Thomas R Carper (Senate) disclosed 9 transactions
2014-03-06 · Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk
2014-02-28 · buy UBS AutocallBroadcom 9.4% due 3/3/17 — $1,001 - $15,000 2014-02-28 · buy UBS Autocall Terex Corp. 11.2% due 3/11/15 — $15,001 - $50,000 2014-02-28 · sell Barclays Autocall Broadcom 10% due 11/28/16 — $1,001 - $15,000 2014-02-27 · sell Barclays Autocall Terex 12/75% due 11/28/14 — $15,001 - $50,000 2014-02-18 · buy MS Autocall Valero Energy 12% due 2/21/17 — $15,001 - $50,000 2014-02-27 · buy Transocean Ltd. (NYSE) — $1,001 - $15,000 2014-02-27 · sell Ecopetrol SA (NYSE) — $1,001 - $15,000 2014-02-21 · buy Shaw Communications, Inc. (NYSE) — $1,001 - $15,000 2014-02-21 · sell Vodafone CP PLC — $1,001 - $15,000
The complete record
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owner Spouse party Democrat state DE office Carper, Thomas R (Senator) ptr id a1a02a3d-f7a2-4e0e-bf8c-d9a6caefee48 chamber senate comment -- asset type — report url https://efdsearch.senate.gov/search/view/ptr/a1a02a3d-f7a2-4e0e-bf8c-d9a6caefee48/ bioguide id C000174 data source SENATE_EFD_PTR member last Carper member name Thomas R Carper member first Thomas R state district — disclosure date 2014-03-06 amendment status original transaction nature OPEN_MARKET
Each transaction (9) id ticker amount max amount min asset name amount range transaction date transaction type reporting lag days senate-a1a02a3d-f7a2-4e0e-bf8c-d9a6caefee48-9 — 15000 1001 UBS AutocallBroadcom 9.4% due 3/3/17 $1,001 - $15,000 2014-02-28 buy 4 senate-a1a02a3d-f7a2-4e0e-bf8c-d9a6caefee48-8 — 50000 15001 UBS Autocall Terex Corp. 11.2% due 3/11/15 $15,001 - $50,000 2014-02-28 buy 4 senate-a1a02a3d-f7a2-4e0e-bf8c-d9a6caefee48-7 — 15000 1001 Barclays Autocall Broadcom 10% due 11/28/16 $1,001 - $15,000 2014-02-28 sell 4 senate-a1a02a3d-f7a2-4e0e-bf8c-d9a6caefee48-6 — 50000 15001 Barclays Autocall Terex 12/75% due 11/28/14 $15,001 - $50,000 2014-02-27 sell 5 senate-a1a02a3d-f7a2-4e0e-bf8c-d9a6caefee48-5 — 50000 15001 MS Autocall Valero Energy 12% due 2/21/17 $15,001 - $50,000 2014-02-18 buy 12 senate-a1a02a3d-f7a2-4e0e-bf8c-d9a6caefee48-4 RIG 15000 1001 Transocean Ltd. (NYSE) $1,001 - $15,000 2014-02-27 buy 5 senate-a1a02a3d-f7a2-4e0e-bf8c-d9a6caefee48-3 EC 15000 1001 Ecopetrol SA (NYSE) $1,001 - $15,000 2014-02-27 sell 5 senate-a1a02a3d-f7a2-4e0e-bf8c-d9a6caefee48-2 SJR 15000 1001 Shaw Communications, Inc. (NYSE) $1,001 - $15,000 2014-02-21 buy 9 senate-a1a02a3d-f7a2-4e0e-bf8c-d9a6caefee48-1 — 15000 1001 Vodafone CP PLC $1,001 - $15,000 2014-02-21 sell 9
Original filing document
