Bradley S. Schneider (House) disclosed 56 transactions
Amendment status is not available for House filings. A filing listed here may since have been amended.
| 2014-08-13 · sell | FEDL NATL MTG ASSN POOL #725027 CPN 5.000% DUE 11/01/33 DTD 12/01/03 FC 01/25/04 — $1,001 - $15,000 |
| 2014-08-13 · sell | CONSOL ENERGY SR NOTE CPN 6.375% DUE 03/01/21 DTD 03/01/12 FC 09/01/12 CALL1 03/01/16 @ 103.188 — $1,001 - $15,000 |
| 2014-08-13 · sell | CALIFORNIA ST VARIOU PURP BABS B/E TXBL CPN 7.550% DUE 04/01/39 DTD 04/28/09 FC 10/01/09 — $1,001 - $15,000 |
| 2014-08-18 · buy | WELLS FARGO & CO PERPETUAL PFD SER K FXD/VAR CPN 7.980% DTD 02/08/08 FC 09/15/08 CALL1 03/15/18 @ 100.000 — $1,001 - $15,000 |
| 2014-08-19 · buy | ING GROEP NV 06.375% — $1,001 - $15,000 |
| 2014-08-27 · buy | MONTPELIER RE HLDGS L 8.875% — $1,001 - $15,000 |
| 2014-08-05 · sell | INTL FLAVORS & FRAGRANCES — $15,001 - $50,000 |
| 2014-08-05 · buy | HCA HOLDINGS — $50,001 - $100,000 |
| 2014-08-18 · exchange | TAYLOR CAPITAL GP (redemption following merger with MB Financial) — $1,001 - $15,000 |
| 2014-08-06 · sell | SPRINT CAP CORP GTD NOTE MAKE WHOLE CALL +25BP CPN 6.900% DUE 05/01/19 DTD 05/06/99 FC 11/01/99 — $1,001 - $15,000 |
| 2014-08-06 · sell | SANDRIDGE ENERGY INC SR NOTE CPN 7.500% DUE 02/15/23 DTD 08/20/12 FC 02/15/13 CALL1 08/15/17 @ 103.750 — $1,001 - $15,000 |
| 2014-08-18 · sell | WELLS FARGO & CO PERPETUAL PFD SER K FXD/VAR CPN 7.980% DTD 02/08/08 FC 09/15/08 CALL1 03/15/18 @ 100.000 — $1,001 - $15,000 |
| 2014-08-06 · sell | REYNOLDS GRP ISSUER INC LLC SR SECD NOTE CPN 5.750% DUE 10/15/20 DTD 09/28/12 FC 04/15/13 CALL1 10/15/15 @ 104.313 — $1,001 - $15,000 |
| 2014-08-06 · sell | RSC EQUIP RENT INC HLDGS III LLC SR NOTE CPN 8.250% DUE 02/01/21 DTD 01/19/11 FC 08/01/11 CALL1 02/01/16 @ 104.125 — $1,001 - $15,000 |
| 2014-08-06 · sell | REGAL ENTMNT CORP GR SR NOTE CPN 5.750% DUE 02/01/25 DTD 01/17/13 FC 08/01/13 CALL1 02/01/18 @ 100.000 — $1,001 - $15,000 |
| 2014-08-06 · sell | OFFSHORE GRP INVT LTD SR SECD 1ST LIEN NOTE CPN 7.500% DUE 11/01/19 DTD 05/01/13 FC 11/01/13 CALL1 11/01/15 @ 105.625 — $1,001 - $15,000 |
| 2014-08-06 · sell | LEVI STRAUSS & CO SR NOTE CPN 6.875% DUE 05/01/22 DTD 05/08/12 FC 11/01/12 CALL1 05/01/17 @ 100.000 — $1,001 - $15,000 |
| 2014-08-06 · sell | CHS CMNTY HLTH SYS I SR NOTE CPN 7.125% DUE 07/15/20 DTD 07/18/12 FC 01/15/13 CALL1 07/15/16 @ 100.000 — $1,001 - $15,000 |
| 2014-08-06 · sell | CITIGROUP INC NOTE CPN 8.500% DUE 05/22/19 DTD 05/22/09 FC 11/22/09 — $1,001 - $15,000 |
| 2014-08-06 · sell | CENTURYLINK INC SR NOTE SER P CPN 7.600% DUE 09/15/39 DTD 09/21/09 FC 03/15/10 — $1,001 - $15,000 |
| 2014-08-07 · sell | WEATHERFORD INTL LTD INTL LTD GTD CPN 9.625% DUE 03/01/19 DTD 01/08/09 FC 03/01/09 — $1,001 - $15,000 |
| 2014-08-07 · sell | BURLINGTON NTHN SANT CORP DEBENTURE CPN 6.150% DUE 05/01/37 DTD 04/13/07 FC 11/01/07 — $1,001 - $15,000 |
| 2014-08-18 · buy | TYSON FOODS INC SR NOTE CPN 4.875% DUE 08/15/34 DTD 08/08/14 FC 02/15/15 CALL1 02/15/34 @ 100.000 — $1,001 - $15,000 |
| 2014-08-08 · sell | VALERO ENERGY CORP N NOTE CPN 9.375% DUE 03/15/19 DTD 03/17/09 FC 09/15/09 — $1,001 - $15,000 |
| 2014-08-08 · sell | UNITED CONTL HLDGS INC SR NOTE CPN 6.375% DUE 06/01/18 DTD 05/07/13 FC 12/01/13 — $1,001 - $15,000 |
| 2014-08-08 · sell | U S TREASURY NOTE CPN 3.500% DUE 05/15/20 DTD 05/15/10 FC 11/15/10 — $1,001 - $15,000 |
| 2014-08-08 · sell | JPMORGAN CHASE & CO DEP SHS REPSTG 1/10 PFD SER I PERPETUAL FXD/VAR CPN 7.900% DTD 04/23/08 FC 10/30/08 CALL1 04/30/18 @ — $1,001 - $15,000 |
| 2014-08-08 · sell | GOLDMAN SACHS GROUP SR NOTE MAKE WHOLE CALL +20BP CPN 6.125% DUE 02/15/33 DTD 02/13/03 FC 08/15/03 — $1,001 - $15,000 |
| 2014-08-08 · buy | CHS CMNTY HLTH SYS I SR NOTE CPN 7.125% DUE 07/15/20 DTD 07/18/12 FC 01/15/13 CALL1 07/15/16 @ 100.000 — $1,001 - $15,000 |
| 2014-08-08 · sell | CHS CMNTY HLTH SYS I SR NOTE CPN 7.125% DUE 07/15/20 DTD 07/18/12 FC 01/15/13 CALL1 07/15/16 @ 100.000 — $1,001 - $15,000 |
| 2014-08-08 · sell | COMCAST CORP NOTE CPN 7.050% DUE 03/15/33 DTD 03/14/03 FC 09/15/03 — $1,001 - $15,000 |
| 2014-08-08 · sell | CIMAREX ENERGY CO SR NOTE CPN 4.375% DUE 06/01/24 DTD 06/04/14 FC 12/01/14 CALL1 03/01/24 @ 100.000 — $1,001 - $15,000 |
| 2014-08-08 · sell | CHESAPEAKE ENERGY CO SR NOTE CPN 6.125% DUE 02/15/21 DTD 02/11/11 FC 08/15/11 — $1,001 - $15,000 |
| 2014-08-18 · buy | BANK AMER CORP DEP SHS REPSTG 1/25TH SER M PFD PERPETUAL CPN 8.125% DTD 04/30/08 FC 11/15/08 CALL1 05/15/18 @ 100.000 — $1,001 - $15,000 |
| 2014-08-08 · sell | AMERICAN TOWER CORP SR NOTE CPN 7.250% DUE 05/15/19 DTD 05/15/10 FC 11/15/10 — $1,001 - $15,000 |
| 2014-08-11 · sell | FEDL HOME LOAN MTG C POOL #G14676 GOLD CPN 4.500% DUE 09/01/26 DTD 01/01/13 FC 02/15/13 — $1,001 - $15,000 |
| 2014-08-11 · sell | FEDL NATL MTG ASSN POOL #889844 CPN 6.000% DUE 12/01/34 DTD 08/01/08 FC 09/25/08 — $1,001 - $15,000 |
| 2014-08-11 · sell | FEDL NATL MTG ASSN POOL #725027 CPN 5.000% DUE 11/01/33 DTD 12/01/03 FC 01/25/04 — $1,001 - $15,000 |
| 2014-08-12 · sell | ADT CORP NOTE CPN 3.500% DUE 07/15/22 DTD 01/15/13 FC 07/15/13 — $1,001 - $15,000 |
| 2014-08-12 · sell | TEREX CORP NEW SR NOTE CPN 6.500% DUE 04/01/20 DTD 03/27/12 FC 10/01/12 CALL1 04/01/16 @ 103.250 — $1,001 - $15,000 |
| 2014-08-12 · sell | BANK AMER CORP DEP SHS REPSTG 1/25TH SER M PFD PERPETUAL CPN 8.125% DTD 04/30/08 FC 11/15/08 CALL1 05/15/18 @ 100.000 — $1,001 - $15,000 |
| 2014-08-13 · sell | WILLIAMS COS SR NOTE CPN 4.550% DUE 06/24/24 DTD 06/24/14 FC 12/24/14 CALL1 03/24/24 @ 100.000 — $1,001 - $15,000 |
| 2014-08-13 · sell | WEYERHAEUSER CO DEBENTURES CPN 7.375% DUE 03/15/32 DTD 09/15/02 FC 03/15/03 — $1,001 - $15,000 |
| 2014-08-13 · sell | WELLS FARGO & CO PERPETUAL PFD SER K FXD/VAR CPN 7.980% DTD 02/08/08 FC 09/15/08 CALL1 03/15/18 @ 100.000 — $1,001 - $15,000 |
| 2014-08-18 · sell | BANK AMER CORP DEP SHS REPSTG 1/25TH SER M PFD PERPETUAL CPN 8.125% DTD 04/30/08 FC 11/15/08 CALL1 05/15/18 @ 100.000 — $1,001 - $15,000 |
| 2014-08-13 · sell | VERIZON COMMUNICATIO INC NOTE CPN 5.150% DUE 09/15/23 DTD 09/18/13 FC 03/15/14 — $1,001 - $15,000 |
| 2014-08-13 · sell | TRONOX FIN LLC GTD SR NOTE CPN 6.375% DUE 08/15/20 DTD 08/15/13 FC 02/15/14 CALL1 08/15/15 @ 104.781 — $1,001 - $15,000 |
| 2014-08-13 · sell | SCIENTIFIC GAMES INT SR SUB NOTE CPN 6.250% DUE 09/01/20 DTD 08/20/12 FC 03/01/13 CALL1 09/01/15 @ 104.688 — $1,001 - $15,000 |
| 2014-08-13 · sell | PEABODY ENERGY CORP SR NOTE CPN 6.250% DUE 11/15/21 DTD 05/15/12 FC 11/15/12 — $1,001 - $15,000 |
| 2014-08-13 · sell | NUSTAR LOGISTICS L P SR NOTE CPN 6.750% DUE 02/01/21 DTD 08/19/13 FC 02/01/14 — $1,001 - $15,000 |
| 2014-08-13 · sell | NEW JERSEY ECON DEV ST PENSION FDG REV NPFG SER 97A B/E TXBL CPN 7.425% DUE 02/15/29 DTD 06/15/97 FC 08/15/97 MAND SINK FUND — $1,001 - $15,000 |
| 2014-08-13 · sell | METROPCS WIRELESS IN NOTE CPN 6.625% DUE 11/15/20 DTD 11/17/10 FC 05/15/11 CALL1 11/15/15 @ 103.313 — $1,001 - $15,000 |
| 2014-08-13 · sell | L-3 COMNS CORP SR NOTE CPN 4.950% DUE 02/15/21 DTD 02/07/11 FC 08/15/11 CALL1 11/15/20 @ 100.000 — $1,001 - $15,000 |
| 2014-08-13 · sell | GAP INC NOTE CPN 5.950% DUE 04/12/21 DTD 04/12/11 FC 10/12/11 CALL1 01/12/21 @ 100.000 — $1,001 - $15,000 |
| 2014-08-13 · buy | FEDL NATL MTG ASSN POOL #725027 CPN 5.000% DUE 11/01/33 DTD 12/01/03 FC 01/25/04 — $1,001 - $15,000 |
| 2014-08-22 · buy | WELLS FARGO & CO PERPETUAL PFD SER K FXD/VAR CPN 7.980% DTD 02/08/08 FC 09/15/08 CALL1 03/15/18 @ 100.000 — $1,001 - $15,000 |
The complete record
| party | Democrat |
| state | IL |
| office | Schneider, Bradley S. (Representative) |
| ptr id | 8216590 |
| chamber | house |
| report url | https://disclosures-clerk.house.gov/public_disc/ptr-pdfs/2014/8216590.pdf |
| bioguide id | S001190 |
| data source | HOUSE_CLERK_PTR |
| member last | Schneider |
| member name | Bradley S. Schneider |
| member first | Bradley S. |
| state district | IL10 |
| disclosure date | 2014-09-15 |
| extraction method | vision_ocr |
Each transaction (56)
| id | owner | ticker | comment | amount max | amount min | asset name | asset type | amount range | transaction date | transaction type | reporting lag days |
|---|---|---|---|---|---|---|---|---|---|---|---|
| house-8216590-ocr-9 | Spouse | — | — | 15000 | 1001 | FEDL NATL MTG ASSN POOL #725027 CPN 5.000% DUE 11/01/33 DTD 12/01/03 FC 01/25/04 | Bond/Fixed Income | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-8 | Spouse | — | — | 15000 | 1001 | CONSOL ENERGY SR NOTE CPN 6.375% DUE 03/01/21 DTD 03/01/12 FC 09/01/12 CALL1 03/01/16 @ 103.188 | Bond/Fixed Income | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-7 | Spouse | — | — | 15000 | 1001 | CALIFORNIA ST VARIOU PURP BABS B/E TXBL CPN 7.550% DUE 04/01/39 DTD 04/28/09 FC 10/01/09 | Bond/Fixed Income | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-6 | Spouse | — | — | 15000 | 1001 | WELLS FARGO & CO PERPETUAL PFD SER K FXD/VAR CPN 7.980% DTD 02/08/08 FC 09/15/08 CALL1 03/15/18 @ 100.000 | Bond/Fixed Income | $1,001 - $15,000 | 2014-08-18 | buy | 20 |
| house-8216590-ocr-56 | Self | — | — | 15000 | 1001 | ING GROEP NV 06.375% | Stock | $1,001 - $15,000 | 2014-08-19 | buy | 19 |
| house-8216590-ocr-55 | Self | — | — | 15000 | 1001 | MONTPELIER RE HLDGS L 8.875% | Stock | $1,001 - $15,000 | 2014-08-27 | buy | 13 |
| house-8216590-ocr-54 | Self | IFF | — | 50000 | 15001 | INTL FLAVORS & FRAGRANCES | Stock | $15,001 - $50,000 | 2014-08-05 | sell | 29 |
| house-8216590-ocr-53 | Self | — | — | 100000 | 50001 | HCA HOLDINGS | Stock | $50,001 - $100,000 | 2014-08-05 | buy | 29 |
| house-8216590-ocr-52 | Self | — | redemption following merger with MB Financial | 15000 | 1001 | TAYLOR CAPITAL GP (redemption following merger with MB Financial) | Stock | $1,001 - $15,000 | 2014-08-18 | exchange | 20 |
| house-8216590-ocr-51 | Spouse | — | — | 15000 | 1001 | SPRINT CAP CORP GTD NOTE MAKE WHOLE CALL +25BP CPN 6.900% DUE 05/01/19 DTD 05/06/99 FC 11/01/99 | Stock | $1,001 - $15,000 | 2014-08-06 | sell | 28 |
| house-8216590-ocr-50 | Spouse | — | — | 15000 | 1001 | SANDRIDGE ENERGY INC SR NOTE CPN 7.500% DUE 02/15/23 DTD 08/20/12 FC 02/15/13 CALL1 08/15/17 @ 103.750 | Corporate Bond | $1,001 - $15,000 | 2014-08-06 | sell | 28 |
| house-8216590-ocr-5 | Spouse | — | — | 15000 | 1001 | WELLS FARGO & CO PERPETUAL PFD SER K FXD/VAR CPN 7.980% DTD 02/08/08 FC 09/15/08 CALL1 03/15/18 @ 100.000 | Bond/Fixed Income | $1,001 - $15,000 | 2014-08-18 | sell | 20 |
| house-8216590-ocr-49 | Spouse | — | — | 15000 | 1001 | REYNOLDS GRP ISSUER INC LLC SR SECD NOTE CPN 5.750% DUE 10/15/20 DTD 09/28/12 FC 04/15/13 CALL1 10/15/15 @ 104.313 | Corporate Bond | $1,001 - $15,000 | 2014-08-06 | sell | 28 |
| house-8216590-ocr-48 | Spouse | — | — | 15000 | 1001 | RSC EQUIP RENT INC HLDGS III LLC SR NOTE CPN 8.250% DUE 02/01/21 DTD 01/19/11 FC 08/01/11 CALL1 02/01/16 @ 104.125 | Corporate Bond | $1,001 - $15,000 | 2014-08-06 | sell | 28 |
| house-8216590-ocr-47 | Spouse | — | — | 15000 | 1001 | REGAL ENTMNT CORP GR SR NOTE CPN 5.750% DUE 02/01/25 DTD 01/17/13 FC 08/01/13 CALL1 02/01/18 @ 100.000 | Corporate Bond | $1,001 - $15,000 | 2014-08-06 | sell | 28 |
| house-8216590-ocr-46 | Spouse | — | — | 15000 | 1001 | OFFSHORE GRP INVT LTD SR SECD 1ST LIEN NOTE CPN 7.500% DUE 11/01/19 DTD 05/01/13 FC 11/01/13 CALL1 11/01/15 @ 105.625 | Corporate Bond | $1,001 - $15,000 | 2014-08-06 | sell | 28 |
| house-8216590-ocr-45 | Spouse | — | — | 15000 | 1001 | LEVI STRAUSS & CO SR NOTE CPN 6.875% DUE 05/01/22 DTD 05/08/12 FC 11/01/12 CALL1 05/01/17 @ 100.000 | Corporate Bond | $1,001 - $15,000 | 2014-08-06 | sell | 28 |
| house-8216590-ocr-44 | Spouse | — | — | 15000 | 1001 | CHS CMNTY HLTH SYS I SR NOTE CPN 7.125% DUE 07/15/20 DTD 07/18/12 FC 01/15/13 CALL1 07/15/16 @ 100.000 | Corporate Bond | $1,001 - $15,000 | 2014-08-06 | sell | 28 |
| house-8216590-ocr-43 | Spouse | — | — | 15000 | 1001 | CITIGROUP INC NOTE CPN 8.500% DUE 05/22/19 DTD 05/22/09 FC 11/22/09 | Corporate Bond | $1,001 - $15,000 | 2014-08-06 | sell | 28 |
| house-8216590-ocr-42 | Spouse | — | — | 15000 | 1001 | CENTURYLINK INC SR NOTE SER P CPN 7.600% DUE 09/15/39 DTD 09/21/09 FC 03/15/10 | Corporate Bond | $1,001 - $15,000 | 2014-08-06 | sell | 28 |
| house-8216590-ocr-41 | Spouse | — | — | 15000 | 1001 | WEATHERFORD INTL LTD INTL LTD GTD CPN 9.625% DUE 03/01/19 DTD 01/08/09 FC 03/01/09 | Corporate Bond | $1,001 - $15,000 | 2014-08-07 | sell | 27 |
| house-8216590-ocr-40 | Spouse | — | — | 15000 | 1001 | BURLINGTON NTHN SANT CORP DEBENTURE CPN 6.150% DUE 05/01/37 DTD 04/13/07 FC 11/01/07 | Corporate Bond/Debenture | $1,001 - $15,000 | 2014-08-07 | sell | 27 |
| house-8216590-ocr-4 | Spouse | — | — | 15000 | 1001 | TYSON FOODS INC SR NOTE CPN 4.875% DUE 08/15/34 DTD 08/08/14 FC 02/15/15 CALL1 02/15/34 @ 100.000 | Bond/Fixed Income | $1,001 - $15,000 | 2014-08-18 | buy | 20 |
| house-8216590-ocr-39 | Spouse | — | — | 15000 | 1001 | VALERO ENERGY CORP N NOTE CPN 9.375% DUE 03/15/19 DTD 03/17/09 FC 09/15/09 | Corporate Bond | $1,001 - $15,000 | 2014-08-08 | sell | 26 |
| house-8216590-ocr-38 | Spouse | — | — | 15000 | 1001 | UNITED CONTL HLDGS INC SR NOTE CPN 6.375% DUE 06/01/18 DTD 05/07/13 FC 12/01/13 | Corporate Bond | $1,001 - $15,000 | 2014-08-08 | sell | 26 |
| house-8216590-ocr-37 | Spouse | — | — | 15000 | 1001 | U S TREASURY NOTE CPN 3.500% DUE 05/15/20 DTD 05/15/10 FC 11/15/10 | Treasury Note | $1,001 - $15,000 | 2014-08-08 | sell | 26 |
| house-8216590-ocr-36 | Spouse | — | — | 15000 | 1001 | JPMORGAN CHASE & CO DEP SHS REPSTG 1/10 PFD SER I PERPETUAL FXD/VAR CPN 7.900% DTD 04/23/08 FC 10/30/08 CALL1 04/30/18 @ | Preferred Stock | $1,001 - $15,000 | 2014-08-08 | sell | 26 |
| house-8216590-ocr-35 | Spouse | — | — | 15000 | 1001 | GOLDMAN SACHS GROUP SR NOTE MAKE WHOLE CALL +20BP CPN 6.125% DUE 02/15/33 DTD 02/13/03 FC 08/15/03 | Corporate Bond | $1,001 - $15,000 | 2014-08-08 | sell | 26 |
| house-8216590-ocr-34 | Spouse | — | — | 15000 | 1001 | CHS CMNTY HLTH SYS I SR NOTE CPN 7.125% DUE 07/15/20 DTD 07/18/12 FC 01/15/13 CALL1 07/15/16 @ 100.000 | Corporate Bond | $1,001 - $15,000 | 2014-08-08 | buy | 26 |
| house-8216590-ocr-33 | Spouse | — | — | 15000 | 1001 | CHS CMNTY HLTH SYS I SR NOTE CPN 7.125% DUE 07/15/20 DTD 07/18/12 FC 01/15/13 CALL1 07/15/16 @ 100.000 | Corporate Bond | $1,001 - $15,000 | 2014-08-08 | sell | 26 |
| house-8216590-ocr-32 | Spouse | — | — | 15000 | 1001 | COMCAST CORP NOTE CPN 7.050% DUE 03/15/33 DTD 03/14/03 FC 09/15/03 | Corporate Bond | $1,001 - $15,000 | 2014-08-08 | sell | 26 |
| house-8216590-ocr-31 | Spouse | — | — | 15000 | 1001 | CIMAREX ENERGY CO SR NOTE CPN 4.375% DUE 06/01/24 DTD 06/04/14 FC 12/01/14 CALL1 03/01/24 @ 100.000 | Corporate Bond | $1,001 - $15,000 | 2014-08-08 | sell | 26 |
| house-8216590-ocr-30 | Spouse | — | — | 15000 | 1001 | CHESAPEAKE ENERGY CO SR NOTE CPN 6.125% DUE 02/15/21 DTD 02/11/11 FC 08/15/11 | Bond/Note | $1,001 - $15,000 | 2014-08-08 | sell | 26 |
| house-8216590-ocr-3 | Spouse | — | — | 15000 | 1001 | BANK AMER CORP DEP SHS REPSTG 1/25TH SER M PFD PERPETUAL CPN 8.125% DTD 04/30/08 FC 11/15/08 CALL1 05/15/18 @ 100.000 | Bond/Fixed Income | $1,001 - $15,000 | 2014-08-18 | buy | 20 |
| house-8216590-ocr-29 | Spouse | — | — | 15000 | 1001 | AMERICAN TOWER CORP SR NOTE CPN 7.250% DUE 05/15/19 DTD 05/15/10 FC 11/15/10 | Bond/Note | $1,001 - $15,000 | 2014-08-08 | sell | 26 |
| house-8216590-ocr-28 | Spouse | — | — | 15000 | 1001 | FEDL HOME LOAN MTG C POOL #G14676 GOLD CPN 4.500% DUE 09/01/26 DTD 01/01/13 FC 02/15/13 | Bond/Mortgage Pool | $1,001 - $15,000 | 2014-08-11 | sell | 25 |
| house-8216590-ocr-27 | Spouse | — | — | 15000 | 1001 | FEDL NATL MTG ASSN POOL #889844 CPN 6.000% DUE 12/01/34 DTD 08/01/08 FC 09/25/08 | Bond/Mortgage Pool | $1,001 - $15,000 | 2014-08-11 | sell | 25 |
| house-8216590-ocr-26 | Spouse | — | — | 15000 | 1001 | FEDL NATL MTG ASSN POOL #725027 CPN 5.000% DUE 11/01/33 DTD 12/01/03 FC 01/25/04 | Bond/Mortgage Pool | $1,001 - $15,000 | 2014-08-11 | sell | 25 |
| house-8216590-ocr-25 | Spouse | — | — | 15000 | 1001 | ADT CORP NOTE CPN 3.500% DUE 07/15/22 DTD 01/15/13 FC 07/15/13 | Bond/Note | $1,001 - $15,000 | 2014-08-12 | sell | 24 |
| house-8216590-ocr-24 | Spouse | TEX | — | 15000 | 1001 | TEREX CORP NEW SR NOTE CPN 6.500% DUE 04/01/20 DTD 03/27/12 FC 10/01/12 CALL1 04/01/16 @ 103.250 | Bond/Note | $1,001 - $15,000 | 2014-08-12 | sell | 24 |
| house-8216590-ocr-23 | Spouse | — | — | 15000 | 1001 | BANK AMER CORP DEP SHS REPSTG 1/25TH SER M PFD PERPETUAL CPN 8.125% DTD 04/30/08 FC 11/15/08 CALL1 05/15/18 @ 100.000 | Preferred Stock/Bond | $1,001 - $15,000 | 2014-08-12 | sell | 24 |
| house-8216590-ocr-22 | Spouse | — | — | 15000 | 1001 | WILLIAMS COS SR NOTE CPN 4.550% DUE 06/24/24 DTD 06/24/14 FC 12/24/14 CALL1 03/24/24 @ 100.000 | Bond/Note | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-21 | Spouse | — | — | 15000 | 1001 | WEYERHAEUSER CO DEBENTURES CPN 7.375% DUE 03/15/32 DTD 09/15/02 FC 03/15/03 | Bond/Debenture | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-20 | Spouse | — | — | 15000 | 1001 | WELLS FARGO & CO PERPETUAL PFD SER K FXD/VAR CPN 7.980% DTD 02/08/08 FC 09/15/08 CALL1 03/15/18 @ 100.000 | Preferred Stock | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-2 | Spouse | — | — | 15000 | 1001 | BANK AMER CORP DEP SHS REPSTG 1/25TH SER M PFD PERPETUAL CPN 8.125% DTD 04/30/08 FC 11/15/08 CALL1 05/15/18 @ 100.000 | Bond/Fixed Income | $1,001 - $15,000 | 2014-08-18 | sell | 20 |
| house-8216590-ocr-19 | Spouse | — | — | 15000 | 1001 | VERIZON COMMUNICATIO INC NOTE CPN 5.150% DUE 09/15/23 DTD 09/18/13 FC 03/15/14 | Corporate Bond | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-18 | Spouse | — | — | 15000 | 1001 | TRONOX FIN LLC GTD SR NOTE CPN 6.375% DUE 08/15/20 DTD 08/15/13 FC 02/15/14 CALL1 08/15/15 @ 104.781 | Corporate Bond | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-17 | Spouse | — | — | 15000 | 1001 | SCIENTIFIC GAMES INT SR SUB NOTE CPN 6.250% DUE 09/01/20 DTD 08/20/12 FC 03/01/13 CALL1 09/01/15 @ 104.688 | Corporate Bond | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-16 | Spouse | — | — | 15000 | 1001 | PEABODY ENERGY CORP SR NOTE CPN 6.250% DUE 11/15/21 DTD 05/15/12 FC 11/15/12 | Corporate Bond | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-15 | Spouse | — | — | 15000 | 1001 | NUSTAR LOGISTICS L P SR NOTE CPN 6.750% DUE 02/01/21 DTD 08/19/13 FC 02/01/14 | Corporate Bond | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-14 | Spouse | — | — | 15000 | 1001 | NEW JERSEY ECON DEV ST PENSION FDG REV NPFG SER 97A B/E TXBL CPN 7.425% DUE 02/15/29 DTD 06/15/97 FC 08/15/97 MAND SINK FUND | Municipal Bond | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-13 | Spouse | — | — | 15000 | 1001 | METROPCS WIRELESS IN NOTE CPN 6.625% DUE 11/15/20 DTD 11/17/10 FC 05/15/11 CALL1 11/15/15 @ 103.313 | Corporate Bond | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-12 | Spouse | — | — | 15000 | 1001 | L-3 COMNS CORP SR NOTE CPN 4.950% DUE 02/15/21 DTD 02/07/11 FC 08/15/11 CALL1 11/15/20 @ 100.000 | Corporate Bond | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-11 | Spouse | — | — | 15000 | 1001 | GAP INC NOTE CPN 5.950% DUE 04/12/21 DTD 04/12/11 FC 10/12/11 CALL1 01/12/21 @ 100.000 | Corporate Bond | $1,001 - $15,000 | 2014-08-13 | sell | 23 |
| house-8216590-ocr-10 | Spouse | — | — | 15000 | 1001 | FEDL NATL MTG ASSN POOL #725027 CPN 5.000% DUE 11/01/33 DTD 12/01/03 FC 01/25/04 | Bond/Fixed Income | $1,001 - $15,000 | 2014-08-13 | buy | 23 |
| house-8216590-ocr-1 | Spouse | — | — | 15000 | 1001 | WELLS FARGO & CO PERPETUAL PFD SER K FXD/VAR CPN 7.980% DTD 02/08/08 FC 09/15/08 CALL1 03/15/18 @ 100.000 | Bond/Fixed Income | $1,001 - $15,000 | 2014-08-22 | buy | 16 |
