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KeyVex › Disclosures › Congressional trades

KeyVex publishes these public financial disclosure filings as news, free and without registration, under the news-media provision of 5 U.S.C. § 13107(c). Source documents are linked on every entry.

Thomas R Carper (Senate) disclosed 13 transactions

· Congressional trades · U.S. Senate Electronic Financial Disclosure / U.S. House Clerk

2014-01-24 · buy8.05% due 1/27/17 UBS Autocall Potash — $15,001 - $50,000
2014-01-24 · sell12% due 10/21/16 JPM Autocall Potash — $15,001 - $50,000
2014-01-24 · buy8.05% due 1/27/17 UBS Autocall Potash — $1,001 - $15,000
2014-01-24 · sell12% due 10/21/16 JPM Autocall Potash — $1,001 - $15,000
2014-01-17 · buyI - Shares S&P Midcap 400 — $1,001 - $15,000
2014-01-17 · buySPDR Trust Series 1 — $1,001 - $15,000
2014-01-17 · buyI - Shares Russell 1000 Value — $1,001 - $15,000
2014-01-17 · buyI - Shares MSCI EAFE — $1,001 - $15,000
2014-01-02 · sell11.15% due 9/30/16 RBC Autocall Blackstone — $15,001 - $50,000
2014-01-03 · buy8.6% due 1/8/15 HSBC Autocall Broadcom — $15,001 - $50,000
2014-01-16 · sell9.5% due 10/17/14 JPM Autocall Freeport McMoran — $15,001 - $50,000
2014-01-21 · buy8.05% due 1/26/15 MS Autocall FCX — $15,001 - $50,000
2014-01-17 · buyMIRAE Emerging Markets Fund — $1,001 - $15,000

The complete record

Every field KeyVex holds for this filing, as its API serves it. Nothing is withheld here that the API sells.

ownerSpouse
partyDemocrat
stateDE
officeCarper, Thomas R (Senator)
ptr id36948320-9870-418e-9b62-709176af3ab4
ticker—
chambersenate
comment--
asset type—
report urlhttps://efdsearch.senate.gov/search/view/ptr/36948320-9870-418e-9b62-709176af3ab4/
bioguide idC000174
data sourceSENATE_EFD_PTR
member lastCarper
member nameThomas R Carper
member firstThomas R
state district—
disclosure date2014-02-05
amendment statusoriginal
transaction natureOPEN_MARKET

Each transaction (13)

idamount maxamount minasset nameamount rangetransaction datetransaction typereporting lag days
senate-36948320-9870-418e-9b62-709176af3ab4-950000150018.05% due 1/27/17 UBS Autocall Potash$15,001 - $50,0002014-01-24buy8
senate-36948320-9870-418e-9b62-709176af3ab4-8500001500112% due 10/21/16 JPM Autocall Potash$15,001 - $50,0002014-01-24sell8
senate-36948320-9870-418e-9b62-709176af3ab4-71500010018.05% due 1/27/17 UBS Autocall Potash$1,001 - $15,0002014-01-24buy8
senate-36948320-9870-418e-9b62-709176af3ab4-615000100112% due 10/21/16 JPM Autocall Potash$1,001 - $15,0002014-01-24sell8
senate-36948320-9870-418e-9b62-709176af3ab4-5150001001I - Shares S&P Midcap 400$1,001 - $15,0002014-01-17buy13
senate-36948320-9870-418e-9b62-709176af3ab4-4150001001SPDR Trust Series 1$1,001 - $15,0002014-01-17buy13
senate-36948320-9870-418e-9b62-709176af3ab4-3150001001I - Shares Russell 1000 Value$1,001 - $15,0002014-01-17buy13
senate-36948320-9870-418e-9b62-709176af3ab4-2150001001I - Shares MSCI EAFE$1,001 - $15,0002014-01-17buy13
senate-36948320-9870-418e-9b62-709176af3ab4-13500001500111.15% due 9/30/16 RBC Autocall Blackstone$15,001 - $50,0002014-01-02sell24
senate-36948320-9870-418e-9b62-709176af3ab4-1250000150018.6% due 1/8/15 HSBC Autocall Broadcom$15,001 - $50,0002014-01-03buy23
senate-36948320-9870-418e-9b62-709176af3ab4-1150000150019.5% due 10/17/14 JPM Autocall Freeport McMoran$15,001 - $50,0002014-01-16sell14
senate-36948320-9870-418e-9b62-709176af3ab4-1050000150018.05% due 1/26/15 MS Autocall FCX$15,001 - $50,0002014-01-21buy11
senate-36948320-9870-418e-9b62-709176af3ab4-1150001001MIRAE Emerging Markets Fund$1,001 - $15,0002014-01-17buy13

Original filing document