSTREAM PT/ 06.125% 071522	$1,001 - $15,000	2015-01-20	buy	32
house-20002595-73	Joint	CHKP	50000	15001	Check Point Software Technologies Ltd. - ordinary Shares	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-72	Self	SCHW	15000	1001	Charles Schwab Corporation	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-71	Self	CERN	15000	1001	Cerner Corporation	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-70	Joint	—	50000	15001	CENTENE CoRP NTS B/E 05.750% 060117	$15,001 - $50,000	2015-01-06	buy	42
house-20002595-7	Dependent	AFL	15000	1001	AFLAC Incorporated	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-69	Joint	CVE	15000	1001	Cenovus Energy Inc	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-68	Self	CELG	15000	1001	Celgene Corporation (CELg)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-67	Self	—	15000	1001	CATERPILLAR INC B/E 02.600% 062622	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-66	Joint	—	250000	100001	CATERPILLAR FINANCIAL SE 03.300% 060924	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-65	Dependent	—	15000	1001	CATERPILLAR FINANCIAL SE 01.300% 030118	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-64	Joint	—	250000	100001	CALIFoRNIA ST PUB WKS BR SR I RV BE/R/ 5.5 110130 DTD 112013	$100,001 - $250,000	2015-01-20	buy	32
house-20002595-63	Joint	BZLFY	50000	15001	Bunzl Plc American Depositary Shares	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-62	Joint	BMBLY	15000	1001	Brambles Ltd Unsponsored ADR	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-61	Dependent	BA	15000	1001	Boeing Company	$1,001 - $15,000	2015-01-12	sell	37
house-20002595-60	Dependent	BA	15000	1001	Boeing Company	$1,001 - $15,000	2015-01-12	sell	37
house-20002595-6	Joint	AFL	50000	15001	AFLAC Incorporated	$15,001 - $50,000	2015-01-09	buy	39
house-20002595-59	Joint	BA	250000	100001	Boeing Company	$100,001 - $250,000	2015-01-09	sell	39
house-20002595-58	Joint	BNPQY	15000	1001	BNP Paribas American Depositary Shares	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-57	Self	—	15000	1001	BK AMER CoRP NTS B/E 05.000% 051321	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-56	Joint	BITA	15000	1001	Bitauto Holdings Limited American Depositary Shares	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-55	Self	BMRN	15000	1001	BioMarin Pharmaceutical Inc.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-54	Joint	BRGYY	50000	15001	Bg group plc (BRgYY)	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-53	Self	BRGYY	15000	1001	Bg group plc (BRgYY)	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-52	Self	BRGYY	15000	1001	Bg group plc (BRgYY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-51	Self	—	15000	1001	BERKSHIRE HATHAWAY INC 03.400% 013122	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-50	Self	—	15000	1001	BECToN DICKINSoN & Co 03.125% 110821	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-5	Joint	—	15000	1001	AES CoRP NTS B/E 08.000% 060120	$1,001 - $15,000	2015-01-16	buy	34
house-20002595-49	Joint	BAYRY	15000	1001	Bayer Aktiengesellschaft American Depositary Shares	$1,001 - $15,000	2015-01-26	buy	27
house-20002595-48	Joint	BAYRY	15000	1001	Bayer Aktiengesellschaft American Depositary Shares	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-47	Self	BAYRY	15000	1001	Bayer Aktiengesellschaft American Depositary Shares	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-46	Self	ABX	15000	1001	Barrick gold Corporation	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-45	Self	BCS	15000	1001	Barclays PLC	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-44	Joint	BCS	50000	15001	Barclays PLC	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-43	Joint	BCS	50000	15001	Barclays PLC	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-42	Joint	—	250000	100001	BANK oF AMER CoRP B/E 05.625% 070120	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-41	Joint	BNS	15000	1001	Bank Nova Scotia Halifax Pfd 3 ordinary Shares	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-40	Joint	BBVA	50000	15001	Banco Bilbao Vizcaya Argentaria S.A.	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-4	Self	AEG	15000	1001	AEgoN N.V. (AEg)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-39	Self	BBVA	15000	1001	Banco Bilbao Vizcaya Argentaria S.A.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-382	Dependent	—	15000	1001	ZAYo gRoUP LLC/ZAYo CPTL 08.125% 010120	$1,001 - $15,000	2015-01-12	sell	37
house-20002595-381	Dependent	—	15000	1001	ZAYo gRoUP LLC/ZAYo CPTL 08.125% 010120	$1,001 - $15,000	2015-01-30	sell	24
house-20002595-380	Dependent	YUM	15000	1001	Yum! Brands, Inc.	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-38	Self	—	15000	1001	BAKER HUgHES INC NTS B/E 03.200% 081521	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-379	Dependent	YUM	15000	1001	Yum! Brands, Inc.	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-378	Joint	YUM	15000	1001	Yum! Brands, Inc.	$1,001 - $15,000	2015-01-09	buy	39
house-20002595-377	Joint	WPPGY	15000	1001	WPP plc - American Depositary Shares each representing five ordinary Shares (WPPgY)	$1,001 - $15,000	2015-01-26	buy	27
house-20002595-376	Self	WPPGY	15000	1001	WPP plc - American Depositary Shares each representing five ordinary Shares (WPPgY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-375	Joint	—	250000	100001	WELLS FARgo & Co NTS B/E 04.600% 040121	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-374	Self	—	15000	1001	WEATHERFoRD INTL LTD B/E 05.125% 091520	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-373	Joint	WFT	100000	50001	Weatherford International plc	$50,001 - $100,000	2015-01-13	buy	37
house-20002595-372	Joint	VLKPY	50000	15001	Volkswagen A g ord American Depositary Shares	$15,001 - $50,000	2015-01-13	sell	37
house-20002595-371	Joint	VOD	50000	15001	Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares (VoD)	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-370	Self	VOD	15000	1001	Vodafone group Plc - American Depositary Shares each representing ten ordinary Shares (VoD)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-37	Joint	BEAV	15000	1001	B/E Aerospace, Inc.	$1,001 - $15,000	2015-01-12	sell	37
house-20002595-369	Self	V	15000	1001	Visa Inc.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-368	Joint	—	250000	100001	VERIZoN CoMMUNICATIoNS 04.600% 040121	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-367	Joint	VVC	15000	1001	Vectren Corporation	$1,001 - $15,000	2015-01-21	sell	31
house-20002595-366	Dependent	VB	15000	1001	Vanguard Small-Cap ETF - DNQ	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-365	Dependent	VB	15000	1001	Vanguard Small-Cap ETF - DNQ	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-364	Dependent	VOE	15000	1001	Vanguard Mid-Cap Value ETF - DNQ (VoE)	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-363	Dependent	VOE	15000	1001	Vanguard Mid-Cap Value ETF - DNQ (VoE)	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-362	Dependent	VOT	15000	1001	Vanguard Mid-Cap growth ETF - DNQ (VoT)	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-361	Dependent	VOT	15000	1001	Vanguard Mid-Cap growth ETF - DNQ (VoT)	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-360	Dependent	VEA	15000	1001	Vanguard FTSE Developed Markets ETF	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-36	Self	ATHN	15000	1001	athenahealth, Inc.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-359	Dependent	VEA	15000	1001	Vanguard FTSE Developed Markets ETF	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-358	Self	—	15000	1001	US BANCoRP MED TERM NTS 02.950% 071522	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-357	Joint	—	100000	50001	US AIRWAYS gRoUP INC B/E 06.250% 042223	$50,001 - $100,000	2015-01-27	sell	27
house-20002595-356	Self	—	15000	1001	US AIRWAYS gRoUP INC B/E 06.250% 042223	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-355	Joint	UTX	250000	100001	United Technologies Corporation	$100,001 - $250,000	2015-01-09	sell	39
house-20002595-354	Dependent	UTX	15000	1001	United Technologies Corporation	$1,001 - $15,000	2015-01-12	sell	37
house-20002595-353	Dependent	UTX	15000	1001	United Technologies Corporation	$1,001 - $15,000	2015-01-12	sell	37
house-20002595-352	Joint	URI	15000	1001	United Rentals, Inc.	$1,001 - $15,000	2015-01-12	sell	37
house-20002595-351	Dependent	UPS	15000	1001	United Parcel Service, Inc.	$1,001 - $15,000	2015-01-28	sell	26
house-20002595-350	Dependent	UPS	15000	1001	United Parcel Service, Inc.	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-35	Joint	—	250000	100001	AT&T INC NTS B/E 04.450% 051521	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-349	Dependent	UPS	15000	1001	United Parcel Service, Inc.	$1,001 - $15,000	2015-01-28	sell	26
house-20002595-348	Joint	UPS	250000	100001	United Parcel Service, Inc.	$100,001 - $250,000	2015-01-28	sell	26
house-20002595-347	Joint	UOVEY	15000	1001	United overseas Bk Singapore American Depositary Shares (UoVEY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-346	Joint	UNP	15000	1001	Union Pacific Corporation	$1,001 - $15,000	2015-01-09	buy	39
house-20002595-345	Joint	UBSH	15000	1001	Union Bankshares Corporation	$1,001 - $15,000	2015-01-21	buy	31
house-20002595-344	Joint	UBSH	15000	1001	Union Bankshares Corporation	$1,001 - $15,000	2015-01-27	buy	27
house-20002595-343	Joint	UN	50000	15001	Unilever NV	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-342	Joint	UNRDY	50000	15001	Unibail-Rodamco SE Unsponsored ADR	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-341	Self	UNRDY	15000	1001	Unibail-Rodamco SE Unsponsored ADR	$1,001 - $15,000	2015-01-21	sell	31
house-20002595-340	Self	UNRDY	15000	1001	Unibail-Rodamco SE Unsponsored ADR	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-34	Self	—	15000	1001	AT&T INC 03.000% 021522	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-339	Self	UA	15000	1001	Under Armour, Inc. Class A	$1,001 - $15,000	2015-01-21	buy	31
house-20002595-338	Self	UA	15000	1001	Under Armour, Inc. Class A	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-337	Joint	UBS	50000	15001	UBS group Ag Registered ordinary Shares	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-336	Joint	—	50000	15001	TRIUMPH gRoUP INC NTS 04.875% 040121	$15,001 - $50,000	2015-01-15	sell	35
house-20002595-335	Joint	—	50000	15001	TRANSDIgM INC NTS B/E 05.500% 101520	$15,001 - $50,000	2015-01-14	sell	36
house-20002595-334	Joint	TM	50000	15001	Toyota Motor Corporation	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-333	Dependent	TD	15000	1001	Toronto Dominion Bank	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-332	Dependent	TD	15000	1001	Toronto Dominion Bank	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-331	Joint	TD	50000	15001	Toronto Dominion Bank	$15,001 - $50,000	2015-01-28	buy	26
house-20002595-330	Joint	TD	250000	100001	Toronto Dominion Bank	$100,001 - $250,000	2015-01-26	buy	27
house-20002595-33	Joint	ASML	50000	15001	ASML Holding N.V. - ADS represents 1 ordinary share	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-329	Joint	TRYIY	15000	1001	Toray Industries Inc ADR	$1,001 - $15,000	2015-01-26	buy	27
house-20002595-328	Self	TRYIY	15000	1001	Toray Industries Inc ADR	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-327	Self	TIF	15000	1001	Tiffany & Co.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-326	Self	PCLN	15000	1001	The Priceline group Inc.	$1,001 - $15,000	2015-01-20	buy	32
house-20002595-325	Self	PCLN	15000	1001	The Priceline group Inc.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-324	Joint	TEVA	15000	1001	Teva Pharmaceutical Industries Limited American Depositary Shares	$1,001 - $15,000	2015-01-06	buy	42
house-20002595-323	Joint	TEVA	15000	1001	Teva Pharmaceutical Industries Limited American Depositary Shares	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-322	Joint	TSM	15000	1001	Taiwan Semiconductor Manufacturing Company Ltd.	$1,001 - $15,000	2015-01-26	buy	27
house-20002595-321	Self	TSM	15000	1001	Taiwan Semiconductor Manufacturing Company Ltd.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-320	Self	SYT	15000	1001	Syngenta Ag	$1,001 - $15,000	2015-01-06	buy	42
house-20002595-32	Self	ARMH	15000	1001	ARM Holdings plc - American Depositary Shares each representing 3 ordinary Shares	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-319	Joint	SYT	15000	1001	Syngenta Ag	$1,001 - $15,000	2015-01-26	buy	27
house-20002595-318	Self	SYT	15000	1001	Syngenta Ag	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-317	Joint	SU	15000	1001	Suncor Energy Inc.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-316	Self	SMFG	15000	1001	Sumitomo Mitsui Financial group Inc Unsponsored American Depositary Shares (SMFg)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-315	Joint	SMFG	100000	50001	Sumitomo Mitsui Financial group Inc Unsponsored American Depositary Shares (SMFg)	$50,001 - $100,000	2015-01-26	buy	27
house-20002595-314	Self	SBUX	15000	1001	Starbucks Corporation	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-313	Joint	SWK	50000	15001	Stanley Black & Decker, Inc.	$15,001 - $50,000	2015-01-28	buy	26
house-20002595-312	Joint	—	15000	1001	SPRINT CAPITAL CoRP 06.875% 111528	$1,001 - $15,000	2015-01-15	buy	35
house-20002595-311	Self	SPLK	15000	1001	Splunk Inc.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-310	Dependent	—	15000	1001	SoWSTN ENERgY Co NTS B/E 04.050% 012320	$1,001 - $15,000	2015-01-21	buy	31
house-20002595-31	Joint	ARKAY	15000	1001	Arkema Sponsored ADR	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-309	Dependent	—	15000	1001	SoWSTN ENERgY Co NTS B/E 04.050% 012320	$1,001 - $15,000	2015-01-21	buy	31
house-20002595-308	Self	SWN	15000	1001	Southwestern Energy Company	$1,001 - $15,000	2015-01-02	buy	44
house-20002595-307	Joint	SJI	15000	1001	South Jersey Industries, Inc.	$1,001 - $15,000	2015-01-21	buy	31
house-20002595-306	Joint	SNE	15000	1001	Sony Corporation	$1,001 - $15,000	2015-01-26	buy	27
house-20002595-305	Self	SNE	15000	1001	Sony Corporation	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-304	Joint	SONVY	15000	1001	Sonova Holding Ag Unsponsored ADR (SoNVY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-303	Joint	—	50000	15001	Softbank Corp Unsponsored ADR	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-302	Joint	SDXAY	50000	15001	Sodexo American Depositary Shares	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-301	Self	SCGLY	15000	1001	Societe generale France Sponsored ADR (SCgLY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-300	Joint	SCGLY	50000	15001	Societe generale France Sponsored ADR (SCgLY)	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-30	Self	—	15000	1001	APACHE CoRP NTS B/E 03.250% 041522	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-3	Joint	AEG	50000	15001	AEgoN N.V. (AEg)	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-299	Joint	SMCAY	15000	1001	SMC Corp Japan SPoNSoRED ADR	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-298	Joint	—	15000	1001	SINCLAIR TELEVISIoN 05.375% 040121	$1,001 - $15,000	2015-01-29	buy	25
house-20002595-297	Joint	SGSOY	50000	15001	SgS SA ADR (SgSoY)	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-296	Joint	SVNDY	100000	50001	Seven & I Holdings Co Ltd Unsponsored ADR	$50,001 - $100,000	2015-01-26	buy	27
house-20002595-295	Self	SVNDY	15000	1001	Seven & I Holdings Co Ltd Unsponsored ADR	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-294	Self	NOW	15000	1001	ServiceNow, Inc. (NoW)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-293	Joint	ST	50000	15001	Sensata Technologies Holding N.V. ordinary Shares	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-292	Self	SOMLY	15000	1001	Secom Co Ltd American Depositary Shares (SoMLY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-291	Joint	SOMLY	50000	15001	Secom Co Ltd American Depositary Shares (SoMLY)	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-290	Joint	SBGSY	50000	15001	Schneider Electric SE Unsponsored ADR (SBgSY)	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-29	Joint	AON	50000	15001	Aon plc Class A ordinary Shares (AoN)	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-289	Self	SLB	15000	1001	Schlumberger N.V.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-288	Joint	SAP	50000	15001	SAP SE ADS	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-287	Joint	SNPHY	15000	1001	Santen Pharmaceutical Co Unsponsored American Depository Shares	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-286	Joint	SNY	50000	15001	Sanofi American Depositary Shares	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-285	Joint	SNDK	15000	1001	SanDisk Corporation	$1,001 - $15,000	2015-01-14	buy	36
house-20002595-284	Self	CRM	15000	1001	Salesforce.com Inc	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-283	Joint	SAFRY	15000	1001	Safran S.A. Unsponsored ADR	$1,001 - $15,000	2015-01-13	sell	37
house-20002595-282	Joint	SBMRY	15000	1001	SABMiller plc American Depositary Shares	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-281	Joint	KKPNY	50000	15001	Royal KPN N.V.	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-280	Self	KKPNY	15000	1001	Royal KPN N.V.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-28	Joint	—	15000	1001	ANTERo RESoURCES FIN 05.375% 110121	$1,001 - $15,000	2015-01-05	buy	42
house-20002595-279	Self	RDSMY	15000	1001	Royal DSM NV Sponsored ADR	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-278	Joint	RDSMY	50000	15001	Royal DSM NV Sponsored ADR	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-277	Joint	—	15000	1001	RoYAL CARIBBEAN CRUISES 05.250% 111522	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-276	Joint	—	15000	1001	RoYAL CARIBBEAN CRUISES 05.250% 111522	$1,001 - $15,000	2015-01-14	buy	36
house-20002595-275	Joint	ROK	250000	100001	Rockwell Automation, Inc. (RoK)	$100,001 - $250,000	2015-01-28	buy	26
house-20002595-274	Dependent	ROK	15000	1001	Rockwell Automation, Inc. (RoK)	$1,001 - $15,000	2015-01-28	buy	26
house-20002595-273	Dependent	ROK	15000	1001	Rockwell Automation, Inc. (RoK)	$1,001 - $15,000	2015-01-28	buy	26
house-20002595-272	Joint	RHHBY	50000	15001	Roche Holdings Ag Basel American Depositary Shares	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-271	Dependent	RHHBY	15000	1001	Roche Holdings Ag Basel American Depositary Shares	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-270	Dependent	RHHBY	15000	1001	Roche Holdings Ag Basel American Depositary Shares	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-27	Self	AMT	15000	1001	American Tower Corporation	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-269	Joint	RHHBY	15000	1001	Roche Holdings Ag Basel American Depositary Shares	$1,001 - $15,000	2015-01-28	buy	26
house-20002595-268	Joint	RHHBY	100000	50001	Roche Holdings Ag Basel American Depositary Shares	$50,001 - $100,000	2015-01-26	buy	27
house-20002595-267	Joint	RHHBY	250000	100001	Roche Holdings Ag Basel American Depositary Shares	$100,001 - $250,000	2015-01-26	buy	27
house-20002595-266	Self	RHHBY	15000	1001	Roche Holdings Ag Basel American Depositary Shares	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-265	Self	REPYY	15000	1001	Repsol S.A. Sponsored ADR	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-264	Joint	REPYY	50000	15001	Repsol S.A. Sponsored ADR	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-263	Self	REPYY	15000	1001	Repsol S.A. Sponsored ADR	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-262	Joint	RUK	50000	15001	Reed Elsevier NV PLC New ADS	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-261	Dependent	QCOM	15000	1001	QUALCoMM Incorporated (QCoM)	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-260	Dependent	QCOM	15000	1001	QUALCoMM Incorporated (QCoM)	$1,001 - $15,000	2015-01-28	buy	26
house-20002595-26	Self	—	15000	1001	AMERICAN ToWER CoRP B/E 04.700% 031522	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-259	Self	QCOM	15000	1001	QUALCoMM Incorporated (QCoM)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-258	Self	QCOM	15000	1001	QUALCoMM Incorporated (QCoM)	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-257	Joint	QCOM	15000	1001	QUALCoMM Incorporated (QCoM)	$1,001 - $15,000	2015-01-28	buy	26
house-20002595-256	Joint	QCOM	250000	100001	QUALCoMM Incorporated (QCoM)	$100,001 - $250,000	2015-01-26	buy	27
house-20002595-255	Joint	PUBGY	50000	15001	Publicis groupe S.A. (PUBgY)	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-254	Self	—	15000	1001	PUBLIC SVC CoLo B/E 02.250% 091522	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-253	Joint	PUK	50000	15001	Prudential Public Limited Company	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-252	Self	PCP	15000	1001	Precision Castparts Corporation	$1,001 - $15,000	2015-01-13	sell	37
house-20002595-251	Self	—	15000	1001	PRAXAIR INC NTS B/E 02.200% 081522	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-250	Joint	—	15000	1001	PoST HLDgS INC NTS 07.375% 021522	$1,001 - $15,000	2015-01-15	buy	35
house-20002595-25	Joint	AMX	15000	1001	America Movil, S.A.B. de C.V. American Depository Receipt Series L	$1,001 - $15,000	2015-01-26	buy	27
house-20002595-249	Self	POAHY	15000	1001	Porsche Automobile Holding SE Unsponsored ADR (PoAHY)	$1,001 - $15,000	2015-01-12	sell	37
house-20002595-248	Dependent	—	15000	1001	PoLYMER gRoUP INC 07.750% 020119	$1,001 - $15,000	2015-01-13	sell	37
house-20002595-247	Self	—	15000	1001	PIoNEER NAT RESoURCES 03.950% 071522	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-246	Joint	PDRDY	15000	1001	Pernod Ricard SA Unsponsored ADR	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-245	Joint	—	250000	100001	PEPSICo INC NTS B/E 03.600% 030124	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-244	Joint	PSO	15000	1001	Pearson, Plc (PSo)	$1,001 - $15,000	2015-01-28	buy	26
house-20002595-243	Joint	PSO	50000	15001	Pearson, Plc (PSo)	$15,001 - $50,000	2015-01-26	sell	27
house-20002595-242	Joint	PSO	15000	1001	Pearson, Plc (PSo)	$1,001 - $15,000	2015-01-09	buy	39
house-20002595-241	Dependent	PSO	15000	1001	Pearson, Plc (PSo)	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-240	Joint	PTNR	15000	1001	Partner Communications Company Ltd. - American Depositary Shares, each representing one ordinary share	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-24	Self	AMX	15000	1001	America Movil, S.A.B. de C.V. American Depository Receipt Series L	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-239	Joint	—	250000	100001	oRACLE CoRP NTS B/E 03.625% 071523	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-238	Self	OII	15000	1001	oceaneering International, Inc. (oII)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-237	Dependent	OXY	15000	1001	occidental Petroleum Corporation (oXY)	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-236	Joint	OXY	50000	15001	occidental Petroleum Corporation (oXY)	$15,001 - $50,000	2015-01-09	buy	39
house-20002595-235	Self	—	15000	1001	NUCoR CoRP B/E 04.125% 091522	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-234	Joint	NVS	50000	15001	Novartis Ag	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-233	Self	NVS	15000	1001	Novartis Ag	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-232	Joint	NVS	15000	1001	Novartis Ag	$1,001 - $15,000	2015-01-09	buy	39
house-20002595-231	Joint	NVS	15000	1001	Novartis Ag	$1,001 - $15,000	2015-01-26	buy	27
house-20002595-230	Joint	JWN	50000	15001	Nordstrom, Inc.	$15,001 - $50,000	2015-01-09	buy	39
house-20002595-23	Joint	—	50000	15001	AMER WEST A AMBAC B/E 08.057% 070220	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-229	Joint	NRBAY	50000	15001	Nordea Bank AB Sponsored ADR	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-228	Joint	NTT	50000	15001	Nippon Telegraph and Telephone Corporation	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-227	Self	NTT	15000	1001	Nippon Telegraph and Telephone Corporation	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-226	Joint	NLSN	50000	15001	Nielsen N.V.	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-225	Dependent	NEE	15000	1001	NextEra Energy, Inc.	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-224	Self	NEM	15000	1001	Newmont Mining Corporation	$1,001 - $15,000	2015-01-23	sell	29
house-20002595-223	Joint	—	250000	100001	NASSAU CNTY BE/R/ 5 DUE 100127 DTD 012915	$100,001 - $250,000	2015-01-21	buy	31
house-20002595-222	Self	—	15000	1001	MoRgAN STANLEY NTS B/E 05.500% 012620	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-221	Joint	—	250000	100001	MoRgAN STANLEY NTS B/E 05.500%	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-220	Dependent	—	15000	1001	MoRgAN STANLEY NTS B/E 02.650% 012720	$1,001 - $15,000	2015-01-23	buy	29
house-20002595-22	Dependent	—	15000	1001	AMER ToWER CoRP B/E 04.500% 011518	$1,001 - $15,000	2015-01-20	sell	32
house-20002595-219	Joint	MITEY	50000	15001	Mitsubishi Estate Co Ltd American Depositary Shares	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-218	Self	MITEY	15000	1001	Mitsubishi Estate Co Ltd American Depositary Shares	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-217	Dependent	MSFT	15000	1001	Microsoft Corporation	$1,001 - $15,000	2015-01-28	buy	26
house-20002595-216	Joint	MSFT	15000	1001	Microsoft Corporation	$1,001 - $15,000	2015-01-09	buy	39
house-20002595-215	Joint	MSFT	15000	1001	Microsoft Corporation	$1,001 - $15,000	2015-01-28	buy	26
house-20002595-214	Self	—	15000	1001	MEDTRoNIC INC NTS B/E 03.125% 031522	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-213	Joint	—	250000	100001	MEDTRoNIC INC CALL@MW 04.125% 031521	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-212	Self	MJN	15000	1001	Mead Johnson Nutrition Company	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-211	Joint	—	50000	15001	LTD BRANDS INC NTS B/E 06.625% 040121	$15,001 - $50,000	2015-01-21	buy	31
house-20002595-210	Joint	LRLCY	15000	1001	L'oreal Co. American Depositary Shares	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-21	Dependent	—	50000	15001	AMER ToWER CoRP B/E 04.500% 011518	$15,001 - $50,000	2015-01-20	sell	32
house-20002595-209	Self	LNKD	15000	1001	LinkedIn Corporation Class A	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-208	Joint	LNEGY	50000	15001	Linde Ag Sponsored ADR (LNEgY)	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-207	Joint	—	50000	15001	LEVEL 3 FINg INC NTS B/E 08.125% 070119	$15,001 - $50,000	2015-01-29	sell	25
house-20002595-206	Dependent	LLL	15000	1001	L-3 Communications Holdings, Inc.	$1,001 - $15,000	2015-01-15	sell	35
house-20002595-205	Dependent	LLL	15000	1001	L-3 Communications Holdings, Inc.	$1,001 - $15,000	2015-01-15	sell	35
house-20002595-204	Joint	LLL	100000	50001	L-3 Communications Holdings, Inc.	$50,001 - $100,000	2015-01-12	sell	37
house-20002595-203	Self	—	15000	1001	L-3 CoMMS CoRP NTS B/E 04.950% 021521	$1,001 - $15,000	2015-01-15	sell	35
house-20002595-202	Self	PHG	15000	1001	Koninklijke Philips N.V. NY Registry Shares (PHg)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-201	Joint	PHG	50000	15001	Koninklijke Philips N.V. NY Registry Shares (PHg)	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-200	Joint	AHONY	50000	15001	Koninklijke Ahold, N.V. American Depositary Shares (AHoNY)	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-20	Self	AMZN	15000	1001	Amazon.com, Inc.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-2	Joint	ATU	15000	1001	Actuant Corporation	$1,001 - $15,000	2015-01-21	sell	31
house-20002595-199	Joint	KLXI	15000	1001	KLX Inc.	$1,001 - $15,000	2015-01-06	sell	42
house-20002595-198	Joint	JBAXY	15000	1001	Julius Baer group Ltd Unsponsored ADR	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-197	Joint	JBAXY	50000	15001	Julius Baer group Ltd Unsponsored ADR	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-196	Self	JBAXY	15000	1001	Julius Baer group Ltd Unsponsored ADR	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-195	Dependent	—	15000	1001	JPMoRgAN CHASE & Co NTS 02.250% 012320	$1,001 - $15,000	2015-01-16	buy	34
house-20002595-194	Dependent	—	15000	1001	JPMoRgAN CHASE & Co NTS 02.250% 012320	$1,001 - $15,000	2015-01-16	buy	34
house-20002595-193	Joint	—	250000	100001	JPMoRgAN CHASE & Co B/E 03.125% 012325	$100,001 - $250,000	2015-01-16	buy	34
house-20002595-192	Joint	—	250000	100001	JPMoRgAN CHASE & Co B/E 03.125% 012325	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-191	Dependent	—	15000	1001	JPMoRgAN CHASE & Co B/E 01.800% 012518	$1,001 - $15,000	2015-01-15	sell	35
house-20002595-190	Dependent	—	15000	1001	JPMoRgAN CHASE & Co B/E 01.800% 012518	$1,001 - $15,000	2015-01-15	sell	35
house-20002595-19	Joint	—	15000	1001	ALLY FINANCIAL INC NTS 08.000% 031520	$1,001 - $15,000	2015-01-20	buy	32
house-20002595-189	Dependent	JNJ	15000	1001	Johnson & Johnson	$1,001 - $15,000	2015-01-28	buy	26
house-20002595-188	Dependent	JNJ	15000	1001	Johnson & Johnson	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-187	Dependent	JNJ	15000	1001	Johnson & Johnson	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-186	Dependent	JNJ	15000	1001	Johnson & Johnson	$1,001 - $15,000	2015-01-28	buy	26
house-20002595-185	Joint	JNJ	50000	15001	Johnson & Johnson	$15,001 - $50,000	2015-01-09	buy	39
house-20002595-184	Joint	JMHLY	50000	15001	Jardine Matheson Holdings Ltd Unsponsored ADR	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-183	Self	—	15000	1001	J P MoRgAN CHASE & Co 04.625% 051021	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-182	Joint	—	250000	100001	J P MoRgAN CHASE & Co 04.400% 072220	$100,001 - $250,000	2015-01-16	sell	34
house-20002595-181	Joint	DVY	500000	250001	iShares Select Dividend ETF	$250,001 - $500,000	2015-01-26	sell	27
house-20002595-180	Joint	IWP	15000	1001	iShares Russell Midcap growth ETF	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-18	Joint	—	15000	1001	ALLY FINANCIAL INC B/E 05.125% 093024	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-179	Joint	IWO	15000	1001	iShares Russell 2000 growth ETF (IWo)	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-178	Dependent	IWD	15000	1001	iShares Russell 1000 Value ETF	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-177	Dependent	IWD	15000	1001	iShares Russell 1000 Value ETF	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-176	Dependent	IWF	15000	1001	iShares Russell 1000 growth ETF	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-175	Dependent	IWF	15000	1001	iShares Russell 1000 growth ETF	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-174	Joint	EFA	1000000	500001	iShares MSCI EAFE ETF	$500,001 - $1,000,000	2015-01-26	sell	27
house-20002595-173	Dependent	HYG	15000	1001	iShares iBoxx $ High Yield Corporate Bond ETF (HYg)	$1,001 - $15,000	2015-01-26	sell	27
house-20002595-172	Dependent	HYG	15000	1001	iShares iBoxx $ High Yield Corporate Bond ETF (HYg)	$1,001 - $15,000	2015-01-26	sell	27
house-20002595-171	Dependent	IEMG	15000	1001	iShares Core MSCI Emerging Markets ETF (IEMg)	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-170	Dependent	IEMG	15000	1001	iShares Core MSCI Emerging Markets ETF (IEMg)	$1,001 - $15,000	2015-01-30	buy	24
house-20002595-17	Joint	—	15000	1001	ALLY FINANCIAL INC B/E 05.125%	$1,001 - $15,000	2015-01-08	buy	40
house-20002595-169	Joint	—	15000	1001	IRoN MTN INC B/E 05.750% 081524	$1,001 - $15,000	2015-01-14	buy	36
house-20002595-168	Dependent	IVZ	15000	1001	Invesco Plc New	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-167	Dependent	IVZ	15000	1001	Invesco Plc New	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-166	Joint	IVZ	50000	15001	Invesco Plc New	$15,001 - $50,000	2015-01-09	buy	39
house-20002595-165	Joint	—	250000	100001	INTL LEASE FIN CoRP B/E 05.875% 081522	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-164	Self	—	15000	1001	INTL LEASE FIN CoRP B/E 05.875% 081522	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-163	Joint	INTC	15000	1001	Intel Corporation	$1,001 - $15,000	2015-01-09	buy	39
house-20002595-162	Dependent	INTC	15000	1001	Intel Corporation	$1,001 - $15,000	2015-01-28	buy	26
house-20002595-161	Joint	—	250000	100001	INTEL CoRP NTS B/E 02.700% 121522	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-160	Dependent	—	15000	1001	INTEL CoRP MED TERM NTS 01.350% 121517	$1,001 - $15,000	2015-01-06	sell	42
house-20002595-16	Joint	—	15000	1001	ALLY FINANCIAL INC B/E 05.125% 093024	$1,001 - $15,000	2015-01-22	buy	30
house-20002595-159	Joint	IFNNY	15000	1001	Infineon Technologies Ag	$1,001 - $15,000	2015-01-26	buy	27
house-20002595-158	Self	IFNNY	15000	1001	Infineon Technologies Ag	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-157	Self	ILMN	15000	1001	Illumina, Inc.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-156	Dependent	ITW	15000	1001	Illinois Tool Works Inc.	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-155	Joint	ITW	50000	15001	Illinois Tool Works Inc.	$15,001 - $50,000	2015-01-09	buy	39
house-20002595-154	Joint	—	100000	50001	IBM CoRP B/E 03.625% 021224	$50,001 - $100,000	2015-01-27	sell	27
house-20002595-153	Self	—	15000	1001	IBM CoRP B/E 03.625% 021224	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-152	Joint	HSBC	50000	15001	HSBC Holdings, plc.	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-151	Self	HSBC	15000	1001	HSBC Holdings, plc.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-150	Self	HCMLY	15000	1001	Holcim Limited Unsponsored ADR representing Namen AKT	$1,001 - $15,000	2015-01-20	sell	32
house-20002595-15	Joint	—	50000	15001	ALLIANT TECHSYSTEMS INC 06.875% 091520	$15,001 - $50,000	2015-01-14	sell	36
house-20002595-149	Self	HCMLY	15000	1001	Holcim Limited Unsponsored ADR representing Namen AKT	$1,001 - $15,000	2015-01-21	sell	31
house-20002595-148	Self	HTHIY	15000	1001	Hitachi, Ltd. American Depositary Shares	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-147	Joint	HTHIY	15000	1001	Hitachi, Ltd. American Depositary Shares	$1,001 - $15,000	2015-01-26	buy	27
house-20002595-146	Self	—	15000	1001	HEWLETT-PACKARD Co NTS 04.375% 091521	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-145	Joint	—	250000	100001	HEWLETT-PACKARD Co 03.750% 120120	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-144	Joint	—	15000	1001	HERTZ CoRP NTS B/E 06.750% 041519	$1,001 - $15,000	2015-01-21	buy	31
house-20002595-143	Joint	HENOY	50000	15001	Henkel Ag and Co. KgAA Sponsored ADR representing Preferred Shares (HENoY)	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-142	Self	—	15000	1001	HALLIBURToN Co CALL @ 03.250% 111521	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-141	Joint	GBOOY	15000	1001	grupo Financiero Banorte, S.A.B. De C.V Sponsored ADR (gBooY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-140	Self	GOOG	15000	1001	google Inc. - Class C Capital Stock (goog)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-14	Self	AGN	15000	1001	Allergan, Inc. (AgN)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-139	Joint	GVDNY	50000	15001	givaudan SA Unsponsored ADR (gVDNY)	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-138	Self	—	15000	1001	gEoRgIA PoWER Co B/E 02.850% 051522	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-137	Self	—	15000	1001	gENL ELEC CAP CoRP NTS 04.375% 091620	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-136	Joint	GE	250000	100001	gENERAL ELEC CAP CoRP 03.450% 051524	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-135	Dependent	GE	15000	1001	gENERAL ELEC CAP CoRP 02.200% 010920	$1,001 - $15,000	2015-01-06	buy	42
house-20002595-134	Joint	GD	15000	1001	general Dynamics Corporation (gD)	$1,001 - $15,000	2015-01-13	sell	37
house-20002595-133	Joint	GEAGY	50000	15001	gEA group Ag Sponsored ADR (gEAgY)	$15,001 - $50,000	2015-01-26	buy	27
house-20002595-132	Self	GEAGY	15000	1001	gEA group Ag Sponsored ADR (gEAgY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-131	Self	—	15000	1001	FoRD MoToR CREDIT Co LLC 05.875% 080221	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-130	Self	FAST	15000	1001	Fastenal Company	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-13	Self	ALXN	15000	1001	Alexion Pharmaceuticals, Inc.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-129	Joint	FANUY	50000	15001	Fanuc Corporation Unsponsored ADR	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-128	Joint	ESE	15000	1001	ESCo Technologies Inc.	$1,001 - $15,000	2015-01-21	buy	31
house-20002595-127	Joint	ERIC	50000	15001	Ericsson - ADS each representing 1 underlying Class B share	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-126	Self	EQIX	15000	1001	Equinix, Inc.	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-125	Joint	—	250000	100001	Eog RESoURCES INC B/E 02.625% 031523	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-124	Self	—	15000	1001	Eog RESoURCES INC B/E 02.625% 031523	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-123	Joint	—	15000	1001	ENERgY TRANSFER PARTNERS 07.500% 101520	$1,001 - $15,000	2015-01-20	buy	32
house-20002595-122	Joint	ENB	15000	1001	Enbridge Inc	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-121	Joint	EMR	250000	100001	Emerson Electric Company	$100,001 - $250,000	2015-01-28	sell	26
house-20002595-120	Joint	EMR	50000	15001	Emerson Electric Company	$15,001 - $50,000	2015-01-09	buy	39
house-20002595-12	Self	ALXN	15000	1001	Alexion Pharmaceuticals, Inc.	$1,001 - $15,000	2015-01-21	buy	31
house-20002595-119	Dependent	EMR	15000	1001	Emerson Electric Company	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-118	Dependent	EMR	15000	1001	Emerson Electric Company	$1,001 - $15,000	2015-01-28	sell	26
house-20002595-117	Dependent	EMR	15000	1001	Emerson Electric Company	$1,001 - $15,000	2015-01-28	sell	26
house-20002595-116	Dependent	EMR	15000	1001	Emerson Electric Company	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-115	Joint	—	250000	100001	EMERSoN ELEC Co NTS B/E 04.250% 111520	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-114	Dependent	D	15000	1001	Dominion Resources, Inc.	$1,001 - $15,000	2015-01-12	buy	37
house-20002595-113	Joint	D	15000	1001	Dominion Resources, Inc.	$1,001 - $15,000	2015-01-09	buy	39
house-20002595-112	Joint	DNHBY	15000	1001	DNB ASA SPoNSoRED ADR Representing 10	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-111	Joint	—	250000	100001	DIRECTV HLDgS LLC B/E 05.000% 030121	$100,001 - $250,000	2015-01-27	sell	27
house-20002595-110	Joint	DTV	100000	50001	DIRECTV	$50,001 - $100,000	2015-01-28	sell	26
house-20002595-11	Joint	—	500000	250001	ALASKA ST SR A BE/R/ 5 DUE 080128 DTD 041409	$250,001 - $500,000	2015-01-15	buy	35
house-20002595-109	Dependent	DTV	15000	1001	DIRECTV	$1,001 - $15,000	2015-01-29	sell	25
house-20002595-108	Dependent	DTV	15000	1001	DIRECTV	$1,001 - $15,000	2015-01-29	sell	25
house-20002595-107	Self	DO	15000	1001	Diamond offshore Drilling, Inc. (Do)	$1,001 - $15,000	2015-01-09	buy	39
house-20002595-106	Joint	DPSGY	15000	1001	Deutsche Post Ag Sponsored ADR (DPSgY)	$1,001 - $15,000	2015-01-26	buy	27
house-20002595-105	Self	DPSGY	15000	1001	Deutsche Post Ag Sponsored ADR (DPSgY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-104	Joint	DBOEY	15000	1001	Deutsche Boerse Ag Unsponsored ADR (DBoEY)	$1,001 - $15,000	2015-01-27	sell	27
house-20002595-103	Joint	DBOEY	15000	1001	Deutsche Boerse Ag Unsponsored ADR (DBoEY)	$1,001 - $15,000	2015-01-22	sell	30
house-20002595-102	Joint	DBOEY	15000	1001	Deutsche Boerse Ag Unsponsored ADR (DBoEY)	$1,001 - $15,000	2015-01-21	sell	31
house-20002595-101	Self	DBOEY	15000	1001	Deutsche Boerse Ag Unsponsored ADR (DBoEY)	$1,001 - $15,000	2015-01-22	sell	30
house-20002595-100	Self	DBOEY	15000	1001	Deutsche Boerse Ag Unsponsored ADR (DBoEY)	$1,001 - $15,000	2015-01-21	sell	31
house-20002595-10	Joint	AKZOY	50000	15001	Akzo Nobel N.V. American Depositary Shares (AKZoY)	$15,001 - $50,000	2015-01-27	sell	27
house-20002595-1	Self	ACE	15000	1001	Ace Limited	$1,001 - $15,000	2015-01-27	sell	27

Original filing document